CIK: 0001040762 · Show all filings
Period: Q1 2014 (← Previous) (Next →)
Filing Date: May 14, 2014
Total Value ($000): $821,235 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | State Bank Financial Corporation | 2,229,300 | $39,436 | 4.8% | $15.03 | — | COM | 856190103 |
| — | First Midwest Bancorp, Inc. | 1,263,100 | $21,574 | 2.6% | $15.08 | — | COM | 320867104 |
| JPM | JPMorgan Chase & Co. | 351,000 | $21,309 | 2.6% | $37.14 | +13.3% | COM | 46625H100 |
| SPY | SPDR S&P 500 ETF Trust | 100,000 | $18,701 | 2.3% | — | — | Put | 78462F103 |
| — | OmniAmerican Bancorp, Inc. | 767,600 | $17,494 | 2.1% | $22.03 | — | COM | 68216R107 |
| — | First NBC Bank Holding Company | 489,700 | $17,071 | 2.1% | $24.40 | — | COM | 32115D106 |
| OSG | Ambac Financial Group, Inc. | 497,800 | $15,447 | 1.9% | $22.78 | +21.2% | COM | 023139884 |
| — | Southwest Bancorp, Inc. | 861,200 | $15,209 | 1.9% | $13.67 | — | COM | 844767103 |
| AMH | American Homes 4 Rent | 885,000 | $14,788 | 1.8% | $16.20 | — | CL A | 02665T306 |
| C | Citigroup Inc. | 303,000 | $14,423 | 1.8% | $36.18 | +2.5% | COM | 172967424 |
| HTH | Hilltop Holdings Inc. | 591,500 | $14,072 | 1.7% | $22.54 | +5.5% | COM | 432748101 |
| — | United Community Financial Corp. | 3,264,803 | $12,798 | 1.6% | $4.28 | — | COM | 909839102 |
| MS | Morgan Stanley | 363,600 | $11,333 | 1.4% | $20.89 | +8.6% | COM | 617446448 |
| — | Territorial Bancorp Inc. | 522,600 | $11,288 | 1.4% | $22.38 | — | COM | 88145X108 |
| STT | State Street Corporation | 155,000 | $10,780 | 1.3% | $46.71 | +7.4% | COM | 857477103 |
| IBCP | Independent Bank Corporation | 810,000 | $10,514 | 1.3% | $5.65 | +56.5% | COM | 453838609 |
| — | Palmetto Bancshares, Inc. | 731,995 | $10,314 | 1.3% | $13.00 | — | COM | 697062206 |
| BANF | BancFirst Corporation | 180,400 | $10,216 | 1.2% | $16.45 | +30.7% | COM | 05945F103 |
| — | Century Bancorp, Inc. | 295,300 | $10,073 | 1.2% | $34.79 | — | CL A NON VTG | 156432106 |
| — | CoBiz Financial Inc. | 861,000 | $9,919 | 1.2% | $9.06 | — | COM | 190897108 |
| IVZ | Invesco Ltd. | 266,000 | $9,842 | 1.2% | $19.55 | +6.7% | SHS | G491BT108 |
| — | Hudson City Bancorp, Inc. | 1,000,000 | $9,830 | 1.2% | $9.83 | — | COM | 443683107 |
| FFBC | First Financial Bancorp. | 515,400 | $9,267 | 1.1% | $9.58 | +15.0% | COM | 320209109 |
| — | 1st United Bancorp, Inc. | 1,205,835 | $9,237 | 1.1% | $6.72 | — | COM | 33740N105 |
| BKU | BankUnited, Inc. | 263,900 | $9,176 | 1.1% | $22.37 | +2.9% | COM | 06652K103 |
| FCNCA | First Citizens BancShares, Inc. | 36,800 | $8,860 | 1.1% | $183.72 | +17.1% | CL A | 31946M103 |
| — | HF Financial Corp. | 655,900 | $8,763 | 1.1% | $13.01 | — | COM | 404172108 |
| SBCF | Seacoast Banking Corporation of Florida | 765,000 | $8,415 | 1.0% | $11.21 | +1.6% | COM | 811707801 |
| — | M&T Bank Corp. Exp 12/23/2018 | 167,300 | $7,997 | 1.0% | — | — | Call | 55261F112 |
| — | HopFed Bancorp, Inc. | 679,503 | $7,930 | 1.0% | $10.80 | — | COM | 439734104 |
| — | Fox Chase Bancorp, Inc. | 463,021 | $7,802 | 1.0% | $17.00 | — | COM | 35137T108 |
| SMBC | Southern Missouri Bancorp, Inc. | 220,400 | $7,593 | 0.9% | $10.20 | +35.1% | COM | 843380106 |
| — | Zions Bancorporation Exp 11/14/2018 | 1,850,000 | $7,585 | 0.9% | — | — | Call | 989701131 |
| HWC | Hancock Holding Company | 206,000 | $7,550 | 0.9% | $32.68 | +8.7% | COM | 410120109 |
| — | Boston Private Financial Holdings, Inc. | 557,200 | $7,539 | 0.9% | $10.64 | — | COM | 101119105 |
| — | 1st Century Bancshares, Inc. | 899,900 | $7,127 | 0.9% | $6.17 | — | COM | 31943X102 |
| WSBF | Waterstone Financial Inc. | 679,400 | $7,059 | 0.9% | $10.47 | 0.0% | COM | 94188P101 |
| HTBK | Heritage Commerce Corp | 850,000 | $6,851 | 0.8% | $7.33 | +10.5% | COM | 426927109 |
| IROQ | IF Bancorp, Inc. | 410,400 | $6,673 | 0.8% | $15.28 | +8.5% | COM | 44951J105 |
| — | Malvern Bancorp, Inc. | 640,675 | $6,561 | 0.8% | $11.97 | — | COM | 561409103 |
| — | American River Bankshares | 703,500 | $6,493 | 0.8% | $8.22 | — | COM | 029326105 |
| — | Charter Financial Corporation | 600,400 | $6,490 | 0.8% | $10.20 | — | COM | 16122W108 |
| NBHC | National Bank Holdings Corporation | 313,600 | $6,294 | 0.8% | $15.17 | +5.1% | CL A | 633707104 |
| NMIH | NMI Holdings | 523,000 | $6,130 | 0.7% | $13.30 | -10.7% | CL A | 629209305 |
| NRIM | Northrim BanCorp, Inc. | 228,619 | $5,873 | 0.7% | $3.58 | +15.7% | COM | 666762109 |
| — | North Valley Bancorp | 240,900 | $5,825 | 0.7% | $16.90 | — | COM | 66304M204 |
| — | First Citizens Banc Corp, Inc. Series B Conv. Pfd. | 194,900 | $5,798 | 0.7% | $29.75 | — | 6.50 % PFD SER B | 319459400 |
| — | SI Financial Group, Inc. | 508,898 | $5,735 | 0.7% | $11.15 | — | COM | 78425V104 |
| — | Evans Bancorp, Inc. | 246,900 | $5,617 | 0.7% | $17.56 | — | COM | 29911Q208 |
| — | Bridge Bancorp, Inc. | 210,000 | $5,609 | 0.7% | $23.61 | — | COM | 108035106 |
| USB | U.S. Bancorp | 130,000 | $5,572 | 0.7% | $24.24 | +12.8% | COM | 902973304 |
| — | City National Corporation | 70,700 | $5,566 | 0.7% | $63.37 | — | COM | 178566105 |
| — | Guaranty Bancorp | 387,100 | $5,516 | 0.7% | $12.59 | — | COM | 40075T607 |
| SAMG | Silvercrest Asset Management Group Inc. | 292,400 | $5,348 | 0.7% | $13.19 | +27.3% | CL A | 828359109 |
| BMRC | Bank of Marin Bancorp | 115,000 | $5,182 | 0.6% | $14.97 | +4.4% | COM | 063425102 |
| CMA | Comerica Incorporated | 100,000 | $5,180 | 0.6% | $31.52 | 0.0% | COM | 200340107 |
| — | Laporte Bancorp Inc. | 479,700 | $5,162 | 0.6% | $10.12 | — | COM | 516651106 |
| — | FirstMerit Corporation | 245,100 | $5,105 | 0.6% | $20.83 | — | COM | 337915102 |
| — | Prudential Bancorp, Inc. | 474,000 | $5,048 | 0.6% | $10.78 | — | COM | 74431A101 |
| SFNC | Simmons First National Corporation | 134,100 | $4,998 | 0.6% | $13.71 | +31.2% | CL A $1 PAR | 828730200 |
| — | Coastway Bancorp, Inc. | 486,000 | $4,996 | 0.6% | $10.28 | — | COM | 190632109 |
| WFC | Wells Fargo & Company | 100,000 | $4,974 | 0.6% | $29.73 | +12.4% | COM | 949746101 |
| WTFC | Wintrust Financial Corporation | 100,000 | $4,866 | 0.6% | $36.77 | +25.2% | COM | 97650W108 |
| — | Hamilton Bancorp Inc. | 345,000 | $4,830 | 0.6% | $13.24 | — | COM | 407015106 |
| — | Stonegate Mortgage Corp | 321,411 | $4,776 | 0.6% | $16.53 | — | COM | 86181Q300 |
| PFBC | Preferred Bank | 175,000 | $4,543 | 0.6% | $16.08 | +41.5% | COM | 740367404 |
| FCCO | First Community Corporation | 406,200 | $4,541 | 0.6% | $6.72 | +20.7% | COM | 319835104 |
| — | Chicopee Bancorp, Inc. | 247,200 | $4,375 | 0.5% | $16.90 | — | COM | 168565109 |
| — | MainSource Financial Group, Inc. | 250,000 | $4,275 | 0.5% | $13.88 | — | COM | 56062Y102 |
| — | Lazard Ltd | 90,000 | $4,238 | 0.5% | $33.18 | — | SHS A | G54050102 |
| RVSB | Riverview Bancorp, Inc. | 1,222,700 | $4,194 | 0.5% | $1.95 | +27.8% | COM | 769397100 |
| BOKF | BOK Financial Corporation | 60,000 | $4,143 | 0.5% | $47.07 | +2.8% | COM | 05561Q201 |
| FBIZ | First Business Financial Services, Inc. | 87,600 | $4,133 | 0.5% | $12.82 | +21.6% | COM | 319390100 |
| CZNC | Citizens & Northern Corporation | 208,600 | $4,112 | 0.5% | $10.64 | +0.9% | COM | 172922106 |
| — | Xenith Bankshares, Inc. | 685,900 | $4,095 | 0.5% | $5.32 | — | COM | 98410X105 |
| — | Peoples Federal Bancshares, Inc. | 225,600 | $4,038 | 0.5% | $18.07 | — | COM | 711037101 |
| — | Wilshire Bancorp, Inc. | 359,800 | $3,994 | 0.5% | $6.62 | — | COM | 97186T108 |
| MOFG | MidWestOne Financial Group, Inc. | 155,000 | $3,912 | 0.5% | $23.93 | +6.0% | COM | 598511103 |
| BSRR | Sierra Bancorp | 243,200 | $3,872 | 0.5% | $9.11 | +20.3% | COM | 82620P102 |
| — | OBA Financial Services, Inc. | 209,500 | $3,830 | 0.5% | $18.44 | — | COM | 67424G101 |
| UCB | United Community Banks, Inc. | 196,270 | $3,810 | 0.5% | $11.35 | +56.7% | COM | 90984P303 |
| — | Bridge Capital Holdings | 157,500 | $3,742 | 0.5% | $15.86 | — | COM | 108030107 |
| — | United Community Bancorp | 329,100 | $3,735 | 0.5% | $10.42 | — | COM | 90984R101 |
| BEN | Franklin Resources, Inc. | 68,500 | $3,711 | 0.5% | $29.91 | +7.5% | COM | 354613101 |
| — | MB Financial, Inc. | 117,789 | $3,647 | 0.4% | $26.80 | — | COM | 55264U108 |
| — | Louisiana Bancorp, Inc. | 184,700 | $3,522 | 0.4% | $17.00 | — | COM | 54619P104 |
| — | Wolverine Bancorp, Inc. | 160,200 | $3,460 | 0.4% | $19.04 | — | COM | 977880103 |
| — | Jacksonville Bancorp, Inc. | 312,707 | $3,283 | 0.4% | $12.13 | — | COM | 469249205 |
| WD | Walker & Dunlop, Inc. | 200,000 | $3,270 | 0.4% | $14.29 | -10.2% | COM | 93148P102 |
| — | Poage Bankshares, Inc. | 227,200 | $3,226 | 0.4% | $15.00 | — | COM | 730206109 |
| — | Suffolk Bancorp | 140,000 | $3,122 | 0.4% | $16.59 | — | COM | 864739107 |
| — | Polonia Bancorp, Inc. | 319,600 | $3,116 | 0.4% | $9.33 | — | COM | 73158Q109 |
| PROV | Provident Financial Holdings, Inc. | 202,100 | $3,116 | 0.4% | $15.40 | -1.5% | COM | 743868101 |
| — | State Investors Bancorp, Inc. | 198,400 | $3,103 | 0.4% | $14.86 | — | COM | 857030100 |
| MBWM | Mercantile Bank Corporation | 149,000 | $3,072 | 0.4% | $12.50 | -1.1% | COM | 587376104 |
| — | Capital Bank Financial Corporation | 120,000 | $3,013 | 0.4% | $19.02 | — | CL A | 139794101 |
| — | Alliance Bancorp, Inc. of Pennsylvania | 196,100 | $3,010 | 0.4% | $13.75 | — | COM | 01890A108 |
| — | Chemical Financial Corporation | 90,000 | $2,921 | 0.4% | $28.27 | — | COM | 163731102 |
| HIFS | Hingham Institution for Savings | 37,200 | $2,920 | 0.4% | $55.77 | +20.9% | COM | 433323102 |
| — | Susquehanna Bancshares, Inc. | 255,800 | $2,908 | 0.4% | $11.37 | — | COM | 869099101 |
| — | Beneficial Mutual Bancorp, Inc. (MHC) | 210,000 | $2,770 | 0.3% | $12.92 | — | COM | 08173R104 |
| AER | AerCap Holdings NV | 63,500 | $2,679 | 0.3% | $16.06 | +139.1% | SHS | N00985106 |
| WLFC | Willis Lease Finance Corporation | 126,100 | $2,581 | 0.3% | $13.54 | +34.7% | COM | 970646105 |
| — | Old Line Bancshares, Inc. | 144,300 | $2,489 | 0.3% | $13.19 | — | COM | 67984M100 |
| — | Rockville Financial, Inc. | 182,600 | $2,482 | 0.3% | $13.59 | — | COM | 774188106 |
| — | First Busey Corporation | 426,500 | $2,474 | 0.3% | $4.50 | — | COM | 319383105 |
| — | Bank Mutual Corporation | 390,000 | $2,473 | 0.3% | $5.64 | — | COM | 063750103 |
| NBTB | NBT Bancorp Inc. | 100,000 | $2,446 | 0.3% | $24.19 | 0.0% | COM | 628778102 |
| — | Heritage Oaks Bancorp | 300,000 | $2,424 | 0.3% | $6.17 | — | COM | 42724R107 |
| HTB | HomeTrust Bancshares, Inc. | 151,430 | $2,390 | 0.3% | $16.07 | -2.0% | COM | 437872104 |
| — | ASB Bancorp, Inc. | 126,300 | $2,242 | 0.3% | $16.41 | — | COM | 00213T109 |
| PB | Prosperity Bancshares, Inc. | 33,200 | $2,196 | 0.3% | $45.93 | 0.0% | COM | 743606105 |
| MCHB | Homestreet Inc. | 107,300 | $2,098 | 0.3% | $18.87 | 0.0% | COM | 43785V102 |
| — | FedFirst Financial Corporation | 104,700 | $2,092 | 0.3% | $18.51 | — | COM | 31429C101 |
| — | National Penn Bancshares, Inc. | 200,000 | $2,090 | 0.3% | $10.45 | — | COM | 637138108 |
| — | Ambac Financial Group,Inc. Exp 4/30/2023 | 100,162 | $2,043 | 0.2% | — | — | Call | 023139116 |
| — | Colonial Financial Services, Inc. | 184,300 | $2,038 | 0.2% | $13.35 | — | COM | 19566B101 |
| — | SCBT Financial Corporation | 32,400 | $2,029 | 0.2% | $62.62 | — | COM | 32023E105 |
| — | Access National Corporation | 124,200 | $2,013 | 0.2% | $12.98 | — | COM | 004337101 |
| WTBA | West Bancorporation, Inc. | 128,700 | $1,955 | 0.2% | $12.16 | +22.9% | COM | 95123P106 |
| — | First Bancshares Inc. | 134,177 | $1,944 | 0.2% | $14.00 | — | COM | 318916103 |
| AMG | Affiliated Managers Group, Inc. | 9,700 | $1,940 | 0.2% | $190.16 | 0.0% | COM | 008252108 |
| HFBL | Home Federal Bancorp, Inc. of Louisiana | 107,000 | $1,900 | 0.2% | $8.84 | +0.2% | COM | 43708L108 |
| — | Brookline Bancorp, Inc. | 200,000 | $1,884 | 0.2% | $9.42 | — | COM | 11373M107 |
| ZION | Zions Bancorporation | 60,000 | $1,859 | 0.2% | $30.38 | 0.0% | COM | 989701107 |
| FIBK | First Interstate BancSystem, Inc. | 65,000 | $1,834 | 0.2% | $14.63 | +8.4% | COM CL A | 32055Y201 |
| — | Georgetown Bancorp, Inc. | 123,487 | $1,828 | 0.2% | $14.20 | — | COM | 372591107 |
| WSFS | WSFS Financial Corporation | 25,000 | $1,786 | 0.2% | $24.07 | 0.0% | COM | 929328102 |
| — | Westfield Financial, Inc. | 203,300 | $1,515 | 0.2% | $7.42 | — | COM | 96008P104 |
| — | Suntrust Bank Inc. Exp 12/31/2018 | 139,260 | $1,510 | 0.2% | — | — | Call | 867914129 |
| — | ESSA Bancorp, Inc. | 127,900 | $1,390 | 0.2% | $11.52 | — | COM | 29667D104 |
| CCNE | CNB Financial Corporation | 76,900 | $1,360 | 0.2% | $12.37 | 0.0% | COM | 126128107 |
| — | Premier Financial Bancorp, Inc. | 90,400 | $1,296 | 0.2% | $12.04 | — | COM | 74050M105 |
| HAFC | Hanmi Financial Corporation | 55,000 | $1,282 | 0.2% | $22.65 | 0.0% | COM | 410495204 |
| — | Park Sterling Corp | 191,800 | $1,275 | 0.2% | $5.91 | — | COM | 70086Y105 |
| — | Jacksonville Bancorp, Inc. (IL) | 60,000 | $1,260 | 0.2% | $19.41 | — | COM | 46924R106 |
| — | JPMorgan Chase & Co. Exp 10/28/2018 | 60,000 | $1,212 | 0.1% | — | — | Call | 46634E114 |
| — | Metro Bancorp Inc. | 52,000 | $1,099 | 0.1% | $21.13 | — | COM | 59161R101 |
| — | Talmer Bancorp, Inc. | 75,000 | $1,098 | 0.1% | $14.64 | — | COM | 87482X101 |
| WAL | Western Alliance Bancorporation | 40,000 | $984 | 0.1% | $18.93 | +6.1% | COM | 957638109 |
| WAFD | Washington Federal, Inc. | 40,000 | $932 | 0.1% | $16.16 | 0.0% | COM | 938824109 |
| BHB | Bar Harbor Bankshares | 23,376 | $896 | 0.1% | $11.13 | 0.0% | COM | 066849100 |
| TROW | T. Rowe Price Group, Inc. | 10,000 | $824 | 0.1% | $47.89 | +9.8% | COM | 74144T108 |
| — | Pathfinder Bancorp, Inc. | 55,000 | $795 | 0.1% | $13.50 | — | COM | 70320A103 |
| — | DNB Financial Corporation | 40,600 | $793 | 0.1% | $18.76 | — | COM | 233237106 |
| — | Cowen Group, Inc. | 167,400 | $738 | 0.1% | $3.05 | — | CL A | 223622101 |
| CZWI | Citizens Community Bancorp Inc. | 86,100 | $689 | 0.1% | $5.89 | +10.4% | COM | 174903104 |
| STBA | S&T Bancorp, Inc. | 25,000 | $593 | 0.1% | $24.62 | -4.4% | COM | 783859101 |
| FBNC | First Bancorp | 30,200 | $574 | 0.1% | $11.29 | +25.8% | COM | 318910106 |
| OVLY | Oak Valley Bancorp. | 60,000 | $565 | 0.1% | $9.17 | +4.5% | COM | 671807105 |
| PEBK | Peoples Bancorp of North Carolina | 35,400 | $552 | 0.1% | $13.97 | 0.0% | COM | 710577107 |
| — | Bank of Commerce Holdings | 80,000 | $538 | 0.1% | $6.26 | — | COM | 06424J103 |
| — | CenterState Banks, Inc. | 47,000 | $513 | 0.1% | $10.91 | — | COM | 15201P109 |
| — | TF Financial Corporation | 15,000 | $448 | 0.1% | $28.69 | — | COM | 872391107 |
| — | Southcoast Financial Corporation | 56,800 | $414 | 0.1% | $6.63 | — | COM | 84129R100 |
| UBFO | United Security Bancshares | 65,400 | $362 | 0.0% | $3.08 | 0.0% | COM | 911460103 |
| CAC | Camden National Corporation | 8,000 | $330 | 0.0% | $18.06 | -5.8% | COM | 133034108 |
| — | HMN Financial, Inc. | 31,500 | $310 | 0.0% | $9.21 | — | COM | 40424G108 |
| — | First South Bancorp, Inc. | 30,000 | $261 | 0.0% | $7.80 | — | COM | 33646W100 |
| ABCB | Ameris Bancorp | 9,900 | $231 | 0.0% | $18.49 | 0.0% | COM | 03076K108 |
| — | First Financial Bancorp Exp 12/23/2018 | 13,984 | $89 | 0.0% | — | — | Call | 320209117 |
| — | First Capital Bancorp, Inc. | 16,100 | $68 | 0.0% | $4.59 | — | COM | 319438107 |
| — | Synovus Financial Corp. | 17,400 | $59 | 0.0% | $2.92 | — | COM | 87161C105 |