CIK: 0001455258 · Show all filings
Period: Q3 2019 (← Previous) (Next →)
Filing Date: Oct 21, 2019
Total Value ($000): $748,079 (95.9% shares, 4.1% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| IVV | ISHARES CORE S&P 500 ETF | 422,164 | $126,024 | 16.8% | $247.31 | — | COMMON STOCK | 464287200 |
| AAPL | APPLE INC | 128,881 | $28,865 | 3.9% | $23.72 | +111.7% | COMMON STOCK | 037833100 |
| IWV | ISHARES RUSSELL 3000 ETF | 132,325 | $22,994 | 3.1% | $144.30 | — | COMMON STOCK | 464287689 |
| MSFT | MICROSOFT CORP | 163,823 | $22,776 | 3.0% | $52.67 | +146.6% | COMMON STOCK | 594918104 |
| GOOGL | ALPHABET INC | 13,152 | $16,060 | 2.1% | $40.67 | +44.5% | COMMON STOCK | 02079K305 |
| IVE | ISHARES S&P 500 VALUE ETF | 131,821 | $15,705 | 2.1% | $100.52 | — | COMMON STOCK | 464287408 |
| AMZN | AMAZON.COM INC | 8,464 | $14,693 | 2.0% | $52.03 | +78.2% | COMMON STOCK | 023135106 |
| META | FACEBOOK INC | 72,786 | $12,962 | 1.7% | $135.64 | +39.2% | COMMON STOCK | 30303M102 |
| JPM | JPMORGAN CHASE & CO | 108,198 | $12,734 | 1.7% | $51.98 | +82.9% | COMMON STOCK | 46625H100 |
| MCD | MCDONALD'S CORP | 48,160 | $10,340 | 1.4% | $115.87 | +59.4% | COMMON STOCK | 580135101 |
| ACWX | ISHARES MSCI ACWI EX US ETF | 218,452 | $10,060 | 1.3% | $42.16 | — | COMMON STOCK | 464288240 |
| V | VISA INC | 57,434 | $9,879 | 1.3% | $89.85 | +89.5% | COMMON STOCK | 92826C839 |
| BAX | BAXTER INTERNATIONAL INC | 106,603 | $9,325 | 1.2% | $45.34 | +66.6% | COMMON STOCK | 071813109 |
| UNH | UNITEDHEALTH GROUP INC | 42,297 | $9,192 | 1.2% | $121.56 | +78.6% | COMMON STOCK | 91324P102 |
| KO | COCA-COLA CO/THE | 164,307 | $8,945 | 1.2% | $37.55 | +17.1% | COMMON STOCK | 191216100 |
| DIS | WALT DISNEY CO/THE | 68,252 | $8,895 | 1.2% | $90.66 | +48.1% | COMMON STOCK | 254687106 |
| BAC | BANK OF AMERICA CORP | 295,376 | $8,616 | 1.2% | $18.72 | +31.3% | COMMON STOCK | 060505104 |
| WMT | WALMART INC | 70,314 | $8,345 | 1.1% | $23.90 | +44.2% | COMMON STOCK | 931142103 |
| BA | BOEING CO/THE | 21,216 | $8,072 | 1.1% | $188.12 | +87.3% | COMMON STOCK | 097023105 |
| CVX | CHEVRON CORP | 63,492 | $7,530 | 1.0% | $73.82 | +24.0% | COMMON STOCK | 166764100 |
| EFA | ISHARES MSCI EAFE ETF | 111,361 | $7,262 | 1.0% | $60.61 | — | COMMON STOCK | 464287465 |
| BSV | VANGUARD SHORT-TERM BOND ETF | 88,976 | $7,188 | 1.0% | $78.51 | — | COMMON STOCK | 921937827 |
| — | LABORATORY CRP OF AMER HLDGS | 42,230 | $7,095 | 0.9% | $158.17 | — | COMMON STOCK | 50540R409 |
| CBOE | CBOE GLOBAL MARKETS INC | 61,540 | $7,072 | 0.9% | $92.06 | +15.5% | COMMON STOCK | 12503M108 |
| AIG | AMERICAN INTERNATIONAL GROUP | 120,039 | $6,686 | 0.9% | $43.00 | +8.8% | COMMON STOCK | 026874784 |
| NOC | NORTHROP GRUMMAN CORP | 16,938 | $6,348 | 0.8% | $244.21 | +30.5% | COMMON STOCK | 666807102 |
| NVDA | NVIDIA CORP | 36,250 | $6,310 | 0.8% | $4.49 | -6.8% | COMMON STOCK | 67066G104 |
| AGG | ISHARES CORE U.S. AGGREGATE | 55,424 | $6,272 | 0.8% | $110.43 | — | COMMON STOCK | 464287226 |
| NKE | NIKE INC | 65,828 | $6,183 | 0.8% | $70.22 | +12.2% | COMMON STOCK | 654106103 |
| VZ | VERIZON COMMUNICATIONS INC | 101,338 | $6,117 | 0.8% | $36.48 | +10.8% | COMMON STOCK | 92343V104 |
| PFE | PFIZER INC | 169,787 | $6,100 | 0.8% | $22.44 | +20.4% | COMMON STOCK | 717081103 |
| WM | WASTE MANAGEMENT INC | 52,953 | $6,090 | 0.8% | $97.39 | +7.9% | COMMON STOCK | 94106L109 |
| NEE | NEXTERA ENERGY INC | 26,054 | $6,070 | 0.8% | $23.71 | +95.0% | COMMON STOCK | 65339F101 |
| FIS | FIDELITY NATIONAL INFO SERV | 44,362 | $5,889 | 0.8% | $94.73 | +23.6% | COMMON STOCK | 31620M106 |
| DAL | DELTA AIR LINES INC | 101,325 | $5,836 | 0.8% | $43.82 | +29.4% | COMMON STOCK | 247361702 |
| CSCO | CISCO SYSTEMS INC | 109,917 | $5,431 | 0.7% | $35.20 | +21.6% | COMMON STOCK | 17275R102 |
| MA | MASTERCARD INC | 19,530 | $5,304 | 0.7% | $80.28 | +231.5% | COMMON STOCK | 57636Q104 |
| MDT | MEDTRONIC PLC | 48,650 | $5,284 | 0.7% | $74.39 | +17.7% | COMMON STOCK | G5960L103 |
| EMR | EMERSON ELECTRIC CO | 78,204 | $5,229 | 0.7% | $55.68 | -2.4% | COMMON STOCK | 291011104 |
| A | AGILENT TECHNOLOGIES INC | 67,564 | $5,177 | 0.7% | $69.79 | -1.1% | COMMON STOCK | 00846U101 |
| CRM | SALESFORCE.COM INC | 34,361 | $5,101 | 0.7% | $107.03 | +40.3% | COMMON STOCK | 79466L302 |
| — | LINDE PLC | 26,135 | $5,063 | 0.7% | $193.72 | — | COMMON STOCK | G5494J103 |
| MRK | MERCK & CO. INC. | 58,174 | $4,897 | 0.7% | $54.92 | +19.2% | COMMON STOCK | 58933Y105 |
| RCL | ROYAL CARIBBEAN CRUISES LTD | 44,739 | $4,847 | 0.6% | $105.54 | +0.3% | COMMON STOCK | V7780T103 |
| HD | HOME DEPOT INC | 20,319 | $4,714 | 0.6% | $83.30 | +124.6% | COMMON STOCK | 437076102 |
| APD | AIR PRODUCTS & CHEMICALS INC | 20,834 | $4,622 | 0.6% | $137.81 | +39.7% | COMMON STOCK | 009158106 |
| HON | HONEYWELL INTERNATIONAL INC | 27,055 | $4,578 | 0.6% | $90.51 | +53.9% | COMMON STOCK | 438516106 |
| GS | GOLDMAN SACHS GROUP INC | 22,087 | $4,577 | 0.6% | $169.69 | +5.8% | COMMON STOCK | 38141G104 |
| IEFA | ISHARES CORE MSCI EAFE ETF | 73,237 | $4,473 | 0.6% | $58.83 | — | COMMON STOCK | 46432F842 |
| ZION | ZIONS BANCORP NA | 98,545 | $4,387 | 0.6% | $47.03 | -8.1% | COMMON STOCK | 989701107 |
| COF | CAPITAL ONE FINANCIAL CORP | 48,184 | $4,384 | 0.6% | $77.63 | +3.9% | COMMON STOCK | 14040H105 |
| STWD | STARWOOD PROPERTY TRUST INC | 180,155 | $4,363 | 0.6% | $20.04 | — | COMMON STOCK | 85571B105 |
| LULU | LULULEMON ATHLETICA INC | 22,521 | $4,336 | 0.6% | $137.88 | +35.5% | COMMON STOCK | 550021109 |
| HUM | HUMANA INC | 16,300 | $4,167 | 0.6% | $244.24 | +8.5% | COMMON STOCK | 444859102 |
| MPC | MARATHON PETROLEUM CORP | 68,051 | $4,134 | 0.6% | $50.39 | -14.5% | COMMON STOCK | 56585A102 |
| TWLO | TWILIO INC | 37,436 | $4,116 | 0.6% | $99.41 | +30.4% | COMMON STOCK | 90138F102 |
| EQIX | EQUINIX INC | 7,114 | $4,103 | 0.5% | $346.77 | +37.7% | COMMON STOCK | 29444U700 |
| DUK | DUKE ENERGY CORP | 40,081 | $3,842 | 0.5% | $52.54 | +34.3% | COMMON STOCK | 26441C204 |
| AMAT | APPLIED MATERIALS INC | 76,309 | $3,808 | 0.5% | $32.47 | +39.6% | COMMON STOCK | 038222105 |
| CL | COLGATE-PALMOLIVE CO | 51,008 | $3,750 | 0.5% | $55.21 | +13.3% | COMMON STOCK | 194162103 |
| IVW | ISHARES S&P 500 GROWTH ETF | 20,823 | $3,749 | 0.5% | $141.08 | — | COMMON STOCK | 464287309 |
| — | PIONEER NATURAL RESOURCES CO | 29,606 | $3,724 | 0.5% | $135.47 | — | COMMON STOCK | 723787107 |
| MAS | MASCO CORP | 88,069 | $3,671 | 0.5% | $36.09 | 0.0% | COMMON STOCK | 574599106 |
| JNJ | JOHNSON & JOHNSON | 27,590 | $3,570 | 0.5% | $79.25 | +38.8% | COMMON STOCK | 478160104 |
| DOCU | DOCUSIGN INC | 56,292 | $3,486 | 0.5% | $53.37 | -1.9% | COMMON STOCK | 256163106 |
| TGT | TARGET CORP | 32,294 | $3,453 | 0.5% | $80.37 | 0.0% | COMMON STOCK | 87612E106 |
| EW | EDWARDS LIFESCIENCES CORP | 15,570 | $3,424 | 0.5% | $51.13 | +37.4% | COMMON STOCK | 28176E108 |
| COP | CONOCOPHILLIPS | 59,509 | $3,391 | 0.5% | $52.72 | -14.1% | COMMON STOCK | 20825C104 |
| XOM | EXXON MOBIL CORP | 46,583 | $3,289 | 0.4% | $55.98 | -4.0% | COMMON STOCK | 30231G102 |
| — | MARVELL TECHNOLOGY GROUP LTD | 124,571 | $3,111 | 0.4% | $23.90 | — | COMMON STOCK | G5876H105 |
| PM | PHILIP MORRIS INTERNATIONAL | 39,048 | $2,965 | 0.4% | $58.32 | -2.7% | COMMON STOCK | 718172109 |
| PG | PROCTER & GAMBLE CO/THE | 23,795 | $2,960 | 0.4% | $69.35 | +45.6% | COMMON STOCK | 742718109 |
| — | ETRADE FINANCIAL CORP | 66,066 | $2,886 | 0.4% | $47.07 | — | COMMON STOCK | 269246401 |
| — | ALEXION PHARMACEUTICALS INC | 28,591 | $2,800 | 0.4% | $104.46 | — | COMMON STOCK | 015351109 |
| IDXX | IDEXX LABORATORIES INC | 10,000 | $2,719 | 0.4% | $246.39 | +12.9% | COMMON STOCK | 45168D104 |
| ICE | INTERCONTINENTAL EXCHANGE IN | 28,736 | $2,651 | 0.4% | $48.26 | +74.2% | COMMON STOCK | 45866F104 |
| — | ZENDESK INC | 35,418 | $2,581 | 0.3% | $82.45 | — | COMMON STOCK | 98936J101 |
| CMCSA | COMCAST CORP | 50,865 | $2,293 | 0.3% | $26.60 | +41.0% | COMMON STOCK | 20030N101 |
| PEP | PEPSICO INC | 16,036 | $2,199 | 0.3% | $72.75 | +50.3% | COMMON STOCK | 713448108 |
| C | CITIGROUP INC | 28,940 | $1,999 | 0.3% | $46.33 | +16.9% | COMMON STOCK | 172967424 |
| EEM | ISHARES MSCI EMERGING MARKET | 48,917 | $1,999 | 0.3% | $38.84 | — | COMMON STOCK | 464287234 |
| VB | VANGUARD SMALL-CAP ETF | 11,902 | $1,832 | 0.2% | $153.92 | — | COMMON STOCK | 922908751 |
| IWP | ISHARES RUSSELL MID-CAP GROW | 12,930 | $1,828 | 0.2% | $98.61 | — | COMMON STOCK | 464287481 |
| — | ARES CAPITAL CORP | 1,611,000 | $1,667 | 0.2% | $1.01 | — | CONVERTIBLE SECURITY | 04010LAT0 |
| COST | COSTCO WHOLESALE CORP | 5,714 | $1,646 | 0.2% | $147.11 | +74.3% | COMMON STOCK | 22160K105 |
| IWB | ISHARES RUSSELL 1000 ETF | 9,835 | $1,618 | 0.2% | $155.07 | — | COMMON STOCK | 464287622 |
| MMM | 3M CO | 9,544 | $1,569 | 0.2% | $129.98 | -14.9% | COMMON STOCK | 88579Y101 |
| — | IH MERGER SUB LLC | 1,136,000 | $1,514 | 0.2% | $1.15 | — | CONVERTIBLE SECURITY | 19625XAB8 |
| MUB | ISHARES NATIONAL MUNI BOND E | 13,070 | $1,491 | 0.2% | $113.84 | — | COMMON STOCK | 464288414 |
| LOW | LOWE'S COS INC | 13,536 | $1,488 | 0.2% | $76.30 | +23.2% | COMMON STOCK | 548661107 |
| T | AT&T INC | 38,313 | $1,450 | 0.2% | $14.43 | +17.8% | COMMON STOCK | 00206R102 |
| USB | US BANCORP | 24,897 | $1,378 | 0.2% | $40.18 | +2.4% | COMMON STOCK | 902973304 |
| — | LIBERTY MEDIA CORP | 1,129,000 | $1,353 | 0.2% | $0.96 | — | CONVERTIBLE SECURITY | 531229AB8 |
| — | LIBERTY MEDIA CORP | 1,064,000 | $1,333 | 0.2% | $1.17 | — | CONVERTIBLE SECURITY | 531229AF9 |
| MS | MORGAN STANLEY | 31,249 | $1,333 | 0.2% | $34.03 | +2.9% | COMMON STOCK | 617446448 |
| — | CROWN CASTLE INTL CORP | 1,054 | $1,330 | 0.2% | $1087.21 | — | CONVERTIBLE PREFERRED SECURITY | 22822V309 |
| — | BIOMARIN PHARMACEUTICAL | 1,240,000 | $1,283 | 0.2% | $1.16 | — | CONVERTIBLE SECURITY | 09061GAF8 |
| LMT | LOCKHEED MARTIN CORP | 3,113 | $1,214 | 0.2% | $149.84 | +111.2% | COMMON STOCK | 539830109 |
| ACN | ACCENTURE PLC | 6,282 | $1,208 | 0.2% | $79.32 | +122.5% | COMMON STOCK | G1151C101 |
| IGIB | ISHARES INTERMEDIATE-TERM CO | 20,838 | $1,207 | 0.2% | $66.02 | — | COMMON STOCK | 464288638 |
| — | RAYTHEON COMPANY | 6,099 | $1,197 | 0.2% | $154.68 | — | COMMON STOCK | 755111507 |
| SHY | ISHARES 1-3 YEAR TREASURY BO | 13,968 | $1,185 | 0.2% | $83.38 | — | COMMON STOCK | 464287457 |
| — | ON SEMICONDUCTOR CORP | 984,000 | $1,154 | 0.2% | $1.26 | — | CONVERTIBLE SECURITY | 682189AK1 |
| IWF | ISHARES RUSSELL 1000 GROWTH | 7,225 | $1,153 | 0.2% | $130.83 | — | COMMON STOCK | 464287614 |
| IGSB | ISHARES SHORT-TERM CORPORATE | 21,204 | $1,138 | 0.2% | $59.76 | — | COMMON STOCK | 464288646 |
| — | MICROCHIP TECHNOLOGY INC | 871,000 | $1,123 | 0.2% | $1.17 | — | CONVERTIBLE SECURITY | 595017AF1 |
| STZ | CONSTELLATION BRANDS INC | 5,339 | $1,107 | 0.1% | $138.01 | +31.0% | COMMON STOCK | 21036P108 |
| — | AKAMAI TECHNOLOGIES INC | 962,000 | $1,104 | 0.1% | $1.07 | — | CONVERTIBLE SECURITY | 00971TAJ0 |
| AMT | AMERICAN TOWER CORP | 4,966 | $1,098 | 0.1% | $114.77 | +59.8% | COMMON STOCK | 03027X100 |
| BRK/B | BERKSHIRE HATHAWAY INC | 5,239 | $1,090 | 0.1% | $148.41 | +38.8% | COMMON STOCK | 084670702 |
| — | SEMPRA ENERGY | 9,189 | $1,086 | 0.1% | $102.23 | — | CONVERTIBLE PREFERRED SECURITY | 816851406 |
| GOOG | ALPHABET INC | 889 | $1,084 | 0.1% | $40.04 | +46.7% | COMMON STOCK | 02079K107 |
| UAL | UNITED AIRLINES HOLDINGS INC | 12,253 | $1,083 | 0.1% | $72.92 | +21.2% | COMMON STOCK | 910047109 |
| SYK | STRYKER CORP | 4,953 | $1,071 | 0.1% | $94.21 | +112.5% | COMMON STOCK | 863667101 |
| SBUX | STARBUCKS CORP | 11,935 | $1,055 | 0.1% | $37.59 | +114.5% | COMMON STOCK | 855244109 |
| — | NRG ENERGY INC | 926,000 | $1,042 | 0.1% | $1.09 | — | CONVERTIBLE SECURITY | 629377CG5 |
| — | DANAHER CORP | 908 | $1,035 | 0.1% | $1053.29 | — | CONVERTIBLE PREFERRED SECURITY | 235851300 |
| — | NEXTERA ENERGY INC | 20,255 | $1,016 | 0.1% | $50.16 | — | CONVERTIBLE PREFERRED SECURITY | 65339F796 |
| — | AMERICAN ELECTRIC POWER | 18,130 | $999 | 0.1% | $51.47 | — | CONVERTIBLE PREFERRED SECURITY | 025537127 |
| MGM | MGM RESORTS INTERNATIONAL | 35,991 | $998 | 0.1% | $28.75 | -1.7% | COMMON STOCK | 552953101 |
| — | BECTON DICKINSON AND CO | 15,985 | $990 | 0.1% | $56.21 | — | CONVERTIBLE PREFERRED SECURITY | 075887208 |
| — | ENVESTNET INC | 966,000 | $978 | 0.1% | $1.10 | — | CONVERTIBLE SECURITY | 29404KAA4 |
| SPY | SPDR S&P 500 ETF TRUST | 3,166 | $939 | 0.1% | $243.75 | — | COMMON STOCK | 78462F103 |
| SO | SOUTHERN CO/THE | 14,646 | $905 | 0.1% | $41.35 | +9.5% | COMMON STOCK | 842587107 |
| — | TWITTER INC | 908,000 | $895 | 0.1% | $0.95 | — | CONVERTIBLE SECURITY | 90184LAD4 |
| DVY | ISHARES SELECT DIVIDEND ETF | 8,728 | $890 | 0.1% | $88.07 | — | COMMON STOCK | 464287168 |
| — | WRIGHT MEDICAL GROUP INC | 872,000 | $873 | 0.1% | $1.07 | — | CONVERTIBLE SECURITY | 98235TAE7 |
| — | WORKDAY INC | 661,000 | $865 | 0.1% | $1.24 | — | CONVERTIBLE SECURITY | 98138HAF8 |
| AVGO | BROADCOM INC | 3,113 | $859 | 0.1% | $19.73 | +21.8% | COMMON STOCK | 11135F101 |
| — | NOVELLUS SYSTEMS INC | 120,000 | $859 | 0.1% | $2.79 | — | CONVERTIBLE SECURITY | 670008AD3 |
| CSX | CSX CORP | 12,335 | $854 | 0.1% | $12.35 | +73.0% | COMMON STOCK | 126408103 |
| — | DTE ENERGY CO | 14,690 | $852 | 0.1% | $54.18 | — | CONVERTIBLE PREFERRED SECURITY | 233331883 |
| — | TESLA INC | 837,000 | $819 | 0.1% | $0.94 | — | CONVERTIBLE SECURITY | 88160RAC5 |
| — | STANLEY BLACK & DECKER I | 8,100 | $814 | 0.1% | $111.33 | — | CONVERTIBLE PREFERRED SECURITY | 854502887 |
| UNP | UNION PACIFIC CORP | 5,017 | $813 | 0.1% | $94.02 | +55.1% | COMMON STOCK | 907818108 |
| — | BOOKING HOLDINGS INC | 694,000 | $806 | 0.1% | $1.10 | — | CONVERTIBLE SECURITY | 741503AX4 |
| — | FORTIVE CORPORATION | 866 | $781 | 0.1% | $1078.62 | — | CONVERTIBLE PREFERRED SECURITY | 34959J207 |
| — | GUIDEWIRE SOFTWARE INC | 676,000 | $776 | 0.1% | $1.04 | — | CONVERTIBLE SECURITY | 40171VAA8 |
| NFLX | NETFLIX INC | 2,897 | $775 | 0.1% | $17.19 | +82.0% | COMMON STOCK | 64110L106 |
| — | AIR TRANSPORT SERVICES G | 807,000 | $763 | 0.1% | $1.00 | — | CONVERTIBLE SECURITY | 00922RAB1 |
| — | WELLS FARGO & COMPANY | 489 | $744 | 0.1% | $1218.54 | — | CONVERTIBLE PREFERRED SECURITY | 949746804 |
| — | AQUA AMERICA INC | 12,132 | $735 | 0.1% | $57.02 | — | CONVERTIBLE PREFERRED SECURITY | 03836W202 |
| — | TWITTER INC | 677,000 | $719 | 0.1% | $1.01 | — | CONVERTIBLE SECURITY | 90184LAF9 |
| AMGN | AMGEN INC | 3,702 | $716 | 0.1% | $150.29 | +5.1% | COMMON STOCK | 031162100 |
| — | ASSURANT INC | 5,632 | $704 | 0.1% | $103.66 | — | CONVERTIBLE PREFERRED SECURITY | 04621X207 |
| MRSH | MARSH & MCLENNAN COS | 6,983 | $699 | 0.1% | $72.89 | +24.2% | COMMON STOCK | 571748102 |
| HDV | ISHARES CORE HIGH DIVIDEND E | 7,114 | $670 | 0.1% | $88.61 | — | COMMON STOCK | 46429B663 |
| — | EXACT SCIENCES CORP | 599,000 | $648 | 0.1% | $1.10 | — | CONVERTIBLE SECURITY | 30063PAB1 |
| — | BANK OF AMERICA CORP | 427 | $640 | 0.1% | $1236.80 | — | CONVERTIBLE PREFERRED SECURITY | 060505682 |
| — | PDC ENERGY INC | 690,000 | $638 | 0.1% | $0.98 | — | CONVERTIBLE SECURITY | 69327RAD3 |
| CDW | CDW CORP/DE | 4,915 | $606 | 0.1% | $79.03 | +34.4% | COMMON STOCK | 12514G108 |
| SDY | SPDR S&P DIVIDEND ETF | 5,804 | $596 | 0.1% | $90.31 | — | COMMON STOCK | 78464A763 |
| TJX | TJX COMPANIES INC | 10,510 | $586 | 0.1% | $38.69 | +29.5% | COMMON STOCK | 872540109 |
| CAT | CATERPILLAR INC | 4,422 | $559 | 0.1% | $82.61 | +34.5% | COMMON STOCK | 149123101 |
| — | INPHI CORP | 447,000 | $557 | 0.1% | $1.05 | — | CONVERTIBLE SECURITY | 45772FAC1 |
| — | SPLUNK INC | 507,000 | $556 | 0.1% | $1.10 | — | CONVERTIBLE SECURITY | 848637AD6 |
| — | II-VI INC | 531,000 | $554 | 0.1% | $1.17 | — | CONVERTIBLE SECURITY | 902104AB4 |
| — | PALO ALTO NETWORKS | 515,000 | $543 | 0.1% | $1.05 | — | CONVERTIBLE SECURITY | 697435AD7 |
| MDLZ | MONDELEZ INTERNATIONAL INC | 9,806 | $542 | 0.1% | $36.77 | +27.0% | COMMON STOCK | 609207105 |
| — | REPLIGEN CORP | 539,000 | $541 | 0.1% | $1.00 | — | CONVERTIBLE SECURITY | 759916AB5 |
| — | VIAVI SOLUTIONS INC | 429,000 | $527 | 0.1% | $1.09 | — | CONVERTIBLE SECURITY | 925550AB1 |
| GLD | SPDR GOLD SHARES | 3,770 | $524 | 0.1% | $133.16 | — | COMMON STOCK | 78463V107 |
| — | RH | 474,000 | $513 | 0.1% | $1.08 | — | CONVERTIBLE SECURITY | 74967XAA1 |
| — | IHS MARKIT LTD | 7,350 | $492 | 0.1% | $47.96 | — | COMMON STOCK | G47567105 |
| IWD | ISHARES RUSSELL 1000 VALUE E | 3,801 | $488 | 0.1% | $127.06 | — | COMMON STOCK | 464287598 |
| IJH | ISHARES CORE S&P MIDCAP ETF | 2,504 | $484 | 0.1% | $176.92 | — | COMMON STOCK | 464287507 |
| PYPL | PAYPAL HOLDINGS INC | 4,644 | $481 | 0.1% | $88.38 | +24.4% | COMMON STOCK | 70450Y103 |
| EXC | EXELON CORP | 9,923 | $479 | 0.1% | $19.49 | +37.4% | COMMON STOCK | 30161N101 |
| XLK | TECHNOLOGY SELECT SECT SPDR | 5,933 | $478 | 0.1% | $65.92 | — | COMMON STOCK | 81369Y803 |
| ISRG | INTUITIVE SURGICAL INC | 866 | $468 | 0.1% | $177.73 | -2.7% | COMMON STOCK | 46120E602 |
| GPN | GLOBAL PAYMENTS INC | 2,931 | $466 | 0.1% | $155.39 | 0.0% | COMMON STOCK | 37940X102 |
| — | IONIS PHARMACEUTICALS IN | 403,000 | $459 | 0.1% | $1.21 | — | CONVERTIBLE SECURITY | 464337AJ3 |
| VOT | VANGUARD MID-CAP GROWTH ETF | 3,061 | $453 | 0.1% | $147.99 | — | COMMON STOCK | 922908538 |
| — | ILLUMINA INC | 328,000 | $435 | 0.1% | $1.26 | — | CONVERTIBLE SECURITY | 452327AH2 |
| INTC | INTEL CORP | 8,367 | $431 | 0.1% | $27.27 | +57.8% | COMMON STOCK | 458140100 |
| CME | CME GROUP INC | 2,031 | $429 | 0.1% | $141.74 | +15.9% | COMMON STOCK | 12572Q105 |
| VOE | VANGUARD MID-CAP VALUE ETF | 3,780 | $427 | 0.1% | $112.96 | — | COMMON STOCK | 922908512 |
| TXN | TEXAS INSTRUMENTS INC | 3,276 | $423 | 0.1% | $49.07 | +109.6% | COMMON STOCK | 882508104 |
| — | SQUARE INC | 379,000 | $422 | 0.1% | $1.20 | — | CONVERTIBLE SECURITY | 852234AD5 |
| CB | CHUBB LTD | 2,537 | $410 | 0.1% | $121.30 | +14.9% | COMMON STOCK | H1467J104 |
| DLTR | DOLLAR TREE INC | 3,563 | $407 | 0.1% | $97.74 | +7.0% | COMMON STOCK | 256746108 |
| — | STARWOOD PROPERTY TRUST | 392,000 | $407 | 0.1% | $1.01 | — | CONVERTIBLE SECURITY | 85571BAH8 |
| — | ADVANCED MICRO DEVICES | 108,000 | $402 | 0.1% | $2.35 | — | CONVERTIBLE SECURITY | 007903BD8 |
| VDC | VANGUARD CONSUMER STAPLE ETF | 2,508 | $393 | 0.1% | $134.37 | — | COMMON STOCK | 92204A207 |
| — | NEW RELIC INC | 399,000 | $378 | 0.1% | $1.07 | — | CONVERTIBLE SECURITY | 64829BAB6 |
| ABT | ABBOTT LABORATORIES | 4,517 | $378 | 0.1% | $71.90 | +5.8% | COMMON STOCK | 002824100 |
| NSC | NORFOLK SOUTHERN CORP | 2,080 | $374 | 0.0% | $119.17 | +35.5% | COMMON STOCK | 655844108 |
| — | BOOKING HOLDINGS INC | 246,000 | $368 | 0.0% | $1.38 | — | CONVERTIBLE SECURITY | 741503AS5 |
| — | WIX LTD | 318,000 | $354 | 0.0% | $1.11 | — | CONVERTIBLE SECURITY | 92940WAB5 |
| — | HESS CORP | 5,793 | $350 | 0.0% | $60.18 | — | COMMON STOCK | 42809H107 |
| IEMG | ISHARES CORE MSCI EMERGING | 7,122 | $349 | 0.0% | $52.91 | — | COMMON STOCK | 46434G103 |
| — | LAM RESEARCH CORP | 1,511 | $349 | 0.0% | $99.31 | — | COMMON STOCK | 512807108 |
| — | DISH NETWORK CORP | 377,000 | $346 | 0.0% | $1.06 | — | CONVERTIBLE SECURITY | 25470MAB5 |
| NTRS | NORTHERN TRUST CORP | 3,542 | $331 | 0.0% | $82.84 | -9.1% | COMMON STOCK | 665859104 |
| VTI | VANGUARD TOTAL STOCK MKT ETF | 2,173 | $328 | 0.0% | $126.96 | — | COMMON STOCK | 922908769 |
| — | UNITED TECHNOLOGIES CORP | 2,320 | $317 | 0.0% | $105.64 | — | COMMON STOCK | 913017109 |
| XEL | XCEL ENERGY INC | 4,710 | $306 | 0.0% | $40.29 | +27.1% | COMMON STOCK | 98389B100 |
| VUG | VANGUARD GROWTH ETF | 1,737 | $289 | 0.0% | $143.72 | — | COMMON STOCK | 922908736 |
| IDV | ISHARES INTERNATIONAL SELECT | 9,147 | $281 | 0.0% | $30.44 | — | COMMON STOCK | 464288448 |
| VMC | VULCAN MATERIALS CO | 1,808 | $273 | 0.0% | $109.43 | +22.2% | COMMON STOCK | 929160109 |
| HEI | HEICO CORP | 2,162 | $270 | 0.0% | $87.22 | +56.7% | COMMON STOCK | 422806109 |
| — | OSI SYSTEMS INC | 232,000 | $260 | 0.0% | $1.03 | — | CONVERTIBLE SECURITY | 671044AD7 |
| WEX | WEX INC | 1,277 | $258 | 0.0% | $164.60 | +25.8% | COMMON STOCK | 96208T104 |
| EXPE | EXPEDIA GROUP INC | 1,892 | $254 | 0.0% | $116.74 | +11.3% | COMMON STOCK | 30212P303 |
| AWK | AMERICAN WATER WORKS CO INC | 2,035 | $253 | 0.0% | $79.87 | +34.0% | COMMON STOCK | 030420103 |
| WFC | WELLS FARGO & CO | 4,941 | $249 | 0.0% | $32.60 | +22.1% | COMMON STOCK | 949746101 |
| VONG | VANGUARD RUSSELL 1000 GROWTH | 1,488 | $244 | 0.0% | $137.77 | — | COMMON STOCK | 92206C680 |
| ELV | ANTHEM INC | 1,010 | $243 | 0.0% | $210.39 | +19.4% | COMMON STOCK | 036752103 |
| BKNG | BOOKING HOLDINGS INC | 124 | $243 | 0.0% | $1933.58 | -1.5% | COMMON STOCK | 09857L108 |
| — | LUMENTUM HOLDINGS INC | 206,000 | $240 | 0.0% | $1.19 | — | CONVERTIBLE SECURITY | 55024UAB5 |
| FISV | FISERV INC | 2,295 | $238 | 0.0% | $102.09 | 0.0% | COMMON STOCK | 337738108 |
| LHX | L3HARRIS TECHNOLOGIES INC | 1,123 | $234 | 0.0% | $180.55 | 0.0% | COMMON STOCK | 502431109 |
| ED | CONSOLIDATED EDISON INC | 2,456 | $232 | 0.0% | $70.54 | 0.0% | COMMON STOCK | 209115104 |
| IWR | ISHARES RUSSELL MID-CAP ETF | 4,076 | $228 | 0.0% | $91.06 | — | COMMON STOCK | 464287499 |
| — | TESLA INC | 222,000 | $226 | 0.0% | $0.98 | — | CONVERTIBLE SECURITY | 88160RAG6 |
| ABBV | ABBVIE INC | 2,928 | $222 | 0.0% | $52.58 | 0.0% | COMMON STOCK | 00287Y109 |
| TMO | THERMO FISHER SCIENTIFIC INC | 760 | $221 | 0.0% | $244.42 | +15.2% | COMMON STOCK | 883556102 |
| — | VERINT SYSTEMS INC | 218,000 | $220 | 0.0% | $1.10 | — | CONVERTIBLE SECURITY | 92343XAA8 |
| DD | DUPONT DE NEMOURS INC | 3,037 | $217 | 0.0% | $27.24 | -4.9% | COMMON STOCK | 26614N102 |
| — | ZENDESK INC | 161,000 | $213 | 0.0% | $1.53 | — | CONVERTIBLE SECURITY | 98936JAB7 |
| DIA | SPDR DJIA TRUST | 754 | $203 | 0.0% | $265.25 | — | COMMON STOCK | 78467X109 |
| — | PURE STORAGE INC | 202,000 | $199 | 0.0% | $0.96 | — | CONVERTIBLE SECURITY | 74624MAB8 |
| — | ATLAS AIR WORLDWIDE HLDG | 212,000 | $176 | 0.0% | $1.07 | — | CONVERTIBLE SECURITY | 049164BJ4 |
| — | Q2 HOLDINGS INC | 119,000 | $175 | 0.0% | $1.43 | — | CONVERTIBLE SECURITY | 74736LAB5 |
| — | TRANSOCEAN INC | 201,000 | $167 | 0.0% | $1.10 | — | CONVERTIBLE SECURITY | 893830BJ7 |
| — | DEXCOM INC | 98,000 | $156 | 0.0% | $1.37 | — | CONVERTIBLE SECURITY | 252131AF4 |
| — | CENTRAL FEDERAL CORP | 11,843 | $147 | 0.0% | $12.07 | — | COMMON STOCK | 15346Q400 |
| — | INNOVIVA INC | 147,000 | $138 | 0.0% | $0.98 | — | CONVERTIBLE SECURITY | 88338TAB0 |
| — | MICROCHIP TECHNOLOGY INC | 69,000 | $131 | 0.0% | $1.06 | — | CONVERTIBLE SECURITY | 595017AD6 |
| — | LIQTECH INTERNATIONAL INC | 12,500 | $99 | 0.0% | $9.92 | — | COMMON STOCK | 53632A201 |
| — | PACIRA BIOSCIENCES INC | 99,000 | $98 | 0.0% | $0.99 | — | CONVERTIBLE SECURITY | 695127AD2 |