Location: New Canaan, CT
CIK: 0001551969 · Show all filings
Period: Q4 2013 (← Previous) (Next →)
Filing Date: Jan 31, 2014
Total Value: $152M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| JNJ | JOHNSON & JOHNSON | 50,718 | $4.645M | 3.1% | $91.58 * | $59.66 | +10.0% | COM | 478160104 |
| DRI | DARDEN RESTAURANTS INC | 70,365 | $3.826M | 2.5% | $54.37 * | $29.75 | +13.3% | COM | 237194105 |
| HTGC | HERCULES TECH GROWTH CAP INC | 231,943 | $3.804M | 2.5% | $16.40 | $13.11 | +25.1% | COM | 427096508 |
| — | TAL INTL GROUP INC | 64,625 | $3.706M | 2.4% | $57.35 | $43.81 | — | COM | 874083108 |
| PFE | PFIZER INC | 119,919 | $3.673M | 2.4% | $30.63 * | $16.46 | +7.2% | COM | 717081103 |
| — | HOLLYFRONTIER CORP | 73,280 | $3.641M | 2.4% | $49.69 | $42.78 | — | COM | 436106108 |
| CAG | CONAGRA FOODS INC | 107,963 | $3.638M | 2.4% | $33.70 * | $17.70 | -1.5% | COM | 205887102 |
| GRMN | GARMIN LTD | 76,654 | $3.541M | 2.3% | $46.19 * | $23.75 | +35.7% | SHS | H2906T109 |
| CODI | COMPASS DIVERSIFIED HOLDINGS | 178,566 | $3.505M | 2.3% | $19.63 * | $7.13 | +20.3% | SH BEN INT | 20451Q104 |
| — | FLY LEASING LTD | 212,257 | $3.411M | 2.2% | $16.07 | $14.13 | — | SPONSORED ADR | 34407D109 |
| BGS | B & G FOODS INC NEW | 99,641 | $3.379M | 2.2% | $33.91 * | $12.51 | +13.5% | COM | 05508R106 |
| — | SIX FLAGS ENTMT CORP NEW | 89,478 | $3.295M | 2.2% | $36.82 | $35.07 | — | COM | 83001A102 |
| EPD | ENTERPRISE PRODS PARTNERS L | 48,164 | $3.193M | 2.1% | $66.29 | $62.18 | — | COM | 293792107 |
| VZ | VERIZON COMMUNICATIONS INC | 64,943 | $3.191M | 2.1% | $49.14 * | $27.00 | -1.4% | COM | 92343V104 |
| — | NUTRI SYS INC NEW | 191,131 | $3.142M | 2.1% | $16.44 | $11.88 | — | COM | 67069D108 |
| PAYX | PAYCHEX INC | 68,536 | $3.12M | 2.1% | $45.52 * | $25.16 | +25.0% | COM | 704326107 |
| MCHP | MICROCHIP TECHNOLOGY INC | 69,199 | $3.097M | 2.0% | $44.75 * | $13.87 | +24.9% | COM | 595017104 |
| INTC | INTEL CORP | 116,539 | $3.025M | 2.0% | $25.96 * | $17.21 | +12.2% | COM | 458140100 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 47,650 | $3.015M | 2.0% | $63.27 | $54.62 | — | COM UNIT RP LP | 559080106 |
| WM | WASTE MGMT INC DEL | 66,331 | $2.976M | 2.0% | $44.87 * | $30.77 | +13.7% | COM | 94106L109 |
| VTR | VENTAS INC | 51,688 | $2.961M | 1.9% | $57.29 * | $47.58 | -18.8% | COM | 92276F100 |
| PLOW | DOUGLAS DYNAMICS INC | 174,099 | $2.928M | 1.9% | $16.82 | $13.82 | +21.7% | COM | 25960R105 |
| — | LIBERTY PPTY TR | 79,964 | $2.708M | 1.8% | $33.87 | $36.83 | — | SH BEN INT | 531172104 |
| — | TEEKAY LNG PARTNERS L P | 63,113 | $2.696M | 1.8% | $42.72 | $43.71 | — | PRTNRSP UNITS | Y8564M105 |
| — | VANGUARD NAT RES LLC | 91,183 | $2.692M | 1.8% | $29.52 | $27.90 | — | COM UNIT | 92205F106 |
| NNN | NATIONAL RETAIL PPTYS INC | 88,056 | $2.671M | 1.8% | $30.33 | $34.12 | — | COM | 637417106 |
| SBRA | SABRA HEALTH CARE REIT INC | 95,324 | $2.492M | 1.6% | $26.14 | $25.79 | — | COM | 78573L106 |
| — | TARGA RESOURCES PARTNERS LP | 46,316 | $2.422M | 1.6% | $52.29 | $50.47 | — | COM UNIT | 87611X105 |
| PPL | PPL CORP | 80,467 | $2.421M | 1.6% | $30.09 * | $16.37 | +0.3% | COM | 69351T106 |
| CVX | CHEVRON CORP NEW | 18,806 | $2.349M | 1.5% | $124.91 * | $71.34 | +5.4% | COM | 166764100 |
| SPY | SPDR S&P 500 ETF TR | 12,081 | $2.231M | 1.5% | $184.67 | $164.32 | +12.4% | TR UNIT | 78462F103 |
| DLR | DIGITAL RLTY TR INC | 42,787 | $2.102M | 1.4% | $49.13 * | $39.14 | -20.4% | COM | 253868103 |
| MKC | MCCORMICK & CO INC | 30,335 | $2.091M | 1.4% | $68.93 * | $28.18 | -2.6% | COM NON VTG | 579780206 |
| DUK | DUKE ENERGY CORP NEW | 30,209 | $2.085M | 1.4% | $69.02 * | $41.77 | +0.5% | COM NEW | 26441C204 |
| VB | VANGUARD INDEX FDS | 18,831 | $2.07M | 1.4% | $109.93 | $92.64 | +18.7% | SMALL CP ETF | 922908751 |
| — | WINDSTREAM HLDGS INC | 246,235 | $1.965M | 1.3% | $7.98 | $7.99 | — | COM | 97382A101 |
| — | NUSTAR ENERGY LP | 36,830 | $1.878M | 1.2% | $50.99 | $45.66 | — | UNIT COM | 67058H102 |
| VEU | VANGUARD INTL EQUITY INDEX F | 35,735 | $1.813M | 1.2% | $50.73 | $46.78 | +8.4% | ALLWRLD EX US | 922042775 |
| — | NATURAL RESOURCE PARTNERS L | 88,374 | $1.762M | 1.2% | $19.94 | $20.46 | — | COM UNIT L P | 63900P103 |
| — | GENERAL ELECTRIC CO | 60,119 | $1.685M | 1.1% | $28.03 | $23.35 | — | COM | 369604103 |
| XOM | EXXON MOBIL CORP | 14,742 | $1.492M | 1.0% | $101.21 * | $53.80 | +14.1% | COM | 30231G102 |
| MDY | SPDR S&P MIDCAP 400 ETF TR | 6,025 | $1.471M | 1.0% | $244.15 | $212.62 | +14.9% | UTSER1 S&PDCRP | 78467Y107 |
| MMM | 3M CO | 9,577 | $1.343M | 0.9% | $140.23 * | $61.26 | +30.9% | COM | 88579Y101 |
| — | CREDIT SUISSE NASSAU BRH | 39,396 | $1.237M | 0.8% | $31.40 | $31.40 | — | EQL WGT MLP LKD | 22542D852 |
| KO | COCA COLA CO | 26,520 | $1.096M | 0.7% | $41.33 * | $27.85 | +1.8% | COM | 191216100 |
| AAPL | APPLE INC | 1,892 | $1.061M | 0.7% | $560.78 * | $13.43 | +29.6% | COM | 037833100 |
| BMY | BRISTOL MYERS SQUIBB CO | 19,137 | $1.017M | 0.7% | $53.14 * | $28.67 | +25.2% | COM | 110122108 |
| SPEM | SPDR INDEX SHS FDS | 15,663 | $1.013M | 0.7% | $64.67 * | $32.06 | +0.8% | EMERG MKTS ETF | 78463X509 |
| PG | PROCTER & GAMBLE CO | 9,985 | $813K | 0.5% | $81.42 * | $55.00 | +5.5% | COM | 742718109 |
| — | SANDY SPRING BANCORP INC | 26,500 | $747K | 0.5% | $28.19 | $21.68 | — | COM | 800363103 |
| MRK | MERCK & CO INC NEW | 14,009 | $701K | 0.5% | $50.04 * | $30.11 | +9.3% | COM | 58933Y105 |
| FLS | FLOWSERVE CORP | 8,725 | $688K | 0.5% | $78.85 * | $43.11 | +46.3% | COM | 34354P105 |
| — | MONSANTO CO NEW | 5,860 | $683K | 0.4% | $116.55 | $98.91 | — | COM | 61166W101 |
| JPM | JPMORGAN CHASE & CO | 11,496 | $672K | 0.4% | $58.46 * | $36.98 | +14.4% | COM | 46625H100 |
| — | TEEKAY OFFSHORE PARTNERS L P | 19,580 | $648K | 0.4% | $33.09 | $32.77 | — | PARTNERSHIP UN | Y8565J101 |
| — | GOOGLE INC | 562 | $630K | 0.4% | $1121.00 | $884.43 | — | CL A | 38259P508 |
| — | DU PONT E I DE NEMOURS & CO | 9,650 | $627K | 0.4% | $64.97 | $54.09 | — | COM | 263534109 |
| GTN | GRAY TELEVISION INC | 41,743 | $621K | 0.4% | $14.88 | $5.99 | +148.2% | COM | 389375106 |
| VWO | VANGUARD INTL EQUITY INDEX F | 14,870 | $612K | 0.4% | $41.16 | $41.79 | -1.6% | FTSE EMR MKT ETF | 922042858 |
| IBM | INTERNATIONAL BUSINESS MACHS | 3,229 | $606K | 0.4% | $187.67 * | $118.94 | -6.8% | COM | 459200101 |
| — | CREDIT SUISSE ASSET MGMT INC | 159,248 | $567K | 0.4% | $3.56 | $3.63 | — | COM | 224916106 |
| HD | HOME DEPOT INC | 6,550 | $539K | 0.4% | $82.29 * | $56.78 | +9.7% | COM | 437076102 |
| — | ENBRIDGE ENERGY MANAGEMENT L | 18,334 | $526K | 0.3% | $28.69 | $29.69 | — | SHS UNITS LLI | 29250X103 |
| SHBI | SHORE BANCSHARES INC | 53,836 | $496K | 0.3% | $9.21 | $7.13 | +29.3% | COM | 825107105 |
| — | KINDER MORGAN MANAGEMENT LLC | 6,460 | $489K | 0.3% | $75.70 | $80.95 | — | SHS | 49455U100 |
| HYG | ISHARES | 4,925 | $457K | 0.3% | $92.79 | $92.85 | +0.0% | IBOXX HI YD ETF | 464288513 |
| MCD | MCDONALDS CORP | 4,450 | $432K | 0.3% | $97.08 * | $71.51 | -0.6% | COM | 580135101 |
| — | LINNCO LLC | 13,762 | $424K | 0.3% | $30.81 | $35.15 | — | COMSHS LTD INT | 535782106 |
| VNQ | VANGUARD INDEX FDS | 6,410 | $414K | 0.3% | $64.59 | $66.88 | -3.5% | REIT ETF | 922908553 |
| NVS | NOVARTIS A G | 4,950 | $398K | 0.3% | $80.40 | $72.81 | +10.4% | SPONSORED ADR | 66987V109 |
| ABBV | ABBVIE INC | 7,383 | $390K | 0.3% | $52.82 * | $26.55 | +23.1% | COM | 00287Y109 |
| ABT | ABBOTT LABS | 10,128 | $388K | 0.3% | $38.31 * | $28.85 | +5.4% | COM | 002824100 |
| D | DOMINION RES INC VA NEW | 5,962 | $386K | 0.3% | $64.74 * | $34.53 | +13.3% | COM | 25746U109 |
| IVV | ISHARES | 2,000 | $371K | 0.2% | $185.50 | $168.53 | +10.2% | CORE S&P500 ETF | 464287200 |
| — | BLACKROCK INC | 1,150 | $364K | 0.2% | $316.52 | $256.52 | — | COM | 09247X101 |
| T | AT&T INC | 10,310 | $362K | 0.2% | $35.11 * | $11.03 | +2.4% | COM | 00206R102 |
| MCK | MCKESSON CORP | 2,214 | $357K | 0.2% | $161.25 * | $101.46 | +45.7% | COM | 58155Q103 |
| — | ALPS ETF TR | 20,000 | $356K | 0.2% | $17.80 | $17.80 | — | ALERIAN MLP | 00162Q866 |
| CF | CF INDS HLDGS INC | 1,472 | $343K | 0.2% | $233.02 * | $27.70 | +21.4% | COM | 125269100 |
| — | KRAFT FOODS GROUP INC | 6,343 | $342K | 0.2% | $53.92 | $53.92 | — | COM | 50076Q106 |
| QCOM | QUALCOMM INC | 4,475 | $332K | 0.2% | $74.19 * | $45.39 | +17.1% | COM | 747525103 |
| DE | DEERE & CO | 3,602 | $329K | 0.2% | $91.34 * | $68.04 | +7.5% | COM | 244199105 |
| PEP | PEPSICO INC | 3,938 | $327K | 0.2% | $83.04 * | $56.13 | +3.3% | COM | 713448108 |
| — | CELGENE CORP | 1,888 | $319K | 0.2% | $168.96 | $120.17 | — | COM | 151020104 |
| — | STAMPS COM INC | 7,435 | $313K | 0.2% | $42.10 | $39.40 | — | COM NEW | 852857200 |
| FCX | FREEPORT-MCMORAN COPPER & GO | 8,215 | $310K | 0.2% | $37.74 * | $30.06 | +6.6% | COM | 35671D857 |
| GILD | GILEAD SCIENCES INC | 4,090 | $307K | 0.2% | $75.06 * | $36.33 | +43.6% | COM | 375558103 |
| CSCO | CISCO SYS INC | 13,205 | $296K | 0.2% | $22.42 * | $15.20 | +1.4% | COM | 17275R102 |
| EQT | EQT CORP | 3,250 | $292K | 0.2% | $89.85 * | $37.67 | +19.0% | COM | 26884L109 |
| AWK | AMERICAN WTR WKS CO INC NEW | 6,667 | $282K | 0.2% | $42.30 * | $31.82 | +4.1% | COM | 030420103 |
| — | CANTEL MEDICAL CORP | 8,264 | $280K | 0.2% | $33.88 | $33.61 | — | COM | 138098108 |
| KMB | KIMBERLY CLARK CORP | 2,675 | $279K | 0.2% | $104.30 * | $66.36 | +0.9% | COM | 494368103 |
| — | FELCOR LODGING TR INC | 32,450 | $265K | 0.2% | $8.17 | $5.92 | — | COM | 31430F101 |
| MNRO | MONRO MUFFLER BRAKE INC | 4,672 | $263K | 0.2% | $56.29 | $49.37 | +14.2% | COM | 610236101 |
| — | VODAFONE GROUP PLC NEW | 6,400 | $252K | 0.2% | $39.38 | $28.72 | — | SPONS ADR NEW | 92857W209 |
| — | TIME WARNER INC | 3,576 | $249K | 0.2% | $69.63 | $58.01 | — | COM NEW | 887317303 |
| — | BED BATH & BEYOND INC | 3,025 | $243K | 0.2% | $80.33 | $71.07 | — | COM | 075896100 |
| SNY | SANOFI | 4,516 | $242K | 0.2% | $53.59 | $51.60 | +3.9% | SPONSORED ADR | 80105N105 |
| WTM | WHITE MTNS INS GROUP LTD | 400 | $241K | 0.2% | $602.50 | $583.58 | +3.3% | COM | G9618E107 |
| — | EXPRESS SCRIPTS HLDG CO | 3,370 | $237K | 0.2% | $70.33 | $61.84 | — | COM | 30219G108 |
| NPKI | NEWPARK RES INC | 19,088 | $235K | 0.2% | $12.31 | $10.36 | +18.6% | COM PAR $.01NEW | 651718504 |
| — | BIO-REFERENCE LABS INC | 8,914 | $228K | 0.1% | $25.58 | $28.66 | — | COM $.01 NEW | 09057G602 |
| — | GLAXOSMITHKLINE PLC | 4,257 | $227K | 0.1% | $53.32 | $53.32 | — | SPONSORED ADR | 37733W105 |
| SAH | SONIC AUTOMOTIVE INC | 9,237 | $226K | 0.1% | $24.47 | $23.30 | +5.0% | CL A | 83545G102 |
| BIIB | BIOGEN IDEC INC | 800 | $224K | 0.1% | $280.00 | $258.65 | +8.1% | COM | 09062X103 |
| — | XERIUM TECHNOLOGIES INC | 13,532 | $223K | 0.1% | $16.48 | $10.20 | — | COM NEW | 98416J118 |
| — | BLDRS INDEX FDS TR | 5,986 | $222K | 0.1% | $37.09 | $37.09 | — | EMER MK 50 ADR | 09348R300 |
| — | PUTNAM PREMIER INCOME TR | 40,000 | $218K | 0.1% | $5.45 | $5.36 | — | SH BEN INT | 746853100 |
| MO | ALTRIA GROUP INC | 5,597 | $215K | 0.1% | $38.41 * | $17.15 | +5.2% | COM | 02209S103 |
| — | ISTAR FINL INC | 14,817 | $211K | 0.1% | $14.24 | $11.27 | — | COM | 45031U101 |
| DIS | DISNEY WALT CO | 2,644 | $202K | 0.1% | $76.40 * | $61.69 | +11.4% | COM DISNEY | 254687106 |
| — | HEALTH CARE REIT INC | 3,745 | $201K | 0.1% | $53.67 | $53.67 | — | COM | 42217K106 |
| — | MARKWEST ENERGY PARTNERS L P | 3,017 | $200K | 0.1% | $66.29 | $66.81 | — | UNIT LTD PARTN | 570759100 |
| — | WESTERN ASSET HIGH INCM OPP | 33,600 | $199K | 0.1% | $5.92 | $5.97 | — | COM | 95766K109 |
| — | WESTERN ASSET MUN HI INCM FD | 28,500 | $192K | 0.1% | $6.74 | $6.74 | — | COM | 95766N103 |
| — | MFS CHARTER INCOME TR | 20,575 | $186K | 0.1% | $9.04 | $9.24 | — | SH BEN INT | 552727109 |
| — | PUTNAM MANAGED MUN INCOM TR | 26,000 | $173K | 0.1% | $6.65 | $6.65 | — | COM | 746823103 |
| — | TRAVELCENTERS OF AMERICA LLC | 17,116 | $167K | 0.1% | $9.76 | $10.93 | — | COM | 894174101 |
| CUBE | CUBESMART | 10,110 | $161K | 0.1% | $15.92 | $15.92 | — | COM | 229663109 |
| — | ALLIANCEBERNSTEIN INCOME FUN | 22,000 | $157K | 0.1% | $7.14 | $7.32 | — | COM | 01881E101 |
| — | DICE HLDGS INC | 20,163 | $146K | 0.1% | $7.24 | $9.22 | — | COM | 253017107 |
| FLWS | 1 800 FLOWERS COM | 26,881 | $145K | 0.1% | $5.39 | $5.81 | -6.8% | CL A | 68243Q106 |
| VBR | VANGUARD INDEX FDS | 1,380 | $134K | 0.1% | $97.10 | $94.33 | +3.2% | SM CP VAL ETF | 922908611 |
| VTGDF | VANTAGE DRILLING COMPANY | 64,808 | $119K | 0.1% | $1.84 | $1.78 | +1.8% | ORD SHS | G93205113 |
| — | BLDRS INDEX FDS TR | 4,631 | $116K | 0.1% | $25.05 | $25.05 | — | DEV MK 100 ADR | 09348R201 |
| — | MEI PHARMA INC | 13,253 | $106K | 0.1% | $8.00 | $7.16 | — | COM NEW | 55279B202 |
| EFV | ISHARES | 1,744 | $100K | 0.1% | $57.34 | $55.99 | +2.2% | EAFE VALUE ETF | 464288877 |
| — | TEMPLETON GLOBAL INCOME FD | 12,500 | $99,000 | 0.1% | $7.92 | $7.92 | — | COM | 880198106 |
| — | WESTERN ASSET MGD HI INCM FD | 17,500 | $99,000 | 0.1% | $5.66 | $5.71 | — | COM | 95766L107 |
| — | PUTMAN HIGH INCOME SEC FUND | 10,825 | $89,000 | 0.1% | $8.22 | $8.22 | — | SHS BEN INT | 746779107 |
| IWR | ISHARES | 550 | $82,000 | 0.1% | $149.09 * | $36.14 | +3.8% | RUS MID-CAP ETF | 464287499 |
| — | BLDRS INDEX FDS TR | 1,756 | $51,000 | 0.0% | $29.04 | $29.04 | — | ASIA 50 ADR | 09348R102 |
| EEM | ISHARES | 780 | $33,000 | 0.0% | $42.31 | $41.87 | -0.2% | MSCI EMG MKT ETF | 464287234 |
| LQD | ISHARES | 250 | $29,000 | 0.0% | $116.00 | $114.19 | -0.0% | IBOXX INV CP ETF | 464287242 |
| IJR | ISHARES | 115 | $13,000 | 0.0% | $113.04 * | $52.27 | +4.4% | CORE S&P SCP ETF | 464287804 |
| — | SANOFI | 116 | $0 | 0.0% | $0.00 | — | — | RIGHT 12/31/2020 | 80105N113 |