SANDERS MORRIS HARRIS LLC Diversified Active

CIK: 0001053994 · Show all filings

Period: Q1 2019 (← Previous) (Next →)

Filing Date: Apr 19, 2019

Total Value ($000): $205,546 (100.0% shares, 0.0% debt)

Holdings (127)

QQQ INVESCO QQQ TR 11.1%
Value ($000) $22,839 Shares 127,120 Est. Cost $171.36 Unrealized
CSWC CAPITAL SOUTHWEST CORP 9.3%
Value ($000) $19,193 Shares 912,237 Est. Cost $8.28 Unrealized +11.8%
EPD ENTERPRISE PRODS PARTNERS L 7.2%
Value ($000) $14,864 Shares 510,771 Est. Cost $25.56 Unrealized
MAIN MAIN STREET CAPITAL CORP 7.1%
Value ($000) $14,616 Shares 392,911 Est. Cost $29.05 Unrealized +28.2%
JYNT JOINT CORP 4.9%
Value ($000) $10,174 Shares 645,940 Est. Cost $3.75 Unrealized +182.1%
BLACKSTONE GROUP L P 4.5%
Value ($000) $9,337 Shares 267,025 Est. Cost $30.08 Unrealized
MONTAGE RES CORP 2.7%
Value ($000) $5,641 Shares 375,068 Est. Cost $15.04 Unrealized
BRSL INTERNATIONAL GAME TECHNOLOG 2.7%
Value ($000) $5,502 Shares 423,600 Est. Cost $11.98 Unrealized -16.8%
CNP CENTERPOINT ENERGY INC 2.6%
Value ($000) $5,397 Shares 175,800 Est. Cost $21.49 Unrealized +15.4%
GOLDCORP INC NEW 2.6%
Value ($000) $5,336 Shares 466,375 Est. Cost $13.04 Unrealized
LIONS GATE ENTMNT CORP 2.5%
Value ($000) $5,108 Shares 326,626 Est. Cost $15.91 Unrealized
FLEX FLEX LTD 1.9%
Value ($000) $3,936 Shares 393,600 Est. Cost $10.25 Unrealized -30.2%
CVS CVS HEALTH CORP 1.7%
Value ($000) $3,470 Shares 64,338 Est. Cost $49.47 Unrealized 0.0%
SPARK ENERGY INC 1.4%
Value ($000) $2,874 Shares 322,557 Est. Cost $12.40 Unrealized
AAPL APPLE INC 1.3%
Value ($000) $2,714 Shares 14,287 Est. Cost $28.48 Unrealized +42.0%
BARRICK GOLD CORPORATION 1.3%
Value ($000) $2,570 Shares 187,500 Est. Cost $15.96 Unrealized
PFENEX INC 1.2%
Value ($000) $2,555 Shares 413,374 Est. Cost $4.92 Unrealized
DOVA PHARMACEUTICALS INC 1.2%
Value ($000) $2,507 Shares 281,915 Est. Cost $8.89 Unrealized
XOM EXXON MOBIL CORP 1.2%
Value ($000) $2,435 Shares 30,138 Est. Cost $56.11 Unrealized -1.2%
TELIGENT INC NEW 1.2%
Value ($000) $2,435 Shares 2,098,773 Est. Cost $3.35 Unrealized
EZPW EZCORP INC 1.1%
Value ($000) $2,190 Shares 235,000 Est. Cost $4.97 Unrealized +90.0%
CRTO CRITEO S A 1.0%
Value ($000) $2,153 Shares 107,500 Est. Cost $31.71 Unrealized
JEF JEFFERIES FINL GROUP INC 0.9%
Value ($000) $1,942 Shares 103,350 Est. Cost $16.63 Unrealized -14.2%
EARTHSTONE ENERGY INC 0.9%
Value ($000) $1,829 Shares 258,353 Est. Cost $10.58 Unrealized
THERAPEUTICSMD INC 0.9%
Value ($000) $1,807 Shares 371,010 Est. Cost $7.50 Unrealized
MO ALTRIA GROUP INC 0.9%
Value ($000) $1,789 Shares 31,150 Est. Cost $31.38 Unrealized -5.3%
WM WASTE MGMT INC DEL 0.9%
Value ($000) $1,761 Shares 16,952 Est. Cost $45.95 Unrealized +89.3%
PWR QUANTA SVCS INC 0.8%
Value ($000) $1,715 Shares 45,458 Est. Cost $33.45 Unrealized +2.5%
HALCON RES CORP 0.8%
Value ($000) $1,592 Shares 1,178,797 Est. Cost $3.05 Unrealized
ELAN ELANCO ANIMAL HEALTH INC 0.7%
Value ($000) $1,532 Shares 47,788 Est. Cost $30.77 Unrealized 0.0%
LITE LUMENTUM HLDGS INC 0.7%
Value ($000) $1,386 Shares 24,500 Est. Cost $48.23 Unrealized -0.5%
GEL GENESIS ENERGY L P 0.6%
Value ($000) $1,331 Shares 57,100 Est. Cost $30.52 Unrealized
GOLF ACUSHNET HOLDINGS CORP 0.6%
Value ($000) $1,273 Shares 55,000 Est. Cost $19.10 Unrealized +22.4%
JPM JPMORGAN CHASE & CO 0.6%
Value ($000) $1,258 Shares 12,430 Est. Cost $49.30 Unrealized +73.1%
INTREXON CORP 0.6%
Value ($000) $1,172 Shares 222,809 Est. Cost $13.86 Unrealized
EQT EQT CORP 0.6%
Value ($000) $1,140 Shares 55,000 Est. Cost $18.78 Unrealized -3.5%
NKE NIKE INC 0.5%
Value ($000) $1,114 Shares 13,230 Est. Cost $64.20 Unrealized +17.4%
SEB SEABOARD CORP 0.5%
Value ($000) $1,071 Shares 250 Est. Cost $3621.47 Unrealized +4.5%
T AT&T INC 0.5%
Value ($000) $1,051 Shares 33,535 Est. Cost $14.00 Unrealized +1.2%
ROST ROSS STORES INC 0.5%
Value ($000) $1,015 Shares 10,900 Est. Cost $55.87 Unrealized +53.4%
LLY LILLY ELI & CO 0.5%
Value ($000) $1,004 Shares 7,736 Est. Cost $64.21 Unrealized +72.8%
OKE ONEOK INC NEW 0.5%
Value ($000) $992 Shares 14,199 Est. Cost $32.05 Unrealized +29.9%
HAS HASBRO INC 0.5%
Value ($000) $935 Shares 11,000 Est. Cost $70.30 Unrealized -4.0%
JNJ JOHNSON & JOHNSON 0.5%
Value ($000) $932 Shares 6,667 Est. Cost $86.09 Unrealized +28.2%
HD HOME DEPOT INC 0.5%
Value ($000) $925 Shares 4,819 Est. Cost $108.05 Unrealized +43.2%
KMI KINDER MORGAN INC DEL 0.4%
Value ($000) $864 Shares 43,199 Est. Cost $11.17 Unrealized +11.9%
GULFPORT ENERGY CORP 0.4%
Value ($000) $802 Shares 100,000 Est. Cost $8.02 Unrealized
NMFC NEW MTN FIN CORP 0.4%
Value ($000) $761 Shares 56,075 Est. Cost $6.18 Unrealized +3.5%
AEM AGNICO EAGLE MINES LTD 0.4%
Value ($000) $748 Shares 17,200 Est. Cost $34.56 Unrealized +5.3%
CONCHO RES INC 0.4%
Value ($000) $739 Shares 6,656 Est. Cost $104.59 Unrealized
FOOT LOCKER INC 0.4%
Value ($000) $727 Shares 12,000 Est. Cost $52.26 Unrealized
GLP GLOBAL PARTNERS LP 0.3%
Value ($000) $707 Shares 35,950 Est. Cost $13.52 Unrealized
ET ENERGY TRANSFER LP 0.3%
Value ($000) $651 Shares 42,368 Est. Cost $14.84 Unrealized
AR ANTERO RES CORP 0.3%
Value ($000) $582 Shares 66,000 Est. Cost $19.20 Unrealized -50.8%
PG PROCTER AND GAMBLE CO 0.3%
Value ($000) $578 Shares 5,563 Est. Cost $63.01 Unrealized +30.2%
IBM INTERNATIONAL BUSINESS MACHS 0.2%
Value ($000) $503 Shares 3,565 Est. Cost $98.40 Unrealized -3.8%
BA BOEING CO 0.2%
Value ($000) $500 Shares 1,310 Est. Cost $375.20 Unrealized 0.0%
BMY BRISTOL MYERS SQUIBB CO 0.2%
Value ($000) $493 Shares 10,327 Est. Cost $41.72 Unrealized -8.2%
SPY SPDR S&P 500 ETF TR 0.2%
Value ($000) $488 Shares 1,726 Est. Cost $224.32 Unrealized
MARATHON OIL CORP 0.2%
Value ($000) $485 Shares 29,000 Est. Cost $16.36 Unrealized
LINDE PLC 0.2%
Value ($000) $475 Shares 2,700 Est. Cost $155.93 Unrealized
PUTNAM PREMIER INCOME TR 0.2%
Value ($000) $464 Shares 89,990 Est. Cost $5.29 Unrealized
SPDR SERIES TRUST 0.2%
Value ($000) $461 Shares 15,000 Est. Cost $30.78 Unrealized
VZ VERIZON COMMUNICATIONS INC 0.2%
Value ($000) $452 Shares 7,655 Est. Cost $30.88 Unrealized +26.1%
BLACKROCK CORE BD TR 0.2%
Value ($000) $430 Shares 31,955 Est. Cost $13.61 Unrealized
MSFT MICROSOFT CORP 0.2%
Value ($000) $424 Shares 3,596 Est. Cost $62.21 Unrealized +64.4%
AVT AVNET INC 0.2%
Value ($000) $415 Shares 9,570 Est. Cost $32.81 Unrealized +8.1%
KO COCA COLA CO 0.2%
Value ($000) $406 Shares 8,651 Est. Cost $32.24 Unrealized +17.2%
CAT CATERPILLAR INC DEL 0.2%
Value ($000) $406 Shares 3,000 Est. Cost $94.95 Unrealized +20.7%
MCD MCDONALDS CORP 0.2%
Value ($000) $399 Shares 2,100 Est. Cost $93.96 Unrealized +64.5%
HOLLY ENERGY PARTNERS L P 0.2%
Value ($000) $394 Shares 14,612 Est. Cost $33.81 Unrealized
ALTA MESA RES INC 0.2%
Value ($000) $388 Shares 1,459,800 Est. Cost $2.97 Unrealized
DOWDUPONT INC 0.2%
Value ($000) $382 Shares 7,166 Est. Cost $68.50 Unrealized
XXINSIXX INSIGHT SELECT INCOME FD 0.2%
Value ($000) $379 Shares 19,734 Est. Cost $19.15 Unrealized
AZN ASTRAZENECA PLC 0.2%
Value ($000) $364 Shares 9,000 Est. Cost $28.16 Unrealized
UYG PROSHARES TR 0.2%
Value ($000) $360 Shares 9,000 Est. Cost $57.76 Unrealized
PFE PFIZER INC 0.2%
Value ($000) $359 Shares 8,443 Est. Cost $20.25 Unrealized +44.4%
TRGP TARGA RES CORP 0.2%
Value ($000) $343 Shares 8,257 Est. Cost $15.18 Unrealized +121.9%
V VISA INC 0.2%
Value ($000) $337 Shares 2,157 Est. Cost $80.89 Unrealized +69.8%
GM GENERAL MTRS CO 0.2%
Value ($000) $333 Shares 8,977 Est. Cost $34.80 Unrealized +0.1%
WMT WALMART INC 0.2%
Value ($000) $332 Shares 3,400 Est. Cost $27.34 Unrealized +6.9%
BAC BANK AMER CORP 0.2%
Value ($000) $331 Shares 12,003 Est. Cost $11.83 Unrealized +102.0%
GRAN TIERRA ENERGY INC 0.2%
Value ($000) $329 Shares 144,587 Est. Cost $2.47 Unrealized
APD AIR PRODS & CHEMS INC 0.2%
Value ($000) $329 Shares 1,722 Est. Cost $137.97 Unrealized +5.6%
AXP AMERICAN EXPRESS CO 0.2%
Value ($000) $328 Shares 3,000 Est. Cost $50.49 Unrealized +89.8%
VUG VANGUARD INDEX FDS 0.2%
Value ($000) $318 Shares 2,029 Est. Cost $125.80 Unrealized
LANDMARK INFRASTRUCTURE LP 0.2%
Value ($000) $313 Shares 18,460 Est. Cost $14.83 Unrealized
PAA PLAINS ALL AMERN PIPELINE L 0.1%
Value ($000) $300 Shares 12,245 Est. Cost $21.93 Unrealized
AMZN AMAZON COM INC 0.1%
Value ($000) $299 Shares 168 Est. Cost $93.38 Unrealized -10.9%
PM PHILIP MORRIS INTL INC 0.1%
Value ($000) $296 Shares 3,350 Est. Cost $57.48 Unrealized -2.4%
DAL DELTA AIR LINES INC DEL 0.1%
Value ($000) $284 Shares 5,500 Est. Cost $46.78 Unrealized 0.0%
XLY SELECT SECTOR SPDR TR 0.1%
Value ($000) $282 Shares 2,473 Est. Cost $101.31 Unrealized
GAP GAP INC 0.1%
Value ($000) $279 Shares 10,650 Est. Cost $20.02 Unrealized 0.0%
SCM STELLUS CAP INVT CORP 0.1%
Value ($000) $264 Shares 18,641 Est. Cost $13.44 Unrealized +5.6%
BHC BAUSCH HEALTH COS INC 0.1%
Value ($000) $259 Shares 10,500 Est. Cost $23.88 Unrealized 0.0%
SHV ISHARES TR 0.1%
Value ($000) $252 Shares 2,282 Est. Cost $110.24 Unrealized
IVV ISHARES TR 0.1%
Value ($000) $251 Shares 880 Est. Cost $267.48 Unrealized
EFX EQUIFAX INC 0.1%
Value ($000) $249 Shares 2,100 Est. Cost $100.83 Unrealized 0.0%
UNH UNITEDHEALTH GROUP INC 0.1%
Value ($000) $247 Shares 1,000 Est. Cost $111.26 Unrealized +104.6%
IBB ISHARES TR 0.1%
Value ($000) $235 Shares 2,100 Est. Cost $166.44 Unrealized
OHI OMEGA HEALTHCARE INVS INC 0.1%
Value ($000) $232 Shares 6,064 Est. Cost $35.26 Unrealized
IJH ISHARES TR 0.1%
Value ($000) $229 Shares 1,208 Est. Cost $190.37 Unrealized
MDLZ MONDELEZ INTL INC 0.1%
Value ($000) $225 Shares 4,507 Est. Cost $38.76 Unrealized 0.0%
MPT MEDICAL PPTYS TRUST INC 0.1%
Value ($000) $222 Shares 12,000 Est. Cost $13.00 Unrealized
F FORD MTR CO DEL 0.1%
Value ($000) $214 Shares 24,300 Est. Cost $7.13 Unrealized -14.7%
VGT VANGUARD WORLD FDS 0.1%
Value ($000) $212 Shares 1,055 Est. Cost $200.95 Unrealized
NSC NORFOLK SOUTHERN CORP 0.1%
Value ($000) $210 Shares 1,125 Est. Cost $150.47 Unrealized 0.0%
TYL TYLER TECHNOLOGIES INC 0.1%
Value ($000) $204 Shares 1,000 Est. Cost $198.07 Unrealized 0.0%
META FACEBOOK INC 0.1%
Value ($000) $200 Shares 1,200 Est. Cost $157.93 Unrealized 0.0%
TSLA TESLA INC 0.1%
Value ($000) $200 Shares 716 Est. Cost $20.83 Unrealized -3.6%
CADENCE BANCORPORATION 0.1%
Value ($000) $186 Shares 10,000 Est. Cost $16.80 Unrealized
NEW YORK CMNTY BANCORP INC 0.1%
Value ($000) $180 Shares 15,500 Est. Cost $10.73 Unrealized
TEEKAY LNG PARTNERS L P 0.1%
Value ($000) $169 Shares 11,300 Est. Cost $14.96 Unrealized
SIRIUS XM HLDGS INC 0.1%
Value ($000) $147 Shares 26,000 Est. Cost $6.31 Unrealized
HNRG HALLADOR ENERGY COMPANY 0.1%
Value ($000) $138 Shares 26,294 Est. Cost $8.63 Unrealized -37.3%
DNP SELECT INCOME FD 0.1%
Value ($000) $127 Shares 11,000 Est. Cost $10.00 Unrealized
NIO NIO INC 0.1%
Value ($000) $122 Shares 24,000 Est. Cost $6.26 Unrealized
NAVIOS MARITIME PARTNERS L P 0.1%
Value ($000) $104 Shares 113,650 Est. Cost $1.72 Unrealized
SIGMATRON INTL INC 0.0%
Value ($000) $102 Shares 34,900 Est. Cost $9.04 Unrealized
GENERAL ELECTRIC CO 0.0%
Value ($000) $100 Shares 10,041 Est. Cost $9.96 Unrealized
DIGITAL ALLY INC 0.0%
Value ($000) $74 Shares 20,000 Est. Cost $3.70 Unrealized
VOYA PRIME RATE TR 0.0%
Value ($000) $59 Shares 12,400 Est. Cost $5.00 Unrealized
YUMA ENERGY INC NEW 0.0%
Value ($000) $43 Shares 365,000 Est. Cost $1.20 Unrealized
MNKD MANNKIND CORP 0.0%
Value ($000) $20 Shares 10,000 Est. Cost $2.69 Unrealized -41.2%
SANDRIDGE MISSISSIPPIAN TR I 0.0%
Value ($000) $17 Shares 16,850 Est. Cost $1.69 Unrealized
MID CON ENERGY PARTNERS LP 0.0%
Value ($000) $12 Shares 14,720 Est. Cost $1.74 Unrealized
APPROACH RESOURCES INC 0.0%
Value ($000) $10 Shares 27,112 Est. Cost $1.16 Unrealized