SANDERS MORRIS HARRIS LLC Diversified Active

CIK: 0001053994 · Show all filings

Period: Q4 2018 (← Previous) (Next →)

Filing Date: Jan 14, 2019

Total Value ($000): $182,054 (100.0% shares, 0.0% debt)

Holdings (119)

QQQ INVESCO QQQ TR 10.1%
Value ($000) $18,428 Shares 119,466 Est. Cost $170.83 Unrealized
CSWC CAPITAL SOUTHWEST CORP 8.7%
Value ($000) $15,770 Shares 820,532 Est. Cost $8.17 Unrealized +0.4%
EPD ENTERPRISE PRODS PARTNERS L 8.0%
Value ($000) $14,605 Shares 593,997 Est. Cost $25.56 Unrealized
MAIN MAIN STREET CAPITAL CORP 7.4%
Value ($000) $13,488 Shares 398,957 Est. Cost $29.05 Unrealized +28.0%
JYNT JOINT CORP 6.2%
Value ($000) $11,350 Shares 1,364,197 Est. Cost $3.75 Unrealized +110.3%
BLACKSTONE GROUP L P 4.3%
Value ($000) $7,845 Shares 263,175 Est. Cost $30.01 Unrealized
PWR QUANTA SVCS INC 3.2%
Value ($000) $5,745 Shares 190,838 Est. Cost $33.45 Unrealized -5.2%
CNP CENTERPOINT ENERGY INC 3.0%
Value ($000) $5,534 Shares 196,050 Est. Cost $21.49 Unrealized +5.5%
GOLDCORP INC NEW 2.7%
Value ($000) $4,904 Shares 500,375 Est. Cost $13.04 Unrealized
ECLIPSE RES CORP 2.5%
Value ($000) $4,533 Shares 4,316,971 Est. Cost $2.11 Unrealized
XEROX CORP 2.3%
Value ($000) $4,204 Shares 212,745 Est. Cost $24.80 Unrealized
BRSL INTERNATIONAL GAME TECHNOLOG 1.8%
Value ($000) $3,230 Shares 220,800 Est. Cost $13.83 Unrealized -23.3%
LIONS GATE ENTMNT CORP 1.7%
Value ($000) $3,051 Shares 189,500 Est. Cost $16.10 Unrealized
AEM AGNICO EAGLE MINES LTD 1.5%
Value ($000) $2,820 Shares 69,800 Est. Cost $34.56 Unrealized -8.6%
BARRICK GOLD CORP 1.4%
Value ($000) $2,565 Shares 189,500 Est. Cost $15.96 Unrealized
PFENEX INC 1.4%
Value ($000) $2,493 Shares 781,602 Est. Cost $4.92 Unrealized
SPARK ENERGY INC 1.3%
Value ($000) $2,455 Shares 330,478 Est. Cost $12.40 Unrealized
AAPL APPLE INC 1.2%
Value ($000) $2,216 Shares 14,052 Est. Cost $28.28 Unrealized +62.7%
FLEX FLEX LTD 1.2%
Value ($000) $2,211 Shares 290,600 Est. Cost $11.35 Unrealized -38.5%
TELIGENT INC NEW 1.2%
Value ($000) $2,117 Shares 1,545,032 Est. Cost $4.13 Unrealized
EQT EQT CORP 1.1%
Value ($000) $2,040 Shares 108,000 Est. Cost $18.78 Unrealized 0.0%
JEF JEFFERIES FINL GROUP INC 1.0%
Value ($000) $1,876 Shares 108,100 Est. Cost $16.63 Unrealized -11.6%
EZPW EZCORP INC 1.0%
Value ($000) $1,832 Shares 237,000 Est. Cost $4.97 Unrealized +90.8%
CRTO CRITEO S A 1.0%
Value ($000) $1,795 Shares 79,000 Est. Cost $35.92 Unrealized
THERAPEUTICSMD INC 0.9%
Value ($000) $1,671 Shares 438,510 Est. Cost $7.50 Unrealized
MO ALTRIA GROUP INC 0.9%
Value ($000) $1,563 Shares 31,650 Est. Cost $31.38 Unrealized +5.6%
WM WASTE MGMT INC DEL 0.8%
Value ($000) $1,509 Shares 16,952 Est. Cost $45.95 Unrealized +73.4%
XOM EXXON MOBIL CORP 0.8%
Value ($000) $1,482 Shares 21,731 Est. Cost $56.37 Unrealized +0.0%
EARTHSTONE ENERGY INC 0.7%
Value ($000) $1,235 Shares 273,273 Est. Cost $10.58 Unrealized
JPM JPMORGAN CHASE & CO 0.7%
Value ($000) $1,213 Shares 12,430 Est. Cost $49.30 Unrealized +77.6%
INTREXON CORP 0.7%
Value ($000) $1,192 Shares 182,200 Est. Cost $15.78 Unrealized
GOLF ACUSHNET HOLDINGS CORP 0.6%
Value ($000) $1,159 Shares 55,000 Est. Cost $19.10 Unrealized +24.7%
GEL GENESIS ENERGY L P 0.6%
Value ($000) $1,072 Shares 58,050 Est. Cost $30.52 Unrealized
ALTA MESA RES INC 0.6%
Value ($000) $1,063 Shares 1,063,700 Est. Cost $3.98 Unrealized
HALCON RES CORP 0.6%
Value ($000) $1,043 Shares 613,697 Est. Cost $4.62 Unrealized
T AT&T INC 0.5%
Value ($000) $985 Shares 34,526 Est. Cost $14.00 Unrealized +0.2%
NKE NIKE INC 0.5%
Value ($000) $981 Shares 13,230 Est. Cost $64.20 Unrealized +6.1%
LLY LILLY ELI & CO 0.5%
Value ($000) $943 Shares 8,148 Est. Cost $64.21 Unrealized +57.9%
ROST ROSS STORES INC 0.5%
Value ($000) $907 Shares 10,900 Est. Cost $55.87 Unrealized +51.0%
JNJ JOHNSON & JOHNSON 0.5%
Value ($000) $902 Shares 6,992 Est. Cost $86.09 Unrealized +32.6%
SEB SEABOARD CORP 0.5%
Value ($000) $885 Shares 250 Est. Cost $3621.47 Unrealized 0.0%
HD HOME DEPOT INC 0.5%
Value ($000) $828 Shares 4,819 Est. Cost $108.05 Unrealized +39.2%
OKE ONEOK INC NEW 0.4%
Value ($000) $766 Shares 14,199 Est. Cost $32.05 Unrealized +22.6%
KMI KINDER MORGAN INC DEL 0.4%
Value ($000) $762 Shares 49,594 Est. Cost $11.17 Unrealized +0.3%
NMFC NEW MTN FIN CORP 0.4%
Value ($000) $737 Shares 58,575 Est. Cost $6.18 Unrealized -2.1%
BMY BRISTOL MYERS SQUIBB CO 0.4%
Value ($000) $689 Shares 13,272 Est. Cost $41.72 Unrealized -1.8%
CONCHO RES INC 0.4%
Value ($000) $684 Shares 6,656 Est. Cost $104.59 Unrealized
YUMA ENERGY INC NEW 0.4%
Value ($000) $673 Shares 4,488,684 Est. Cost $1.20 Unrealized
FOOT LOCKER INC 0.4%
Value ($000) $638 Shares 12,000 Est. Cost $52.26 Unrealized
HAS HASBRO INC 0.3%
Value ($000) $609 Shares 7,500 Est. Cost $71.59 Unrealized 0.0%
AR ANTERO RES CORP 0.3%
Value ($000) $593 Shares 63,136 Est. Cost $19.64 Unrealized -24.7%
GLP GLOBAL PARTNERS LP 0.3%
Value ($000) $586 Shares 35,950 Est. Cost $13.52 Unrealized
ET ENERGY TRANSFER LP 0.3%
Value ($000) $573 Shares 43,431 Est. Cost $14.84 Unrealized
PG PROCTER AND GAMBLE CO 0.3%
Value ($000) $508 Shares 5,528 Est. Cost $63.01 Unrealized +18.6%
SHV ISHARES TR 0.2%
Value ($000) $452 Shares 4,100 Est. Cost $110.24 Unrealized
SPY SPDR S&P 500 ETF TR 0.2%
Value ($000) $438 Shares 1,751 Est. Cost $224.32 Unrealized
VZ VERIZON COMMUNICATIONS INC 0.2%
Value ($000) $431 Shares 7,655 Est. Cost $30.88 Unrealized +25.0%
LINDE PLC 0.2%
Value ($000) $421 Shares 2,700 Est. Cost $155.93 Unrealized
HOLLY ENERGY PARTNERS L P 0.2%
Value ($000) $417 Shares 14,612 Est. Cost $33.81 Unrealized
KO COCA COLA CO 0.2%
Value ($000) $410 Shares 8,651 Est. Cost $32.24 Unrealized +19.1%
PUTNAM PREMIER INCOME TR 0.2%
Value ($000) $407 Shares 86,890 Est. Cost $5.29 Unrealized
IBM INTERNATIONAL BUSINESS MACHS 0.2%
Value ($000) $405 Shares 3,565 Est. Cost $98.40 Unrealized -10.6%
SPDR SERIES TRUST 0.2%
Value ($000) $398 Shares 15,000 Est. Cost $30.78 Unrealized
BLACKROCK CORE BD TR 0.2%
Value ($000) $390 Shares 31,955 Est. Cost $13.61 Unrealized
MARATHON OIL CORP 0.2%
Value ($000) $387 Shares 27,000 Est. Cost $16.34 Unrealized
DOWDUPONT INC 0.2%
Value ($000) $383 Shares 7,166 Est. Cost $68.50 Unrealized
CAT CATERPILLAR INC DEL 0.2%
Value ($000) $381 Shares 3,000 Est. Cost $94.95 Unrealized +17.4%
MCD MCDONALDS CORP 0.2%
Value ($000) $373 Shares 2,100 Est. Cost $93.96 Unrealized +59.7%
PFE PFIZER INC 0.2%
Value ($000) $372 Shares 8,532 Est. Cost $20.25 Unrealized +48.3%
ABT ABBOTT LABS 0.2%
Value ($000) $347 Shares 4,791 Est. Cost $37.25 Unrealized +66.8%
AVT AVNET INC 0.2%
Value ($000) $345 Shares 9,570 Est. Cost $32.81 Unrealized +4.3%
XXINSIXX INSIGHT SELECT INCOME FD 0.2%
Value ($000) $344 Shares 19,734 Est. Cost $19.15 Unrealized
AZN ASTRAZENECA PLC 0.2%
Value ($000) $342 Shares 9,000 Est. Cost $28.16 Unrealized
GM GENERAL MTRS CO 0.2%
Value ($000) $333 Shares 9,977 Est. Cost $34.80 Unrealized -10.0%
MSFT MICROSOFT CORP 0.2%
Value ($000) $323 Shares 3,176 Est. Cost $56.91 Unrealized +75.7%
IJH ISHARES TR 0.2%
Value ($000) $319 Shares 1,922 Est. Cost $190.37 Unrealized
IBB ISHARES TR 0.2%
Value ($000) $318 Shares 3,300 Est. Cost $166.44 Unrealized
WMT WALMART INC 0.2%
Value ($000) $317 Shares 3,400 Est. Cost $27.34 Unrealized +5.2%
GRAN TIERRA ENERGY INC 0.2%
Value ($000) $314 Shares 144,587 Est. Cost $2.47 Unrealized
TRGP TARGA RES CORP 0.2%
Value ($000) $297 Shares 8,257 Est. Cost $15.18 Unrealized +150.6%
BAC BANK AMER CORP 0.2%
Value ($000) $296 Shares 12,003 Est. Cost $11.83 Unrealized +92.7%
CVX CHEVRON CORP NEW 0.2%
Value ($000) $296 Shares 2,723 Est. Cost $57.42 Unrealized +47.6%
UYG PROSHARES TR 0.2%
Value ($000) $294 Shares 9,000 Est. Cost $57.76 Unrealized
AXP AMERICAN EXPRESS CO 0.2%
Value ($000) $286 Shares 3,000 Est. Cost $50.49 Unrealized +88.2%
V VISA INC 0.2%
Value ($000) $285 Shares 2,157 Est. Cost $80.89 Unrealized +62.4%
VUG VANGUARD INDEX FDS 0.2%
Value ($000) $275 Shares 2,046 Est. Cost $125.80 Unrealized
PAA PLAINS ALL AMERN PIPELINE L 0.2%
Value ($000) $275 Shares 13,745 Est. Cost $21.93 Unrealized
IVV ISHARES TR 0.1%
Value ($000) $269 Shares 1,070 Est. Cost $267.48 Unrealized
AMZN AMAZON COM INC 0.1%
Value ($000) $251 Shares 167 Est. Cost $93.38 Unrealized -11.0%
UNH UNITEDHEALTH GROUP INC 0.1%
Value ($000) $249 Shares 1,000 Est. Cost $111.26 Unrealized +111.3%
LANDMARK INFRASTRUCTURE LP 0.1%
Value ($000) $247 Shares 21,460 Est. Cost $14.83 Unrealized
TSLA TESLA INC 0.1%
Value ($000) $238 Shares 716 Est. Cost $20.83 Unrealized +3.3%
SCM STELLUS CAP INVT CORP 0.1%
Value ($000) $236 Shares 18,200 Est. Cost $13.42 Unrealized -2.9%
PM PHILIP MORRIS INTL INC 0.1%
Value ($000) $225 Shares 3,374 Est. Cost $57.48 Unrealized -0.3%
TXN TEXAS INSTRS INC 0.1%
Value ($000) $219 Shares 2,320 Est. Cost $78.44 Unrealized +0.9%
APD AIR PRODS & CHEMS INC 0.1%
Value ($000) $218 Shares 1,362 Est. Cost $135.95 Unrealized -2.0%
OHI OMEGA HEALTHCARE INVS INC 0.1%
Value ($000) $217 Shares 6,154 Est. Cost $35.26 Unrealized
LITE LUMENTUM HLDGS INC 0.1%
Value ($000) $210 Shares 5,000 Est. Cost $49.24 Unrealized 0.0%
XLY SELECT SECTOR SPDR TR 0.1%
Value ($000) $208 Shares 2,100 Est. Cost $99.05 Unrealized
MPT MEDICAL PPTYS TRUST INC 0.1%
Value ($000) $193 Shares 12,000 Est. Cost $13.00 Unrealized
F FORD MTR CO DEL 0.1%
Value ($000) $190 Shares 24,808 Est. Cost $7.13 Unrealized -12.9%
SIRIUS XM HLDGS INC 0.1%
Value ($000) $182 Shares 32,000 Est. Cost $6.31 Unrealized
CADENCE BANCORPORATION 0.1%
Value ($000) $168 Shares 10,000 Est. Cost $16.80 Unrealized
CENTURYLINK INC 0.1%
Value ($000) $153 Shares 10,120 Est. Cost $15.12 Unrealized
NAVIOS MARITIME PARTNERS L P 0.1%
Value ($000) $141 Shares 166,150 Est. Cost $1.72 Unrealized
NIO NIO INC 0.1%
Value ($000) $138 Shares 21,600 Est. Cost $6.39 Unrealized
HNRG HALLADOR ENERGY COMPANY 0.1%
Value ($000) $133 Shares 26,294 Est. Cost $8.63 Unrealized -32.2%
DNP SELECT INCOME FD 0.1%
Value ($000) $114 Shares 11,000 Est. Cost $10.00 Unrealized
CAPITAL PRODUCT PARTNERS L P 0.1%
Value ($000) $112 Shares 53,500 Est. Cost $3.37 Unrealized
SANCHEZ ENERGY CORP 0.1%
Value ($000) $106 Shares 391,000 Est. Cost $5.93 Unrealized
NEW YORK CMNTY BANCORP INC 0.1%
Value ($000) $103 Shares 11,000 Est. Cost $10.36 Unrealized
CONTAINER STORE GROUP INC 0.0%
Value ($000) $86 Shares 18,000 Est. Cost $5.80 Unrealized
SIGMATRON INTL INC 0.0%
Value ($000) $82 Shares 34,900 Est. Cost $9.04 Unrealized
VOYA PRIME RATE TR 0.0%
Value ($000) $56 Shares 12,400 Est. Cost $5.00 Unrealized
APPROACH RESOURCES INC 0.0%
Value ($000) $24 Shares 27,112 Est. Cost $1.16 Unrealized
EMERGE ENERGY SVCS LP 0.0%
Value ($000) $20 Shares 13,000 Est. Cost $7.40 Unrealized
SANDRIDGE MISSISSIPPIAN TR I 0.0%
Value ($000) $14 Shares 16,850 Est. Cost $1.69 Unrealized
MID CON ENERGY PARTNERS LP 0.0%
Value ($000) $12 Shares 14,720 Est. Cost $1.74 Unrealized
MNKD MANNKIND CORP 0.0%
Value ($000) $11 Shares 10,000 Est. Cost $2.69 Unrealized -36.9%