Location: Portland, ME
CIK: 0001729515 · Show all filings
Period: Q2 2019 (← Previous) (Next →)
Filing Date: Jul 15, 2019
Total Value: $143M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| AAPL | APPLE INC | 28,811 | $5.884M | 4.1% | $204.23 * | $39.15 | +21.2% | COM | 037833100 |
| MSFT | MICROSOFT CORP | 39,372 | $5.396M | 3.8% | $137.05 * | $83.86 | +50.7% | COM | 594918104 |
| XOM | EXXON MOBIL CORP | 60,818 | $4.63M | 3.2% | $76.13 * | $56.54 | +0.1% | COM | 30231G102 |
| VB | VANGUARD INDEX FDS | 28,433 | $4.509M | 3.2% | $158.58 | $145.23 | +7.9% | SMALL CP ETF | 922908751 |
| VO | VANGUARD INDEX FDS | 25,182 | $4.276M | 3.0% | $169.80 * | $38.02 | +9.9% | MID CAP ETF | 922908629 |
| SDY | SPDR SERIES TRUST | 41,492 | $4.242M | 3.0% | $102.24 | $94.40 | +6.9% | S&P DIVID ETF | 78464A763 |
| JNJ | JOHNSON & JOHNSON | 28,423 | $3.995M | 2.8% | $140.56 * | $110.66 | +4.8% | COM | 478160104 |
| VUG | VANGUARD INDEX FDS | 19,847 | $3.31M | 2.3% | $166.78 * | $23.54 | +15.7% | GROWTH ETF | 922908736 |
| HD | HOME DEPOT INC | 15,236 | $3.222M | 2.3% | $211.47 * | $148.19 | +19.9% | COM | 437076102 |
| SPY | SPDR S&P 500 ETF TR | 10,753 | $3.209M | 2.2% | $298.43 | $265.44 | +10.4% | TR UNIT | 78462F103 |
| IGSB | ISHARES TR | 53,462 | $2.846M | 2.0% | $53.23 | $52.22 | +2.3% | SH TR CRPORT ETF | 464288646 |
| CAT | CATERPILLAR INC DEL | 19,527 | $2.646M | 1.8% | $135.50 * | $115.77 | +2.3% | COM | 149123101 |
| MRK | MERCK & CO INC | 28,652 | $2.453M | 1.7% | $85.61 * | $51.30 | +27.3% | COM | 58933Y105 |
| AMZN | AMAZON COM INC | 1,213 | $2.357M | 1.6% | $1943.12 * | $56.89 | +66.4% | COM | 023135106 |
| META | FACEBOOK INC | 11,784 | $2.314M | 1.6% | $196.37 * | $175.74 | +9.1% | CL A | 30303M102 |
| INDB | INDEPENDENT BANK CORP MASS | 27,740 | $2.099M | 1.5% | $75.67 * | $56.20 | +10.2% | COM | 453836108 |
| PG | PROCTER AND GAMBLE CO | 17,599 | $1.991M | 1.4% | $113.13 * | $76.02 | +22.6% | COM | 742718109 |
| PEP | PEPSICO INC | 14,519 | $1.931M | 1.3% | $133.00 * | $89.40 | +20.5% | COM | 713448108 |
| WMT | WALMART INC | 17,102 | $1.915M | 1.3% | $111.98 * | $28.08 | +19.4% | COM | 931142103 |
| IWV | ISHARES TR | 10,833 | $1.901M | 1.3% | $175.48 | $154.22 | +11.8% | RUSSELL 3000 ETF | 464287689 |
| IBM | INTERNATIONAL BUSINESS MACHS | 13,169 | $1.862M | 1.3% | $141.39 * | $98.43 | +1.1% | COM | 459200101 |
| PFE | PFIZER INC | 40,870 | $1.795M | 1.3% | $43.92 * | $25.16 | +20.7% | COM | 717081103 |
| V | VISA INC | 9,817 | $1.734M | 1.2% | $176.63 * | $108.10 | +53.4% | COM CL A | 92826C839 |
| VWO | VANGUARD INTL EQUITY INDEX F | 39,899 | $1.709M | 1.2% | $42.83 | $44.77 | -5.0% | FTSE EMR MKT ETF | 922042858 |
| EFA | ISHARES TR | 25,284 | $1.673M | 1.2% | $66.17 | $68.57 | -4.1% | MSCI EAFE ETF | 464287465 |
| MCD | MCDONALDS CORP | 7,503 | $1.585M | 1.1% | $211.25 * | $139.64 | +27.9% | COM | 580135101 |
| INTC | INTEL CORP | 32,634 | $1.569M | 1.1% | $48.08 * | $39.62 | +5.3% | COM | 458140100 |
| CVX | CHEVRON CORP NEW | 12,504 | $1.545M | 1.1% | $123.56 * | $83.55 | +11.7% | COM | 166764100 |
| MMM | 3M CO | 8,668 | $1.491M | 1.0% | $172.01 * | $143.27 | -20.3% | COM | 88579Y101 |
| JPM | JPMORGAN CHASE & CO | 12,966 | $1.472M | 1.0% | $113.53 * | $82.71 | +12.8% | COM | 46625H100 |
| VCSH | VANGUARD SCOTTSDALE FDS | 17,356 | $1.396M | 1.0% | $80.43 | $79.49 | +1.5% | SHRT TRM CORP BD | 92206C409 |
| CSCO | CISCO SYS INC | 23,767 | $1.345M | 0.9% | $56.59 * | $33.32 | +34.4% | COM | 17275R102 |
| GOOGL | ALPHABET INC | 1,142 | $1.294M | 0.9% | $1133.10 * | $52.11 | +3.1% | CAP STK CL A | 02079K305 |
| TMO | THERMO FISHER SCIENTIFIC INC | 4,126 | $1.24M | 0.9% | $300.53 * | $188.58 | +53.1% | COM | 883556102 |
| ITW | ILLINOIS TOOL WKS INC | 8,349 | $1.235M | 0.9% | $147.92 * | $130.85 | -1.2% | COM | 452308109 |
| BMY | BRISTOL MYERS SQUIBB CO | 25,207 | $1.157M | 0.8% | $45.90 * | $45.90 | -23.4% | COM | 110122108 |
| ABT | ABBOTT LABS | 13,532 | $1.156M | 0.8% | $85.43 * | $49.74 | +50.9% | COM | 002824100 |
| FLRN | SPDR SERIES TRUST | 36,748 | $1.127M | 0.8% | $30.67 | $30.72 | +0.0% | BLOMBERG BRC INV | 78468R200 |
| SPLV | INVESCO EXCHNG TRADED FD TR | 19,466 | $1.094M | 0.8% | $56.20 * | $50.11 | +9.8% | S&P500 LOW VOL | 46138E354 |
| CL | COLGATE PALMOLIVE CO | 14,848 | $1.086M | 0.8% | $73.14 * | $60.28 | +2.0% | COM | 194162103 |
| CB | CHUBB LIMITED | 7,248 | $1.084M | 0.8% | $149.56 * | $126.60 | +4.7% | COM | H1467J104 |
| HON | HONEYWELL INTL INC | 6,049 | $1.068M | 0.7% | $176.56 * | $113.37 | +26.8% | COM | 438516106 |
| HXL | HEXCEL CORP NEW | 12,320 | $1.003M | 0.7% | $81.41 | $60.79 | +33.0% | COM | 428291108 |
| DIS | DISNEY WALT CO | 6,921 | $986K | 0.7% | $142.46 * | $110.57 | +21.9% | COM DISNEY | 254687106 |
| SPTS | SPDR SERIES TRUST | 32,050 | $958K | 0.7% | $29.89 | $29.80 | +0.7% | PORTFOLIO SH TSR | 78468R101 |
| QDF | FLEXSHARES TR | 20,206 | $920K | 0.6% | $45.53 | $43.29 | +3.6% | QUALT DIVD IDX | 33939L860 |
| ABBV | ABBVIE INC | 11,820 | $863K | 0.6% | $73.01 * | $66.89 | -17.7% | COM | 00287Y109 |
| ADP | AUTOMATIC DATA PROCESSING IN | 5,109 | $842K | 0.6% | $164.81 * | $125.45 | +14.8% | COM | 053015103 |
| CI | CIGNA CORP NEW | 5,085 | $831K | 0.6% | $163.42 * | $189.83 | -24.1% | COM | 125523100 |
| COST | COSTCO WHSL CORP NEW | 3,092 | $829K | 0.6% | $268.11 * | $159.90 | +50.4% | COM | 22160K105 |
| NKE | NIKE INC | 9,387 | $815K | 0.6% | $86.82 * | $53.71 | +43.4% | CL B | 654106103 |
| BSV | VANGUARD BD INDEX FD INC | 9,764 | $784K | 0.5% | $80.29 | $79.46 | +1.3% | SHORT TRM BOND | 921937827 |
| USMV | ISHARES TR | 11,437 | $720K | 0.5% | $62.95 | $57.19 | +7.9% | MIN VOL USA ETF | 46429B697 |
| T | AT&T INC | 20,782 | $713K | 0.5% | $34.31 * | $14.80 | +7.7% | COM | 00206R102 |
| VOO | VANGUARD INDEX FDS | 2,546 | $698K | 0.5% | $274.16 | $241.23 | +11.6% | S&P 500 ETF SHS | 922908363 |
| — | UNITED TECHNOLOGIES CORP | 5,167 | $685K | 0.5% | $132.57 | $128.98 | — | COM | 913017109 |
| KMB | KIMBERLY CLARK CORP | 4,892 | $670K | 0.5% | $136.96 * | $88.27 | +20.3% | COM | 494368103 |
| TD | TORONTO DOMINION BK ONT | 11,260 | $669K | 0.5% | $59.41 | $57.09 | +2.2% | COM NEW | 891160509 |
| LOW | LOWES COS INC | 6,391 | $666K | 0.5% | $104.21 * | $72.02 | +24.3% | COM | 548661107 |
| WM | WASTE MGMT INC DEL | 5,700 | $664K | 0.5% | $116.49 * | $70.72 | +46.7% | COM | 94106L109 |
| KO | COCA COLA CO | 12,716 | $663K | 0.5% | $52.14 * | $35.89 | +16.3% | COM | 191216100 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 3,075 | $662K | 0.5% | $215.28 | $190.56 | +11.9% | CL B NEW | 084670702 |
| DD | DUPONT DE NEMOURS INC | 8,868 | $654K | 0.5% | $73.75 * | $27.24 | +1.5% | COM | 26614N102 |
| WFC | WELLS FARGO CO NEW | 13,660 | $653K | 0.5% | $47.80 * | $45.09 | -11.9% | COM | 949746101 |
| TREX | TREX CO INC | 8,600 | $626K | 0.4% | $72.79 * | $27.22 | +31.7% | COM | 89531P105 |
| CMCSA | COMCAST CORP NEW | 14,395 | $623K | 0.4% | $43.28 * | $30.31 | +17.5% | CL A | 20030N101 |
| — | GENERAL ELECTRIC CO | 55,870 | $587K | 0.4% | $10.51 | $13.30 | — | COM | 369604103 |
| VLUE | ISHARES TR | 7,114 | $583K | 0.4% | $81.95 | $79.52 | +2.1% | EDGE MSCI USA VL | 46432F388 |
| XLF | SELECT SECTOR SPDR TR | 20,374 | $574K | 0.4% | $28.17 * | $26.33 | +4.8% | SBI INT-FINL | 81369Y605 |
| KRE | SPDR SERIES TRUST | 10,498 | $568K | 0.4% | $54.11 | $59.08 | -9.6% | S&P REGL BKG | 78464A698 |
| MRSH | MARSH & MCLENNAN COS INC | 5,478 | $563K | 0.4% | $102.77 * | $72.87 | +23.8% | COM | 571748102 |
| FDX | FEDEX CORP | 3,471 | $562K | 0.4% | $161.91 * | $194.26 | -25.0% | COM | 31428X106 |
| QUAL | ISHARES TR | 6,023 | $561K | 0.4% | $93.14 | $86.31 | +6.0% | USA QUALITY FCTR | 46432F339 |
| CVS | CVS HEALTH CORP | 9,757 | $542K | 0.4% | $55.55 * | $55.25 | -20.0% | COM | 126650100 |
| TRV | TRAVELERS COMPANIES INC | 3,352 | $517K | 0.4% | $154.24 * | $110.49 | +17.8% | COM | 89417E109 |
| RPG | INVESCO EXCHANGE TRADED FD T | 4,222 | $512K | 0.4% | $121.27 * | $22.69 | +5.3% | S&P500 PUR GWT | 46137V266 |
| TXN | TEXAS INSTRS INC | 4,231 | $490K | 0.3% | $115.81 * | $80.81 | +18.1% | COM | 882508104 |
| VEU | VANGUARD INTL EQUITY INDEX F | 9,384 | $482K | 0.3% | $51.36 | $53.79 | -5.2% | ALLWRLD EX US | 922042775 |
| SBUX | STARBUCKS CORP | 5,491 | $482K | 0.3% | $87.78 * | $47.59 | +52.9% | COM | 855244109 |
| EEM | ISHARES TR | 11,190 | $480K | 0.3% | $42.90 | $44.27 | -3.1% | MSCI EMG MKT ETF | 464287234 |
| SCZ | ISHARES TR | 8,241 | $478K | 0.3% | $58.00 | $61.30 | -6.4% | EAFE SML CP ETF | 464288273 |
| DOW | DOW INC | 9,038 | $446K | 0.3% | $49.35 * | $36.37 | -5.7% | COM | 260557103 |
| AKAM | AKAMAI TECHNOLOGIES INC | 5,400 | $441K | 0.3% | $81.67 | $55.35 | +44.8% | COM | 00971T101 |
| RNR | RENAISSANCERE HOLDINGS LTD | 2,400 | $440K | 0.3% | $183.33 * | $134.26 | +32.6% | COM | G7496G103 |
| MNST | MONSTER BEVERAGE CORP NEW | 6,550 | $432K | 0.3% | $65.95 * | $29.95 | +6.6% | COM | 61174X109 |
| EMR | EMERSON ELEC CO | 6,573 | $430K | 0.3% | $65.42 * | $56.02 | +2.6% | COM | 291011104 |
| AXP | AMERICAN EXPRESS CO | 3,392 | $425K | 0.3% | $125.29 * | $85.35 | +32.4% | COM | 025816109 |
| IWM | ISHARES TR | 2,703 | $424K | 0.3% | $156.86 | $149.21 | +4.2% | RUSSELL 2000 ETF | 464287655 |
| IDXX | IDEXX LABS INC | 1,500 | $418K | 0.3% | $278.67 | $163.09 | +68.8% | COM | 45168D104 |
| ACN | ACCENTURE PLC IRELAND | 2,185 | $418K | 0.3% | $191.30 * | $142.15 | +18.6% | SHS CLASS A | G1151C101 |
| AZN | ASTRAZENECA PLC | 10,030 | $411K | 0.3% | $40.98 | $35.39 | — | SPONSORED ADR | 046353108 |
| JPST | JP MORGAN EXCHANGE TRADED FD | 7,800 | $393K | 0.3% | $50.38 | $50.38 | +0.0% | ULTRA SHRT INC | 46641Q837 |
| UNP | UNION PACIFIC CORP | 2,300 | $391K | 0.3% | $170.00 * | $109.28 | +33.9% | COM | 907818108 |
| VZ | VERIZON COMMUNICATIONS INC | 6,562 | $383K | 0.3% | $58.37 * | $32.89 | +20.8% | COM | 92343V104 |
| UNH | UNITEDHEALTH GROUP INC | 1,533 | $379K | 0.3% | $247.23 * | $225.23 | -2.6% | COM | 91324P102 |
| — | RAYTHEON CO | 2,165 | $376K | 0.3% | $173.67 | $181.99 | — | COM NEW | 755111507 |
| MDT | MEDTRONIC PLC | 3,790 | $372K | 0.3% | $98.15 * | $65.62 | +23.9% | SHS | G5960L103 |
| — | NUVEEN MUN VALUE FD INC | 36,500 | $370K | 0.3% | $10.14 | $10.03 | — | COM | 670928100 |
| — | BROOKLINE BANCORP INC DEL | 22,500 | $346K | 0.2% | $15.38 | $16.53 | — | COM | 11373M107 |
| MA | MASTERCARD INC | 1,252 | $341K | 0.2% | $272.36 * | $207.20 | +23.1% | CL A | 57636Q104 |
| TMUS | T MOBILE US INC | 4,312 | $329K | 0.2% | $76.30 * | $59.11 | +21.2% | COM | 872590104 |
| — | COHEN & STEERS QUALITY RLTY | 23,457 | $327K | 0.2% | $13.94 | $11.71 | — | COM | 19247L106 |
| — | ALPS ETF TR | 31,500 | $317K | 0.2% | $10.06 | $9.06 | — | ALERIAN MLP | 00162Q866 |
| GIS | GENERAL MLS INC | 5,845 | $317K | 0.2% | $54.23 * | $38.90 | +7.8% | COM | 370334104 |
| KKR | KKR & CO INC | 12,160 | $315K | 0.2% | $25.90 * | $24.47 | -3.7% | CL A | 48251W104 |
| — | LINDE PLC | 1,542 | $312K | 0.2% | $202.33 | $175.75 | — | SHS | G5494J103 |
| DHR | DANAHER CORPORATION | 2,133 | $308K | 0.2% | $144.40 * | $78.58 | +56.7% | COM | 235851102 |
| PSX | PHILLIPS 66 | 3,140 | $304K | 0.2% | $96.82 * | $68.50 | +4.8% | COM | 718546104 |
| MDLZ | MONDELEZ INTL INC | 5,407 | $300K | 0.2% | $55.48 * | $34.48 | +33.4% | CL A | 609207105 |
| AIG | AMERICAN INTL GROUP INC | 5,500 | $300K | 0.2% | $54.55 * | $49.72 | -9.4% | COM NEW | 026874784 |
| BDX | BECTON DICKINSON & CO | 1,171 | $298K | 0.2% | $254.48 * | $212.74 | +4.6% | COM | 075887109 |
| BND | VANGUARD BD INDEX FD INC | 3,482 | $288K | 0.2% | $82.71 | $81.57 | +1.8% | TOTAL BND MRKT | 921937835 |
| FTSM | FIRST TR EXCHANGE TRADED FD | 4,800 | $288K | 0.2% | $60.00 | $60.01 | +0.1% | FIRST TR ENH NEW | 33739Q408 |
| SLB | SCHLUMBERGER LTD | 7,159 | $283K | 0.2% | $39.53 * | $35.74 | -6.3% | COM | 806857108 |
| LLY | LILLY ELI & CO | 2,430 | $274K | 0.2% | $112.76 * | $75.28 | +35.4% | COM | 532457108 |
| VTIP | VANGUARD MALVERN FDS | 5,500 | $271K | 0.2% | $49.27 | $49.45 | -0.3% | STRM INFPROIDX | 922020805 |
| MO | ALTRIA GROUP INC | 5,500 | $268K | 0.2% | $48.73 * | $36.64 | -22.7% | COM | 02209S103 |
| XLE | SELECT SECTOR SPDR TR | 4,193 | $265K | 0.2% | $63.20 * | $32.01 | -0.5% | ENERGY | 81369Y506 |
| DGRO | ISHARES TR | 6,792 | $263K | 0.2% | $38.72 | $35.56 | +7.4% | CORE DIV GRWTH | 46434V621 |
| STT | STATE STR CORP | 4,576 | $260K | 0.2% | $56.82 * | $74.42 | -38.9% | COM | 857477103 |
| CTVA | CORTEVA INC | 8,868 | $254K | 0.2% | $28.64 * | $25.02 | +8.7% | COM | 22052L104 |
| TJX | TJX COS INC NEW | 4,622 | $252K | 0.2% | $54.52 * | $45.47 | +6.7% | COM | 872540109 |
| GOOG | ALPHABET INC | 218 | $247K | 0.2% | $1133.03 * | $50.99 | +5.2% | CAP STK CL C | 02079K107 |
| TOTL | SSGA ACTIVE ETF TR | 5,054 | $247K | 0.2% | $48.87 | $47.80 | +2.6% | SPDR TR TACTIC | 78467V848 |
| NEE | NEXTERA ENERGY INC | 1,180 | $246K | 0.2% | $208.47 * | $38.59 | +13.2% | COM | 65339F101 |
| NXPI | NXP SEMICONDUCTORS N V | 2,500 | $241K | 0.2% | $96.40 * | $78.57 | +11.6% | COM | N6596X109 |
| — | BLACKROCK INC | 503 | $241K | 0.2% | $479.13 | $428.22 | — | COM | 09247X101 |
| CHD | CHURCH & DWIGHT INC | 3,240 | $241K | 0.2% | $74.38 * | $58.13 | +16.3% | COM | 171340102 |
| CHKP | CHECK POINT SOFTWARE TECH LT | 1,970 | $236K | 0.2% | $119.80 * | $116.24 | -0.5% | ORD | M22465104 |
| — | INVESCO EXCH TRD SLF IDX FD | 11,017 | $235K | 0.2% | $21.33 | $21.12 | — | BULSHS 2022 CB | 46138J882 |
| XLK | SELECT SECTOR SPDR TR | 2,903 | $232K | 0.2% | $79.92 * | $38.12 | +2.4% | TECHNOLOGY | 81369Y803 |
| ORCL | ORACLE CORP | 3,896 | $231K | 0.2% | $59.29 * | $46.07 | +12.4% | COM | 68389X105 |
| GLD | SPDR GOLD TRUST | 1,724 | $228K | 0.2% | $132.25 | $123.19 | +8.1% | GOLD SHS | 78463V107 |
| CTSH | COGNIZANT TECHNOLOGY SOLUTIO | 3,472 | $225K | 0.2% | $64.80 * | $65.20 | -11.8% | CL A | 192446102 |
| ECL | ECOLAB INC | 1,139 | $224K | 0.2% | $196.66 * | $150.92 | +22.1% | COM | 278865100 |
| XLY | SELECT SECTOR SPDR TR | 1,827 | $222K | 0.2% | $121.51 * | $58.52 | +1.8% | SBI CONS DISCR | 81369Y407 |
| — | ALTABA INC | 3,150 | $221K | 0.2% | $70.16 | $73.97 | — | COM | 021346101 |
| D | DOMINION ENERGY INC | 2,789 | $217K | 0.2% | $77.81 * | $53.23 | +9.3% | COM | 25746U109 |
| PAYX | PAYCHEX INC | 2,539 | $217K | 0.2% | $85.47 * | $60.45 | +12.7% | COM | 704326107 |
| AMP | AMERIPRISE FINL INC | 1,438 | $216K | 0.2% | $150.21 * | $128.32 | +0.7% | COM | 03076C106 |
| IJR | ISHARES TR | 2,690 | $212K | 0.1% | $78.81 | $76.79 | +1.9% | CORE S&P SCP ETF | 464287804 |
| EPD | ENTERPRISE PRODS PARTNERS L | 7,200 | $212K | 0.1% | $29.44 | $29.17 | — | COM | 293792107 |
| AMT | AMERICAN TOWER CORP NEW | 1,000 | $209K | 0.1% | $209.00 * | $146.03 | +17.6% | COM | 03027X100 |
| — | NORDSTROM INC | 6,483 | $207K | 0.1% | $31.93 | $44.42 | — | COM | 655664100 |
| — | UNILEVER PLC | 3,240 | $205K | 0.1% | $63.27 | $63.27 | — | SPON ADR NEW | 904767704 |
| IDV | ISHARES TR | 6,587 | $205K | 0.1% | $31.12 | $30.84 | -0.4% | INTL SEL DIV ETF | 464288448 |
| XYL | XYLEM INC | 2,462 | $204K | 0.1% | $82.86 * | $67.22 | +15.2% | COM | 98419M100 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 3,135 | $203K | 0.1% | $64.75 | $64.75 | — | COM UNIT RP LP | 559080106 |
| HIG | HARTFORD FINL SVCS GROUP INC | 3,541 | $202K | 0.1% | $57.05 * | $45.59 | +5.9% | COM | 416515104 |
| TXT | TEXTRON INC | 3,771 | $200K | 0.1% | $53.04 | $50.27 | +4.6% | COM | 883203101 |
| — | CORBUS PHARMACEUTICALS HLDGS | 27,400 | $187K | 0.1% | $6.82 | $7.42 | — | COM | 21833P103 |
| — | MAGENTA THERAPEUTICS INC | 12,000 | $165K | 0.1% | $13.75 | $16.50 | — | COM | 55910K108 |
| F | FORD MTR CO DEL | 10,213 | $104K | 0.1% | $10.18 * | $8.01 | -7.7% | COM | 345370860 |
| — | WESTERN ASSET HIGH INCM OPP | 19,296 | $99,000 | 0.1% | $5.13 | $4.98 | — | COM | 95766K109 |
| — | GABELLI EQUITY TR INC | 14,375 | $89,000 | 0.1% | $6.19 | $6.47 | — | COM | 362397101 |
| — | ZYNGA INC | 10,000 | $63,000 | 0.0% | $6.30 | $3.73 | — | CL A | 98986T108 |
| NIO | NIO INC | 10,000 | $33,000 | 0.0% | $3.30 * | $4.01 | -36.5% | SPON ADS | 62914V106 |
| PLUG | PLUG POWER INC | 10,000 | $24,000 | 0.0% | $2.40 * | $1.74 | +29.0% | COM NEW | 72919P202 |
| — | ORGANOVO HLDGS INC | 20,000 | $10,000 | 0.0% | $0.50 | $0.85 | — | COM | 68620A104 |