Location: Houston, TX
CIK: 0001166402 · Show all filings
Period: Q4 2015 (← Previous) (Next →)
Filing Date: Feb 5, 2016
Total Value: $172M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| EFA | iShares MSCI EAFE | 138,950 | $8.159M | 4.7% | $58.72 | $59.69 | — | COM | 464287465 |
| MINT | PIMCO Enhanced Short Maturity ETF | 51,650 | $5.197M | 3.0% | $100.62 | $101.24 | — | COM | 72201R833 |
| SPSB | SPDR Barclays Short Term Corp Bd ETF | 167,381 | $5.088M | 3.0% | $30.40 | $30.61 | — | COM | 78464A474 |
| FLOT | iShares Floating Rate Bond | 96,615 | $4.873M | 2.8% | $50.44 | $50.62 | — | COM | 46429B655 |
| XLP | Consumer Staples Select Sector SPDR® ETF | 89,275 | $4.507M | 2.6% | $50.48 | $39.67 | — | COM | 81369Y308 |
| — | Guggenheim BulletShrs 2018 HY CorpBd ETF | 175,613 | $4.155M | 2.4% | $23.66 | $25.77 | — | COM | 18383M381 |
| IMKTA | Ingles Markets Inc | 88,443 | $3.899M | 2.3% | $44.08 | $18.15 | +138.8% | COM | 457030104 |
| — | Western Asset Glb Corp Def Opp Common | 246,395 | $3.893M | 2.3% | $15.80 | $17.80 | — | COM | 95790C107 |
| — | Chase Corp | 89,345 | $3.639M | 2.1% | $40.73 | $28.73 | — | COM | 16150R104 |
| XLY | Consumer Discret Sel Sect SPDR® ETF | 45,652 | $3.568M | 2.1% | $78.16 | $57.31 | — | COM | 81369Y407 |
| — | Western Asset High Income Opp | 752,842 | $3.531M | 2.0% | $4.69 | $4.69 | — | COM | 95766K109 |
| — | Guggenheim S&P 500 Eq Weight HC ETF | 22,793 | $3.498M | 2.0% | $153.47 | $94.34 | — | COM | 78355W841 |
| — | Guggenheim S&P 500 Equal Weight ETF | 45,158 | $3.461M | 2.0% | $76.64 | $61.48 | — | COM | 78355W106 |
| IXJ | iShares Global Healthcare | 32,342 | $3.319M | 1.9% | $102.62 | $74.22 | — | COM | 464287325 |
| ICF | iShares Cohen & Steers REIT | 31,649 | $3.141M | 1.8% | $99.24 | $83.29 | — | COM | 464287564 |
| — | JH Financial Opportunities Common | 109,465 | $3.068M | 1.8% | $28.03 | $21.86 | — | COM | 409735206 |
| — | WGL Holdings Inc | 48,040 | $3.026M | 1.8% | $62.99 | $44.81 | — | COM | 92924F106 |
| LOW | Lowe s Companies Inc | 39,519 | $3.005M | 1.7% | $76.04 * | $57.42 | +7.5% | COM | 548661107 |
| DVY | iShares Select Dividend | 39,765 | $2.988M | 1.7% | $75.14 | $65.64 | — | COM | 464287168 |
| AMGN | Amgen Inc | 18,084 | $2.936M | 1.7% | $162.35 * | $116.50 | 0.0% | COM | 031162100 |
| XOM | Exxon Mobil Corporation | 37,285 | $2.906M | 1.7% | $77.94 * | $53.51 | -4.0% | COM | 30231G102 |
| XNTK | SPDR Morgan Stanley Technology ETF | 49,969 | $2.702M | 1.6% | $54.07 | $62.86 | — | COM | 78464A102 |
| — | Royce Value Trust Common | 228,028 | $2.684M | 1.6% | $11.77 | $14.88 | — | COM | 780910105 |
| SCZ | iShares MSCI EAFE Small-Cap | 53,206 | $2.658M | 1.5% | $49.96 | $42.74 | — | COM | 464288273 |
| — | PowerShares Global Water ETF | 126,132 | $2.64M | 1.5% | $20.93 | $19.73 | — | COM | 73936T623 |
| IJH | iShares Core S&P Mid-Cap | 18,666 | $2.6M | 1.5% | $139.29 | $122.01 | — | COM | 464287507 |
| JNJ | Johnson & Johnson | 25,023 | $2.57M | 1.5% | $102.71 * | $63.32 | +19.9% | COM | 478160104 |
| VGT | Vanguard Information Technology ETF | 23,665 | $2.563M | 1.5% | $108.30 | $105.93 | — | COM | 92204A702 |
| XLE | Energy Select Sector SPDR® ETF | 41,929 | $2.529M | 1.5% | $60.32 | $77.68 | — | COM | 81369Y506 |
| SO | Southern Co | 52,851 | $2.473M | 1.4% | $46.79 * | $26.43 | +12.1% | COM | 842587107 |
| — | Cimarex Energy Co | 27,661 | $2.472M | 1.4% | $89.37 | $89.37 | — | COM | 171798101 |
| NVS | Novartis AG | 28,579 | $2.459M | 1.4% | $86.04 | $72.96 | — | ADR | 66987V109 |
| — | National Western Life Insurance | 9,683 | $2.44M | 1.4% | $251.99 | $222.66 | — | COM | 638517102 |
| MMM | 3M Co | 16,002 | $2.411M | 1.4% | $150.67 * | $68.27 | +34.9% | COM | 88579Y101 |
| EG | Everest Re Group Ltd | 12,341 | $2.259M | 1.3% | $183.05 * | $101.55 | +44.4% | COM | G3223R108 |
| NWE | NorthWestern Corp | 41,408 | $2.246M | 1.3% | $54.24 * | $30.86 | +16.1% | COM | 668074305 |
| EPD | Enterprise Products Partners LP | 85,552 | $2.188M | 1.3% | $25.58 | $48.29 | — | COM | 293792107 |
| SYK | Stryker Corporation | 23,349 | $2.17M | 1.3% | $92.94 * | $65.35 | +30.4% | COM | 863667101 |
| VMI | Valmont Industries Inc | 19,867 | $2.106M | 1.2% | $106.00 * | $142.41 | -23.9% | COM | 920253101 |
| WMB | Williams Companies Inc | 81,233 | $2.088M | 1.2% | $25.70 * | $18.03 | +8.6% | COM | 969457100 |
| ARTNA | Artesian Resource Corp | 75,317 | $2.086M | 1.2% | $27.70 * | $19.16 | 0.0% | COM | 043113208 |
| MET | MetLife Inc | 38,448 | $1.854M | 1.1% | $48.22 * | $24.53 | +27.2% | COM | 59156R108 |
| ADI | Analog Devices Inc | 33,195 | $1.836M | 1.1% | $55.31 * | $48.08 | 0.0% | ADR | 032654105 |
| VGK | Vanguard FTSE Europe ETF | 36,061 | $1.799M | 1.0% | $49.89 | $57.60 | — | COM | 922042874 |
| — | BlackRock Intern l Grth & Inc Common | 281,921 | $1.759M | 1.0% | $6.24 | $6.24 | — | COM | 092524107 |
| — | Royce Micro Cap Trust Common | 239,884 | $1.742M | 1.0% | $7.26 | $9.70 | — | COM | 780915104 |
| ABBNY | ABB Ltd | 96,355 | $1.708M | 1.0% | $17.73 | $17.73 | — | ADR | 000375204 |
| ALL | Allstate Corp | 25,981 | $1.613M | 0.9% | $62.08 * | $49.75 | 0.0% | COM | 020002101 |
| EZU | iShares MSCI EMU | 45,363 | $1.59M | 0.9% | $35.05 | $37.01 | — | COM | 464286608 |
| — | Nuveen Intermediate Duration Muni Term | 111,805 | $1.438M | 0.8% | $12.86 | $12.86 | — | COM | 670671106 |
| F | Ford Motor Co | 97,646 | $1.376M | 0.8% | $14.09 * | $8.15 | +2.3% | COM | 345370860 |
| — | Voya Asia Pacific High Dividend Eq Inc | 145,299 | $1.312M | 0.8% | $9.03 | $11.96 | — | COM | 92912J102 |
| MUB | iShares National AMT-Free Muni Bond | 11,177 | $1.237M | 0.7% | $110.67 | $110.31 | — | COM | 464288414 |
| IWB | iShares Russell 1000 | 9,950 | $1.127M | 0.7% | $113.27 | $109.26 | — | COM | 464287622 |
| IWR | iShares Russell Mid-Cap | 6,878 | $1.102M | 0.6% | $160.22 | $158.62 | — | COM | 464287499 |
| IWM | iShares Russell 2000 | 9,570 | $1.078M | 0.6% | $112.64 | $115.71 | — | COM | 464287655 |
| — | BlackRock MuniYield Qty III | 72,247 | $1.064M | 0.6% | $14.73 | $13.96 | — | COM | 09254E103 |
| — | Invesco Muni Opps. Trust Common | 73,695 | $971K | 0.6% | $13.18 | $12.59 | — | COM | 46132C107 |
| — | Csi Compressco Lp Com Unit | 82,089 | $936K | 0.5% | $11.40 | $13.19 | — | COM | 12637A103 |
| SCHZ | Schwab US Aggregate Bond ETF | 12,837 | $661K | 0.4% | $51.49 | $52.49 | — | COM | 808524839 |
| — | Guggenheim BulletShrs 2018 Corp Bd ETF | 28,216 | $593K | 0.3% | $21.02 | $21.01 | — | COM | 18383M530 |
| — | DENTSPLY INTL | 8,700 | $529K | 0.3% | $60.80 | $40.92 | — | COM | 249030107 |
| RGCO | RGC Resources | 24,770 | $528K | 0.3% | $21.32 * | $13.40 | +5.1% | COM | 74955L103 |
| — | Guggenheim BulletShrs 2020 Corp Bd ETF | 24,981 | $522K | 0.3% | $20.90 | $20.86 | — | COM | 18383M514 |
| CMF | iShares Cali AMT-Free Muni Bond | 4,344 | $513K | 0.3% | $118.09 | $112.28 | — | COM | 464288356 |
| VWO | Vanguard FTSE Emerging Markets ETF | 13,970 | $457K | 0.3% | $32.71 | $33.07 | — | COM | 922042858 |
| AGG | iShares Core US Aggregate Bond | 4,121 | $445K | 0.3% | $107.98 | $110.26 | — | COM | 464287226 |
| CNMD | CONMED CORPORATION | 10,000 | $441K | 0.3% | $44.10 * | $30.51 | +27.2% | COM | 207410101 |
| AAXJ | ISHARES MSCI AC ASIA | 8,000 | $427K | 0.2% | $53.38 | $57.19 | — | COM | 464288182 |
| SCHM | Schwab US Mid-Cap ETF | 10,134 | $406K | 0.2% | $40.06 | $41.98 | — | COM | 808524508 |
| — | BIG 5 SPORTING GOODS CORP | 40,000 | $400K | 0.2% | $10.00 | $11.55 | — | COM | 08915P101 |
| SCHA | Schwab US Small-Cap ETF | 7,484 | $390K | 0.2% | $52.11 | $55.49 | — | COM | 808524607 |
| BND | Vanguard Total Bond Market ETF | 4,790 | $387K | 0.2% | $80.79 | $81.84 | — | COM | 921937835 |
| UDR | UDR Inc | 9,951 | $374K | 0.2% | $37.58 * | $15.84 | +58.5% | COM | 902653104 |
| — | LIFEPOINT HOSPIT | 5,000 | $367K | 0.2% | $73.40 | $56.24 | — | COM | 53219L109 |
| MDY | SPDR S&P MidCap 400 ETF | 1,423 | $361K | 0.2% | $253.69 | $210.30 | — | COM | 78467Y107 |
| — | NORTHWEST NAT GS | 7,000 | $354K | 0.2% | $50.57 | $42.33 | — | COM | 667655104 |
| WFC | WELLS FARGO & CO | 6,000 | $326K | 0.2% | $54.33 * | $38.00 | +7.5% | COM | 949746101 |
| KO | Coca-Cola Co | 7,588 | $326K | 0.2% | $42.96 * | $29.03 | +6.3% | COM | 191216100 |
| SCHF | Schwab International Equity ETF | 11,644 | $321K | 0.2% | $27.57 | $29.34 | — | COM | 808524805 |
| — | JAMES HARDIE IND PLC ADR | 25,000 | $317K | 0.2% | $12.68 | $12.04 | — | ADR | 47030M106 |
| LQD | iShares iBoxx $ Invst Grade Crp Bond | 2,740 | $312K | 0.2% | $113.87 | $114.21 | — | COM | 464287242 |
| PEG | PUB SERV ENTERP | 8,000 | $310K | 0.2% | $38.75 * | $28.32 | -0.5% | COM | 744573106 |
| MBB | iShares MBS | 2,852 | $307K | 0.2% | $107.64 | $109.76 | — | COM | 464288588 |
| BAC | Bank of America Corporation | 17,988 | $303K | 0.2% | $16.84 * | $13.56 | 0.0% | COM | 060505104 |
| SPY | SPDR S&P 500 ETF | 1,480 | $302K | 0.2% | $204.05 | $194.01 | — | COM | 78462F103 |
| NSC | NORFOLK SOUTHERN | 3,500 | $296K | 0.2% | $84.57 * | $59.87 | +15.4% | COM | 655844108 |
| — | Twenty-First Century Fox Inc | 10,674 | $290K | 0.2% | $27.17 | $27.17 | — | COM | 90130A101 |
| — | CALPINE CORP | 20,000 | $289K | 0.2% | $14.45 | $19.88 | — | COM | 131347304 |
| VOO | Vanguard S&P 500 ETF | 1,512 | $283K | 0.2% | $187.17 | $175.44 | — | COM | 922908363 |
| KVHI | KVH INDUSTRIES | 30,000 | $283K | 0.2% | $9.43 * | $13.04 | -25.8% | ADR | 482738101 |
| PG | PROCTER & GAMBLE | 3,500 | $278K | 0.2% | $79.43 * | $57.94 | 0.0% | COM | 742718109 |
| CALM | CAL-MAINE FOODS | 5,800 | $269K | 0.2% | $46.38 * | $39.82 | 0.0% | COM | 128030202 |
| VCR | Vanguard Consumer Discretionary ETF | 2,087 | $256K | 0.1% | $122.66 | $117.87 | — | COM | 92204A108 |
| VDE | Vanguard Energy ETF | 2,918 | $243K | 0.1% | $83.28 | $84.62 | — | COM | 92204A306 |
| NTAP | NETAPP INC | 9,000 | $239K | 0.1% | $26.56 * | $23.65 | +1.9% | COM | 64110D104 |
| VZ | Verizon Communication | 5,071 | $234K | 0.1% | $46.14 * | $26.92 | 0.0% | COM | 92343V104 |
| QCOM | Qualcomm Inc | 4,609 | $230K | 0.1% | $49.90 * | $50.31 | -20.5% | COM | 747525103 |
| MLR | MILLER IND INC/TENN | 10,500 | $229K | 0.1% | $21.81 * | $11.63 | +48.5% | COM | 600551204 |
| AGCO | AGCO CORP | 5,000 | $227K | 0.1% | $45.40 * | $37.79 | 0.0% | COM | 001084102 |
| BOKF | BOK Financial Corp | 3,751 | $224K | 0.1% | $59.72 * | $46.03 | +9.9% | COM | 05561Q201 |
| ACM | AECOM TECHNOLOGY | 7,000 | $210K | 0.1% | $30.00 * | $27.44 | +5.4% | COM | 00766T100 |
| — | INTERCONTINENTAL HOTELS | 5,414 | $210K | 0.1% | $38.79 | $38.79 | — | COM | 45857P509 |
| AAPL | Apple Inc | 1,975 | $208K | 0.1% | $105.32 * | $25.73 | 0.0% | COM | 037833100 |
| FFIN | First Financial Bankshares Inc | 6,900 | $208K | 0.1% | $30.14 * | $12.35 | +11.4% | COM | 32020R109 |
| — | MARKET VECTORS AFRICA | 10,340 | $184K | 0.1% | $17.79 | $30.29 | — | COM | 57060U787 |
| CX | CEMEX SAB-SP ADR | 26,605 | $148K | 0.1% | $5.56 | $6.99 | — | ADR | 151290889 |
| — | J.C. PENNEY CO | 22,000 | $147K | 0.1% | $6.68 | $8.83 | — | COM | 708160106 |
| — | Wpx Energy Inc | 22,944 | $132K | 0.1% | $5.75 | $23.93 | — | COM | 98212B103 |
| — | 1st Century Bancshrs Inc | 18,150 | $125K | 0.1% | $6.89 | $7.67 | — | COM | 31943X102 |
| LYG | LLOYDS BANKING GROUP PLC | 21,000 | $92,000 | 0.1% | $4.38 | $4.62 | — | COM | 539439109 |