Location: Norwalk, CT
CIK: 0000900529 · Show all filings
Period: Q3 2016 (← Previous) (Next →)
Filing Date: Nov 14, 2016
Total Value: $632M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | AKORN INC | 1,184,500 | $32.29M | 5.1% | $37.39 | — | COM | 009728106 |
| HASI | HANNON ARMSTRONG SUST INFR C | 1,217,000 | $28.44M | 4.5% | $7.28 | +93.4% | COM | 41068X100 |
| — | ATLANTICA YIELD PLC | 1,366,500 | $25.98M | 4.1% | $18.63 | — | SHS | G0751N103 |
| STKL | SUNOPTA INC | 3,630,000 | $25.63M | 4.1% | $5.69 | +6.6% | COM | 8676EP108 |
| GOOG | ALPHABET INC | 26,000 | $20.21M | 3.2% | $37.69 | 0.0% | CAP STK CL C | 02079K107 |
| — | NEWFIELD EXPL CO | 399,000 | $17.34M | 2.7% | $33.90 | — | COM | 651290108 |
| ABT | ABBOTT LABS | 400,000 | $16.92M | 2.7% | $36.13 | 0.0% | Call | 002824100 |
| JAZZ | JAZZ PHARMACEUTICALS PLC | 135,500 | $16.46M | 2.6% | $80.98 | +66.5% | SHS USD | G50871105 |
| MRK | MERCK & CO INC | 254,000 | $15.85M | 2.5% | — | — | Call | 58933Y105 |
| — | PATTERN ENERGY GROUP INC | 704,900 | $15.85M | 2.5% | $21.19 | — | CL A | 70338P100 |
| — | NORTHSTAR RLTY FIN CORP | 1,050,000 | $13.83M | 2.2% | $15.83 | — | COM | 66704R803 |
| DIA | SPDR DOW JONES INDL AVRG ETF | 75,000 | $13.71M | 2.2% | — | — | Put | 78467X109 |
| — | PIONEER NAT RES CO | 72,500 | $13.46M | 2.1% | $148.48 | — | COM | 723787107 |
| — | TERRAFORM GLOBAL INC | 3,092,500 | $12.71M | 2.0% | $4.13 | — | CL A | 88104M101 |
| — | U S SILICA HLDGS INC | 270,000 | $12.57M | 2.0% | $40.96 | — | COM | 90346E103 |
| — | BIOSCRIP INC | 4,325,000 | $12.52M | 2.0% | $4.06 | — | COM | 09069N108 |
| NWL | NEWELL BRANDS INC | 215,000 | $11.32M | 1.8% | $31.47 | +10.6% | COM | 651229106 |
| — | ADEPTUS HEALTH INC | 260,000 | $11.19M | 1.8% | $46.78 | — | CL A | 006855100 |
| — | PHYSICIANS RLTY TR | 515,000 | $11.09M | 1.8% | $13.74 | — | COM | 71943U104 |
| — | VONAGE HLDGS CORP | 1,552,000 | $10.26M | 1.6% | $6.61 | — | COM | 92886T201 |
| — | CITY OFFICE REIT INC | 804,200 | $10.24M | 1.6% | $12.09 | — | COM | 178587101 |
| META | FACEBOOK INC | 75,500 | $9.684M | 1.5% | $114.84 | +7.4% | CL A | 30303M102 |
| — | PARSLEY ENERGY INC | 285,000 | $9.55M | 1.5% | $18.45 | — | CL A | 701877102 |
| — | MEDEQUITIES RLTY TR INC | 800,000 | $9.4M | 1.5% | $11.75 | — | COM | 58409L306 |
| — | CALATLANTIC GROUP INC | 280,000 | $9.363M | 1.5% | $34.48 | — | COM | 128195104 |
| — | AMSURG CORP | 137,500 | $9.219M | 1.5% | $67.05 | — | COM | 03232P405 |
| — | BLUEROCK RESIDENTIAL GRW REI | 658,782 | $8.564M | 1.4% | $13.02 | — | COM CL A | 09627J102 |
| GILD | GILEAD SCIENCES INC | 100,000 | $7.912M | 1.3% | $58.20 | -0.7% | Call | 375558103 |
| — | CELGENE CORP | 75,000 | $7.838M | 1.2% | $119.76 | — | COM | 151020104 |
| RITM | NEW RESIDENTIAL INVT CORP | 550,000 | $7.596M | 1.2% | $13.81 | — | COM NEW | 64828T201 |
| — | SUMMIT MATLS INC | 386,000 | $7.16M | 1.1% | $18.55 | — | CL A | 86614U100 |
| — | NRG YIELD INC | 432,000 | $7.05M | 1.1% | $14.39 | — | CL A NEW | 62942X306 |
| — | SYNERGY RES CORP | 1,000,000 | $6.93M | 1.1% | $6.93 | — | COM | 87164P103 |
| — | NRG YIELD INC | 395,750 | $6.712M | 1.1% | $14.24 | — | CL C | 62942X405 |
| — | GOLDCORP INC NEW | 400,000 | $6.608M | 1.0% | $16.52 | — | COM | 380956409 |
| CSCO | CISCO SYS INC | 200,000 | $6.344M | 1.0% | — | — | Call | 17275R102 |
| — | CARBONITE INC | 412,000 | $6.328M | 1.0% | $15.36 | — | COM | 141337105 |
| — | GORES HLDGS INC | 577,500 | $6.237M | 1.0% | $10.80 | — | CL A | 382866101 |
| — | HEALTHWAYS INC | 235,000 | $6.218M | 1.0% | $25.19 | — | COM | 422245100 |
| TOL | TOLL BROTHERS INC | 200,000 | $5.972M | 0.9% | $28.89 | 0.0% | COM | 889478103 |
| QCOM | QUALCOMM INC | 84,000 | $5.754M | 0.9% | $46.91 | 0.0% | COM | 747525103 |
| MU | MICRON TECHNOLOGY INC | 320,000 | $5.69M | 0.9% | $14.88 | 0.0% | Call | 595112103 |
| — | GREEN PLAINS PARTNERS LP | 282,569 | $5.425M | 0.9% | $15.19 | — | COM REP PTR IN | 393221106 |
| — | INSTRUCTURE INC | 206,000 | $5.226M | 0.8% | $25.37 | — | COM | 45781U103 |
| — | MGM GROWTH PPTYS LLC | 200,000 | $5.214M | 0.8% | $26.07 | — | CL A COM | 55303A105 |
| — | WHEELER REAL ESTATE INVT TR | 2,900,000 | $5.075M | 0.8% | $3.01 | — | COM | 963025101 |
| — | AMPLIFY SNACK BRANDS | 300,000 | $4.86M | 0.8% | $14.75 | — | COM | 03211L102 |
| EW | EDWARDS LIFESCIENCES CORP | 40,000 | $4.822M | 0.8% | $37.44 | +0.6% | COM | 28176E108 |
| BABA | ALIBABA GROUP HLDG LTD | 45,000 | $4.761M | 0.8% | $105.80 | — | SPONSORED ADS | 01609W102 |
| — | SILVER SPRING NETWORKS INC | 334,750 | $4.747M | 0.8% | $13.55 | — | COM | 82817Q103 |
| — | PLATFORM SPECIALTY PRODS COR | 585,000 | $4.744M | 0.8% | $8.14 | — | COM | 72766Q105 |
| — | ADEPTUS HEALTH INC | 100,000 | $4.305M | 0.7% | $46.78 | — | Call | 006855100 |
| IRT | INDEPENDENCE RLTY TR INC | 454,269 | $4.088M | 0.6% | $7.98 | — | COM | 45378A106 |
| ED | CONSOLIDATED EDISON INC | 50,000 | $3.765M | 0.6% | — | — | Put | 209115104 |
| — | VERSARTIS INC | 275,000 | $3.369M | 0.5% | $12.25 | — | COM | 92529L102 |
| — | VERTEX ENERGY INC | 1,755,108 | $2.962M | 0.5% | $1.60 | — | COM | 92534K107 |
| — | GENERAL ELECTRIC CO | 100,000 | $2.962M | 0.5% | — | — | Call | 369604103 |
| — | PROGENICS PHARMACEUTICALS IN | 460,000 | $2.912M | 0.5% | $4.50 | — | COM | 743187106 |
| HUBS | HUBSPOT INC | 50,000 | $2.881M | 0.5% | $54.27 | 0.0% | COM | 443573100 |
| NTB | BANK OF NT BUTTERFIELD&SON L | 100,000 | $2.476M | 0.4% | $16.00 | 0.0% | SHS NEW | G0772R208 |
| — | GLOBAL MED REIT INC | 231,697 | $2.261M | 0.4% | $10.11 | — | COM NEW | 37954A204 |
| — | VIVINT SOLAR INC | 705,000 | $2.228M | 0.4% | $3.07 | — | COM | 92854Q106 |
| SPY | SPDR S&P 500 ETF TR | 10,000 | $2.163M | 0.3% | — | — | Put | 78462F103 |
| TBT | PROSHARES TR | 61,000 | $1.928M | 0.3% | $31.69 | — | PSHS ULTSH 20YRS | 74347B201 |
| — | GASTAR EXPL INC NEW | 2,275,000 | $1.922M | 0.3% | $1.10 | — | COM | 36729W202 |
| QCOM | QUALCOMM INC | 27,500 | $1.884M | 0.3% | $46.91 | 0.0% | Call | 747525103 |
| FOLD | AMICUS THERAPEUTICS INC | 225,000 | $1.665M | 0.3% | $6.75 | 0.0% | COM | 03152W109 |
| ANDE | ANDERSONS INC | 45,500 | $1.646M | 0.3% | $27.34 | +8.0% | COM | 034164103 |
| — | FLOTEK INDS INC DEL | 110,000 | $1.599M | 0.3% | $14.41 | — | COM | 343389102 |
| TBT | PROSHARES TR | 50,000 | $1.58M | 0.2% | $31.69 | — | Call | 74347B201 |
| — | TRONC INC | 89,300 | $1.507M | 0.2% | $13.80 | — | COM | 89703P107 |
| SQM | SOCIEDAD QUIMICA MINERA DE C | 51,500 | $1.385M | 0.2% | $25.84 | — | SPON ADR SER B | 833635105 |
| GSM | FERROGLOBE PLC | 152,000 | $1.373M | 0.2% | $8.16 | +3.2% | SHS | G33856108 |
| — | MARRONE BIO INNOVATIONS INC | 774,438 | $1.324M | 0.2% | $1.10 | — | COM | 57165B106 |
| ZBH | ZIMMER BIOMET HLDGS INC | 9,000 | $1.17M | 0.2% | $107.42 | +6.5% | COM | 98956P102 |
| CMG | CHIPOTLE MEXICAN GRILL INC | 2,500 | $1.059M | 0.2% | $8.22 | 0.0% | COM | 169656105 |
| — | FORTRESS TRANS INFRST INVS L | 83,500 | $1.045M | 0.2% | $10.93 | — | COM REP LTD LIAB | 34960P101 |
| — | TWITTER INC | 38,000 | $876K | 0.1% | $23.05 | — | COM | 90184L102 |
| IBB | ISHARES TR | 3,000 | $868K | 0.1% | $265.09 | — | NASDQ BIOTEC ETF | 464287556 |
| AYI | ACUITY BRANDS INC | 3,000 | $794K | 0.1% | — | — | Put | 00508Y102 |
| PFE | PFIZER INC | 22,000 | $745K | 0.1% | $17.66 | +26.1% | COM | 717081103 |
| ADBE | ADOBE SYS INC | 6,500 | $706K | 0.1% | $100.34 | 0.0% | COM | 00724F101 |
| LITE | LUMENTUM HLDGS INC | 16,750 | $700K | 0.1% | $32.90 | 0.0% | COM | 55024U109 |
| MSFT | MICROSOFT CORP | 12,000 | $691K | 0.1% | $50.29 | 0.0% | COM | 594918104 |
| XBI | SPDR SERIES TRUST | 10,000 | $663K | 0.1% | $62.55 | — | S&P BIOTECH | 78464A870 |
| MU | MICRON TECHNOLOGY INC | 35,000 | $622K | 0.1% | $14.88 | 0.0% | COM | 595112103 |
| — | ALLERGAN PLC | 2,500 | $576K | 0.1% | $267.25 | — | SHS | G0177J108 |
| GLNG | GOLAR LNG LTD BERMUDA | 25,000 | $530K | 0.1% | $16.63 | 0.0% | SHS | G9456A100 |
| INTC | INTEL CORP | 14,000 | $528K | 0.1% | $28.62 | 0.0% | COM | 458140100 |
| — | BARCLAYS BK PLC | 15,000 | $511K | 0.1% | $34.07 | — | IPATH S&P500 VIX | 06740Q252 |
| FF | FUTUREFUEL CORPORATION | 45,000 | $508K | 0.1% | $3.21 | +2.4% | COM | 36116M106 |
| — | OXFORD IMMUNOTEC GLOBAL PLC | 40,000 | $502K | 0.1% | $12.55 | — | ORD SHS | G6855A103 |
| AMSC | AMERICAN SUPERCONDUCTOR CORP | 70,000 | $491K | 0.1% | $8.77 | -11.5% | SHS NEW | 030111207 |
| — | II VI INC | 20,000 | $487K | 0.1% | $24.35 | — | COM | 902104108 |
| PANW | PALO ALTO NETWORKS INC | 3,000 | $478K | 0.1% | $22.79 | 0.0% | COM | 697435105 |
| — | XILINX INC | 8,500 | $462K | 0.1% | $48.55 | — | COM | 983919101 |
| AAPL | APPLE INC | 4,000 | $452K | 0.1% | $24.23 | 0.0% | Call | 037833100 |
| TYL | TYLER TECHNOLOGIES INC | 2,500 | $428K | 0.1% | $141.47 | +17.8% | COM | 902252105 |
| CVLT | COMMVAULT SYSTEMS INC | 7,500 | $398K | 0.1% | $50.26 | 0.0% | COM | 204166102 |
| — | INPHI CORP | 9,000 | $392K | 0.1% | $43.56 | — | COM | 45772F107 |
| ICLR | ICON PLC | 5,000 | $387K | 0.1% | $75.14 | 0.0% | SHS | G4705A100 |
| — | RENEWABLE ENERGY GROUP INC | 45,000 | $381K | 0.1% | $8.67 | — | COM NEW | 75972A301 |
| — | EXPRESS SCRIPTS HLDG CO | 5,000 | $353K | 0.1% | $70.60 | — | COM | 30219G108 |
| — | LABORATORY CORP AMER HLDGS | 2,500 | $344K | 0.1% | $137.60 | — | COM NEW | 50540R409 |
| — | DIREXION SHS ETF TR | 10,000 | $337K | 0.1% | $33.70 | — | DAILY GOLD MINER | 25490K133 |
| WDC | WESTERN DIGITAL CORP | 5,500 | $322K | 0.1% | $33.13 | 0.0% | COM | 958102105 |
| TMO | THERMO FISHER SCIENTIFIC INC | 2,000 | $318K | 0.1% | $143.61 | +4.5% | COM | 883556102 |
| ABT | ABBOTT LABS | 7,500 | $317K | 0.1% | $36.13 | 0.0% | COM | 002824100 |
| NOW | SERVICENOW INC | 4,000 | $317K | 0.1% | $14.74 | 0.0% | COM | 81762P102 |
| ATRC | ATRICURE INC | 20,000 | $316K | 0.0% | $16.48 | -6.7% | COM | 04963C209 |
| GILD | GILEAD SCIENCES INC | 4,000 | $316K | 0.0% | $58.20 | -0.7% | COM | 375558103 |
| NXPI | NXP SEMICONDUCTORS N V | 3,000 | $306K | 0.0% | $76.21 | -1.2% | COM | N6596X109 |
| BSX | BOSTON SCIENTIFIC CORP | 12,500 | $298K | 0.0% | $23.86 | 0.0% | COM | 101137107 |
| VIAV | VIAVI SOLUTIONS INC | 40,000 | $296K | 0.0% | $7.33 | 0.0% | COM | 925550105 |
| — | CALLIDUS SOFTWARE INC | 16,000 | $294K | 0.0% | $18.38 | — | COM | 13123E500 |
| — | NIMBLE STORAGE INC | 32,500 | $287K | 0.0% | $8.83 | — | COM | 65440R101 |
| AAPL | APPLE INC | 2,500 | $282K | 0.0% | $24.23 | 0.0% | COM | 037833100 |
| WDAY | WORKDAY INC | 3,000 | $275K | 0.0% | $83.35 | 0.0% | CL A | 98138H101 |
| — | LOGMEIN INC | 3,000 | $271K | 0.0% | $90.33 | — | COM | 54142L109 |
| — | TELIGENT INC NEW | 35,000 | $266K | 0.0% | $8.55 | — | COM | 87960W104 |
| — | MENTOR GRAPHICS CORP | 10,000 | $264K | 0.0% | $26.40 | — | COM | 587200106 |
| NOK | NOKIA CORP | 45,000 | $261K | 0.0% | $5.80 | — | SPONSORED ADR | 654902204 |
| — | BROADCOM LTD | 1,500 | $259K | 0.0% | $154.44 | — | SHS | Y09827109 |
| — | YAHOO INC | 6,000 | $259K | 0.0% | $43.17 | — | COM | 984332106 |
| — | OUTFRONT MEDIA INC | 10,700 | $253K | 0.0% | $21.83 | — | COM | 69007J106 |
| SMTC | SEMTECH CORP | 9,000 | $250K | 0.0% | $25.77 | 0.0% | COM | 816850101 |
| YELP | YELP INC | 6,000 | $250K | 0.0% | $25.45 | +37.7% | CL A | 985817105 |
| — | ADAMAS PHARMACEUTICALS INC | 15,000 | $246K | 0.0% | $16.40 | — | COM | 00548A106 |
| MMSI | MERIT MED SYS INC | 10,000 | $243K | 0.0% | $23.10 | 0.0% | COM | 589889104 |
| UNFI | UNITED NAT FOODS INC | 6,000 | $240K | 0.0% | — | — | Put | 911163103 |
| — | BROADSOFT INC | 5,000 | $233K | 0.0% | $46.60 | — | COM | 11133B409 |
| BMRN | BIOMARIN PHARMACEUTICAL INC | 2,500 | $231K | 0.0% | $94.17 | 0.0% | COM | 09061G101 |
| GT | GOODYEAR TIRE & RUBR CO | 7,000 | $226K | 0.0% | $29.09 | 0.0% | COM | 382550101 |
| JCI | JOHNSON CTLS INTL PLC | 4,500 | $209K | 0.0% | $33.21 | 0.0% | SHS | G51502105 |
| EPD | ENTERPRISE PRODS PARTNERS L | 7,500 | $207K | 0.0% | $29.20 | — | COM | 293792107 |
| PBYI | PUMA BIOTECHNOLOGY INC | 3,000 | $201K | 0.0% | $50.56 | 0.0% | COM | 74587V107 |
| — | VIDEOCON D2H LTD | 20,000 | $196K | 0.0% | $8.80 | — | ADR | 92657J101 |
| BAC | BANK AMER CORP | 12,500 | $196K | 0.0% | $10.86 | +11.2% | Call | 060505104 |
| — | CAPSTONE TURBINE CORP | 140,000 | $192K | 0.0% | $1.38 | — | COM NEW | 14067D409 |
| — | DIPEXIUM PHARMACEUTICALS INC | 12,295 | $178K | 0.0% | $11.74 | — | COM | 25456J104 |
| AORT | CRYOLIFE INC | 10,000 | $176K | 0.0% | $15.12 | 0.0% | COM | 228903100 |
| — | MARVELL TECHNOLOGY GROUP LTD | 12,000 | $159K | 0.0% | $13.25 | — | ORD | G5876H105 |
| — | CHANNELADVISOR CORP | 12,000 | $155K | 0.0% | $12.92 | — | COM | 159179100 |
| NOMD | NOMAD HLDGS LTD | 12,500 | $148K | 0.0% | $10.05 | 0.0% | USD ORD SHS | G6564A105 |
| BLDR | BUILDERS FIRSTSOURCE INC | 12,500 | $144K | 0.0% | $8.66 | +45.4% | COM | 12008R107 |
| PACB | PACIFIC BIOSCIENCES CALIF IN | 15,000 | $134K | 0.0% | $9.60 | -12.9% | COM | 69404D108 |
| — | PARATEK PHARMACEUTICALS INC | 10,000 | $130K | 0.0% | $13.90 | — | COM | 699374302 |
| — | ABEONA THERAPEUTICS INC | 20,000 | $120K | 0.0% | $6.00 | — | COM | 00289Y107 |
| — | ALCOA INC | 10,000 | $101K | 0.0% | $10.10 | — | COM | 013817101 |
| — | CARDIOME PHARMA CORP | 28,900 | $90,000 | 0.0% | $8.50 | — | COM NO PAR | 14159U301 |
| — | NIVALIS THERAPEUTICS INC | 10,000 | $81,000 | 0.0% | $8.10 | — | COM | 65481J109 |
| ARQ | ADVANCED EMISSIONS SOLUTS IN | 10,000 | $75,000 | 0.0% | $5.56 | 0.0% | COM | 00770C101 |
| — | CONSTELLIUM NV | 10,000 | $72,000 | 0.0% | $7.20 | — | CL A | N22035104 |
| — | ECLIPSE RES CORP | 15,000 | $49,000 | 0.0% | $3.27 | — | COM | 27890G100 |
| — | DIVERSIFIED RSTRNT HLDGS INC | 20,000 | $23,000 | 0.0% | $1.15 | — | COM | 25532M105 |
| — | WMIH CORP | 10,000 | $23,000 | 0.0% | $2.30 | — | COM | 92936P100 |