Location: Los Angeles, CA
CIK: 0001079935 · Show all filings
Period: Q4 2016 (← Previous) (Next →)
Filing Date: Feb 8, 2017
Total Value: $721M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | RYDEX ETF TRUST | 783,682 | $65.49M | 9.1% | $78.20 | — | GUG S&P 500 PU GR | 78355W403 |
| — | UBS AG JERSEY BRH | 1,211,626 | $34.42M | 4.8% | $29.41 | — | ALERIAN INFRST | 902641646 |
| VFH | VANGUARD WORLD FDS | 519,404 | $30.83M | 4.3% | $59.35 | — | FINANCIALS ETF | 92204A405 |
| XLI | SELECT SECTOR SPDR TR | 422,543 | $26.29M | 3.6% | $62.15 | — | SBI INT-INDS | 81369Y704 |
| XLV | SELECT SECTOR SPDR TR | 379,888 | $26.19M | 3.6% | $68.96 | — | SBI HEALTHCARE | 81369Y209 |
| IGM | ISHARES TR | 207,387 | $25.68M | 3.6% | $110.66 | — | N AMER TECH ETF | 464287549 |
| VEA | VANGUARD TAX MANAGED INTL FD | 631,140 | $23.06M | 3.2% | $37.69 | — | FTSE DEV MKT ETF | 921943858 |
| DWM | WISDOMTREE TR | 470,433 | $21.83M | 3.0% | $48.33 | — | DEFA FD | 97717W703 |
| — | CLAYMORE EXCHANGE TRD FD TR | 767,954 | $18.64M | 2.6% | $24.27 | — | GUG BUL 2020 HY | 18383M365 |
| UNH | UNITEDHEALTH GROUP INC | 101,436 | $16.23M | 2.3% | $71.07 | +81.7% | COM | 91324P102 |
| BAC | BANK AMER CORP | 732,004 | $16.18M | 2.2% | $15.43 | +1.6% | COM | 060505104 |
| DLS | WISDOMTREE TR | 268,136 | $16.09M | 2.2% | $60.53 | — | INTL SMCAP DIV | 97717W760 |
| — | KAYNE ANDERSON MLP INVSMT CO | 819,604 | $16.05M | 2.2% | $23.53 | — | COM | 486606106 |
| — | AVAGO TECHNOLOGIES LTD | 85,427 | $15.1M | 2.1% | $145.32 | — | SHS | Y09827109 |
| T | AT&T INC | 348,555 | $14.82M | 2.1% | $13.97 | +10.6% | COM | 00206R102 |
| EOG | EOG RES INC | 142,389 | $14.4M | 2.0% | $65.41 | +10.6% | COM | 26875P101 |
| MA | MASTERCARD INC | 139,177 | $14.37M | 2.0% | $88.46 | +11.1% | CL A | 57636Q104 |
| — | TIME WARNER INC | 144,584 | $13.96M | 1.9% | $80.49 | — | COM NEW | 887317303 |
| STZ | CONSTELLATION BRANDS INC | 90,999 | $13.95M | 1.9% | $119.59 | +15.6% | CL A | 21036P108 |
| ICE | INTERCONTINENTAL EXCHANGE IN | 247,260 | $13.95M | 1.9% | $48.06 | +2.5% | COM | 45866F104 |
| GOOGL | ALPHABET INC | 17,024 | $13.49M | 1.9% | $36.67 | +8.2% | CAP STK CL A | 02079K305 |
| — | CELGENE CORP | 113,735 | $13.16M | 1.8% | $115.75 | — | COM | 151020104 |
| DHR | DANAHER CORP DEL | 167,890 | $13.07M | 1.8% | $47.41 | +40.0% | COM | 235851102 |
| META | FACEBOOK INC | 112,743 | $12.97M | 1.8% | $105.97 | +15.1% | CL A | 30303M102 |
| — | CLEARBRIDGE ENERGY MLP FD IN | 807,961 | $12.57M | 1.7% | $15.08 | — | COM | 184692101 |
| TMO | THERMO FISHER SCIENTIFIC INC | 87,766 | $12.38M | 1.7% | $143.83 | -0.1% | COM | 883556102 |
| — | MONSANTO CO NEW | 117,022 | $12.31M | 1.7% | $105.21 | — | COM | 61166W101 |
| KHC | KRAFT HEINZ CO | 136,576 | $11.93M | 1.7% | $57.89 | -2.5% | COM | 500754106 |
| VTV | VANGUARD INDEX FDS | 114,996 | $10.7M | 1.5% | $82.77 | — | VALUE ETF | 922908744 |
| IDV | ISHARES | 356,986 | $10.55M | 1.5% | $30.54 | — | INTL SEL DIV ETF | 464288448 |
| VUG | VANGUARD INDEX FDS | 79,707 | $8.886M | 1.2% | $107.09 | — | GROWTH ETF | 922908736 |
| DON | WISDOMTREE TR | 87,523 | $8.26M | 1.1% | $83.40 | — | MIDCAP DIVI FD | 97717W505 |
| VOE | VANGUARD INDEX FDS | 79,580 | $7.734M | 1.1% | $77.43 | — | MCAP VL IDXVIP | 922908512 |
| SHYD | VANECK VECTORS ETF TR | 316,160 | $7.521M | 1.0% | $23.79 | — | SHORT HIGH YIELD | 92189F387 |
| VOT | VANGUARD INDEX FDS | 71,018 | $7.504M | 1.0% | $88.12 | — | MCAP GR IDXVIP | 922908538 |
| VBK | VANGUARD INDEX FDS | 51,903 | $6.91M | 1.0% | $121.06 | — | SML CP GRW ETF | 922908595 |
| DVYE | ISHARES | 169,050 | $5.846M | 0.8% | $36.14 | — | EM MKTS DIV ETF | 464286319 |
| SCZ | ISHARES | 114,949 | $5.729M | 0.8% | $47.83 | — | EAFE SML CP ETF | 464288273 |
| — | ISHARES TR | 207,378 | $5.234M | 0.7% | $25.94 | — | IBONDS SEP20 ETF | 46434V571 |
| APLE | APPLE HOSPITALITY REIT INC | 236,940 | $4.734M | 0.7% | $18.61 | — | COM NEW | 03784Y200 |
| — | CLAYMORE EXCHANGE TRD FD TR | 193,244 | $4.097M | 0.6% | $21.71 | — | GUG BULL2020 E | 18383M514 |
| IVW | ISHARES | 33,121 | $4.034M | 0.6% | $94.93 | — | S&P 500 GRWT ETF | 464287309 |
| DES | WISDOMTREE TR | 48,462 | $4.009M | 0.6% | $69.43 | — | SMALLCAP DIVID | 97717W604 |
| VYM | VANGUARD WHITEHALL FDS INC | 50,450 | $3.823M | 0.5% | $68.32 | — | HIGH DIV YLD | 921946406 |
| — | BLACKROCK ENH CAP & INC FD | 264,816 | $3.631M | 0.5% | $13.64 | — | COM | 09256A109 |
| IVE | ISHARES | 31,474 | $3.191M | 0.4% | $86.43 | — | S&P 500 VAL ETF | 464287408 |
| VWO | VANGUARD INTL EQUITY INDEX F | 87,778 | $3.141M | 0.4% | $37.79 | — | FTSE EMR MKT ETF | 922042858 |
| VBR | VANGUARD INDEX FDS | 23,551 | $2.85M | 0.4% | $95.63 | — | SM CAP VAL ETF | 922908611 |
| IEFA | ISHARES TR | 52,902 | $2.837M | 0.4% | $54.32 | — | CORE MSCI EAFE | 46432F842 |
| SCHX | SCHWAB STRATEGIC TR | 48,751 | $2.596M | 0.4% | $46.85 | — | US LRG CAP ETF | 808524201 |
| DIM | WISDOMTREE TR | 42,801 | $2.37M | 0.3% | $55.59 | — | INTL MIDCAP DV | 97717W778 |
| FPE | FIRST TR EXCHANGE-TRADED FD | 118,585 | $2.252M | 0.3% | $18.99 | — | PFD SECS INC ETF | 33739E108 |
| AAPL | APPLE INC | 15,707 | $1.819M | 0.3% | $22.94 | +13.7% | COM | 037833100 |
| CWI | SPDR INDEX SHS FDS | 56,761 | $1.787M | 0.2% | $33.73 | — | MSCI ACWI EXUS | 78463X848 |
| DGRW | WISDOMTREE TR | 50,094 | $1.667M | 0.2% | $31.17 | — | US DIVD GRT FD | 97717X669 |
| DOL | WISDOMTREE TR | 37,652 | $1.612M | 0.2% | $43.16 | — | INTL LRGCAP DV | 97717W794 |
| DTD | WISDOMTREE TR | 19,430 | $1.579M | 0.2% | $75.38 | — | TOTAL DIVID FD | 97717W109 |
| EDIV | SPDR INDEX SHS FDS | 59,190 | $1.566M | 0.2% | $24.95 | — | S&P EM MKT DIV | 78463X533 |
| VO | VANGUARD INDEX FDS | 11,503 | $1.514M | 0.2% | $109.18 | — | MID CAP ETF | 922908629 |
| AMZN | AMAZON COM INC | 1,905 | $1.429M | 0.2% | $36.50 | +7.4% | COM | 023135106 |
| FTA | FIRST TR LRG CP VL ALPHADEX | 28,599 | $1.34M | 0.2% | $43.08 | — | COM SHS | 33735J101 |
| SLYV | SPDR SERIES TRUST | 11,159 | $1.328M | 0.2% | $101.59 | — | S&P 600 SMCP VAL | 78464A300 |
| DWX | SPDR INDEX SHS FDS | 36,577 | $1.319M | 0.2% | $34.04 | — | S&P INTL ETF | 78463X772 |
| — | RYDEX ETF TRUST | 9,855 | $1.27M | 0.2% | $127.10 | — | GUG S&P MC400 PG | 78355W601 |
| EWBC | EAST WEST BANCORP INC | 23,132 | $1.176M | 0.2% | $26.46 | +36.0% | COM | 27579R104 |
| — | POWERSHARES GLOBAL ETF TRUST | 29,184 | $1.096M | 0.2% | $36.20 | — | DEV MKTS EX-US | 73936T789 |
| PRU | PRUDENTIAL FINL INC | 10,327 | $1.075M | 0.1% | $62.61 | 0.0% | COM | 744320102 |
| NOC | NORTHROP GRUMMAN CORP | 4,619 | $1.074M | 0.1% | $182.79 | +9.8% | COM | 666807102 |
| MDYG | SPDR SERIES TRUST | 8,018 | $1.067M | 0.1% | $119.59 | — | S&P 400 MDCP GRW | 78464A821 |
| SYK | STRYKER CORP | 8,681 | $1.04M | 0.1% | $100.10 | +3.8% | COM | 863667101 |
| CVX | CHEVRON CORP NEW | 8,677 | $1.021M | 0.1% | $73.80 | 0.0% | COM | 166764100 |
| VCLT | VANGUARD SCOTTSDALE FDS | 11,147 | $996K | 0.1% | $87.23 | — | LG-TERM COR BD | 92206C813 |
| SCHA | SCHWAB STRATEGIC TR | 15,921 | $979K | 0.1% | $53.56 | — | US SML CAP ETF | 808524607 |
| NEE | NEXTERA ENERGY INC | 7,853 | $938K | 0.1% | $24.50 | -3.2% | COM | 65339F101 |
| SPEM | SPDR INDEX SHS FDS | 15,966 | $915K | 0.1% | $52.37 | — | EMERG MKTS ETF | 78463X509 |
| — | POWERSHARES ETF TRUST | 63,177 | $910K | 0.1% | $13.67 | — | INTL DIV ACHV | 73935X716 |
| MDYV | SPDR SERIES TRUST | 8,741 | $821K | 0.1% | $76.03 | — | S&P 400 MDCP VAL | 78464A839 |
| VB | VANGUARD INDEX FDS | 5,932 | $765K | 0.1% | $109.29 | — | SMALL CP ETF | 922908751 |
| — | RYDEX ETF TRUST | 7,320 | $707K | 0.1% | $85.13 | — | GUG S&P SC600 PG | 78355W809 |
| — | GENERAL ELECTRIC CO | 22,212 | $702K | 0.1% | $31.51 | — | COM | 369604103 |
| VEU | VANGUARD INTL EQUITY INDEX F | 14,827 | $655K | 0.1% | $45.50 | — | ALLWRLD EX US | 922042775 |
| XLE | SELECT SECTOR SPDR TR | 7,926 | $597K | 0.1% | $69.10 | — | SBI INT-ENERGY | 81369Y506 |
| SPY | SPDR S&P 500 ETF TR | 2,519 | $563K | 0.1% | $223.50 | — | TR UNIT | 78462F103 |
| SLYG | SPDR SERIES TRUST | 2,666 | $555K | 0.1% | $172.59 | — | S&P 600 SMCP GRW | 78464A201 |
| JNJ | JOHNSON & JOHNSON | 4,260 | $491K | 0.1% | $77.63 | +15.6% | COM | 478160104 |
| XOM | EXXON MOBIL CORP | 5,173 | $467K | 0.1% | $56.54 | +2.9% | COM | 30231G102 |
| — | MICROSEMI CORP | 8,135 | $439K | 0.1% | $43.67 | — | COM | 595137100 |
| — | SYNOVUS FINL CORP | 10,363 | $426K | 0.1% | $31.31 | — | COM NEW | 87161C501 |
| VIG | VANGUARD SPECIALIZED PORTFOL | 4,679 | $399K | 0.1% | $75.72 | — | DIV APP ETF | 921908844 |
| IVV | ISHARES TR | 1,761 | $396K | 0.1% | $215.34 | — | CORE S&P500 ETF | 464287200 |
| XBI | SPDR SERIES TRUST | 6,629 | $392K | 0.1% | $55.38 | — | S&P BIOTECH | 78464A870 |
| MGM | MGM RESORTS INTERNATIONAL | 13,390 | $386K | 0.1% | $26.17 | 0.0% | COM | 552953101 |
| — | LAM RESEARCH CORP | 3,639 | $385K | 0.1% | $89.01 | — | COM | 512807108 |
| ALGN | ALIGN TECHNOLOGY INC | 3,937 | $378K | 0.1% | $83.39 | +11.4% | COM | 016255101 |
| — | BARD C R INC | 1,651 | $371K | 0.1% | $229.29 | — | COM | 067383109 |
| DXJ | WISDOMTREE TR | 7,308 | $362K | 0.1% | $50.16 | — | JAPN HEDGE EQT | 97717W851 |
| A | AGILENT TECHNOLOGIES IN | 7,922 | $361K | 0.1% | $41.73 | +1.4% | COM | 00846U101 |
| CMA | COMERICA INC | 5,280 | $360K | 0.0% | $40.37 | 0.0% | COM | 200340107 |
| XYL | XYLEM IN | 7,222 | $358K | 0.0% | $41.39 | +9.7% | COM | 98419M100 |
| UGI | UGI CORP NEW | 7,746 | $357K | 0.0% | $45.41 | -1.4% | COM | 902681105 |
| — | SPECTRA ENERGY CORP | 8,592 | $353K | 0.0% | $38.87 | — | COM | 847560109 |
| XLK | SELECT SECTOR SPDR TR | 7,125 | $345K | 0.0% | $44.32 | — | TECHNOLOGY | 81369Y803 |
| — | BERRY PLASTICS GROUP INC | 6,876 | $335K | 0.0% | $48.72 | — | COM | 08579W103 |
| WCN | WASTE CONNECTIONS INC | 4,220 | $332K | 0.0% | $47.42 | 0.0% | COM | 94106B101 |
| — | PIMCO DYNMIC CREDIT AND MRT | 16,433 | $332K | 0.0% | $20.29 | — | COM SHS | 72202D106 |
| XAR | SPDR SERIES TRUST | 5,171 | $328K | 0.0% | $61.55 | — | AEROSPACE DEF | 78464A631 |
| BSV | VANGUARD BD INDEX FD INC | 4,055 | $322K | 0.0% | $80.39 | — | SHORT TRM BOND | 921937827 |
| EFA | ISHARES TR | 5,417 | $313K | 0.0% | $56.85 | — | MSCI EAFE ETF | 464287465 |
| POST | POST HLDGS INC | 3,875 | $312K | 0.0% | $50.52 | 0.0% | COM | 737446104 |
| KRE | SPDR SERIES TRUST | 5,568 | $309K | 0.0% | $55.50 | — | S&P REGL BKG | 78464A698 |
| XLY | SELECT SECTOR SPDR TR | 3,717 | $303K | 0.0% | $72.78 | — | SBI CONS DISCR | 81369Y407 |
| TJX | TJX COS INC NEW | 3,785 | $284K | 0.0% | $29.55 | +12.5% | COM | 872540109 |
| DAL | DELTA AIR LINES INC DEL | 5,499 | $270K | 0.0% | $39.75 | +2.9% | COM NEW | 247361702 |
| TOWN | TOWNEBANK PORTSMOUTH VA | 8,097 | $269K | 0.0% | $14.81 | +94.7% | COM | 89214P109 |
| ACWX | ISHARES TR | 6,232 | $251K | 0.0% | $40.28 | — | MSCI ACWI EX US | 464288240 |
| — | POWERSHARES ETF TRUST | 2,456 | $244K | 0.0% | $87.37 | — | FTSE RAFI 1000 | 73935X583 |
| XLF | SELECT SECTOR SPDR TR | 9,871 | $230K | 0.0% | $21.43 | — | SBI INT-FINL | 81369Y605 |
| VZ | VERIZON COMMUNICATIONS INC | 4,286 | $229K | 0.0% | $29.87 | +3.8% | COM | 92343V104 |
| SLB | SCHLUMBERGER LTD | 2,690 | $226K | 0.0% | $57.94 | +8.8% | COM | 806857108 |
| — | POWERSHARES ETF TR II | 9,594 | $200K | 0.0% | $23.61 | — | EURO CUR HDG | 73937B514 |
| MSFT | MICROSOFT CORP | 3,071 | $191K | 0.0% | $46.50 | +16.0% | COM | 594918104 |
| COST | COSTCO WHSL CORP NEW | 1,178 | $189K | 0.0% | $114.21 | +13.6% | COM | 22160K105 |
| VDE | VANGUARD WORLD FDS | 1,774 | $186K | 0.0% | $84.76 | — | ENERGY ETF | 92204A306 |
| XLU | SELECT SECTOR SPDR TR | 3,638 | $177K | 0.0% | $48.65 | — | SBI INT-UTILS | 81369Y886 |
| SUSA | ISHARES TR | 1,886 | $174K | 0.0% | $82.80 | — | USA ESG SLCT ETF | 464288802 |
| GOOG | ALPHABET INC | 224 | $173K | 0.0% | $38.09 | +1.5% | CAP STK CL C | 02079K107 |
| SCHB | SCHWAB STRATEGIC TR | 3,159 | $171K | 0.0% | $50.37 | — | US BRD MKT ETF | 808524102 |
| SCHC | SCHWAB STRATEGIC TR | 5,738 | $167K | 0.0% | $32.27 | — | INTL SCEQT ETF | 808524888 |
| NKE | NIKE INC | 3,218 | $164K | 0.0% | $47.61 | -4.3% | CL B | 654106103 |
| HEDJ | WISDOMTREE TR | 2,856 | $164K | 0.0% | $57.36 | — | EUROPE HEDGED EQ | 97717X701 |
| DBJP | DBX ETF TR | 4,213 | $157K | 0.0% | $36.57 | — | XTRAK MSCI JAPN | 233051507 |
| TIP | ISHARES TR | 1,320 | $149K | 0.0% | $112.88 | — | TIPS BD ETF | 464287176 |
| PFE | PFIZER INC | 4,497 | $146K | 0.0% | $21.05 | -2.6% | COM | 717081103 |
| HIG | HARTFORD FINL SVCS GROUP INC | 3,000 | $143K | 0.0% | $36.26 | +3.8% | COM | 416515104 |
| DIS | DISNEY WALT CO | 1,349 | $141K | 0.0% | $96.81 | -6.3% | COM DISNEY | 254687106 |
| JPM | JPMORGAN CHASE & CO | 1,617 | $140K | 0.0% | $48.33 | +23.9% | COM | 46625H100 |
| IJR | ISHARES TR | 1,016 | $140K | 0.0% | $137.80 | — | CORE S&P SCP ETF | 464287804 |
| LOW | LOWES COS INC | 1,923 | $137K | 0.0% | $64.80 | -7.7% | COM | 548661107 |
| IBM | INTERNATIONAL BUSINESS MACHS | 818 | $136K | 0.0% | $103.05 | 0.0% | COM | 459200101 |
| V | VISA INC | 1,683 | $131K | 0.0% | $73.22 | +3.0% | COM CL A | 92826C839 |
| GII | SPDR INDEX SHS FDS | 2,771 | $125K | 0.0% | $45.11 | — | S&P GBLINF ETF | 78463X855 |
| PEP | PEPSICO INC | 1,187 | $124K | 0.0% | $70.29 | +12.9% | COM | 713448108 |
| CMF | ISHARES | 1,039 | $120K | 0.0% | $110.87 | — | S&P CAL AMTFR MN | 464288356 |
| — | NUVEEN FLOATING RATE INCOME | 9,837 | $115K | 0.0% | $10.37 | — | COM | 67072T108 |
| — | POWERSHARES ETF TR II | 2,762 | $115K | 0.0% | $41.64 | — | S&P500 LOW VOL | 73937B779 |
| — | ADVISORSHARES TR | 2,360 | $115K | 0.0% | $48.73 | — | NEWFLT MULSINC | 00768Y727 |
| HPE | HEWLETT PACKARD ENTERPRISE C | 4,940 | $114K | 0.0% | $10.23 | 0.0% | COM | 42824C109 |
| INTC | INTEL CORP | 3,129 | $113K | 0.0% | $25.84 | +12.8% | COM | 458140100 |
| DBEU | DBX ETF TR | 4,360 | $111K | 0.0% | $25.10 | — | DB XTR MSCI EUR | 233051853 |
| — | ALLERGAN PLC | 526 | $110K | 0.0% | $300.30 | — | SHS | G0177J108 |
| — | ISHARES TR | 4,327 | $110K | 0.0% | $25.42 | — | IBONDS SEP19 ETF | 46429B564 |
| KMB | KIMBERLY CLARK CORP | 945 | $108K | 0.0% | $92.85 | -9.0% | COM | 494368103 |
| KO | COCA COLA CO | 2,596 | $108K | 0.0% | $32.11 | -2.8% | COM | 191216100 |
| — | POWERSHARES ETF TR II | 2,871 | $105K | 0.0% | $36.57 | — | S&P500 HGH BET | 73937B829 |
| AMGN | AMGEN INC | 699 | $102K | 0.0% | $116.30 | -1.7% | COM | 031162100 |