Location: Miami Beach, FL
CIK: 0001509510 · Show all filings
Period: Q3 2016 (← Previous) (Next →)
Filing Date: Nov 14, 2016
Total Value: $188M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | Boulder Growth and Income Fund, Inc. | 1,638,672 | $13.73M | 7.3% | $8.44 | — | COM | 101507101 |
| — | BlackRock Science and Technology Trust | 511,548 | $9.53M | 5.1% | $17.56 | — | SHS | 09258G104 |
| — | Tekla Healthcare Opportunities Fund | 495,314 | $8.658M | 4.6% | $19.78 | — | SHS | 879105104 |
| NXDT | NexPoint Credit Strategies Fund | 364,595 | $8.105M | 4.3% | $15.02 | — | COM NEW | 65340G205 |
| — | Tekla World Healthcare Fund | 427,835 | $6.281M | 3.3% | $15.18 | — | BEN INT SHS | 87911L108 |
| — | Adams Diversified Equity Fund, Inc. | 438,936 | $5.772M | 3.1% | $12.46 | — | COM | 006212104 |
| — | Alpine Total Dynamic Dividend Fund | 684,803 | $5.225M | 2.8% | $8.30 | — | COM SH BEN INT | 021060207 |
| — | Tri-Continental Corp. | 227,771 | $4.87M | 2.6% | $18.48 | — | COM | 895436103 |
| — | Liberty All-Star Equity Fund | 937,316 | $4.855M | 2.6% | $5.43 | — | SH BEN INT | 530158104 |
| — | PIMCO Dynamic Credit Income Fund | 215,935 | $4.403M | 2.3% | $21.51 | — | COM SHS | 72202D106 |
| MTZ | MasTec, Inc. | 134,927 | $4.013M | 2.1% | $27.80 | -1.4% | COM | 576323109 |
| — | Tortoise Pipeline & Energy Fund | 186,495 | $3.95M | 2.1% | $23.90 | — | COM | 89148H108 |
| — | General American Investors Company, Inc. | 116,186 | $3.793M | 2.0% | $32.97 | — | COM | 368802104 |
| CPA | Copa Holdings SA | 42,550 | $3.741M | 2.0% | $81.78 | -28.7% | CL A | P31076105 |
| RCL | Royal Caribbean Cruises Ltd. | 41,413 | $3.104M | 1.7% | $43.43 | +45.9% | COM | V7780T103 |
| — | First Trust Energy Infrastructure Fund | 152,919 | $2.935M | 1.6% | $15.57 | — | COM | 33738C103 |
| — | Alpine Global Dynamic Dividend Fund | 335,383 | $2.918M | 1.6% | $9.89 | — | COM NEW | 02082E205 |
| — | Salient Midstream & MLP Fund | 217,396 | $2.757M | 1.5% | $20.80 | — | SH BEN INT | 79471V105 |
| — | The Herzfeld Caribbean Basin Fund, Inc. | 423,002 | $2.652M | 1.4% | $8.64 | — | COM | 42804T106 |
| — | Adams Natural Resources Fund, Inc. | 131,615 | $2.623M | 1.4% | $22.31 | — | COM | 00548F105 |
| MINT | PIMCO Enhanced Short Maturity Active ETF | 25,300 | $2.566M | 1.4% | $100.91 | — | ENHAN SHRT MA AC | 72201R833 |
| — | Gabelli Healthcare & Wellness (Rx) Trust | 243,149 | $2.531M | 1.3% | $10.25 | — | SHS | 36246K103 |
| XJEQX | Aberdeen Japan Equity Fund, Inc. | 307,474 | $2.527M | 1.3% | $6.77 | — | COM | 00306J109 |
| — | Central Securities Corp. | 117,506 | $2.496M | 1.3% | $20.73 | — | COM | 155123102 |
| — | Nuveen Credit Strategies Income Fund | 286,125 | $2.426M | 1.3% | $8.98 | — | COM SHS | 67073D102 |
| — | RMR Real Estate Income Fund | 101,090 | $2.199M | 1.2% | $19.47 | — | COM | 76970B101 |
| LEN | Lennar Corp. | 49,500 | $2.096M | 1.1% | $35.37 | +14.2% | CL A | 526057104 |
| NCLH | Norwegian Cruise Line Holdings Ltd. | 55,443 | $2.09M | 1.1% | $35.98 | +7.8% | SHS | G66721104 |
| CCL | Carnival Corp. | 41,400 | $2.021M | 1.1% | $32.69 | +25.6% | UNIT | 143658300 |
| XFDEX | First Trust Dynamic Europe Equity Income Fund | 127,856 | $2.01M | 1.1% | $16.64 | — | COM SHS | 33740D107 |
| SEB | Seaboard Corp. | 580 | $1.995M | 1.1% | $2669.93 | +14.0% | COM | 811543107 |
| — | Royce Value Trust Inc. | 151,987 | $1.924M | 1.0% | $14.91 | — | COM | 780910105 |
| CX | Cemex, S.A.B. de C.V. | 204,298 | $1.622M | 0.9% | $9.25 | — | SPON ADR NEW | 151290889 |
| — | Royal Dutch Shell PLC | 803 | $1.604M | 0.9% | $1581.64 | — | SPON ADR B | 780259107 |
| — | New Germany Fund, Inc. | 110,966 | $1.592M | 0.8% | $16.82 | — | COM | 644465106 |
| CWCO | Consolidated Water Co. Ltd. | 129,538 | $1.505M | 0.8% | $8.64 | +20.0% | ORD | G23773107 |
| — | Cohen & Steers Infrastructure Fund, Inc. | 69,303 | $1.493M | 0.8% | $19.80 | — | COM | 19248A109 |
| WSO | Watsco Inc. | 10,100 | $1.423M | 0.8% | $84.60 | +69.3% | COM | 942622200 |
| — | Diversified Real Asset Income Fund | 80,067 | $1.38M | 0.7% | $17.71 | — | COM SHS | 25533B108 |
| — | Japan Smaller Capitalization Fund Inc. | 126,410 | $1.334M | 0.7% | $8.94 | — | COM | 47109U104 |
| — | Special Opportunities Fund, Inc. | 89,267 | $1.331M | 0.7% | $13.20 | — | COM | 84741T104 |
| — | Avianca Holdings S.A. | 192,368 | $1.247M | 0.7% | $8.71 | — | SPON ADR REP PFD | 05367G100 |
| FMX | Fomento Economico Mexicano, S.A.B. de C.V. | 12,110 | $1.115M | 0.6% | $99.61 | — | SPON ADR UNITS | 344419106 |
| BPOP | Popular, Inc. | 29,000 | $1.108M | 0.6% | $24.15 | +13.6% | COM NEW | 733174700 |
| — | Spirit Airlines, Inc. | 26,000 | $1.106M | 0.6% | $64.00 | — | COM | 848577102 |
| — | Virtus Global Dividend & Income Fund Inc. | 88,914 | $1.071M | 0.6% | $12.05 | — | COM | 92835W107 |
| NEE | NextEra Energy, Inc. | 8,337 | $1.02M | 0.5% | $19.51 | +27.2% | COM | 65339F101 |
| — | Guggenheim Enhanced Equity Strategy Fund | 61,488 | $986K | 0.5% | $16.70 | — | COM | 40167K100 |
| — | Gabelli Dividend & Income Trust | 48,861 | $939K | 0.5% | $20.10 | — | COM | 36242H104 |
| — | Apollo Tactical Income Fund Inc | 60,320 | $933K | 0.5% | $16.38 | — | COM | 037638103 |
| — | The Korea Fund, Inc. | 23,056 | $830K | 0.4% | $34.59 | — | COM NEW | 500634209 |
| — | Tortoise Power and Energy Infrastructure Fund, Inc. | 36,487 | $815K | 0.4% | $17.20 | — | COM | 89147X104 |
| VAC | Marriott Vacations Worldwide Corp. | 10,745 | $788K | 0.4% | $65.63 | +13.1% | COM | 57164Y107 |
| — | AllianzGI NFJ Dividend, Interest & Premium Strategy Fund | 61,787 | $781K | 0.4% | $12.38 | — | COM | 01883A107 |
| — | Cohen & Steers MLP Income and Energy Opportunity Fund | 72,621 | $781K | 0.4% | $11.24 | — | COM SHS | 19249B106 |
| ATNI | ATN International Inc. | 11,988 | $780K | 0.4% | $59.26 | -4.1% | COM | 00215F107 |
| — | Bancolombia S.A. | 19,780 | $772K | 0.4% | $55.58 | — | SPON ADR PREF | 05968L102 |
| — | Clough Global Opportunities Fund | 77,490 | $749K | 0.4% | $12.38 | — | SH BEN INT | 18914E106 |
| TV | Grupo Televisa, S.A.B. | 28,400 | $730K | 0.4% | $25.22 | — | SPON ADR REP ORD | 40049J206 |
| — | Special Opportunities Fund, Inc. Preferred | 28,218 | $728K | 0.4% | $25.80 | — | PFD CONV SE B | 84741T302 |
| ESRT | Empire State Realty Trust, Inc. | 33,894 | $710K | 0.4% | $20.95 | — | CL A | 292104106 |
| — | First Trust High Income Long/Short Fund | 44,775 | $698K | 0.4% | $17.25 | — | COM | 33738E109 |
| KOF | Coca Cola Femsa S.A.B. de C.V. | 8,799 | $660K | 0.4% | $138.37 | — | SPON ADR REP L | 191241108 |
| — | Liberty All-Star Growth Fund, Inc. | 144,302 | $622K | 0.3% | $5.01 | — | COM | 529900102 |
| — | Morgan Stanley China A Share Fund | 32,081 | $600K | 0.3% | $23.15 | — | COM | 617468103 |
| MLM | Martin Marietta Materials Inc. | 3,000 | $537K | 0.3% | $99.70 | +78.4% | COM | 573284106 |
| EWW | iShares MSCI Mexico Capped | 10,800 | $524K | 0.3% | $54.66 | — | MSCI MEX CAP ETF | 464286822 |
| — | Nuveen Multi-Market Income Fund, Inc. | 69,474 | $521K | 0.3% | $7.49 | — | COM | 67075J107 |
| — | America Movil S.A.B. de C.V. | 44,690 | $511K | 0.3% | $21.75 | — | SPON ADR L SHS | 02364W105 |
| LIVN | LivaNova PLC | 8,330 | $501K | 0.3% | $60.69 | -5.2% | SHS | G5509L101 |
| NSC | Norfolk Southern Corp. | 4,750 | $461K | 0.2% | $58.90 | +27.6% | COM | 655844108 |
| VMC | Vulcan Materials Company | 4,000 | $455K | 0.2% | $46.69 | +132.8% | COM | 929160109 |
| — | Advent/Claymore Enhanced Growth & Income Fund | 53,177 | $444K | 0.2% | $9.05 | — | COM | 00765E104 |
| — | LMP Capital and Income Fund, Inc. | 30,797 | $420K | 0.2% | $16.00 | — | COM | 50208A102 |
| — | Tahoe Resources Inc. | 31,900 | $409K | 0.2% | $13.64 | — | COM | 873868103 |
| EVTC | Evertec Inc. | 23,643 | $397K | 0.2% | $20.34 | -23.3% | COM | 30040P103 |
| — | Gabelli Multimedia Trust Inc. | 51,423 | $395K | 0.2% | $9.28 | — | COM | 36239Q109 |
| — | Delaware Enhanced Global Dividend & Income Fund | 37,455 | $379K | 0.2% | $11.61 | — | COM | 246060107 |
| — | Macquarie Global Infrastructure Total Return Fund Inc. | 16,273 | $355K | 0.2% | $21.01 | — | COM | 55608D101 |
| FCX | Freeport McMoran Copper & Gold | 32,000 | $348K | 0.2% | $23.60 | -55.8% | CL B | 35671D857 |
| — | Sprott Focus Trust, Inc. | 50,116 | $346K | 0.2% | $7.18 | — | COM | 85208J109 |
| — | Nuveen Global High Income Fund | 21,985 | $345K | 0.2% | $17.24 | — | SHS | 67075G103 |
| — | Neuberger Berman MLP Income Fund Inc. | 35,596 | $330K | 0.2% | $9.27 | — | COM | 64129H104 |
| — | Nuveen Dividend Advantage Municipal Fund 3 | 20,284 | $319K | 0.2% | $15.16 | — | COM SH BEN INT | 67070X101 |
| BNS | The Bank of Nova Scotia | 6,000 | $318K | 0.2% | $29.69 | +8.6% | COM | 064149107 |
| FDP | Fresh Del Monte Produce Inc. | 5,000 | $300K | 0.2% | $21.57 | +123.3% | ORD | G36738105 |
| WU | The Western Union Company | 14,000 | $291K | 0.2% | $17.44 | — | COM | 959802109 |
| — | Cohen & Steers Closed-End Opportunity Fund, Inc. | 23,218 | $285K | 0.2% | $10.94 | — | COM | 19248P106 |
| — | BlackRock Multi-Sector Income Trust | 15,591 | $266K | 0.1% | $16.44 | — | COM | 09258A107 |
| — | BlackRock Credit Allocation Income Trust | 19,474 | $260K | 0.1% | $12.96 | — | COM | 092508100 |
| — | Templeton Dragon Fund, Inc. | 13,842 | $244K | 0.1% | $20.59 | — | COM | 88018T101 |
| — | Nuveen Dividend Advantage Municipal Income Fund | 14,977 | $241K | 0.1% | $14.45 | — | COM | 67071L106 |
| — | Taiwan Fund, Inc. | 13,644 | $236K | 0.1% | $17.61 | — | COM | 874036106 |
| — | Mexico Equity and Income Fund, Inc. | 22,117 | $229K | 0.1% | $13.86 | — | COM | 592834105 |
| — | Cushing Renaissance Fund | 12,905 | $213K | 0.1% | $25.32 | — | COM | 231647108 |
| — | The Mexico Fund, Inc. | 13,345 | $213K | 0.1% | $17.24 | — | COM | 592835102 |
| ADM | Archer Daniels Midland Company | 5,000 | $211K | 0.1% | $33.53 | -2.3% | COM | 039483102 |
| — | AllianceBernstein National Municipal Income Fund | 14,355 | $211K | 0.1% | $13.69 | — | COM | 01864U106 |
| — | Morgan Stanley Emerging Market Debt Fund, Inc. | 19,899 | $192K | 0.1% | $10.17 | — | COM | 61744H105 |
| — | Blackstone/GSO Strategic Credit Fund | 12,281 | $183K | 0.1% | $16.64 | — | COM SHS BEN IN | 09257R101 |
| IHI | iShares US Medical Devices | 1,250 | $182K | 0.1% | $122.34 | — | U.S. MED DVC ETF | 464288810 |
| — | Morgan Stanley Asia Pacific Fund | 11,901 | $180K | 0.1% | $15.72 | — | COM | 61744U106 |
| — | Era Group Inc. | 21,515 | $173K | 0.1% | $21.75 | — | COM | 26885G109 |
| MMM | 3M Company | 972 | $171K | 0.1% | $99.67 | +9.6% | COM | 88579Y101 |
| — | Aberdeen Singapore Fund, Inc. | 17,917 | $168K | 0.1% | $12.71 | — | COM | 003244100 |
| MRK | Merck & Co. Inc. | 2,691 | $168K | 0.1% | $38.07 | +14.9% | COM | 58933Y105 |
| — | Thai Fund, Inc. | 20,286 | $166K | 0.1% | $18.23 | — | COM | 882904105 |
| GILD | Gilead Sciences Inc. | 2,000 | $158K | 0.1% | $72.12 | -19.9% | COM | 375558103 |
| — | Nuveen S&P 500 Dynamic Overwrite Fund | 11,471 | $158K | 0.1% | $13.59 | — | COM | 6706EW100 |
| — | Pacholder High Yield Fund, Inc. | 21,390 | $153K | 0.1% | $7.36 | — | COM | 693742108 |
| — | Nuveen Dividend Advantage Municipal Fund | 10,085 | $152K | 0.1% | $15.07 | — | COM | 67066V101 |
| — | Teekay LNG Partners LP | 9,589 | $145K | 0.1% | $43.61 | — | PRTNRSP UNITS | Y8564M105 |
| — | Morgan Stanley India Investment Fund | 4,967 | $141K | 0.1% | $15.45 | — | COM | 61745C105 |
| — | Inovio Pharmaceuticals, Inc. | 15,000 | $140K | 0.1% | $8.13 | — | COM NEW | 45773H201 |
| XMUIX | BlackRock Muni Intermediate Duration Fund, Inc. | 9,000 | $136K | 0.1% | $15.25 | — | COM | 09253X102 |
| — | Cushing MLP Total Return Fund | 9,899 | $129K | 0.1% | $11.77 | — | COM NEW | 231631201 |
| — | Nuveen Flexible Investment Income Fund | 7,481 | $129K | 0.1% | $16.81 | — | COM | 67075B104 |
| — | BlackRock Resources & Commodities Strategy Trust | 15,756 | $128K | 0.1% | $11.52 | — | SHS | 09257A108 |
| IBB | iShares Nasdaq Biotechnology | 436 | $126K | 0.1% | $260.52 | — | NASDQ BIOTEC ETF | 464287556 |
| — | Zweig Fund, Inc. | 9,711 | $126K | 0.1% | $12.81 | — | COM NEW | 989834205 |
| HD | The Home Depot, Inc. | 972 | $125K | 0.1% | $103.07 | +3.2% | COM | 437076102 |
| — | Royce Global Value Trust, Inc. | 15,208 | $124K | 0.1% | $8.91 | — | COM | 78081T104 |
| MCD | McDonald's Corp. | 1,072 | $124K | 0.1% | $97.32 | -2.9% | COM | 580135101 |
| — | Nuveen Select Tax-Free Income Portfolio 3 | 7,772 | $120K | 0.1% | $14.75 | — | SH BEN INT | 67063X100 |
| — | Seacor Holdings, Inc. | 2,000 | $119K | 0.1% | $83.00 | — | COM | 811904101 |
| JNJ | Johnson & Johnson | 1,007 | $119K | 0.1% | $84.47 | +10.8% | COM | 478160104 |
| — | Eaton Vance Risk-Managed Diversified Equity Income Fund | 12,500 | $118K | 0.1% | $10.80 | — | COM | 27829G106 |
| — | TCW Strategic Income Fund, Inc. | 22,000 | $117K | 0.1% | $5.40 | — | COM | 872340104 |
| AMGN | Amgen Inc. | 700 | $117K | 0.1% | $115.39 | +10.7% | COM | 031162100 |
| — | Nuveen Tax-Advantaged Dividend Growth Fund | 7,665 | $114K | 0.1% | $13.94 | — | COM | 67073G105 |
| EQS | Equus Total Return, Inc. | 60,735 | $113K | 0.1% | $2.08 | -17.4% | COM | 294766100 |
| — | Calamos Global Dynamic Income Fund | 14,800 | $111K | 0.1% | $7.16 | — | COM | 12811L107 |
| GS | The Goldman Sachs Group, Inc. | 691 | $111K | 0.1% | $127.90 | +4.6% | COM | 38141G104 |
| IBM | International Business Machines Corporation | 698 | $111K | 0.1% | $95.13 | +7.0% | COM | 459200101 |
| — | United Technologies Corporation | 1,075 | $109K | 0.1% | $101.65 | — | COM | 913017109 |
| — | Alliance California Municipal Income Fund, Inc. | 7,021 | $108K | 0.1% | $13.82 | — | COM | 018546101 |
| — | New Ireland Fund, Inc. | 8,688 | $106K | 0.1% | $11.20 | — | COM | 645673104 |
| — | MFS Investment Grade Municipal Trust | 10,000 | $104K | 0.1% | $10.27 | — | SH BEN INT | 59318B108 |
| — | Deutsche Multi-Market Income Trust | 12,133 | $104K | 0.1% | $8.57 | — | SHS | 25160E102 |
| PG | The Procter & Gamble Company | 1,124 | $101K | 0.1% | $62.68 | +7.7% | COM | 742718109 |
| DIS | The Walt Disney Company | 1,057 | $98,000 | 0.1% | $92.18 | -3.6% | COM DISNEY | 254687106 |
| UNH | UnitedHealth Group Incorporated | 692 | $97,000 | 0.1% | $114.17 | +5.6% | COM | 91324P102 |
| XOM | Exxon Mobil Corporation | 1,112 | $97,000 | 0.1% | $55.64 | +5.2% | COM | 30231G102 |
| JPM | JPMorgan Chase & Co. | 1,450 | $97,000 | 0.1% | $46.51 | +9.3% | COM | 46625H100 |
| — | Aberdeen Indonesia Fund, Inc. | 14,020 | $93,000 | 0.0% | $11.62 | — | COM | 00305P106 |
| — | ClearBridge American Energy MLP Fund Inc. | 10,362 | $93,000 | 0.0% | $8.16 | — | COM | 184691103 |
| BMY | Bristol-Myers Squibb Company | 1,700 | $92,000 | 0.0% | $46.14 | 0.0% | COM | 110122108 |
| BA | The Boeing Company | 697 | $92,000 | 0.0% | $118.53 | +1.9% | COM | 097023105 |
| WMT | Wal-Mart Stores Inc. | 1,266 | $91,000 | 0.0% | $18.97 | +8.6% | COM | 931142103 |
| — | Avenue Income Credit Strategies Fund | 6,864 | $89,000 | 0.0% | $17.38 | — | COM | 05358E106 |
| — | Nuveen New Jersey Dividend Advantage Municipal Fund | 5,702 | $85,000 | 0.0% | $14.21 | — | COM | 67069Y102 |
| — | E.I. du Pont de Nemours and Company | 1,249 | $84,000 | 0.0% | $65.06 | — | COM | 263534109 |
| — | Celgene Corporation | 800 | $84,000 | 0.0% | $108.75 | — | COM | 151020104 |
| PSMT | PriceSmart Inc. | 1,000 | $84,000 | 0.0% | $74.69 | -2.0% | COM | 741511109 |
| TRV | The Travelers Company, Inc. | 689 | $79,000 | 0.0% | $91.51 | +4.1% | COM | 89417E109 |
| MSFT | Microsoft Corporation | 1,353 | $78,000 | 0.0% | $46.03 | +9.3% | COM | 594918104 |
| AAPL | Apple Inc. | 689 | $78,000 | 0.0% | $22.62 | +7.1% | COM | 037833100 |
| VZ | Verizon Communications Inc. | 1,419 | $74,000 | 0.0% | $30.73 | +7.1% | COM | 92343V104 |
| — | European Equity Fund, Inc. | 9,358 | $74,000 | 0.0% | $7.23 | — | COM | 298768102 |
| CVX | Chevron Corporation | 700 | $72,000 | 0.0% | $66.77 | +2.6% | COM | 166764100 |
| INTC | Intel Corporation | 1,886 | $71,000 | 0.0% | $24.77 | +15.5% | COM | 458140100 |
| — | General Electric Company | 2,364 | $70,000 | 0.0% | $31.59 | — | COM | 369604103 |
| PFE | Pfizer Inc. | 1,985 | $67,000 | 0.0% | $19.51 | +14.1% | COM | 717081103 |
| — | PIMCO Income Strategy Fund II | 6,823 | $65,000 | 0.0% | $9.13 | — | COM | 72201J104 |
| KO | The Coca-Cola Company | 1,527 | $65,000 | 0.0% | $32.51 | +0.2% | COM | 191216100 |
| — | Nuveen Core Equity Alpha Fund | 4,693 | $64,000 | 0.0% | $15.65 | — | COM | 67090X107 |
| — | Brookfield Global Listed Infrastructure Income Fund | 4,561 | $63,000 | 0.0% | $16.41 | — | COM SHS | 11273Q109 |
| CAT | Caterpillar Inc. | 692 | $61,000 | 0.0% | $59.82 | +10.3% | COM | 149123101 |
| XXCHNXX | China Fund, Inc. | 3,500 | $58,000 | 0.0% | $20.00 | — | COM | 169373107 |
| — | ClearBridge Energy MLP Total Return Fund Inc. | 4,326 | $57,000 | 0.0% | $13.76 | — | COM | 18469Q108 |
| V | Visa Inc. | 688 | $57,000 | 0.0% | $73.22 | +2.4% | COM CL A | 92826C839 |
| VOD | Vodafone Group PLC | 1,888 | $55,000 | 0.0% | $35.14 | — | SPNSR ADR | 92857W308 |
| ING | ING Groep N.V. | 4,473 | $55,000 | 0.0% | $13.26 | — | SPONSORED ADR | 456837103 |
| — | Asia Pacific Fund | 5,150 | $54,000 | 0.0% | $10.17 | — | COM | 044901106 |
| KHC | The Kraft Heinz Company | 608 | $54,000 | 0.0% | $48.31 | +20.1% | COM | 500754106 |
| MET | MetLife, Inc. | 1,183 | $53,000 | 0.0% | $26.83 | +2.1% | COM | 59156R108 |
| ABT | Abbott Laboratories | 1,249 | $53,000 | 0.0% | $33.07 | +9.3% | COM | 002824100 |
| — | Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. | 4,147 | $52,000 | 0.0% | $17.89 | — | COM | 00301T102 |
| — | Nuveen AMT-Free Quality Municipal Income Fund | 3,553 | $52,000 | 0.0% | $14.64 | — | COM | 670657105 |
| SPG | Simon Property Group Inc. | 253 | $52,000 | 0.0% | $115.91 | +14.7% | COM | 828806109 |
| — | Legg Mason BW Global Income Opportunities Fund | 3,864 | $52,000 | 0.0% | $16.99 | — | COM | 52469B100 |
| TIP | iShares TIPS Bond | 410 | $48,000 | 0.0% | $112.00 | — | TIPS BD ETF | 464287176 |
| LLY | Eli Lilly and Company | 600 | $48,000 | 0.0% | $69.71 | -1.6% | COM | 532457108 |
| — | DoubleLine Income Solutions Fund | 2,500 | $48,000 | 0.0% | $20.58 | — | COM | 258622109 |
| PM | Philip Morris International, Inc. | 482 | $47,000 | 0.0% | $57.07 | +9.1% | COM | 718172109 |
| — | Karyopharm Therapeutics Inc. | 4,868 | $47,000 | 0.0% | $31.87 | — | COM | 48576U106 |
| — | RENN Global Entrepreneurs Fund, Inc. | 35,303 | $46,000 | 0.0% | $1.33 | — | COM | 759720105 |
| PHG | Koninklijke Philips N.V. | 1,566 | $46,000 | 0.0% | $28.81 | — | NY REG SH NEW | 500472303 |
| IBN | ICIC Bank Ltd. | 6,123 | $46,000 | 0.0% | $9.00 | — | ADR | 45104G104 |
| — | SK Telecom Co. Ltd. | 1,978 | $45,000 | 0.0% | $25.56 | — | SPONSORED ADR | 78440P108 |
| AXP | American Express Company | 689 | $44,000 | 0.0% | $55.25 | +1.9% | COM | 025816109 |
| — | Advent Claymore Convertible Securities & Income Fund II | 7,516 | $43,000 | 0.0% | $5.46 | — | COM | 007639107 |
| — | MFS Charter Income Trust | 5,000 | $43,000 | 0.0% | $8.40 | — | SH BEN INT | 552727109 |
| TEVA | Teva Pharmaceutical Industries Limited | 945 | $43,000 | 0.0% | $58.33 | — | ADR | 881624209 |
| SBSAA | Spanish Broadcasting System Inc. | 10,530 | $42,000 | 0.0% | $3.88 | -6.7% | CL A NEW | 846425833 |
| — | Putnam Premier Income Trust | 8,382 | $41,000 | 0.0% | $5.36 | — | SH BEN INT | 746853100 |
| — | Morgan Stanley Income Securities Inc. | 2,125 | $40,000 | 0.0% | $16.98 | — | INCOME SECS INC | 61745P874 |
| TMO | Thermo Fisher Scientific, Inc. | 247 | $39,000 | 0.0% | $130.26 | +15.2% | COM | 883556102 |
| TD | The Toronto-Dominion Bank | 862 | $38,000 | 0.0% | $38.60 | +13.5% | COM NEW | 891160509 |
| — | Royce Micro-Cap Trust, Inc. | 4,780 | $37,000 | 0.0% | $9.31 | — | COM | 780915104 |
| — | First Trust Mortgage Income Fund | 2,535 | $37,000 | 0.0% | $15.88 | — | COM SHS | 33734E103 |
| BMRN | BioMarin Pharmaceutical Inc. | 400 | $37,000 | 0.0% | $133.58 | -29.5% | COM | 09061G101 |
| — | AllianzGI Equity & Convertible Income Fund | 2,000 | $37,000 | 0.0% | $19.33 | — | COM | 018829101 |
| — | Bancroft Fund Ltd. | 1,703 | $36,000 | 0.0% | $17.68 | — | COM | 059695106 |
| USB | U.S. Bancorp | 831 | $36,000 | 0.0% | $27.80 | +7.8% | COM NEW | 902973304 |
| NKE | Nike, Inc. | 687 | $36,000 | 0.0% | $52.67 | -5.1% | CL B | 654106103 |
| — | Clough Global Allocation Fund | 3,000 | $36,000 | 0.0% | $13.33 | — | COM | 18913Y103 |
| — | Eaton Vance California Municipal Income Trust | 2,608 | $36,000 | 0.0% | $13.17 | — | SH BEN INT | 27826F101 |
| — | Eaton Vance Limited Duration Income Fund | 2,600 | $36,000 | 0.0% | $15.26 | — | COM | 27828H105 |
| CVS | CVS Health Corporation | 389 | $35,000 | 0.0% | $72.11 | -1.7% | COM | 126650100 |
| ASML | ASML Holding NV | 317 | $35,000 | 0.0% | $96.66 | — | N Y REGISTRY SHS | N07059210 |
| HDB | HDFC Bank Ltd. | 487 | $35,000 | 0.0% | $59.55 | — | ADR REPS 3 SHS | 40415F101 |
| — | Aberdeen Chile Fund Inc. | 5,560 | $35,000 | 0.0% | $6.97 | — | COM | 00301W105 |
| — | Aberdeen Israel Fund, Inc. | 2,050 | $34,000 | 0.0% | $14.55 | — | COM | 00301L109 |
| — | Western Asset/Claymore Inflation-Linked Opportunities & Income Fund | 3,000 | $34,000 | 0.0% | $11.84 | — | COM | 95766R104 |
| BTI | British America Tobacco PLC | 266 | $34,000 | 0.0% | $104.69 | — | SPONSORED ADR | 110448107 |
| OXY | Occidental Petroleum Corporation | 470 | $34,000 | 0.0% | $50.37 | +13.9% | COM | 674599105 |
| — | China Petroleum & Chemical Corp. | 466 | $34,000 | 0.0% | $61.35 | — | SPON ADR H SHS | 16941R108 |
| — | Central Europe Russia and Turkey Fund | 1,776 | $34,000 | 0.0% | $29.83 | — | COM | 153436100 |
| — | Latin American Discovery Fund Inc. | 3,393 | $34,000 | 0.0% | $10.54 | — | COM | 51828C106 |
| AEP | American Electric Power Co., Inc. | 528 | $34,000 | 0.0% | $43.68 | +10.6% | COM | 025537101 |
| — | GW Pharmaceuticals PLC | 253 | $34,000 | 0.0% | $83.48 | — | ADS | 36197T103 |
| NTES | NetEase, Inc. | 135 | $33,000 | 0.0% | $244.44 | — | SPONSORED ADR | 64110W102 |
| BIDU | Baidu, Inc. | 176 | $32,000 | 0.0% | $202.81 | — | SPON ADR REP A | 056752108 |
| D | Dominion Resources, Inc. | 435 | $32,000 | 0.0% | $46.10 | +9.8% | COM | 25746U109 |
| CB | Chubb Limited | 246 | $31,000 | 0.0% | $96.06 | +11.6% | COM | H1467J104 |
| CCEP | Coca-Cola European Partners PLC | 774 | $31,000 | 0.0% | $29.28 | 0.0% | SHS | G25839104 |
| DEO | Diageo PLC | 268 | $31,000 | 0.0% | $108.21 | — | SPON ADR NEW | 25243Q205 |
| LYB | LyondellBasell Industries N.V. | 386 | $31,000 | 0.0% | $48.71 | -7.5% | SHS - A - | N53745100 |
| — | BlackRock Municipal 2030 Target Term Trust | 1,241 | $30,000 | 0.0% | $21.57 | — | COM SHS BEN IN | 09257P105 |
| — | National Grid PLC | 428 | $30,000 | 0.0% | $70.09 | — | SPON ADR NEW | 636274300 |
| CNQ | Canadian Natural Resources Limited | 894 | $29,000 | 0.0% | $8.63 | +16.4% | COM | 136385101 |
| SLB | Schlumberger Limited | 370 | $29,000 | 0.0% | $53.13 | +14.2% | COM | 806857108 |
| BAP | Credicorp Ltd. | 187 | $28,000 | 0.0% | $107.81 | +14.6% | COM | G2519Y108 |
| — | Brookfield Mortgage Opportunity Income Fund | 1,835 | $28,000 | 0.0% | $16.60 | — | COM | 112792106 |
| VALE | Vale S.A. | 5,052 | $28,000 | 0.0% | $5.54 | — | ADR | 91912E105 |
| VIPS | Vipshop Holdings Limited | 1,926 | $28,000 | 0.0% | $23.68 | — | SPONSORED ADR | 92763W103 |
| — | Nuveen NASDAQ 100 Dynamic Overwrite Fund | 1,401 | $27,000 | 0.0% | $17.40 | — | COM SHS | 670699107 |
| ALLE | Allegion PLC | 386 | $27,000 | 0.0% | $54.61 | +15.6% | ORD SHS | G0176J109 |
| SONY | Sony Corporation | 807 | $27,000 | 0.0% | $29.26 | — | ADR NEW | 835699307 |
| — | Gabelli Global Utility & Income Trust | 1,463 | $27,000 | 0.0% | $19.70 | — | COM SH BEN INT | 36242L105 |
| — | Shire PLC | 140 | $27,000 | 0.0% | $211.41 | — | SPONSORED ADR | 82481R106 |
| — | Delaware Investments Dividend and Income Fund, Inc. | 2,624 | $26,000 | 0.0% | $9.91 | — | COM | 245915103 |
| — | Sensata Technologies Holding NV | 660 | $26,000 | 0.0% | $51.75 | — | SHS | N7902X106 |
| — | Ingersoll-Rand PLC | 382 | $26,000 | 0.0% | $68.06 | — | SHS | G47791101 |
| — | MFS High Income Municipal Trust | 4,687 | $25,000 | 0.0% | $4.86 | — | SH BEN INT | 59318D104 |
| — | Nuveen Diversified Dividend and Income Fund | 2,114 | $25,000 | 0.0% | $11.76 | — | COM | 6706EP105 |
| — | Swiss Helvetia Fund Inc. | 2,316 | $25,000 | 0.0% | $13.10 | — | COM | 870875101 |
| GIL | Gildan Activewear Inc. | 851 | $24,000 | 0.0% | $25.48 | 0.0% | COM | 375916103 |
| — | Ares Dynamic Credit Allocation Fund, Inc. | 1,596 | $24,000 | 0.0% | $13.78 | — | COM | 04014F102 |
| ITUB | Itau Unibanco Holding S.A. | 2,153 | $24,000 | 0.0% | $11.15 | — | SPON ADR REP PFD | 465562106 |
| BBVA | Banco Bilbao Vizcaya Argentaria, S.A. | 4,079 | $24,000 | 0.0% | $5.88 | — | SPONSORED ADR | 05946K101 |
| — | Turkish Investment Fund, Inc. | 2,944 | $24,000 | 0.0% | $15.87 | — | COM | 900145103 |
| TRIP | TripAdvisor Inc. | 385 | $24,000 | 0.0% | $64.81 | -11.8% | COM | 896945201 |
| SNY | Sanofi | 612 | $23,000 | 0.0% | $42.48 | — | SPONSORED ADR | 80105N105 |
| — | Eaton Vance Floating-Rate Income Plus Fund | 1,471 | $23,000 | 0.0% | $18.11 | — | COM SHS BEN INT | 278284104 |
| — | Gabelli Equity Trust, Inc. | 3,991 | $23,000 | 0.0% | $6.48 | — | COM | 362397101 |
| LYG | Lloyds Banking Group PLC | 7,926 | $23,000 | 0.0% | $4.34 | — | SPONSORED ADR | 539439109 |
| INCY | Incyte Corporation | 242 | $23,000 | 0.0% | $50.13 | +68.1% | COM | 45337C102 |
| AZN | AstraZeneca PLC | 690 | $23,000 | 0.0% | $31.66 | — | SPONSORED ADR | 046353108 |
| PUK | Prudential PLC | 605 | $22,000 | 0.0% | $49.45 | — | ADR | 74435K204 |
| CSCO | Cisco Systems, Inc. | 691 | $22,000 | 0.0% | $20.86 | +10.6% | COM | 17275R102 |
| — | Brookfield High Income Fund Inc. | 2,931 | $21,000 | 0.0% | $7.16 | — | COM | 11272P102 |
| — | Delphi Automotive PLC | 279 | $20,000 | 0.0% | $84.75 | — | SHS | G27823106 |
| EL | The Estee Lauder Companies Inc. | 216 | $19,000 | 0.0% | $76.77 | +5.3% | CL A | 518439104 |
| LBTYAUSD | Liberty Global PLC | 545 | $19,000 | 0.0% | $34.86 | — | SHS CL A | G5480U104 |
| — | Putnam High Income Securities Fund | 2,356 | $19,000 | 0.0% | $7.92 | — | SHS BEN INT | 746779107 |
| — | MVC Capital, Inc. | 2,018 | $17,000 | 0.0% | $12.66 | — | COM | 553829102 |
| — | John Hancock Tax-Advantaged Dividend Income Fund | 655 | $16,000 | 0.0% | $20.13 | — | COM | 41013V100 |
| CHKP | Check Point Software Technologies Ltd. | 202 | $16,000 | 0.0% | $80.40 | -3.5% | ORD | M22465104 |
| — | Western Asset/Claymore Inflation-Linked Securities & Income Fund | 1,317 | $15,000 | 0.0% | $11.99 | — | COM SH BEN INT | 95766Q106 |
| VGT | Vanguard Information Technology ETF | 100 | $12,000 | 0.0% | $96.77 | — | INF TECH ETF | 92204A702 |
| — | Cornerstone Strategic Value Fund Inc. | 809 | $12,000 | 0.0% | $15.66 | — | COM | 21924B302 |
| — | Alexion Pharmaceuticals, Inc. | 98 | $12,000 | 0.0% | $176.75 | — | COM | 015351109 |
| ULTRF | Ultrapetrol (Bahamas) Ltd. | 36,000 | $11,000 | 0.0% | $2.88 | -88.4% | COM | P94398107 |
| — | Eaton Vance Tax-Managed Global Diversified Equity Income Fund | 1,300 | $11,000 | 0.0% | $8.85 | — | COM | 27829F108 |
| — | GDL Fund | 1,000 | $10,000 | 0.0% | $11.40 | — | COM SH BEN IT | 361570104 |
| — | BlackRock Enhanced Equity Dividend Trust | 1,300 | $10,000 | 0.0% | $7.72 | — | COM | 09251A104 |
| — | Morgan Stanley Emerging Markets Fund, Inc. | 716 | $10,000 | 0.0% | $14.13 | — | COM | 61744G107 |
| — | Gabelli Global Small and Mid-Cap Value Fund | 700 | $8,000 | 0.0% | $11.43 | — | COM | 36249W104 |
| XLV | Health Care Select Sector SPDR ETF | 111 | $8,000 | 0.0% | $61.61 | — | SBI HEALTHCARE | 81369Y209 |
| — | Tekla Healthcare Investors | 288 | $7,000 | 0.0% | $27.60 | — | SH BEN INT | 87911J103 |
| SKYY | First Trust ISE Cloud Computing Index | 209 | $7,000 | 0.0% | $28.71 | — | ISE CLOUD COMP | 33734X192 |
| — | Cohen & Steers Global Income Builder, Inc. | 635 | $6,000 | 0.0% | $9.60 | — | COM | 19248M103 |
| DXJ | WisdomTree Japan Hedged Equity | 143 | $6,000 | 0.0% | $48.95 | — | JAPN HEDGE EQT | 97717W851 |
| — | Deutsche Strategic Income Trust | 400 | $5,000 | 0.0% | $13.00 | — | SHS | 25160F109 |
| — | BlackRock Limited Duration Income Trust | 250 | $4,000 | 0.0% | $16.00 | — | COM SHS | 09249W101 |
| — | Wells Fargo Advantage Multi-Sector Income Fund | 234 | $3,000 | 0.0% | $13.95 | — | WF MLT SECTR INC | 94987D101 |
| — | Tortoise Energy Independence Fund, Inc. | 180 | $3,000 | 0.0% | $11.32 | — | COM | 89148K101 |
| XHNWX | Pioneer Diversified High Income Trust | 200 | $3,000 | 0.0% | $20.00 | — | COM | 723653101 |
| — | AmpliPhi Biosciences Corporation | 1,000 | $2,000 | 0.0% | $4.00 | — | COM NEW | 03211P202 |
| — | MannKind Corp. | 1,000 | $1,000 | 0.0% | $1.00 | — | COM | 56400P201 |
| — | Tekla Life Sciences Investors | 65 | $1,000 | 0.0% | $16.60 | — | SH BEN INT | 87911K100 |
| — | Dreyfus Municipal Bond Infrastructure Fund, Inc. | 37 | $1,000 | 0.0% | $12.40 | — | SHS | 26203D101 |