Thomas J. Herzfeld Advisors, Inc. Diversified Active

CIK: 0001509510 · Show all filings

Period: Q3 2016 (← Previous) (Next →)

Filing Date: Nov 14, 2016

Total Value ($000): $187,790 (100.0% shares, 0.0% debt)

Holdings (294)

Boulder Growth and Income Fund, Inc. 7.3%
Value ($000) $13,732 Shares 1,638,672 Est. Cost $8.44 Unrealized
BlackRock Science and Technology Trust 5.1%
Value ($000) $9,530 Shares 511,548 Est. Cost $17.56 Unrealized
Tekla Healthcare Opportunities Fund 4.6%
Value ($000) $8,658 Shares 495,314 Est. Cost $19.78 Unrealized
NXDT NexPoint Credit Strategies Fund 4.3%
Value ($000) $8,105 Shares 364,595 Est. Cost $15.02 Unrealized
Tekla World Healthcare Fund 3.3%
Value ($000) $6,281 Shares 427,835 Est. Cost $15.18 Unrealized
Adams Diversified Equity Fund, Inc. 3.1%
Value ($000) $5,772 Shares 438,936 Est. Cost $12.46 Unrealized
Alpine Total Dynamic Dividend Fund 2.8%
Value ($000) $5,225 Shares 684,803 Est. Cost $8.30 Unrealized
Tri-Continental Corp. 2.6%
Value ($000) $4,870 Shares 227,771 Est. Cost $18.48 Unrealized
Liberty All-Star Equity Fund 2.6%
Value ($000) $4,855 Shares 937,316 Est. Cost $5.43 Unrealized
PIMCO Dynamic Credit Income Fund 2.3%
Value ($000) $4,403 Shares 215,935 Est. Cost $21.51 Unrealized
MTZ MasTec, Inc. 2.1%
Value ($000) $4,013 Shares 134,927 Est. Cost $27.80 Unrealized -1.4%
Tortoise Pipeline & Energy Fund 2.1%
Value ($000) $3,950 Shares 186,495 Est. Cost $23.90 Unrealized
General American Investors Company, Inc. 2.0%
Value ($000) $3,793 Shares 116,186 Est. Cost $32.97 Unrealized
CPA Copa Holdings SA 2.0%
Value ($000) $3,741 Shares 42,550 Est. Cost $81.78 Unrealized -28.7%
RCL Royal Caribbean Cruises Ltd. 1.7%
Value ($000) $3,104 Shares 41,413 Est. Cost $43.43 Unrealized +45.9%
First Trust Energy Infrastructure Fund 1.6%
Value ($000) $2,935 Shares 152,919 Est. Cost $15.57 Unrealized
Alpine Global Dynamic Dividend Fund 1.6%
Value ($000) $2,918 Shares 335,383 Est. Cost $9.89 Unrealized
Salient Midstream & MLP Fund 1.5%
Value ($000) $2,757 Shares 217,396 Est. Cost $20.80 Unrealized
The Herzfeld Caribbean Basin Fund, Inc. 1.4%
Value ($000) $2,652 Shares 423,002 Est. Cost $8.64 Unrealized
Adams Natural Resources Fund, Inc. 1.4%
Value ($000) $2,623 Shares 131,615 Est. Cost $22.31 Unrealized
MINT PIMCO Enhanced Short Maturity Active ETF 1.4%
Value ($000) $2,566 Shares 25,300 Est. Cost $100.91 Unrealized
Gabelli Healthcare & Wellness (Rx) Trust 1.3%
Value ($000) $2,531 Shares 243,149 Est. Cost $10.25 Unrealized
XJEQX Aberdeen Japan Equity Fund, Inc. 1.3%
Value ($000) $2,527 Shares 307,474 Est. Cost $6.77 Unrealized
Central Securities Corp. 1.3%
Value ($000) $2,496 Shares 117,506 Est. Cost $20.73 Unrealized
Nuveen Credit Strategies Income Fund 1.3%
Value ($000) $2,426 Shares 286,125 Est. Cost $8.98 Unrealized
RMR Real Estate Income Fund 1.2%
Value ($000) $2,199 Shares 101,090 Est. Cost $19.47 Unrealized
LEN Lennar Corp. 1.1%
Value ($000) $2,096 Shares 49,500 Est. Cost $35.37 Unrealized +14.2%
NCLH Norwegian Cruise Line Holdings Ltd. 1.1%
Value ($000) $2,090 Shares 55,443 Est. Cost $35.98 Unrealized +7.8%
CCL Carnival Corp. 1.1%
Value ($000) $2,021 Shares 41,400 Est. Cost $32.69 Unrealized +25.6%
XFDEX First Trust Dynamic Europe Equity Income Fund 1.1%
Value ($000) $2,010 Shares 127,856 Est. Cost $16.64 Unrealized
SEB Seaboard Corp. 1.1%
Value ($000) $1,995 Shares 580 Est. Cost $2669.93 Unrealized +14.0%
Royce Value Trust Inc. 1.0%
Value ($000) $1,924 Shares 151,987 Est. Cost $14.91 Unrealized
CX Cemex, S.A.B. de C.V. 0.9%
Value ($000) $1,622 Shares 204,298 Est. Cost $9.25 Unrealized
Royal Dutch Shell PLC 0.9%
Value ($000) $1,604 Shares 803 Est. Cost $1581.64 Unrealized
New Germany Fund, Inc. 0.8%
Value ($000) $1,592 Shares 110,966 Est. Cost $16.82 Unrealized
CWCO Consolidated Water Co. Ltd. 0.8%
Value ($000) $1,505 Shares 129,538 Est. Cost $8.64 Unrealized +20.0%
Cohen & Steers Infrastructure Fund, Inc. 0.8%
Value ($000) $1,493 Shares 69,303 Est. Cost $19.80 Unrealized
WSO Watsco Inc. 0.8%
Value ($000) $1,423 Shares 10,100 Est. Cost $84.60 Unrealized +69.3%
Diversified Real Asset Income Fund 0.7%
Value ($000) $1,380 Shares 80,067 Est. Cost $17.71 Unrealized
Japan Smaller Capitalization Fund Inc. 0.7%
Value ($000) $1,334 Shares 126,410 Est. Cost $8.94 Unrealized
Special Opportunities Fund, Inc. 0.7%
Value ($000) $1,331 Shares 89,267 Est. Cost $13.20 Unrealized
Avianca Holdings S.A. 0.7%
Value ($000) $1,247 Shares 192,368 Est. Cost $8.71 Unrealized
FMX Fomento Economico Mexicano, S.A.B. de C.V. 0.6%
Value ($000) $1,115 Shares 12,110 Est. Cost $99.61 Unrealized
BPOP Popular, Inc. 0.6%
Value ($000) $1,108 Shares 29,000 Est. Cost $24.15 Unrealized +13.6%
Spirit Airlines, Inc. 0.6%
Value ($000) $1,106 Shares 26,000 Est. Cost $64.00 Unrealized
Virtus Global Dividend & Income Fund Inc. 0.6%
Value ($000) $1,071 Shares 88,914 Est. Cost $12.05 Unrealized
NEE NextEra Energy, Inc. 0.5%
Value ($000) $1,020 Shares 8,337 Est. Cost $19.51 Unrealized +27.2%
Guggenheim Enhanced Equity Strategy Fund 0.5%
Value ($000) $986 Shares 61,488 Est. Cost $16.70 Unrealized
Gabelli Dividend & Income Trust 0.5%
Value ($000) $939 Shares 48,861 Est. Cost $20.10 Unrealized
Apollo Tactical Income Fund Inc 0.5%
Value ($000) $933 Shares 60,320 Est. Cost $16.38 Unrealized
The Korea Fund, Inc. 0.4%
Value ($000) $830 Shares 23,056 Est. Cost $34.59 Unrealized
Tortoise Power and Energy Infrastructure Fund, Inc. 0.4%
Value ($000) $815 Shares 36,487 Est. Cost $17.20 Unrealized
VAC Marriott Vacations Worldwide Corp. 0.4%
Value ($000) $788 Shares 10,745 Est. Cost $65.63 Unrealized +13.1%
AllianzGI NFJ Dividend, Interest & Premium Strategy Fund 0.4%
Value ($000) $781 Shares 61,787 Est. Cost $12.38 Unrealized
Cohen & Steers MLP Income and Energy Opportunity Fund 0.4%
Value ($000) $781 Shares 72,621 Est. Cost $11.24 Unrealized
ATNI ATN International Inc. 0.4%
Value ($000) $780 Shares 11,988 Est. Cost $59.26 Unrealized -4.1%
Bancolombia S.A. 0.4%
Value ($000) $772 Shares 19,780 Est. Cost $55.58 Unrealized
Clough Global Opportunities Fund 0.4%
Value ($000) $749 Shares 77,490 Est. Cost $12.38 Unrealized
TV Grupo Televisa, S.A.B. 0.4%
Value ($000) $730 Shares 28,400 Est. Cost $25.22 Unrealized
Special Opportunities Fund, Inc. Preferred 0.4%
Value ($000) $728 Shares 28,218 Est. Cost $25.80 Unrealized
ESRT Empire State Realty Trust, Inc. 0.4%
Value ($000) $710 Shares 33,894 Est. Cost $20.95 Unrealized
First Trust High Income Long/Short Fund 0.4%
Value ($000) $698 Shares 44,775 Est. Cost $17.25 Unrealized
KOF Coca Cola Femsa S.A.B. de C.V. 0.4%
Value ($000) $660 Shares 8,799 Est. Cost $138.37 Unrealized
Liberty All-Star Growth Fund, Inc. 0.3%
Value ($000) $622 Shares 144,302 Est. Cost $5.01 Unrealized
Morgan Stanley China A Share Fund 0.3%
Value ($000) $600 Shares 32,081 Est. Cost $23.15 Unrealized
MLM Martin Marietta Materials Inc. 0.3%
Value ($000) $537 Shares 3,000 Est. Cost $99.70 Unrealized +78.4%
EWW iShares MSCI Mexico Capped 0.3%
Value ($000) $524 Shares 10,800 Est. Cost $54.66 Unrealized
Nuveen Multi-Market Income Fund, Inc. 0.3%
Value ($000) $521 Shares 69,474 Est. Cost $7.49 Unrealized
America Movil S.A.B. de C.V. 0.3%
Value ($000) $511 Shares 44,690 Est. Cost $21.75 Unrealized
LIVN LivaNova PLC 0.3%
Value ($000) $501 Shares 8,330 Est. Cost $60.69 Unrealized -5.2%
NSC Norfolk Southern Corp. 0.2%
Value ($000) $461 Shares 4,750 Est. Cost $58.90 Unrealized +27.6%
VMC Vulcan Materials Company 0.2%
Value ($000) $455 Shares 4,000 Est. Cost $46.69 Unrealized +132.8%
Advent/Claymore Enhanced Growth & Income Fund 0.2%
Value ($000) $444 Shares 53,177 Est. Cost $9.05 Unrealized
LMP Capital and Income Fund, Inc. 0.2%
Value ($000) $420 Shares 30,797 Est. Cost $16.00 Unrealized
Tahoe Resources Inc. 0.2%
Value ($000) $409 Shares 31,900 Est. Cost $13.64 Unrealized
EVTC Evertec Inc. 0.2%
Value ($000) $397 Shares 23,643 Est. Cost $20.34 Unrealized -23.3%
Gabelli Multimedia Trust Inc. 0.2%
Value ($000) $395 Shares 51,423 Est. Cost $9.28 Unrealized
Delaware Enhanced Global Dividend & Income Fund 0.2%
Value ($000) $379 Shares 37,455 Est. Cost $11.61 Unrealized
Macquarie Global Infrastructure Total Return Fund Inc. 0.2%
Value ($000) $355 Shares 16,273 Est. Cost $21.01 Unrealized
FCX Freeport McMoran Copper & Gold 0.2%
Value ($000) $348 Shares 32,000 Est. Cost $23.60 Unrealized -55.8%
Sprott Focus Trust, Inc. 0.2%
Value ($000) $346 Shares 50,116 Est. Cost $7.18 Unrealized
Nuveen Global High Income Fund 0.2%
Value ($000) $345 Shares 21,985 Est. Cost $17.24 Unrealized
Neuberger Berman MLP Income Fund Inc. 0.2%
Value ($000) $330 Shares 35,596 Est. Cost $9.27 Unrealized
Nuveen Dividend Advantage Municipal Fund 3 0.2%
Value ($000) $319 Shares 20,284 Est. Cost $15.16 Unrealized
BNS The Bank of Nova Scotia 0.2%
Value ($000) $318 Shares 6,000 Est. Cost $29.69 Unrealized +8.6%
FDP Fresh Del Monte Produce Inc. 0.2%
Value ($000) $300 Shares 5,000 Est. Cost $21.57 Unrealized +123.3%
WU The Western Union Company 0.2%
Value ($000) $291 Shares 14,000 Est. Cost $17.44 Unrealized
Cohen & Steers Closed-End Opportunity Fund, Inc. 0.2%
Value ($000) $285 Shares 23,218 Est. Cost $10.94 Unrealized
BlackRock Multi-Sector Income Trust 0.1%
Value ($000) $266 Shares 15,591 Est. Cost $16.44 Unrealized
BlackRock Credit Allocation Income Trust 0.1%
Value ($000) $260 Shares 19,474 Est. Cost $12.96 Unrealized
Templeton Dragon Fund, Inc. 0.1%
Value ($000) $244 Shares 13,842 Est. Cost $20.59 Unrealized
Nuveen Dividend Advantage Municipal Income Fund 0.1%
Value ($000) $241 Shares 14,977 Est. Cost $14.45 Unrealized
Taiwan Fund, Inc. 0.1%
Value ($000) $236 Shares 13,644 Est. Cost $17.61 Unrealized
Mexico Equity and Income Fund, Inc. 0.1%
Value ($000) $229 Shares 22,117 Est. Cost $13.86 Unrealized
The Mexico Fund, Inc. 0.1%
Value ($000) $213 Shares 13,345 Est. Cost $17.24 Unrealized
Cushing Renaissance Fund 0.1%
Value ($000) $213 Shares 12,905 Est. Cost $25.32 Unrealized
ADM Archer Daniels Midland Company 0.1%
Value ($000) $211 Shares 5,000 Est. Cost $33.53 Unrealized -2.3%
AllianceBernstein National Municipal Income Fund 0.1%
Value ($000) $211 Shares 14,355 Est. Cost $13.69 Unrealized
Morgan Stanley Emerging Market Debt Fund, Inc. 0.1%
Value ($000) $192 Shares 19,899 Est. Cost $10.17 Unrealized
Blackstone/GSO Strategic Credit Fund 0.1%
Value ($000) $183 Shares 12,281 Est. Cost $16.64 Unrealized
IHI iShares US Medical Devices 0.1%
Value ($000) $182 Shares 1,250 Est. Cost $122.34 Unrealized
Morgan Stanley Asia Pacific Fund 0.1%
Value ($000) $180 Shares 11,901 Est. Cost $15.72 Unrealized
Era Group Inc. 0.1%
Value ($000) $173 Shares 21,515 Est. Cost $21.75 Unrealized
MMM 3M Company 0.1%
Value ($000) $171 Shares 972 Est. Cost $99.67 Unrealized +9.6%
Aberdeen Singapore Fund, Inc. 0.1%
Value ($000) $168 Shares 17,917 Est. Cost $12.71 Unrealized
MRK Merck & Co. Inc. 0.1%
Value ($000) $168 Shares 2,691 Est. Cost $38.07 Unrealized +14.9%
Thai Fund, Inc. 0.1%
Value ($000) $166 Shares 20,286 Est. Cost $18.23 Unrealized
Nuveen S&P 500 Dynamic Overwrite Fund 0.1%
Value ($000) $158 Shares 11,471 Est. Cost $13.59 Unrealized
GILD Gilead Sciences Inc. 0.1%
Value ($000) $158 Shares 2,000 Est. Cost $72.12 Unrealized -19.9%
Pacholder High Yield Fund, Inc. 0.1%
Value ($000) $153 Shares 21,390 Est. Cost $7.36 Unrealized
Nuveen Dividend Advantage Municipal Fund 0.1%
Value ($000) $152 Shares 10,085 Est. Cost $15.07 Unrealized
Teekay LNG Partners LP 0.1%
Value ($000) $145 Shares 9,589 Est. Cost $43.61 Unrealized
Morgan Stanley India Investment Fund 0.1%
Value ($000) $141 Shares 4,967 Est. Cost $15.45 Unrealized
Inovio Pharmaceuticals, Inc. 0.1%
Value ($000) $140 Shares 15,000 Est. Cost $8.13 Unrealized
XMUIX BlackRock Muni Intermediate Duration Fund, Inc. 0.1%
Value ($000) $136 Shares 9,000 Est. Cost $15.25 Unrealized
Nuveen Flexible Investment Income Fund 0.1%
Value ($000) $129 Shares 7,481 Est. Cost $16.81 Unrealized
Cushing MLP Total Return Fund 0.1%
Value ($000) $129 Shares 9,899 Est. Cost $11.77 Unrealized
BlackRock Resources & Commodities Strategy Trust 0.1%
Value ($000) $128 Shares 15,756 Est. Cost $11.52 Unrealized
Zweig Fund, Inc. 0.1%
Value ($000) $126 Shares 9,711 Est. Cost $12.81 Unrealized
IBB iShares Nasdaq Biotechnology 0.1%
Value ($000) $126 Shares 436 Est. Cost $260.52 Unrealized
HD The Home Depot, Inc. 0.1%
Value ($000) $125 Shares 972 Est. Cost $103.07 Unrealized +3.2%
MCD McDonald's Corp. 0.1%
Value ($000) $124 Shares 1,072 Est. Cost $97.32 Unrealized -2.9%
Royce Global Value Trust, Inc. 0.1%
Value ($000) $124 Shares 15,208 Est. Cost $8.91 Unrealized
Nuveen Select Tax-Free Income Portfolio 3 0.1%
Value ($000) $120 Shares 7,772 Est. Cost $14.75 Unrealized
Seacor Holdings, Inc. 0.1%
Value ($000) $119 Shares 2,000 Est. Cost $83.00 Unrealized
JNJ Johnson & Johnson 0.1%
Value ($000) $119 Shares 1,007 Est. Cost $84.47 Unrealized +10.8%
Eaton Vance Risk-Managed Diversified Equity Income Fund 0.1%
Value ($000) $118 Shares 12,500 Est. Cost $10.80 Unrealized
AMGN Amgen Inc. 0.1%
Value ($000) $117 Shares 700 Est. Cost $115.39 Unrealized +10.7%
TCW Strategic Income Fund, Inc. 0.1%
Value ($000) $117 Shares 22,000 Est. Cost $5.40 Unrealized
Nuveen Tax-Advantaged Dividend Growth Fund 0.1%
Value ($000) $114 Shares 7,665 Est. Cost $13.94 Unrealized
EQS Equus Total Return, Inc. 0.1%
Value ($000) $113 Shares 60,735 Est. Cost $2.08 Unrealized -17.4%
Calamos Global Dynamic Income Fund 0.1%
Value ($000) $111 Shares 14,800 Est. Cost $7.16 Unrealized
IBM International Business Machines Corporation 0.1%
Value ($000) $111 Shares 698 Est. Cost $95.13 Unrealized +7.0%
GS The Goldman Sachs Group, Inc. 0.1%
Value ($000) $111 Shares 691 Est. Cost $127.90 Unrealized +4.6%
United Technologies Corporation 0.1%
Value ($000) $109 Shares 1,075 Est. Cost $101.65 Unrealized
Alliance California Municipal Income Fund, Inc. 0.1%
Value ($000) $108 Shares 7,021 Est. Cost $13.82 Unrealized
New Ireland Fund, Inc. 0.1%
Value ($000) $106 Shares 8,688 Est. Cost $11.20 Unrealized
MFS Investment Grade Municipal Trust 0.1%
Value ($000) $104 Shares 10,000 Est. Cost $10.27 Unrealized
Deutsche Multi-Market Income Trust 0.1%
Value ($000) $104 Shares 12,133 Est. Cost $8.57 Unrealized
PG The Procter & Gamble Company 0.1%
Value ($000) $101 Shares 1,124 Est. Cost $62.68 Unrealized +7.7%
DIS The Walt Disney Company 0.1%
Value ($000) $98 Shares 1,057 Est. Cost $92.18 Unrealized -3.6%
XOM Exxon Mobil Corporation 0.1%
Value ($000) $97 Shares 1,112 Est. Cost $55.64 Unrealized +5.2%
UNH UnitedHealth Group Incorporated 0.1%
Value ($000) $97 Shares 692 Est. Cost $114.17 Unrealized +5.6%
JPM JPMorgan Chase & Co. 0.1%
Value ($000) $97 Shares 1,450 Est. Cost $46.51 Unrealized +9.3%
ClearBridge American Energy MLP Fund Inc. 0.0%
Value ($000) $93 Shares 10,362 Est. Cost $8.16 Unrealized
Aberdeen Indonesia Fund, Inc. 0.0%
Value ($000) $93 Shares 14,020 Est. Cost $11.62 Unrealized
BMY Bristol-Myers Squibb Company 0.0%
Value ($000) $92 Shares 1,700 Est. Cost $46.14 Unrealized 0.0%
BA The Boeing Company 0.0%
Value ($000) $92 Shares 697 Est. Cost $118.53 Unrealized +1.9%
WMT Wal-Mart Stores Inc. 0.0%
Value ($000) $91 Shares 1,266 Est. Cost $18.97 Unrealized +8.6%
Avenue Income Credit Strategies Fund 0.0%
Value ($000) $89 Shares 6,864 Est. Cost $17.38 Unrealized
Nuveen New Jersey Dividend Advantage Municipal Fund 0.0%
Value ($000) $85 Shares 5,702 Est. Cost $14.21 Unrealized
PSMT PriceSmart Inc. 0.0%
Value ($000) $84 Shares 1,000 Est. Cost $74.69 Unrealized -2.0%
Celgene Corporation 0.0%
Value ($000) $84 Shares 800 Est. Cost $108.75 Unrealized
E.I. du Pont de Nemours and Company 0.0%
Value ($000) $84 Shares 1,249 Est. Cost $65.06 Unrealized
TRV The Travelers Company, Inc. 0.0%
Value ($000) $79 Shares 689 Est. Cost $91.51 Unrealized +4.1%
MSFT Microsoft Corporation 0.0%
Value ($000) $78 Shares 1,353 Est. Cost $46.03 Unrealized +9.3%
AAPL Apple Inc. 0.0%
Value ($000) $78 Shares 689 Est. Cost $22.62 Unrealized +7.1%
European Equity Fund, Inc. 0.0%
Value ($000) $74 Shares 9,358 Est. Cost $7.23 Unrealized
VZ Verizon Communications Inc. 0.0%
Value ($000) $74 Shares 1,419 Est. Cost $30.73 Unrealized +7.1%
CVX Chevron Corporation 0.0%
Value ($000) $72 Shares 700 Est. Cost $66.77 Unrealized +2.6%
INTC Intel Corporation 0.0%
Value ($000) $71 Shares 1,886 Est. Cost $24.77 Unrealized +15.5%
General Electric Company 0.0%
Value ($000) $70 Shares 2,364 Est. Cost $31.59 Unrealized
PFE Pfizer Inc. 0.0%
Value ($000) $67 Shares 1,985 Est. Cost $19.51 Unrealized +14.1%
KO The Coca-Cola Company 0.0%
Value ($000) $65 Shares 1,527 Est. Cost $32.51 Unrealized +0.2%
PIMCO Income Strategy Fund II 0.0%
Value ($000) $65 Shares 6,823 Est. Cost $9.13 Unrealized
Nuveen Core Equity Alpha Fund 0.0%
Value ($000) $64 Shares 4,693 Est. Cost $15.65 Unrealized
Brookfield Global Listed Infrastructure Income Fund 0.0%
Value ($000) $63 Shares 4,561 Est. Cost $16.41 Unrealized
CAT Caterpillar Inc. 0.0%
Value ($000) $61 Shares 692 Est. Cost $59.82 Unrealized +10.3%
XXCHNXX China Fund, Inc. 0.0%
Value ($000) $58 Shares 3,500 Est. Cost $20.00 Unrealized
ClearBridge Energy MLP Total Return Fund Inc. 0.0%
Value ($000) $57 Shares 4,326 Est. Cost $13.76 Unrealized
V Visa Inc. 0.0%
Value ($000) $57 Shares 688 Est. Cost $73.22 Unrealized +2.4%
VOD Vodafone Group PLC 0.0%
Value ($000) $55 Shares 1,888 Est. Cost $35.14 Unrealized
ING ING Groep N.V. 0.0%
Value ($000) $55 Shares 4,473 Est. Cost $13.26 Unrealized
KHC The Kraft Heinz Company 0.0%
Value ($000) $54 Shares 608 Est. Cost $48.31 Unrealized +20.1%
Asia Pacific Fund 0.0%
Value ($000) $54 Shares 5,150 Est. Cost $10.17 Unrealized
MET MetLife, Inc. 0.0%
Value ($000) $53 Shares 1,183 Est. Cost $26.83 Unrealized +2.1%
ABT Abbott Laboratories 0.0%
Value ($000) $53 Shares 1,249 Est. Cost $33.07 Unrealized +9.3%
Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. 0.0%
Value ($000) $52 Shares 4,147 Est. Cost $17.89 Unrealized
Legg Mason BW Global Income Opportunities Fund 0.0%
Value ($000) $52 Shares 3,864 Est. Cost $16.99 Unrealized
SPG Simon Property Group Inc. 0.0%
Value ($000) $52 Shares 253 Est. Cost $115.91 Unrealized +14.7%
Nuveen AMT-Free Quality Municipal Income Fund 0.0%
Value ($000) $52 Shares 3,553 Est. Cost $14.64 Unrealized
TIP iShares TIPS Bond 0.0%
Value ($000) $48 Shares 410 Est. Cost $112.00 Unrealized
DoubleLine Income Solutions Fund 0.0%
Value ($000) $48 Shares 2,500 Est. Cost $20.58 Unrealized
LLY Eli Lilly and Company 0.0%
Value ($000) $48 Shares 600 Est. Cost $69.71 Unrealized -1.6%
PM Philip Morris International, Inc. 0.0%
Value ($000) $47 Shares 482 Est. Cost $57.07 Unrealized +9.1%
Karyopharm Therapeutics Inc. 0.0%
Value ($000) $47 Shares 4,868 Est. Cost $31.87 Unrealized
IBN ICIC Bank Ltd. 0.0%
Value ($000) $46 Shares 6,123 Est. Cost $9.00 Unrealized
PHG Koninklijke Philips N.V. 0.0%
Value ($000) $46 Shares 1,566 Est. Cost $28.81 Unrealized
RENN Global Entrepreneurs Fund, Inc. 0.0%
Value ($000) $46 Shares 35,303 Est. Cost $1.33 Unrealized
SK Telecom Co. Ltd. 0.0%
Value ($000) $45 Shares 1,978 Est. Cost $25.56 Unrealized
AXP American Express Company 0.0%
Value ($000) $44 Shares 689 Est. Cost $55.25 Unrealized +1.9%
Advent Claymore Convertible Securities & Income Fund II 0.0%
Value ($000) $43 Shares 7,516 Est. Cost $5.46 Unrealized
MFS Charter Income Trust 0.0%
Value ($000) $43 Shares 5,000 Est. Cost $8.40 Unrealized
TEVA Teva Pharmaceutical Industries Limited 0.0%
Value ($000) $43 Shares 945 Est. Cost $58.33 Unrealized
SBSAA Spanish Broadcasting System Inc. 0.0%
Value ($000) $42 Shares 10,530 Est. Cost $3.88 Unrealized -6.7%
Putnam Premier Income Trust 0.0%
Value ($000) $41 Shares 8,382 Est. Cost $5.36 Unrealized
Morgan Stanley Income Securities Inc. 0.0%
Value ($000) $40 Shares 2,125 Est. Cost $16.98 Unrealized
TMO Thermo Fisher Scientific, Inc. 0.0%
Value ($000) $39 Shares 247 Est. Cost $130.26 Unrealized +15.2%
TD The Toronto-Dominion Bank 0.0%
Value ($000) $38 Shares 862 Est. Cost $38.60 Unrealized +13.5%
First Trust Mortgage Income Fund 0.0%
Value ($000) $37 Shares 2,535 Est. Cost $15.88 Unrealized
AllianzGI Equity & Convertible Income Fund 0.0%
Value ($000) $37 Shares 2,000 Est. Cost $19.33 Unrealized
BMRN BioMarin Pharmaceutical Inc. 0.0%
Value ($000) $37 Shares 400 Est. Cost $133.58 Unrealized -29.5%
Royce Micro-Cap Trust, Inc. 0.0%
Value ($000) $37 Shares 4,780 Est. Cost $9.31 Unrealized
NKE Nike, Inc. 0.0%
Value ($000) $36 Shares 687 Est. Cost $52.67 Unrealized -5.1%
Eaton Vance Limited Duration Income Fund 0.0%
Value ($000) $36 Shares 2,600 Est. Cost $15.26 Unrealized
USB U.S. Bancorp 0.0%
Value ($000) $36 Shares 831 Est. Cost $27.80 Unrealized +7.8%
Clough Global Allocation Fund 0.0%
Value ($000) $36 Shares 3,000 Est. Cost $13.33 Unrealized
Eaton Vance California Municipal Income Trust 0.0%
Value ($000) $36 Shares 2,608 Est. Cost $13.17 Unrealized
Bancroft Fund Ltd. 0.0%
Value ($000) $36 Shares 1,703 Est. Cost $17.68 Unrealized
ASML ASML Holding NV 0.0%
Value ($000) $35 Shares 317 Est. Cost $96.66 Unrealized
HDB HDFC Bank Ltd. 0.0%
Value ($000) $35 Shares 487 Est. Cost $59.55 Unrealized
Aberdeen Chile Fund Inc. 0.0%
Value ($000) $35 Shares 5,560 Est. Cost $6.97 Unrealized
CVS CVS Health Corporation 0.0%
Value ($000) $35 Shares 389 Est. Cost $72.11 Unrealized -1.7%
BTI British America Tobacco PLC 0.0%
Value ($000) $34 Shares 266 Est. Cost $104.69 Unrealized
Aberdeen Israel Fund, Inc. 0.0%
Value ($000) $34 Shares 2,050 Est. Cost $14.55 Unrealized
Western Asset/Claymore Inflation-Linked Opportunities & Income Fund 0.0%
Value ($000) $34 Shares 3,000 Est. Cost $11.84 Unrealized
Central Europe Russia and Turkey Fund 0.0%
Value ($000) $34 Shares 1,776 Est. Cost $29.83 Unrealized
China Petroleum & Chemical Corp. 0.0%
Value ($000) $34 Shares 466 Est. Cost $61.35 Unrealized
AEP American Electric Power Co., Inc. 0.0%
Value ($000) $34 Shares 528 Est. Cost $43.68 Unrealized +10.6%
Latin American Discovery Fund Inc. 0.0%
Value ($000) $34 Shares 3,393 Est. Cost $10.54 Unrealized
GW Pharmaceuticals PLC 0.0%
Value ($000) $34 Shares 253 Est. Cost $83.48 Unrealized
OXY Occidental Petroleum Corporation 0.0%
Value ($000) $34 Shares 470 Est. Cost $50.37 Unrealized +13.9%
NTES NetEase, Inc. 0.0%
Value ($000) $33 Shares 135 Est. Cost $244.44 Unrealized
D Dominion Resources, Inc. 0.0%
Value ($000) $32 Shares 435 Est. Cost $46.10 Unrealized +9.8%
BIDU Baidu, Inc. 0.0%
Value ($000) $32 Shares 176 Est. Cost $202.81 Unrealized
LYB LyondellBasell Industries N.V. 0.0%
Value ($000) $31 Shares 386 Est. Cost $48.71 Unrealized -7.5%
DEO Diageo PLC 0.0%
Value ($000) $31 Shares 268 Est. Cost $108.21 Unrealized
CCEP Coca-Cola European Partners PLC 0.0%
Value ($000) $31 Shares 774 Est. Cost $29.28 Unrealized 0.0%
CB Chubb Limited 0.0%
Value ($000) $31 Shares 246 Est. Cost $96.06 Unrealized +11.6%
BlackRock Municipal 2030 Target Term Trust 0.0%
Value ($000) $30 Shares 1,241 Est. Cost $21.57 Unrealized
National Grid PLC 0.0%
Value ($000) $30 Shares 428 Est. Cost $70.09 Unrealized
SLB Schlumberger Limited 0.0%
Value ($000) $29 Shares 370 Est. Cost $53.13 Unrealized +14.2%
CNQ Canadian Natural Resources Limited 0.0%
Value ($000) $29 Shares 894 Est. Cost $8.63 Unrealized +16.4%
VIPS Vipshop Holdings Limited 0.0%
Value ($000) $28 Shares 1,926 Est. Cost $23.68 Unrealized
BAP Credicorp Ltd. 0.0%
Value ($000) $28 Shares 187 Est. Cost $107.81 Unrealized +14.6%
VALE Vale S.A. 0.0%
Value ($000) $28 Shares 5,052 Est. Cost $5.54 Unrealized
Brookfield Mortgage Opportunity Income Fund 0.0%
Value ($000) $28 Shares 1,835 Est. Cost $16.60 Unrealized
Gabelli Global Utility & Income Trust 0.0%
Value ($000) $27 Shares 1,463 Est. Cost $19.70 Unrealized
Nuveen NASDAQ 100 Dynamic Overwrite Fund 0.0%
Value ($000) $27 Shares 1,401 Est. Cost $17.40 Unrealized
Shire PLC 0.0%
Value ($000) $27 Shares 140 Est. Cost $211.41 Unrealized
SONY Sony Corporation 0.0%
Value ($000) $27 Shares 807 Est. Cost $29.26 Unrealized
ALLE Allegion PLC 0.0%
Value ($000) $27 Shares 386 Est. Cost $54.61 Unrealized +15.6%
Delaware Investments Dividend and Income Fund, Inc. 0.0%
Value ($000) $26 Shares 2,624 Est. Cost $9.91 Unrealized
Sensata Technologies Holding NV 0.0%
Value ($000) $26 Shares 660 Est. Cost $51.75 Unrealized
Ingersoll-Rand PLC 0.0%
Value ($000) $26 Shares 382 Est. Cost $68.06 Unrealized
Nuveen Diversified Dividend and Income Fund 0.0%
Value ($000) $25 Shares 2,114 Est. Cost $11.76 Unrealized
MFS High Income Municipal Trust 0.0%
Value ($000) $25 Shares 4,687 Est. Cost $4.86 Unrealized
Swiss Helvetia Fund Inc. 0.0%
Value ($000) $25 Shares 2,316 Est. Cost $13.10 Unrealized
ITUB Itau Unibanco Holding S.A. 0.0%
Value ($000) $24 Shares 2,153 Est. Cost $11.15 Unrealized
BBVA Banco Bilbao Vizcaya Argentaria, S.A. 0.0%
Value ($000) $24 Shares 4,079 Est. Cost $5.88 Unrealized
Ares Dynamic Credit Allocation Fund, Inc. 0.0%
Value ($000) $24 Shares 1,596 Est. Cost $13.78 Unrealized
Turkish Investment Fund, Inc. 0.0%
Value ($000) $24 Shares 2,944 Est. Cost $15.87 Unrealized
TRIP TripAdvisor Inc. 0.0%
Value ($000) $24 Shares 385 Est. Cost $64.81 Unrealized -11.8%
GIL Gildan Activewear Inc. 0.0%
Value ($000) $24 Shares 851 Est. Cost $25.48 Unrealized 0.0%
Eaton Vance Floating-Rate Income Plus Fund 0.0%
Value ($000) $23 Shares 1,471 Est. Cost $18.11 Unrealized
Gabelli Equity Trust, Inc. 0.0%
Value ($000) $23 Shares 3,991 Est. Cost $6.48 Unrealized
SNY Sanofi 0.0%
Value ($000) $23 Shares 612 Est. Cost $42.48 Unrealized
INCY Incyte Corporation 0.0%
Value ($000) $23 Shares 242 Est. Cost $50.13 Unrealized +68.1%
LYG Lloyds Banking Group PLC 0.0%
Value ($000) $23 Shares 7,926 Est. Cost $4.34 Unrealized
AZN AstraZeneca PLC 0.0%
Value ($000) $23 Shares 690 Est. Cost $31.66 Unrealized
CSCO Cisco Systems, Inc. 0.0%
Value ($000) $22 Shares 691 Est. Cost $20.86 Unrealized +10.6%
PUK Prudential PLC 0.0%
Value ($000) $22 Shares 605 Est. Cost $49.45 Unrealized
Brookfield High Income Fund Inc. 0.0%
Value ($000) $21 Shares 2,931 Est. Cost $7.16 Unrealized
Delphi Automotive PLC 0.0%
Value ($000) $20 Shares 279 Est. Cost $84.75 Unrealized
Putnam High Income Securities Fund 0.0%
Value ($000) $19 Shares 2,356 Est. Cost $7.92 Unrealized
LBTYAUSD Liberty Global PLC 0.0%
Value ($000) $19 Shares 545 Est. Cost $34.86 Unrealized
EL The Estee Lauder Companies Inc. 0.0%
Value ($000) $19 Shares 216 Est. Cost $76.77 Unrealized +5.3%
MVC Capital, Inc. 0.0%
Value ($000) $17 Shares 2,018 Est. Cost $12.66 Unrealized
John Hancock Tax-Advantaged Dividend Income Fund 0.0%
Value ($000) $16 Shares 655 Est. Cost $20.13 Unrealized
CHKP Check Point Software Technologies Ltd. 0.0%
Value ($000) $16 Shares 202 Est. Cost $80.40 Unrealized -3.5%
Western Asset/Claymore Inflation-Linked Securities & Income Fund 0.0%
Value ($000) $15 Shares 1,317 Est. Cost $11.99 Unrealized
VGT Vanguard Information Technology ETF 0.0%
Value ($000) $12 Shares 100 Est. Cost $96.77 Unrealized
Cornerstone Strategic Value Fund Inc. 0.0%
Value ($000) $12 Shares 809 Est. Cost $15.66 Unrealized
Alexion Pharmaceuticals, Inc. 0.0%
Value ($000) $12 Shares 98 Est. Cost $176.75 Unrealized
ULTRF Ultrapetrol (Bahamas) Ltd. 0.0%
Value ($000) $11 Shares 36,000 Est. Cost $2.88 Unrealized -88.4%
Eaton Vance Tax-Managed Global Diversified Equity Income Fund 0.0%
Value ($000) $11 Shares 1,300 Est. Cost $8.85 Unrealized
GDL Fund 0.0%
Value ($000) $10 Shares 1,000 Est. Cost $11.40 Unrealized
Morgan Stanley Emerging Markets Fund, Inc. 0.0%
Value ($000) $10 Shares 716 Est. Cost $14.13 Unrealized
BlackRock Enhanced Equity Dividend Trust 0.0%
Value ($000) $10 Shares 1,300 Est. Cost $7.72 Unrealized
Gabelli Global Small and Mid-Cap Value Fund 0.0%
Value ($000) $8 Shares 700 Est. Cost $11.43 Unrealized
XLV Health Care Select Sector SPDR ETF 0.0%
Value ($000) $8 Shares 111 Est. Cost $61.61 Unrealized
Tekla Healthcare Investors 0.0%
Value ($000) $7 Shares 288 Est. Cost $27.60 Unrealized
SKYY First Trust ISE Cloud Computing Index 0.0%
Value ($000) $7 Shares 209 Est. Cost $28.71 Unrealized
DXJ WisdomTree Japan Hedged Equity 0.0%
Value ($000) $6 Shares 143 Est. Cost $48.95 Unrealized
Cohen & Steers Global Income Builder, Inc. 0.0%
Value ($000) $6 Shares 635 Est. Cost $9.60 Unrealized
Deutsche Strategic Income Trust 0.0%
Value ($000) $5 Shares 400 Est. Cost $13.00 Unrealized
BlackRock Limited Duration Income Trust 0.0%
Value ($000) $4 Shares 250 Est. Cost $16.00 Unrealized
Tortoise Energy Independence Fund, Inc. 0.0%
Value ($000) $3 Shares 180 Est. Cost $11.32 Unrealized
Wells Fargo Advantage Multi-Sector Income Fund 0.0%
Value ($000) $3 Shares 234 Est. Cost $13.95 Unrealized
XHNWX Pioneer Diversified High Income Trust 0.0%
Value ($000) $3 Shares 200 Est. Cost $20.00 Unrealized
AmpliPhi Biosciences Corporation 0.0%
Value ($000) $2 Shares 1,000 Est. Cost $4.00 Unrealized
Dreyfus Municipal Bond Infrastructure Fund, Inc. 0.0%
Value ($000) $1 Shares 37 Est. Cost $12.40 Unrealized
MannKind Corp. 0.0%
Value ($000) $1 Shares 1,000 Est. Cost $1.00 Unrealized
Tekla Life Sciences Investors 0.0%
Value ($000) $1 Shares 65 Est. Cost $16.60 Unrealized