Location: Charlotte, NC
CIK: 0001845785 · Show all filings
Period: Q1 2021 (← Previous) (Next →)
Filing Date: May 27, 2021
Total Value: $287M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TR | 91,549 | $36.28M | 12.7% | $396.32 | $357.22 | +10.9% | TR UNIT | 78462F103 |
| IEMG | ISHARES INC | 208,135 | $13.4M | 4.7% | $64.36 | $58.09 | +10.8% | CORE MSCI EMKT | 46434G103 |
| IJH | ISHARES TR | 46,469 | $12.1M | 4.2% | $260.28 * | $42.56 | +22.3% | CORE S&P MCP ETF | 464287507 |
| IEFA | ISHARES TR | 156,667 | $11.29M | 3.9% | $72.05 | $64.89 | +11.0% | CORE MSCI EAFE | 46432F842 |
| ISTB | ISHARES TR | 217,166 | $11.14M | 3.9% | $51.29 | $51.52 | -0.4% | CORE 1 5 YR USD | 46432F859 |
| — | LABORATORY CORP AMER HLDGS | 36,784 | $9.381M | 3.3% | $255.03 | $255.03 | — | COM NEW | 50540R409 |
| IJR | ISHARES TR | 84,609 | $9.183M | 3.2% | $108.53 | $83.55 | +29.9% | CORE S&P SCP ETF | 464287804 |
| SMMU | PIMCO ETF TR | 167,716 | $8.612M | 3.0% | $51.35 | $51.30 | +0.1% | SHTRM MUN BD ACT | 72201R874 |
| — | WORLD GOLD TR | 483,661 | $8.222M | 2.9% | $17.00 | $18.94 | — | SPDR GLD MINIS | 98149E204 |
| PTLC | PACER FDS TR | 214,217 | $7.442M | 2.6% | $34.74 | $31.27 | +11.1% | TRENDP US LAR CP | 69374H105 |
| PJAN | INNOVATOR ETFS TR | 235,675 | $7.436M | 2.6% | $31.55 | $30.01 | +5.1% | S&P 500 POWER | 45782C508 |
| PTBD | PACER FDS TR | 245,230 | $6.687M | 2.3% | $27.27 | $26.99 | +1.0% | TRENDPILOT US BD | 69374H642 |
| STOT | SSGA ACTIVE TR | 131,735 | $6.54M | 2.3% | $49.65 | $49.85 | -0.4% | SPDR DBLELN SHRT | 78470P200 |
| BSV | VANGUARD BD INDEX FDS | 71,010 | $5.836M | 2.0% | $82.19 | $82.85 | -0.8% | SHORT TRM BOND | 921937827 |
| IVOL | KRANESHARES TR | 192,045 | $5.489M | 1.9% | $28.58 | $27.75 | +3.0% | QUADRTC INT RT | 500767736 |
| MUNI | PIMCO ETF TR | 76,393 | $4.293M | 1.5% | $56.20 | $56.32 | -0.2% | INTER MUN BD ACT | 72201R866 |
| AAPL | APPLE INC | 34,704 | $4.239M | 1.5% | $122.15 * | $117.77 | +1.1% | COM | 037833100 |
| BAND | BANDWIDTH INC | 29,390 | $3.725M | 1.3% | $126.74 | $164.83 | -23.1% | COM CL A | 05988J103 |
| PTMC | PACER FDS TR | 105,999 | $3.689M | 1.3% | $34.80 | $30.76 | +13.1% | TRENDP US MID CP | 69374H204 |
| FLOT | ISHARES TR | 71,117 | $3.611M | 1.3% | $50.78 | $50.75 | +0.1% | FLTG RATE NT ETF | 46429B655 |
| PTIN | PACER FDS TR | 130,344 | $3.599M | 1.3% | $27.61 | $24.57 | +12.4% | TRENDPILOT INTL | 69374H683 |
| — | TRANSAMERICA ETF TR | 50,142 | $3.374M | 1.2% | $67.29 | $64.04 | — | DELTASHS S&P 500 | 89349P107 |
| MSFT | MICROSOFT CORP | 13,084 | $3.084M | 1.1% | $235.71 * | $207.94 | +9.0% | COM | 594918104 |
| TOTL | SSGA ACTIVE ETF TR | 61,085 | $2.945M | 1.0% | $48.21 | $48.83 | -1.3% | SPDR TR TACTIC | 78467V848 |
| GLD | SPDR GOLD TR | 18,289 | $2.926M | 1.0% | $159.99 | $176.09 | -9.2% | GOLD SHS | 78463V107 |
| VO | VANGUARD INDEX FDS | 12,078 | $2.673M | 0.9% | $221.31 * | $49.27 | +12.3% | MID CAP ETF | 922908629 |
| IQLT | ISHARES TR | 72,138 | $2.629M | 0.9% | $36.44 | $33.51 | +8.7% | MSCI INTL QUALTY | 46434V456 |
| IDEV | ISHARES TR | 38,873 | $2.511M | 0.9% | $64.59 | $58.57 | +10.3% | CORE MSCI INTL | 46435G326 |
| QUAL | ISHARES TR | 20,291 | $2.471M | 0.9% | $121.78 | $110.11 | +10.6% | MSCI USA QLT FCT | 46432F339 |
| SCHX | SCHWAB STRATEGIC TR | 25,465 | $2.445M | 0.9% | $96.01 * | $14.31 | +11.8% | US LRG CAP ETF | 808524201 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 9,098 | $2.324M | 0.8% | $255.44 | $220.78 | +15.7% | CL B NEW | 084670702 |
| EJAN | INNOVATOR ETFS TR | 76,490 | $2.318M | 0.8% | $30.30 | $28.65 | +5.8% | MSCI EMGR MKT | 45782C516 |
| RSP | INVESCO EXCHANGE TRADED FD T | 14,552 | $2.061M | 0.7% | $141.63 | $134.93 | +5.0% | S&P500 EQL WGT | 46137V357 |
| AMZN | AMAZON COM INC | 661 | $2.045M | 0.7% | $3093.80 * | $159.44 | -3.0% | COM | 023135106 |
| SLV | ISHARES SILVER TR | 88,687 | $2.013M | 0.7% | $22.70 | $22.74 | -0.2% | ISHARES | 46428Q109 |
| IWF | ISHARES TR | 8,255 | $2.006M | 0.7% | $243.00 * | $56.92 | +6.8% | RUS 1000 GRW ETF | 464287614 |
| MTUM | ISHARES TR | 11,376 | $1.83M | 0.6% | $160.86 | $156.82 | +2.6% | MSCI USA MMENTM | 46432F396 |
| EWJ | ISHARES INC | 26,536 | $1.818M | 0.6% | $68.51 | $63.47 | +8.0% | MSCI JPN ETF NEW | 46434G822 |
| BOND | PIMCO ETF TR | 15,723 | $1.721M | 0.6% | $109.46 | $112.28 | -2.5% | ACTIVE BD ETF | 72201R775 |
| — | RITE AID CORP | 81,957 | $1.677M | 0.6% | $20.46 | $15.83 | — | COM | 767754872 |
| HD | HOME DEPOT INC | 5,460 | $1.667M | 0.6% | $305.31 * | $242.64 | +12.1% | COM | 437076102 |
| IWM | ISHARES TR | 7,371 | $1.629M | 0.6% | $221.00 | $174.99 | +26.3% | RUSSELL 2000 ETF | 464287655 |
| BIL | SPDR SER TR | 16,786 | $1.536M | 0.5% | $91.50 | $91.52 | -0.0% | SPDR BLOOMBERG | 78468R663 |
| IVV | ISHARES TR | 3,691 | $1.468M | 0.5% | $397.72 | $377.26 | +5.5% | CORE S&P500 ETF | 464287200 |
| GOOGL | ALPHABET INC | 706 | $1.456M | 0.5% | $2062.32 * | $84.25 | +21.5% | CAP STK CL A | 02079K305 |
| SCHD | SCHWAB STRATEGIC TR | 19,630 | $1.431M | 0.5% | $72.90 * | $20.73 | +17.3% | US DIVIDEND EQ | 808524797 |
| SUB | ISHARES TR | 13,150 | $1.418M | 0.5% | $107.83 | $107.91 | -0.1% | SHRT NAT MUN ETF | 464288158 |
| TSLA | TESLA INC | 1,976 | $1.319M | 0.5% | $667.51 * | $188.72 | +18.0% | COM | 88160R101 |
| META | FACEBOOK INC | 4,204 | $1.238M | 0.4% | $294.48 | $271.78 | +7.6% | CL A | 30303M102 |
| JPM | JPMORGAN CHASE & CO | 7,131 | $1.086M | 0.4% | $152.29 * | $101.04 | +33.3% | COM | 46625H100 |
| XLK | SELECT SECTOR SPDR TR | 7,461 | $991K | 0.3% | $132.82 * | $61.49 | +8.0% | TECHNOLOGY | 81369Y803 |
| JNJ | JOHNSON & JOHNSON | 5,929 | $974K | 0.3% | $164.28 * | $130.08 | +10.3% | COM | 478160104 |
| BA | BOEING CO | 3,773 | $961K | 0.3% | $254.70 | $195.78 | +30.1% | COM | 097023105 |
| BAC | BK OF AMERICA CORP | 24,558 | $950K | 0.3% | $38.68 * | $23.66 | +45.7% | COM | 060505104 |
| VWO | VANGUARD INTL EQUITY INDEX F | 17,567 | $914K | 0.3% | $52.03 | $46.98 | +10.8% | FTSE EMR MKT ETF | 922042858 |
| VGT | VANGUARD WORLD FDS | 2,295 | $823K | 0.3% | $358.61 * | $41.13 | +8.9% | INF TECH ETF | 92204A702 |
| UAL | UNITED AIRLS HLDGS INC | 14,086 | $811K | 0.3% | $57.57 | $44.37 | +29.7% | COM | 910047109 |
| PRK | PARK NATL CORP | 5,936 | $768K | 0.3% | $129.38 | $98.20 | +31.7% | COM | 700658107 |
| GOOG | ALPHABET INC | 369 | $763K | 0.3% | $2067.75 * | $86.13 | +19.2% | CAP STK CL C | 02079K107 |
| PYPL | PAYPAL HLDGS INC | 3,072 | $746K | 0.3% | $242.84 | $233.14 | +3.9% | COM | 70450Y103 |
| IWR | ISHARES TR | 10,014 | $740K | 0.3% | $73.90 | $63.91 | +15.7% | RUS MID CAP ETF | 464287499 |
| V | VISA INC | 3,318 | $702K | 0.2% | $211.57 * | $198.24 | +3.2% | COM CL A | 92826C839 |
| XPEV | XPENG INC | 19,200 | $701K | 0.2% | $36.51 | $41.56 | -12.2% | ADS | 98422D105 |
| GS | GOLDMAN SACHS GROUP INC | 2,133 | $698K | 0.2% | $327.24 * | $204.13 | +42.8% | COM | 38141G104 |
| ROBT | FIRST TR EXCHANGE-TRADED FD | 13,277 | $692K | 0.2% | $52.12 | $44.46 | +17.2% | NASDQ ARTFCIAL | 33738R720 |
| DIS | DISNEY WALT CO | 3,723 | $687K | 0.2% | $184.53 * | $158.93 | +13.4% | COM | 254687106 |
| UNH | UNITEDHEALTH GROUP INC | 1,832 | $682K | 0.2% | $372.27 * | $309.70 | +11.1% | COM | 91324P102 |
| NKE | NIKE INC | 5,023 | $667K | 0.2% | $132.79 * | $123.79 | +0.2% | CL B | 654106103 |
| SHY | ISHARES TR | 7,687 | $663K | 0.2% | $86.25 | $86.39 | -0.2% | 1 3 YR TREAS BD | 464287457 |
| HON | HONEYWELL INTL INC | 3,024 | $656K | 0.2% | $216.93 * | $166.24 | +11.6% | COM | 438516106 |
| RSPF | INVESCO EXCHANGE TRADED FD T | 11,678 | $652K | 0.2% | $55.83 | $52.62 | +6.1% | S&P500 EQL FIN | 46137V340 |
| VOT | VANGUARD INDEX FDS | 2,955 | $634K | 0.2% | $214.55 | $216.93 | -1.1% | MCAP GR IDXVIP | 922908538 |
| XOM | EXXON MOBIL CORP | 11,224 | $626K | 0.2% | $55.77 * | $30.36 | +52.9% | COM | 30231G102 |
| VZ | VERIZON COMMUNICATIONS INC | 10,217 | $594K | 0.2% | $58.14 * | $43.74 | -0.4% | COM | 92343V104 |
| VTI | VANGUARD INDEX FDS | 2,802 | $579K | 0.2% | $206.64 | $182.79 | +13.1% | TOTAL STK MKT | 922908769 |
| CAH | CARDINAL HEALTH INC | 9,515 | $578K | 0.2% | $60.75 * | $45.57 | +19.1% | COM | 14149Y108 |
| IBB | ISHARES TR | 3,795 | $571K | 0.2% | $150.46 | $143.18 | +5.2% | NASDAQ BIOTECH | 464287556 |
| PG | PROCTER AND GAMBLE CO | 4,128 | $559K | 0.2% | $135.42 * | $122.04 | -1.5% | COM | 742718109 |
| — | SPDR S&P 500 ETF TR | 1,400 | $555K | 0.2% | $396.43 | — | — | Put | 78462F953 |
| EFA | ISHARES TR | 7,215 | $547K | 0.2% | $75.81 | $68.39 | +10.9% | MSCI EAFE ETF | 464287465 |
| KRE | SPDR SER TR | 8,230 | $546K | 0.2% | $66.34 | $46.35 | +43.1% | S&P REGL BKG | 78464A698 |
| — | CHURCHILL CAPITAL CORP IV | 23,041 | $534K | 0.2% | $23.18 | $23.18 | — | CL A | 171439102 |
| VTEB | VANGUARD MUN BD FDS | 9,700 | $530K | 0.2% | $54.64 | $54.59 | +0.1% | TAX EXEMPT BD | 922907746 |
| IFRA | ISHARES TR | 15,185 | $526K | 0.2% | $34.64 | $28.20 | +22.8% | US INFRASTRUC | 46435U713 |
| HYLS | FIRST TR EXCHANGE-TRADED FD | 10,640 | $518K | 0.2% | $48.68 | $48.10 | +1.1% | FIRST TR TA HIYL | 33738D408 |
| CSCO | CISCO SYS INC | 9,914 | $513K | 0.2% | $51.75 * | $35.27 | +26.8% | COM | 17275R102 |
| INTC | INTEL CORP | 7,765 | $497K | 0.2% | $64.01 * | $44.48 | +30.9% | COM | 458140100 |
| WMT | WALMART INC | 3,591 | $487K | 0.2% | $135.62 * | $45.17 | -6.0% | COM | 931142103 |
| NSC | NORFOLK SOUTHN CORP | 1,810 | $486K | 0.2% | $268.51 * | $204.73 | +18.7% | COM | 655844108 |
| TXN | TEXAS INSTRS INC | 2,515 | $475K | 0.2% | $188.87 * | $135.73 | +21.5% | COM | 882508104 |
| XBI | SPDR SER TR | 3,492 | $474K | 0.2% | $135.74 | $129.30 | +4.9% | S&P BIOTECH | 78464A870 |
| ABFL | TRIMTABS ETF TR | 9,320 | $461K | 0.2% | $49.46 | $43.63 | +13.3% | US FREE CASH FLW | 89628W302 |
| AVGO | BROADCOM INC | 988 | $458K | 0.2% | $463.56 * | $37.43 | +12.3% | COM | 11135F101 |
| TFC | TRUIST FINL CORP | 7,772 | $453K | 0.2% | $58.29 * | $36.10 | +28.9% | COM | 89832Q109 |
| XLE | SELECT SECTOR SPDR TR | 9,100 | $446K | 0.2% | $49.01 * | $23.07 | +6.3% | ENERGY | 81369Y506 |
| MCD | MCDONALDS CORP | 1,903 | $427K | 0.1% | $224.38 * | $193.11 | +4.2% | COM | 580135101 |
| — | BLACKROCK INC | 562 | $423K | 0.1% | $752.67 | $722.51 | — | COM | 09247X101 |
| VNQ | VANGUARD INDEX FDS | 4,550 | $418K | 0.1% | $91.87 | $87.89 | +4.5% | REAL ESTATE ETF | 922908553 |
| VB | VANGUARD INDEX FDS | 1,900 | $407K | 0.1% | $214.21 | $210.67 | +1.6% | SMALL CP ETF | 922908751 |
| MRK | MERCK & CO. INC | 5,231 | $404K | 0.1% | $77.23 * | $64.82 | -2.3% | COM | 58933Y105 |
| PRFZ | INVESCO EXCHANGE TRADED FD T | 2,286 | $403K | 0.1% | $176.29 * | $27.15 | +29.9% | FTSE RAFI 1500 | 46137V597 |
| VCSH | VANGUARD SCOTTSDALE FDS | 4,797 | $396K | 0.1% | $82.55 | $82.90 | -0.5% | SHRT TRM CORP BD | 92206C409 |
| CVX | CHEVRON CORP NEW | 3,738 | $392K | 0.1% | $104.87 * | $66.65 | +28.9% | COM | 166764100 |
| PFE | PFIZER INC | 10,467 | $379K | 0.1% | $36.21 * | $28.57 | +0.5% | COM | 717081103 |
| ABT | ABBOTT LABS | 3,133 | $375K | 0.1% | $119.69 * | $99.26 | +10.7% | COM | 002824100 |
| COST | COSTCO WHSL CORP NEW | 1,057 | $373K | 0.1% | $352.89 * | $346.54 | -3.6% | COM | 22160K105 |
| LMT | LOCKHEED MARTIN CORP | 1,006 | $372K | 0.1% | $369.78 * | $299.96 | +8.2% | COM | 539830109 |
| — | FS KKR CAP CORP II | 18,726 | $366K | 0.1% | $19.55 | $17.52 | — | COM | 35952V303 |
| KO | COCA COLA CO | 6,320 | $333K | 0.1% | $52.69 * | $44.19 | +3.5% | COM | 191216100 |
| SBUX | STARBUCKS CORP | 2,992 | $327K | 0.1% | $109.29 * | $85.15 | +15.2% | COM | 855244109 |
| ORCL | ORACLE CORP | 4,594 | $322K | 0.1% | $70.09 * | $55.82 | +17.7% | COM | 68389X105 |
| TMO | THERMO FISHER SCIENTIFIC INC | 696 | $317K | 0.1% | $455.46 | $463.49 | -2.8% | COM | 883556102 |
| GSLC | GOLDMAN SACHS ETF TR | 4,000 | $316K | 0.1% | $79.00 | $71.87 | +10.1% | ACTIVEBETA US LG | 381430503 |
| MUR | MURPHY OIL CORP | 19,005 | $312K | 0.1% | $16.42 * | $8.34 | +67.7% | COM | 626717102 |
| — | GOLD TR | 18,500 | $301K | 0.1% | $16.27 | $16.27 | — | ISHARES | 464285105 |
| RBLX | ROBLOX CORP | 4,630 | $300K | 0.1% | $64.79 | $69.70 | -7.0% | CL A | 771049103 |
| AMGN | AMGEN INC | 1,171 | $291K | 0.1% | $248.51 * | $197.10 | +8.6% | COM | 031162100 |
| DUK | DUKE ENERGY CORP NEW | 2,983 | $288K | 0.1% | $96.55 * | $75.65 | +6.0% | COM NEW | 26441C204 |
| — | BLACKROCK MUNIHLDS INVSTM QL | 20,000 | $286K | 0.1% | $14.30 | $14.55 | — | COM | 09254P108 |
| IWD | ISHARES TR | 1,859 | $282K | 0.1% | $151.69 | $128.27 | +18.1% | RUS 1000 VAL ETF | 464287598 |
| UNP | UNION PAC CORP | 1,274 | $281K | 0.1% | $220.57 * | $178.19 | +11.1% | COM | 907818108 |
| SRLN | SSGA ACTIVE ETF TR | 6,080 | $278K | 0.1% | $45.72 | $44.96 | +1.7% | BLACKSTONE SENR | 78467V608 |
| SYK | STRYKER CORPORATION | 1,136 | $277K | 0.1% | $243.84 * | $215.27 | +7.7% | COM | 863667101 |
| VBK | VANGUARD INDEX FDS | 1,010 | $277K | 0.1% | $274.26 | $281.89 | -2.6% | SML CP GRW ETF | 922908595 |
| EEM | ISHARES TR | 5,105 | $272K | 0.1% | $53.28 | $48.46 | +10.1% | MSCI EMG MKT ETF | 464287234 |
| ALLY | ALLY FINL INC | 6,000 | $271K | 0.1% | $45.17 * | $35.55 | +8.2% | COM | 02005N100 |
| FNB | F N B CORP | 21,179 | $269K | 0.1% | $12.70 * | $7.01 | +52.7% | COM | 302520101 |
| NVDA | NVIDIA CORPORATION | 489 | $261K | 0.1% | $533.74 * | $13.35 | -0.3% | COM | 67066G104 |
| MMM | 3M CO | 1,342 | $259K | 0.1% | $193.00 * | $125.09 | +8.0% | COM | 88579Y101 |
| CAT | CATERPILLAR INC | 1,115 | $258K | 0.1% | $231.39 * | $153.98 | +37.7% | COM | 149123101 |
| MDY | SPDR S&P MIDCAP 400 ETF TR | 527 | $251K | 0.1% | $476.28 | $455.96 | +4.4% | UTSER1 S&PDCRP | 78467Y107 |
| MA | MASTERCARD INCORPORATED | 698 | $248K | 0.1% | $355.30 * | $339.57 | +2.1% | CL A | 57636Q104 |
| RTX | RAYTHEON TECHNOLOGIES CORP | 3,145 | $243K | 0.1% | $77.27 * | $65.24 | +6.2% | COM | 75513E101 |
| ABBV | ABBVIE INC | 2,242 | $242K | 0.1% | $107.94 * | $88.91 | +1.3% | COM | 00287Y109 |
| DIVO | AMPLIFY ETF TR | 6,970 | $240K | 0.1% | $34.43 | $33.49 | +2.9% | CWP ENHANCED DIV | 032108409 |
| PSLV | SPROTT PHYSICAL SILVER TR | 27,250 | $239K | 0.1% | $8.77 | $8.77 | — | TR UNIT | 85207K107 |
| BMY | BRISTOL-MYERS SQUIBB CO | 3,769 | $238K | 0.1% | $63.15 * | $50.10 | +4.1% | COM | 110122108 |
| MUB | ISHARES TR | 2,000 | $232K | 0.1% | $116.00 | $116.17 | -0.1% | NATIONAL MUN ETF | 464288414 |
| UPS | UNITED PARCEL SERVICE INC | 1,350 | $230K | 0.1% | $170.37 * | $131.98 | +5.4% | CL B | 911312106 |
| MLPB | UBS AG LONDON BRANCH | 16,125 | $228K | 0.1% | $14.14 | $13.45 | +5.1% | ETRACS ALER MLP | 90274D382 |
| DE | DEERE & CO | 592 | $221K | 0.1% | $373.31 * | $307.48 | +14.3% | COM | 244199105 |
| PM | PHILIP MORRIS INTL INC | 2,472 | $220K | 0.1% | $89.00 * | $66.81 | +5.7% | COM | 718172109 |
| C | CITIGROUP INC | 3,013 | $219K | 0.1% | $72.69 * | $56.18 | +9.2% | COM NEW | 172967424 |
| IFLN | INVESCO EXCH TRADED FD TR II | 11,300 | $219K | 0.1% | $19.38 | $19.03 | +1.7% | FNDMNTL HY CRP | 46138E719 |
| MO | ALTRIA GROUP INC | 4,253 | $217K | 0.1% | $51.02 * | $30.41 | +15.9% | COM | 02209S103 |
| IWB | ISHARES TR | 925 | $207K | 0.1% | $223.78 | $199.59 | +12.1% | RUS 1000 ETF | 464287622 |
| PDBC | INVESCO ACTIVLY MANGD ETC FD | 11,829 | $204K | 0.1% | $17.25 | $16.83 | +2.4% | OPTIMUM YIELD | 46090F100 |
| NYF | ISHARES TR | 3,500 | $202K | 0.1% | $57.71 | $57.63 | +0.1% | NEW YORK MUN ETF | 464288323 |
| — | FISKER INC | 10,000 | $172K | 0.1% | $17.20 | $17.20 | — | CL A COM STK | 33813J106 |
| — | BLACKROCK MUNIYILD QULT FD I | 10,000 | $159K | 0.1% | $15.90 | $17.20 | — | COM | 09254F100 |
| — | CALAMOS CONV & HIGH INCOME F | 10,000 | $149K | 0.1% | $14.90 | $15.20 | — | COM SHS | 12811P108 |
| — | CREDIT SUISSE NASSAU BRANCH | 20,000 | $138K | 0.0% | $6.90 | $6.90 | — | XLNKS REIT ETN36 | 22539T282 |
| — | NUVEEN PFD & INCM SECURTIES | 10,000 | $97,000 | 0.0% | $9.70 | $9.60 | — | COM | 67072C105 |
| — | NUVEEN FLTNG RTE INCM OPP FD | 10,000 | $95,000 | 0.0% | $9.50 | $9.40 | — | COM SHS | 6706EN100 |
| — | MICROSOFT CORP | 200 | $47,000 | 0.0% | $235.00 | — | — | Put | 594918954 |
| — | HOME DEPOT INC | 100 | $31,000 | 0.0% | $310.00 | — | — | Put | 437076952 |