CIK: 0001461790 · Show all filings
Period: Q2 2018 (← Previous) (Next →)
Filing Date: Aug 13, 2018
Total Value ($000): $1,292,843 (95.0% shares, 5.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| C | CITIGROUP INC | 645,000 | $43,164 | 3.3% | $57.64 | -8.0% | Call | 172967424 |
| SMH | VANECK VECTORS ETF TR | 375,000 | $38,502 | 3.0% | $104.20 | — | Put | 92189F676 |
| NXPI | NXP SEMICONDUCTORS N V | 345,000 | $37,698 | 2.9% | $95.53 | +2.5% | COM | N6596X109 |
| TLT | ISHARES TR | 300,000 | $36,516 | 2.8% | — | — | Put | 464287432 |
| XLK | SELECT SECTOR SPDR TR | 490,000 | $34,041 | 2.6% | — | — | Put | 81369Y803 |
| — | ALTABA INC | 315,273 | $23,081 | 1.8% | $56.81 | — | COM | 021346101 |
| NXPI | NXP SEMICONDUCTORS N V | 210,000 | $22,947 | 1.8% | $95.53 | +2.5% | Put | N6596X109 |
| — | PURE ACQUISITION CORP | 2,011,846 | $20,621 | 1.6% | $10.25 | — | UNIT 04/13/2023 | 74621Q205 |
| — | ROCKWELL COLLINS INC | 135,953 | $18,310 | 1.4% | $134.77 | — | COM | 774341101 |
| — | AETNA INC NEW | 93,549 | $17,166 | 1.3% | $170.58 | — | COM | 00817Y108 |
| TLT | ISHARES TR | 140,000 | $17,041 | 1.3% | — | — | Call | 464287432 |
| — | FAR PT ACQUISITION CORP | 1,575,414 | $16,053 | 1.2% | $10.19 | — | UNIT 06/01/2025 | 30734W208 |
| — | ETF MANAGERS TR | 520,200 | $15,294 | 1.2% | — | — | Put | 26924G508 |
| — | LEGACY ACQUISITION CORP | 1,522,320 | $15,254 | 1.2% | $9.94 | — | UNIT 05/31/2024 | 524643202 |
| GOOG | ALPHABET INC | 12,683 | $14,150 | 1.1% | $53.63 | 0.0% | CAP STK CL C | 02079K107 |
| — | CYPRESS SEMICONDUCTOR CORP | 900,000 | $14,022 | 1.1% | $14.51 | — | COM | 232806109 |
| SPY | SPDR S&P 500 ETF TR | 50,000 | $13,564 | 1.0% | — | — | Put | 78462F103 |
| — | EASTERLY ACQUISITION CORP | 1,315,316 | $13,548 | 1.0% | $10.20 | — | COM | 27616L102 |
| BAC | BANK AMER CORP | 450,000 | $12,686 | 1.0% | — | — | Call | 060505104 |
| — | ZILLOW GROUP INC | 10,000 | $12,635 | 1.0% | $1090.00 | — | NOTE 2.000 12/0 | 98954MAB7 |
| — | AEROJET ROCKETDYNE HLDGS INC | 9,500 | $12,318 | 1.0% | $1282.65 | — | NOTE 2.250 12/1 | 007800AB1 |
| — | DELL TECHNOLOGIES INC | 135,000 | $11,418 | 0.9% | $69.37 | — | COM CL V | 24703L103 |
| GOOGL | ALPHABET INC | 10,071 | $11,372 | 0.9% | $44.28 | +21.9% | CAP STK CL A | 02079K305 |
| GOOGL | ALPHABET INC | 10,000 | $11,292 | 0.9% | $44.28 | +21.9% | Put | 02079K305 |
| — | TWENTY FIRST CENTY FOX INC | 222,907 | $10,983 | 0.8% | $41.05 | — | CL B | 90130A200 |
| BABA | ALIBABA GROUP HLDG LTD | 59,000 | $10,946 | 0.8% | — | — | Put | 01609W102 |
| MERC | MERCER INTL INC | 595,000 | $10,413 | 0.8% | $9.94 | +16.4% | COM | 588056101 |
| BABA | ALIBABA GROUP HLDG LTD | 55,000 | $10,204 | 0.8% | — | — | Call | 01609W102 |
| — | MYLAN N V | 275,000 | $9,939 | 0.8% | $41.17 | — | Call | N59465109 |
| QCOM | QUALCOMM INC | 175,000 | $9,821 | 0.8% | $48.91 | -6.1% | Call | 747525103 |
| — | GGP INC | 476,456 | $9,734 | 0.8% | $21.67 | — | COM | 36174X101 |
| LPX | LOUISIANA PAC CORP | 350,000 | $9,527 | 0.7% | $28.70 | +0.3% | COM | 546347105 |
| MS | MORGAN STANLEY | 200,000 | $9,480 | 0.7% | $43.68 | -5.2% | Call | 617446448 |
| — | TWELVE SEAS INVESTMENT COMPA | 900,000 | $9,054 | 0.7% | $10.06 | — | UNIT 06/21/2023 | G9145A123 |
| — | ANDEAVOR | 68,703 | $9,012 | 0.7% | $131.17 | — | COM | 03349M105 |
| — | HAYMAKER ACQUISITION CORP | 875,164 | $8,848 | 0.7% | $9.90 | — | UNIT 10/19/2022 | 420870206 |
| LPX | LOUISIANA PAC CORP | 325,000 | $8,847 | 0.7% | $28.70 | +0.3% | Call | 546347105 |
| — | OSPREY ENERGY ACQUISITION CO | 871,568 | $8,846 | 0.7% | $10.15 | — | CL A COM | 688397108 |
| — | ATHENAHEALTH INC | 55,200 | $8,785 | 0.7% | $159.15 | — | COM | 04685W103 |
| — | VANTAGE ENERGY ACQUISITION | 885,755 | $8,734 | 0.7% | $9.75 | — | COM CL A | 92211L105 |
| — | ILG INC | 262,017 | $8,654 | 0.7% | $32.72 | — | COM | 44967H101 |
| — | SILICON LABORATORIES INC | 7,000 | $8,448 | 0.7% | $1178.80 | — | NOTE 1.375 3/0 | 826919AB8 |
| WTTR | SELECT ENERGY SVCS INC | 570,220 | $8,285 | 0.6% | $15.20 | — | CL A COM | 81617J301 |
| — | DYCOM INDS INC | 7,130 | $8,258 | 0.6% | $1267.18 | — | NOTE 0.750 9/1 | 267475AB7 |
| MS | MORGAN STANLEY | 171,343 | $8,122 | 0.6% | $43.68 | -5.2% | COM NEW | 617446448 |
| — | VMWARE INC | 55,000 | $8,084 | 0.6% | — | — | Call | 928563402 |
| — | ATHENAHEALTH INC | 50,700 | $8,068 | 0.6% | $159.15 | — | Put | 04685W103 |
| — | DFB HEALTHCARE ACQUISTION CO | 764,253 | $7,742 | 0.6% | $10.05 | — | UNIT 01/30/2023 | 23291E208 |
| — | HENNESSY CAP ACQUSTON CORP I | 747,600 | $7,581 | 0.6% | $9.98 | — | COM | 42588L105 |
| — | MYLAN N V | 205,000 | $7,409 | 0.6% | $41.17 | — | Put | N59465109 |
| — | XILINX INC | 111,700 | $7,290 | 0.6% | $66.23 | — | COM | 983919101 |
| — | THUNDER BRIDGE ACQUISITION L | 725,000 | $7,274 | 0.6% | $10.03 | — | UNIT 01/01/2025 | G8857R118 |
| — | MYLAN N V | 200,000 | $7,228 | 0.6% | $41.17 | — | SHS EURO | N59465109 |
| — | ONE MADISON CORP | 679,421 | $6,872 | 0.5% | $10.00 | — | UNIT 99/99/9999 | G6772P118 |
| — | SIGMA DESIGNS INC | 1,090,971 | $6,655 | 0.5% | $6.44 | — | COM | 826565103 |
| — | LAYNE CHRISTENSEN CO | 5,000 | $6,418 | 0.5% | $1283.60 | — | NOTE 8.000 5/0 | 521050AD6 |
| — | KAYNE ANDERSON ACQUISITION | 649,403 | $6,416 | 0.5% | $9.72 | — | COM CL A | 48661U102 |
| — | CONSTELLATION ALPHA CAP CORP | 637,903 | $6,354 | 0.5% | $9.71 | — | SH | G2379F108 |
| — | TPG PACE HLDGS CORP | 619,000 | $6,147 | 0.5% | $9.83 | — | CL A | G89827128 |
| — | PURE ACQUISITION CORP | 626,199 | $6,037 | 0.5% | $9.64 | — | CL A | 74621Q106 |
| — | LIBERTY TRIPADVISOR HLDGS IN | 373,445 | $6,012 | 0.5% | $13.03 | — | COM SER A | 531465102 |
| — | PLATINUM EAGLE ACQUISITIN CO | 587,306 | $5,979 | 0.5% | $10.15 | — | UNIT 01/09/2023 | G7126L126 |
| — | CM SEVEN STAR ACQUISITION CO | 578,700 | $5,961 | 0.5% | $10.02 | — | UNIT 08/21/2022 | G2345N128 |
| VALE | VALE S A | 456,200 | $5,849 | 0.5% | — | — | Put | 91912E105 |
| AMAT | APPLIED MATLS INC | 125,000 | $5,774 | 0.4% | $47.24 | 0.0% | COM | 038222105 |
| — | XEROX CORP | 235,000 | $5,640 | 0.4% | $24.00 | — | Call | 984121608 |
| — | LASALLE HOTEL PPTYS | 163,322 | $5,591 | 0.4% | $34.23 | — | COM SH BEN INT | 517942108 |
| — | GORES HLDGS II INC | 548,000 | $5,565 | 0.4% | $10.02 | — | COM CL A | 382867109 |
| LPX | LOUISIANA PAC CORP | 198,900 | $5,414 | 0.4% | $28.70 | +0.3% | Put | 546347105 |
| — | ORBOTECH LTD | 85,000 | $5,253 | 0.4% | $61.98 | — | ORD | M75253100 |
| MX | MAGNACHIP SEMICONDUCTOR CORP | 502,811 | $5,154 | 0.4% | $10.57 | -2.0% | COM | 55933J203 |
| — | PENSARE ACQUISITION CORP | 520,807 | $5,151 | 0.4% | $9.67 | — | COM | 70957E105 |
| — | EXPRESS SCRIPTS HLDG CO | 65,813 | $5,081 | 0.4% | $69.07 | — | COM | 30219G108 |
| — | WILDHORSE RESOURCE DEV CORP | 200,000 | $5,072 | 0.4% | $25.36 | — | COM | 96812T102 |
| — | RTI INTL METALS INC | 5,000 | $5,020 | 0.4% | $1049.40 | — | NOTE 1.625 10/1 | 74973WAB3 |
| — | EXPRESS SCRIPTS HLDG CO | 65,000 | $5,019 | 0.4% | $69.07 | — | Put | 30219G108 |
| CEF | SPROTT PHYSICAL GOLD & SILVE | 399,456 | $5,013 | 0.4% | $13.10 | — | TR UNIT | 85208R101 |
| SMH | VANECK VECTORS ETF TR | 48,700 | $5,000 | 0.4% | $104.20 | — | Call | 92189F676 |
| CWH | CAMPING WORLD HLDGS INC | 200,000 | $4,996 | 0.4% | $28.94 | -42.1% | Call | 13462K109 |
| CASY | CASEYS GEN STORES INC | 47,500 | $4,991 | 0.4% | $105.31 | -9.0% | Put | 147528103 |
| EXR | EXTRA SPACE STORAGE INC | 50,000 | $4,990 | 0.4% | — | — | Call | 30225T102 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 495,804 | $4,983 | 0.4% | $10.05 | — | CL A | G8250R103 |
| — | BUNGE LIMITED | 70,086 | $4,886 | 0.4% | $71.77 | — | COM | G16962105 |
| ITA | ISHARES TR | 25,000 | $4,812 | 0.4% | — | — | Put | 464288760 |
| — | UNION ACQUISITION CORP | 463,500 | $4,728 | 0.4% | $10.23 | — | UNIT 99/99/9999 | G9366W119 |
| — | DISCOVERY INC | 183,515 | $4,680 | 0.4% | $20.29 | — | COM SER C | 25470F302 |
| — | TIBERIUS ACQUISITION CORP | 450,000 | $4,532 | 0.4% | $10.02 | — | UNIT 02/28/2021 | 88633A206 |
| HTO | SJW GROUP | 67,941 | $4,499 | 0.3% | $58.60 | +3.7% | COM | 784305104 |
| — | CITRIX SYS INC | 3,000 | $4,356 | 0.3% | $1317.67 | — | NOTE 0.500 4/1 | 177376AD2 |
| — | LIBERTY MEDIA CORP DELAWARE | 95,800 | $4,316 | 0.3% | $43.35 | — | COM A SIRIUSXM | 531229409 |
| — | SABAN CAP ACQUISITION CORP | 426,336 | $4,297 | 0.3% | $9.99 | — | COM CL A | 78516C106 |
| — | HRG GROUP INC | 327,019 | $4,281 | 0.3% | $15.98 | — | COM | 40434J100 |
| HEI/A | HEICO CORP NEW | 69,525 | $4,238 | 0.3% | $50.06 | +17.9% | CL A | 422806208 |
| CASY | CASEYS GEN STORES INC | 40,300 | $4,235 | 0.3% | $105.31 | -9.0% | COM | 147528103 |
| — | DIEBOLD NXDF INC | 350,000 | $4,183 | 0.3% | $24.54 | — | Call | 253651103 |
| SPY | SPDR S&P 500 ETF TR | 15,000 | $4,069 | 0.3% | — | — | Call | 78462F103 |
| — | OPES ACQUISITION CORP | 418,700 | $4,066 | 0.3% | $9.71 | — | COM | 68373P100 |
| — | MATLIN & PARTNERS ACQUISITIO | 402,998 | $3,978 | 0.3% | $9.66 | — | CL A | 57682V106 |
| — | LF CAP ACQUISITION CORP | 378,900 | $3,816 | 0.3% | $10.07 | — | UNIT 06/19/2025 | 50200K207 |
| — | ETF MANAGERS TR | 128,100 | $3,766 | 0.3% | — | — | Call | 26924G508 |
| — | TRINITY MERGER CORP | 372,800 | $3,750 | 0.3% | $10.06 | — | UNIT 05/11/2025 | 89653L205 |
| — | GRAMERCY PPTY TR | 136,479 | $3,729 | 0.3% | $27.32 | — | COM NEW | 385002308 |
| — | SPLUNK INC | 37,500 | $3,717 | 0.3% | — | — | Call | 848637104 |
| — | KAPSTONE PAPER & PACKAGING C | 107,633 | $3,713 | 0.3% | $21.44 | — | COM | 48562P103 |
| — | GTY TECHNOLOGY HOLDINGS INC | 368,239 | $3,704 | 0.3% | $9.96 | — | CL A | G4182A102 |
| KRE | SPDR SERIES TRUST | 60,000 | $3,660 | 0.3% | $61.00 | — | S&P REGL BKG | 78464A698 |
| — | PRAXAIR INC | 23,100 | $3,653 | 0.3% | $158.14 | — | COM | 74005P104 |
| — | ENVISION HEALTHCARE CORP | 82,930 | $3,650 | 0.3% | $40.74 | — | COM | 29414D100 |
| VYX | NCR CORP NEW | 121,200 | $3,634 | 0.3% | $20.34 | -7.2% | Call | 62886E108 |
| — | SENSEONICS HLDGS INC | 2,500 | $3,556 | 0.3% | $1082.67 | — | NOTE 5.250 2/0 | 81727UAA3 |
| — | LEO HOLDINGS CORP | 348,704 | $3,546 | 0.3% | $10.00 | — | UNIT 99/99/9999 | G5463L121 |
| — | PRETIUM RES INC | 476,500 | $3,498 | 0.3% | — | — | Put | 74139C102 |
| ABBNY | ABB LTD | 160,000 | $3,483 | 0.3% | $23.74 | — | SPONSORED ADR | 000375204 |
| JPM | JPMORGAN CHASE & CO | 32,500 | $3,387 | 0.3% | $79.65 | +11.8% | COM | 46625H100 |
| SYK | STRYKER CORP | 20,000 | $3,377 | 0.3% | — | — | Call | 863667101 |
| — | MODERN MEDIA ACQUISITION | 332,415 | $3,318 | 0.3% | $9.77 | — | COM | 60765P103 |
| CSCO | CISCO SYS INC | 75,000 | $3,227 | 0.2% | $34.74 | 0.0% | COM | 17275R102 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 319,821 | $3,201 | 0.2% | $9.87 | — | CL A | G0726L125 |
| — | LIBERTY MEDIA CORP DELAWARE | 90,000 | $3,178 | 0.2% | $34.79 | — | COM SER A FRMLA | 531229870 |
| — | HIGHPOINT RES CORP | 520,000 | $3,162 | 0.2% | $6.08 | — | COM | 43114K108 |
| — | MITEL NETWORKS CORP | 287,223 | $3,151 | 0.2% | $10.97 | — | COM | 60671Q104 |
| — | AV HOMES INC | 145,799 | $3,120 | 0.2% | $21.40 | — | COM | 00234P102 |
| — | BGC PARTNERS INC | 268,067 | $3,035 | 0.2% | $13.16 | — | CL A | 05541T101 |
| — | SPARTON CORP | 159,132 | $3,022 | 0.2% | $19.99 | — | COM | 847235108 |
| — | NEW FRONTIER CORP | 300,000 | $3,015 | 0.2% | $10.05 | — | UNIT 99/99/9999 | G6485P116 |
| C | CITIGROUP INC | 45,000 | $3,011 | 0.2% | $57.64 | -8.0% | COM NEW | 172967424 |
| OLED | UNIVERSAL DISPLAY CORP | 35,000 | $3,010 | 0.2% | $142.53 | -36.5% | COM | 91347P105 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 16,118 | $3,008 | 0.2% | $192.39 | +1.3% | CL B NEW | 084670702 |
| BBCN 3.75 11/13/20 REGS | BLACKBERRY LTD | 2,500 | $2,988 | 0.2% | $1380.00 | — | DEBT 3.750 11/1 | C10268AC1 |
| — | SENTINEL ENERGY SVCS INC | 295,770 | $2,984 | 0.2% | $9.92 | — | UNIT 11/02/2022 | G8062D128 |
| — | LEISURE ACQUISITION CORP | 294,007 | $2,940 | 0.2% | $9.90 | — | UNIT 99/99/9999 | 52539T206 |
| DOV | DOVER CORP | 40,000 | $2,928 | 0.2% | — | — | Call | 260003108 |
| — | CERIDIAN HCM HLDG INC | 87,559 | $2,906 | 0.2% | $35.19 | 0.0% | COM | 15677J108 |
| — | LANDCADIA HLDGS INC | 282,467 | $2,861 | 0.2% | $7.99 | — | CL A | 51476W107 |
| — | CAPITOL INVT CORP IV | 276,000 | $2,843 | 0.2% | $10.12 | — | UNIT 99/99/9999 | G18920119 |
| — | XL GROUP LTD | 50,761 | $2,840 | 0.2% | $55.78 | — | COM | G98294104 |
| — | XEROX CORP | 118,050 | $2,833 | 0.2% | $24.00 | — | COM NEW | 984121608 |
| — | DRAPER OAKWOOD TECHNOLOGY | 283,093 | $2,825 | 0.2% | $9.77 | — | COM CL A | 26146L103 |
| AMAT | APPLIED MATLS INC | 60,000 | $2,771 | 0.2% | $47.24 | 0.0% | Put | 038222105 |
| — | PINNACLE FOODS INC DEL | 42,098 | $2,739 | 0.2% | $65.06 | — | COM | 72348P104 |
| TKR | TIMKEN CO | 62,100 | $2,704 | 0.2% | $46.64 | 0.0% | COM | 887389104 |
| — | SCHULMAN A INC | 60,000 | $2,670 | 0.2% | $44.50 | — | COM | 808194104 |
| — | DOWDUPONT INC | 40,000 | $2,636 | 0.2% | $64.84 | — | Call | 26078J100 |
| — | GGP INC | 128,800 | $2,631 | 0.2% | $21.67 | — | Put | 36174X101 |
| MU | MICRON TECHNOLOGY INC | 50,000 | $2,622 | 0.2% | $42.03 | +25.6% | COM | 595112103 |
| MU | MICRON TECHNOLOGY INC | 50,000 | $2,622 | 0.2% | $42.03 | +25.6% | Put | 595112103 |
| — | BIG ROCK PARTNERS ACQUISI CO | 250,000 | $2,613 | 0.2% | $10.24 | — | UNIT 11/20/2022 | 089482202 |
| EEM | ISHARES TR | 60,000 | $2,600 | 0.2% | — | — | Put | 464287234 |
| — | MB FINANCIAL INC NEW | 55,408 | $2,588 | 0.2% | $46.71 | — | COM | 55264U108 |
| PZZA | PAPA JOHNS INTL INC | 50,000 | $2,536 | 0.2% | $51.28 | -8.9% | Call | 698813102 |
| — | M I ACQUISITIONS INC | 239,981 | $2,520 | 0.2% | $10.12 | — | COM | 55304A104 |
| AAPL | APPLE INC | 13,500 | $2,499 | 0.2% | $34.31 | +24.6% | COM | 037833100 |
| — | KBL MERGER CORP IV | 249,788 | $2,485 | 0.2% | $9.86 | — | COM | 48242A104 |
| — | DOWDUPONT INC | 37,673 | $2,483 | 0.2% | $64.84 | — | COM | 26078J100 |
| WCN | WASTE CONNECTIONS INC | 32,306 | $2,432 | 0.2% | $70.99 | 0.0% | COM | 94106B101 |
| — | HAYMAKER ACQUISITION CORP | 250,000 | $2,428 | 0.2% | $9.54 | — | COM CLASS A | 420870107 |
| — | MTECH ACQUISITION CORP | 246,989 | $2,411 | 0.2% | $9.76 | — | COM CLASS A | 55378W107 |
| ADSK | AUTODESK INC | 18,300 | $2,399 | 0.2% | $132.48 | 0.0% | COM | 052769106 |
| — | GS ACQUISITION HLDGS CORP | 230,200 | $2,353 | 0.2% | $10.22 | — | UNIT 06/12/2023 | 36255F201 |
| — | FEDERAL STR ACQUISITION CORP | 231,485 | $2,338 | 0.2% | $10.27 | — | UNIT 99/99/9999 | 31421V206 |
| — | FINTECH ACQUISITION CORP II | 233,749 | $2,337 | 0.2% | $9.86 | — | COM | 31810G109 |
| — | ROSEHILL RES INC | 318,898 | $2,331 | 0.2% | $7.99 | — | CL A | 777385105 |
| TER | TERADYNE INC | 61,000 | $2,322 | 0.2% | $37.64 | -0.4% | COM | 880770102 |
| — | CAPELLA EDUCATION COMPANY | 23,378 | $2,307 | 0.2% | $89.61 | — | COM | 139594105 |
| — | INFINITY PPTY & CAS CORP | 16,170 | $2,302 | 0.2% | $142.36 | — | COM | 45665Q103 |
| — | RSP PERMIAN INC | 51,673 | $2,275 | 0.2% | $45.68 | — | COM | 74978Q105 |
| TRIP | TRIPADVISOR INC | 40,000 | $2,228 | 0.2% | — | — | Call | 896945201 |
| CECO | CECO ENVIRONMENTAL CORP | 358,074 | $2,199 | 0.2% | $5.23 | +5.2% | COM | 125141101 |
| — | MOSAIC ACQUISITION CORP | 217,300 | $2,177 | 0.2% | $10.10 | — | UNIT 99/99/9999 | G62848117 |
| BF/A | BROWN FORMAN CORP | 44,400 | $2,169 | 0.2% | $31.89 | +46.0% | CL A | 115637100 |
| — | SHIRE PLC | 12,826 | $2,165 | 0.2% | $168.80 | — | SPONSORED ADR | 82481R106 |
| — | TPG PACE ENERGY HLDGS CORP | 783,333 | $2,154 | 0.2% | $1.75 | — | W EXP 99/99/999 | 872656111 |
| CSCO | CISCO SYS INC | 50,000 | $2,152 | 0.2% | $34.74 | 0.0% | Put | 17275R102 |
| RWGE/U | REGALWOOD GLOBAL ENERGY LTD | 208,442 | $2,112 | 0.2% | $9.95 | — | UNIT 99/99/9999 | G74760110 |
| CARS | CARS COM INC | 73,000 | $2,072 | 0.2% | $27.49 | 0.0% | COM | 14575E105 |
| — | LEISURE ACQUISITION CORP | 210,000 | $2,029 | 0.2% | $9.57 | — | COM | 52539T107 |
| — | HL ACQUISITIONS CORP | 200,000 | $2,012 | 0.2% | $10.06 | — | UNIT 06/21/2023 | G4603R114 |
| MSFT | MICROSOFT CORP | 20,000 | $1,972 | 0.2% | $52.16 | +72.1% | COM | 594918104 |
| — | OCLARO INC | 215,000 | $1,920 | 0.1% | $8.93 | — | COM NEW | 67555N206 |
| — | GIGCAPITAL INC | 181,539 | $1,906 | 0.1% | $10.00 | — | UNIT 03/06/2025 | 37518N205 |
| — | EDGEWATER TECHNOLOGY INC | 348,345 | $1,888 | 0.1% | $6.15 | — | COM | 280358102 |
| AMZN | AMAZON COM INC | 1,100 | $1,870 | 0.1% | $55.38 | +43.3% | COM | 023135106 |
| — | LIBERTY MEDIA CORP DELAWARE | 68,873 | $1,771 | 0.1% | $25.34 | — | COM A BRAVES GRP | 531229706 |
| HYG | ISHARES TR | 20,000 | $1,702 | 0.1% | — | — | Put | 464288513 |
| BLBD | BLUE BIRD CORP | 75,000 | $1,676 | 0.1% | $21.17 | +3.6% | COM | 095306106 |
| AVA | AVISTA CORP | 31,800 | $1,675 | 0.1% | $37.64 | 0.0% | COM | 05379B107 |
| PHUN | STELLAR ACQUISITION III INC | 161,230 | $1,674 | 0.1% | $10.17 | — | COM | Y8172W107 |
| — | CALLON PETE CO DEL | 150,000 | $1,611 | 0.1% | $10.74 | — | COM | 13123X102 |
| BAK | BRASKEM S A | 61,600 | $1,602 | 0.1% | $26.01 | — | Call | 105532105 |
| BAK | BRASKEM S A | 61,100 | $1,589 | 0.1% | $26.01 | — | SP ADR PFD A | 105532105 |
| — | AMTRUST FINL SVCS INC | 108,004 | $1,574 | 0.1% | $14.57 | — | COM | 032359309 |
| — | RANDGOLD RES LTD | 20,099 | $1,549 | 0.1% | $80.12 | — | ADR | 752344309 |
| PLD | PROLOGIS INC | 23,118 | $1,519 | 0.1% | $51.98 | 0.0% | COM | 74340W103 |
| DBX | DROPBOX INC | 45,000 | $1,459 | 0.1% | — | — | Call | 26210C104 |
| — | BIG ROCK PARTNERS ACQUISI CO | 146,391 | $1,451 | 0.1% | $9.72 | — | COM | 089482103 |
| — | VERIFONE SYS INC | 58,580 | $1,337 | 0.1% | $22.82 | — | COM | 92342Y109 |
| — | JENSYN ACQUISITION CORP | 126,189 | $1,333 | 0.1% | $10.37 | — | COM | 47632B102 |
| — | BISON CAP ACQUISITION CORP | 131,426 | $1,317 | 0.1% | $9.92 | — | ORD SHS | G1142P104 |
| — | U S G CORP | 30,200 | $1,302 | 0.1% | $40.42 | — | Put | 903293405 |
| — | INDEPENDENT BK GROUP INC | 19,231 | $1,285 | 0.1% | $66.82 | — | COM | 45384B106 |
| DB | DEUTSCHE BANK AG | 120,000 | $1,274 | 0.1% | — | — | Call | D18190898 |
| — | WILLSCOT CORP | 559,523 | $1,265 | 0.1% | $1.45 | — | W EXP 09/10/202 | 971375118 |
| NWS | NEWS CORP NEW | 79,790 | $1,265 | 0.1% | $13.07 | +13.4% | CL B | 65249B208 |
| — | ROSEHILL RES INC | 1,164,548 | $1,258 | 0.1% | $1.10 | — | W EXP 09/16/202 | 777385113 |
| — | NXSTAGE MEDICAL INC | 44,565 | $1,243 | 0.1% | $24.23 | — | COM | 67072V103 |
| — | M I ACQUISITIONS INC | 797,200 | $1,204 | 0.1% | $0.60 | — | W EXP 11/15/202 | 55304A112 |
| PEB | PEBBLEBROOK HOTEL TR | 30,000 | $1,164 | 0.1% | — | — | Put | 70509V100 |
| — | MATLIN & PARTNERS ACQUISITIO | 110,306 | $1,158 | 0.1% | $10.50 | — | UNIT 05/28/2021A | 57682V205 |
| CUK | CARNIVAL PLC | 20,000 | $1,153 | 0.1% | $57.65 | — | ADR | 14365C103 |
| — | PATTERN ENERGY GROUP INC | 61,100 | $1,146 | 0.1% | $19.36 | — | CL A | 70338P100 |
| ENPH | ENPHASE ENERGY INC | 170,000 | $1,144 | 0.1% | $2.08 | +148.1% | COM | 29355A107 |
| QCOM | QUALCOMM INC | 20,000 | $1,122 | 0.1% | $48.91 | -6.1% | COM | 747525103 |
| PENN | PENN NATL GAMING INC | 32,583 | $1,094 | 0.1% | $29.82 | +4.7% | COM | 707569109 |
| — | HENNESSY CAP ACQUSTON CORP I | 728,100 | $1,048 | 0.1% | $0.74 | — | W EXP 06/15/202 | 42588L113 |
| NESRW | NATIONAL ENERGY SERVICES REU | 872,651 | $1,047 | 0.1% | $0.56 | — | W EXP 05/05/202 | G6375R115 |
| — | NATIONSTAR MTG HLDGS INC | 59,138 | $1,037 | 0.1% | $17.88 | — | COM | 63861C109 |
| — | BARINGTON HILCO ACQUISITION | 97,892 | $1,033 | 0.1% | $10.20 | — | COM | 06759V101 |
| — | OCLARO INC | 114,300 | $1,021 | 0.1% | $8.93 | — | Put | 67555N206 |
| — | NEBULA ACQUISITION CORP | 99,653 | $1,004 | 0.1% | $10.12 | — | UNIT 03/12/2025 | 629076209 |
| — | B2GOLD CORP | 1,000 | $997 | 0.1% | $592.59 | — | NOTE 3.250 10/0 | 11777QAB6 |
| — | CADENCE BANCORPORATION | 33,905 | $979 | 0.1% | $28.87 | — | CL A | 12739A100 |
| LOW | LOWES COS INC | 10,024 | $958 | 0.1% | $78.69 | 0.0% | COM | 548661107 |
| — | LIBERTY EXPEDIA HOLDINGS | 20,900 | $918 | 0.1% | $39.27 | — | SER A COM | 53046P109 |
| — | VANTAGE ENERGY ACQUISITION | 833,333 | $917 | 0.1% | $1.25 | — | W EXP 04/12/202 | 92211L113 |
| — | EASTERLY ACQUISITION CORP | 731,972 | $915 | 0.1% | $0.98 | — | W EXP 07/29/202 | 27616L110 |
| — | U S G CORP | 21,100 | $910 | 0.1% | $40.42 | — | COM NEW | 903293405 |
| VYX | NCR CORP NEW | 30,000 | $899 | 0.1% | $20.34 | -7.2% | COM | 62886E108 |
| — | FINANCIAL ENGINES INC | 20,000 | $898 | 0.1% | $44.90 | — | COM | 317485100 |
| — | BABCOCK & WILCOX ENTERPRIS I | 373,856 | $890 | 0.1% | $2.38 | — | COM | 05614L100 |
| — | ALTA MESA RES INC | 127,235 | $866 | 0.1% | $8.00 | — | CL A | 02133L109 |
| — | SPDR SERIES TRUST | 20,000 | $861 | 0.1% | — | — | Put | 78464A730 |
| OLED | UNIVERSAL DISPLAY CORP | 10,000 | $860 | 0.1% | $142.53 | -36.5% | Put | 91347P105 |
| — | GASTAR EXPL INC NEW | 1,529,952 | $857 | 0.1% | $0.68 | — | COM | 36729W202 |
| — | SENSEONICS HLDGS INC | 205,654 | $845 | 0.1% | $4.11 | — | COM | 81727U105 |
| TBCH | TURTLE BEACH CORP | 40,000 | $813 | 0.1% | $12.58 | 0.0% | COM NEW | 900450206 |
| — | FINTECH ACQUISITION CORP II | 500,000 | $801 | 0.1% | $1.38 | — | W EXP 01/19/202 | 31810G117 |
| — | KAYNE ANDERSON ACQUISITION | 658,866 | $791 | 0.1% | $0.78 | — | W EXP 06/30/202 | 48661U110 |
| — | CYPRESS SEMICONDUCTOR CORP | 50,000 | $779 | 0.1% | $14.51 | — | Put | 232806109 |
| — | ALLERGAN PLC | 4,500 | $750 | 0.1% | $166.67 | — | SH | G0177J108 |
| LBRDK | LIBERTY BROADBAND CORP | 9,900 | $750 | 0.1% | $77.68 | -8.7% | COM SER C | 530307305 |
| IYT | ISHARES TR | 4,000 | $745 | 0.1% | $186.25 | — | TRANS AVG ETF | 464287192 |
| — | NEVSUN RES LTD | 205,544 | $713 | 0.1% | $3.47 | — | COM | 64156L101 |
| — | LIBERTY GLOBAL PLC | 25,055 | $667 | 0.1% | $33.34 | — | SHS CL C | G5480U120 |
| — | FEDERAL STR ACQUISITION CORP | 64,800 | $633 | 0.0% | $9.68 | — | CL A | 31421V107 |
| ADBE | ADOBE SYS INC | 2,500 | $610 | 0.0% | $236.55 | 0.0% | COM | 00724F101 |
| — | UNITED STATES OIL FUND LP | 40,000 | $602 | 0.0% | — | — | Put | 91232N108 |
| LILA | LIBERTY LATIN AMERICA LTD | 30,556 | $584 | 0.0% | $19.37 | 0.0% | COM CL A | G9001E102 |
| WMT | WALMART INC | 6,700 | $574 | 0.0% | $28.34 | -10.9% | COM | 931142103 |
| — | ASANKO GOLD INC | 534,860 | $572 | 0.0% | $1.07 | — | COM | 04341Y105 |
| WFC | WELLS FARGO CO NEW | 10,000 | $554 | 0.0% | $45.53 | -4.8% | COM | 949746101 |
| TH | PLATINUM EAGLE ACQUISITIN CO | 52,546 | $511 | 0.0% | $9.72 | — | SHS CL A | G7126L100 |
| — | MUDRICK CAP ACQUISITION CORP | 52,293 | $504 | 0.0% | $9.55 | — | COM CLASS A | 624745105 |
| — | TPG PACE HLDGS CORP | 300,000 | $495 | 0.0% | $1.45 | — | W EXP 06/27/202 | G89827110 |
| — | MATLIN & PARTNERS ACQUISITIO | 699,439 | $475 | 0.0% | $0.62 | — | W EXP 05/28/202 | 57682V114 |
| — | COTIVITI HLDGS INC | 10,500 | $463 | 0.0% | $44.10 | — | COM | 22164K101 |
| PAAS | PAN AMERICAN SILVER CORP | 25,000 | $448 | 0.0% | — | — | Put | 697900108 |
| QSR | RESTAURANT BRANDS INTL INC | 7,400 | $446 | 0.0% | $59.24 | -3.3% | COM | 76131D103 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 246,099 | $443 | 0.0% | $1.80 | — | W EXP 09/14/202 | G8250R129 |
| SBUX | STARBUCKS CORP | 9,000 | $440 | 0.0% | $48.70 | -1.3% | COM | 855244109 |
| LEN | LENNAR CORP | 8,277 | $435 | 0.0% | $48.00 | 0.0% | CL A | 526057104 |
| EEM | ISHARES TR | 10,000 | $433 | 0.0% | — | — | Call | 464287234 |
| — | PLATINUM EAGLE ACQUISITIN CO | 307,900 | $431 | 0.0% | $1.40 | — | W EXP 01/17/202 | G7126L118 |
| — | PENSARE ACQUISITION CORP | 671,900 | $430 | 0.0% | $0.50 | — | W EXP 07/27/202 | 70957E113 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 896,960 | $417 | 0.0% | $0.40 | — | W EXP 99/99/999 | G0726L117 |
| CENTA | CENTRAL GARDEN & PET CO | 10,200 | $413 | 0.0% | $30.05 | +2.0% | CL A NON-VTG | 153527205 |
| — | AKORN INC | 24,600 | $408 | 0.0% | — | — | Call | 009728106 |
| — | OSPREY ENERGY ACQUISITION CO | 253,098 | $405 | 0.0% | $1.60 | — | W EXP 07/21/202 | 688397116 |
| — | GORES HLDGS II INC | 251,166 | $402 | 0.0% | $1.48 | — | W EXP 01/13/202 | 382867117 |
| — | ATLANTIC ACQUISITION CORP | 36,685 | $369 | 0.0% | $10.06 | — | COM | 048206106 |
| — | I AM CAP ACQUISITION CO | 31,389 | $339 | 0.0% | $9.94 | — | COM | 45074Q108 |
| — | LANDCADIA HLDGS INC | 407,349 | $326 | 0.0% | $0.73 | — | W EXP 06/01/202 | 51476W115 |
| — | GORDON POINTE ACQUISITION CO | 32,746 | $318 | 0.0% | $9.71 | — | COM CLASS A | 382788107 |
| — | HOSTESS BRANDS INC | 180,000 | $306 | 0.0% | $2.82 | — | W EXP 11/04/202 | 44109J114 |
| — | VIACOM INC NEW | 10,000 | $302 | 0.0% | $30.20 | — | CL B | 92553P201 |
| — | GIGCAPITAL INC | 27,236 | $268 | 0.0% | $9.84 | — | COM | 37518N106 |
| — | FGL HLDGS | 210,500 | $253 | 0.0% | $1.55 | — | W EXP 11/30/202 | G3402M110 |
| — | DFB HEALTHCARE ACQUISTION CO | 25,000 | $241 | 0.0% | $9.64 | — | COM | 23291E109 |
| — | ALTA MESA RES INC | 157,166 | $220 | 0.0% | $1.55 | — | W EXP 03/28/202 | 02133L117 |
| — | CONSTELLATION ALPHA CAP CORP | 608,100 | $219 | 0.0% | $0.23 | — | W EXP 03/23/202 | G2379F116 |
| — | FEDERAL STR ACQUISITION CORP | 182,400 | $219 | 0.0% | $1.15 | — | W EXP 07/24/202 | 31421V115 |
| — | SIMPLY GOOD FOODS CO | 50,000 | $208 | 0.0% | $2.38 | — | W EXP 07/07/202 | 82900L110 |
| — | MARVELL TECHNOLOGY GROUP LTD | 9,633 | $207 | 0.0% | $21.49 | — | ORD | G5876H105 |
| KGC | KINROSS GOLD CORP | 50,000 | $188 | 0.0% | — | — | Call | 496902404 |
| — | NEXEO SOLUTIONS INC | 297,917 | $170 | 0.0% | $0.72 | — | W EXP 06/09/202 | 65342H110 |
| — | MTECH ACQUISITION CORP | 247,989 | $161 | 0.0% | $0.65 | — | W EXP 08/01/202 | 55378W115 |
| — | GTY TECHNOLOGY HOLDINGS INC | 125,753 | $157 | 0.0% | $1.12 | — | W EXP 10/25/202 | G4182A128 |
| — | SABAN CAP ACQUISITION CORP | 125,000 | $150 | 0.0% | $1.35 | — | W EXP 09/21/202 | 78516C114 |
| ABUS | ARBUTUS BIOPHARMA CORP | 20,591 | $150 | 0.0% | $3.27 | +82.0% | COM | 03879J100 |
| — | BIG ROCK PARTNERS ACQUISI CO | 301,397 | $136 | 0.0% | $0.37 | — | RIGHT 12/01/2022 | 089482129 |
| — | HAYMAKER ACQUISITION CORP | 151,100 | $131 | 0.0% | $0.81 | — | W EXP 10/27/202 | 420870115 |
| BTG | B2GOLD CORP | 50,403 | $130 | 0.0% | $2.18 | 0.0% | COM | 11777Q209 |
| — | TRINITY MERGER CORP | 299,400 | $120 | 0.0% | $0.40 | — | W EXP 05/11/202 | 89653L114 |
| — | TIBERIUS ACQUISITION CORP | 200,000 | $112 | 0.0% | $0.56 | — | W EXP 02/28/202 | 88633A115 |
| — | OPES ACQUISITION CORP | 331,100 | $109 | 0.0% | $0.33 | — | W EXP 03/13/202 | 68373P118 |
| — | CM SEVEN STAR ACQUISITION CO | 249,300 | $98 | 0.0% | $0.39 | — | W EXP 08/21/202 | G2345N110 |
| — | DRAPER OAKWOOD TECHNOLOGY | 162,100 | $96 | 0.0% | $0.59 | — | RIGHT 09/19/2018 | 26146L129 |
| — | ESTRE AMBIENTAL INC | 209,855 | $89 | 0.0% | $0.51 | — | W EXP 12/21/202 | G3206V118 |
| — | CM SEVEN STAR ACQUISITION CO | 268,354 | $86 | 0.0% | $0.32 | — | RIGHT 08/21/2022 | G2345N136 |
| — | GIGCAPITAL INC | 159,200 | $72 | 0.0% | $0.45 | — | RIGHT 03/06/2020 | 37518N114 |
| — | NEVSUN RES LTD | 20,000 | $69 | 0.0% | $3.47 | — | Call | 64156L101 |
| — | KBL MERGER CORP IV | 227,414 | $66 | 0.0% | $0.18 | — | W EXP 01/15/202 | 48242A112 |
| — | BIG ROCK PARTNERS ACQUISI CO | 101,200 | $35 | 0.0% | $0.33 | — | W EXP 12/01/202 | 089482111 |
| HL | HECLA MNG CO | 10,000 | $35 | 0.0% | — | — | Call | 422704106 |
| — | LEISURE ACQUISITION CORP | 40,400 | $28 | 0.0% | $0.69 | — | W EXP 12/05/201 | 52539T115 |
| — | JENSYN ACQUISITION CORP | 209,455 | $27 | 0.0% | $0.13 | — | W EXP 03/07/202 | 47632B110 |
| — | BLACK RIDGE ACQUISITION CORP | 75,900 | $23 | 0.0% | $0.30 | — | RIGHT 07/10/2019 | 09216T123 |
| — | LEGACY ACQUISITION CORP | 50,000 | $22 | 0.0% | $0.34 | — | W EXP 11/30/202 | 524643111 |
| — | KBL MERGER CORP IV | 59,540 | $20 | 0.0% | $0.34 | — | RIGHT 03/22/2019 | 48242A120 |
| — | PENSARE ACQUISITION CORP | 41,026 | $20 | 0.0% | $0.51 | — | RIGHT 99/99/9999 | 70957E121 |
| — | UNION ACQUISITION CORP | 50,000 | $18 | 0.0% | $0.36 | — | W EXP 07/01/202 | G9366W127 |
| — | ASANKO GOLD INC | 15,000 | $16 | 0.0% | $1.07 | — | Call | 04341Y105 |
| — | BARINGTON HILCO ACQUISITION | 28,670 | $5 | 0.0% | $0.21 | — | W EXP 02/11/202 | 06759V127 |