Wellington Shields & Co., LLC Diversified Active

CIK: 0001506073 · Show all filings

Period: Q1 2016 (← Previous) (Next →)

Filing Date: May 26, 2016

Total Value ($000): $150,090 (100.0% shares, 0.0% debt)

Holdings (111)

ILMN ILLUMINA INC 16.1%
Value ($000) $24,191 Shares 149,223 Est. Cost $64.01 Unrealized +138.8%
UEIC UNIVERSAL ELECTRONICS 12.7%
Value ($000) $19,095 Shares 308,027 Est. Cost $24.88 Unrealized +114.1%
SPECTRANETICS CORP 7.2%
Value ($000) $10,861 Shares 747,984 Est. Cost $18.46 Unrealized
EXPRESS SCRIPTS HOLDING CO 5.4%
Value ($000) $8,095 Shares 117,851 Est. Cost $62.55 Unrealized
XOM EXXON MOBIL CORP 2.9%
Value ($000) $4,379 Shares 52,392 Est. Cost $54.39 Unrealized -4.5%
MSFT MICROSOFT CORPORATION 2.7%
Value ($000) $4,120 Shares 74,604 Est. Cost $29.18 Unrealized +57.9%
IBM INTERNATIONAL BUSINESS MACHINE 2.6%
Value ($000) $3,912 Shares 25,829 Est. Cost $112.62 Unrealized -25.3%
GENERAL ELECTRIC CO 2.5%
Value ($000) $3,783 Shares 118,984 Est. Cost $24.97 Unrealized
T AT&T INC 2.5%
Value ($000) $3,743 Shares 95,559 Est. Cost $11.53 Unrealized +20.1%
BMY BRISTOL-MYERS SQUIBB CO 2.2%
Value ($000) $3,280 Shares 51,348 Est. Cost $29.34 Unrealized +52.7%
AAL AMERICAN AIRLINES GROUP INC 1.8%
Value ($000) $2,649 Shares 64,600 Est. Cost $40.43 Unrealized -4.7%
VZ VERIZON COMMUNICATIONS INC 1.8%
Value ($000) $2,633 Shares 48,695 Est. Cost $27.05 Unrealized +11.0%
FLO FLOWERS FOODS INC 1.7%
Value ($000) $2,599 Shares 140,797 Est. Cost $14.88 Unrealized -13.6%
HON HONEYWELL INTERNATIONAL 1.7%
Value ($000) $2,518 Shares 22,473 Est. Cost $53.58 Unrealized +42.5%
DIS WALT DISNEY CO/THE 1.6%
Value ($000) $2,373 Shares 23,894 Est. Cost $59.73 Unrealized +49.0%
CHICAGO BRIDGE & IRON 1.5%
Value ($000) $2,191 Shares 59,875 Est. Cost $58.96 Unrealized
PM PHILIP MORRIS INTERNAT 1.2%
Value ($000) $1,825 Shares 18,600 Est. Cost $49.85 Unrealized +12.1%
PFE PFIZER INC 1.1%
Value ($000) $1,719 Shares 57,998 Est. Cost $17.18 Unrealized +8.7%
MO ALTRIA GROUP INC 1.1%
Value ($000) $1,626 Shares 25,950 Est. Cost $17.97 Unrealized +72.9%
EFX EQUIFAX INC 1.0%
Value ($000) $1,531 Shares 13,399 Est. Cost $53.06 Unrealized +80.6%
PEP PEPSICO INC 1.0%
Value ($000) $1,513 Shares 14,765 Est. Cost $58.08 Unrealized +26.1%
JPM JP MORGAN CHASE & CO 0.9%
Value ($000) $1,389 Shares 23,452 Est. Cost $37.88 Unrealized +18.4%
WY WEYERHAEUSER CO 0.9%
Value ($000) $1,367 Shares 44,141 Est. Cost $18.67 Unrealized -2.8%
PG PROCTER & GAMBLE COMPANY 0.8%
Value ($000) $1,274 Shares 15,474 Est. Cost $55.89 Unrealized +10.3%
AAPL APPLE COMPUTER 0.8%
Value ($000) $1,245 Shares 11,423 Est. Cost $21.28 Unrealized +6.0%
UNP UNION PACIFIC 0.8%
Value ($000) $1,219 Shares 15,320 Est. Cost $65.95 Unrealized -6.0%
WPC W.P. CAREY INC. 0.8%
Value ($000) $1,194 Shares 19,184 Est. Cost $64.97 Unrealized
ABBV ABBVIE INC. 0.7%
Value ($000) $1,100 Shares 19,263 Est. Cost $29.54 Unrealized +25.6%
UMBF UMB FINANCIAL CORP 0.7%
Value ($000) $1,033 Shares 20,000 Est. Cost $50.96 Unrealized -5.7%
JNJ JOHNSON & JOHNSON 0.7%
Value ($000) $1,019 Shares 9,414 Est. Cost $64.22 Unrealized +22.7%
ABT ABBOTT LABORATORIES 0.6%
Value ($000) $950 Shares 22,703 Est. Cost $31.04 Unrealized +6.3%
CSCO CISCO SYSTEMS 0.6%
Value ($000) $947 Shares 33,274 Est. Cost $15.57 Unrealized +21.7%
MMM 3M CO 0.6%
Value ($000) $894 Shares 5,364 Est. Cost $68.59 Unrealized +35.3%
DU PONT (EI) DE NEMOURS 0.6%
Value ($000) $877 Shares 13,851 Est. Cost $60.20 Unrealized
CVX CHEVRON CORPORATION 0.6%
Value ($000) $873 Shares 9,146 Est. Cost $68.43 Unrealized -16.1%
KO COCA COLA 0.6%
Value ($000) $851 Shares 18,338 Est. Cost $27.96 Unrealized +13.9%
SO SOUTHERN CO 0.6%
Value ($000) $837 Shares 16,190 Est. Cost $27.62 Unrealized +16.6%
FIS FIDELITY NATIONAL INFORMATION 0.5%
Value ($000) $772 Shares 12,198 Est. Cost $34.36 Unrealized +47.2%
GEO GEO GROUP INC 0.5%
Value ($000) $718 Shares 20,700 Est. Cost $12.25 Unrealized -1.9%
MRK MERCK & CO 0.5%
Value ($000) $684 Shares 12,930 Est. Cost $40.00 Unrealized -9.9%
BP BP PLC SPONS ADR 0.5%
Value ($000) $676 Shares 22,396 Est. Cost $41.99 Unrealized
WM WASTE MGT. 0.4%
Value ($000) $666 Shares 11,283 Est. Cost $33.49 Unrealized +37.2%
DUK DUKE ENERGY CORP 0.4%
Value ($000) $643 Shares 7,967 Est. Cost $43.77 Unrealized +15.3%
INTC INTEL CORP 0.4%
Value ($000) $615 Shares 19,000 Est. Cost $21.02 Unrealized +16.1%
AXP AMERICAN EXPRESS CO 0.4%
Value ($000) $565 Shares 9,200 Est. Cost $61.07 Unrealized -17.3%
LEUCADIA NATIONAL CORP 0.4%
Value ($000) $563 Shares 34,800 Est. Cost $26.21 Unrealized
PNC PNC FINANCIAL CORP 0.4%
Value ($000) $544 Shares 6,436 Est. Cost $47.34 Unrealized +30.9%
MDLZ MONDELEZ INTERNATIONAL 0.3%
Value ($000) $522 Shares 13,004 Est. Cost $25.79 Unrealized +25.7%
GIS GENERAL MILLS INC 0.3%
Value ($000) $521 Shares 8,224 Est. Cost $40.46 Unrealized +1.8%
CASI PHARMACEUTICALS INC 0.3%
Value ($000) $519 Shares 489,327 Est. Cost $1.80 Unrealized
KMB KIMBERLY CLARK CORP 0.3%
Value ($000) $511 Shares 3,800 Est. Cost $78.13 Unrealized +18.7%
TRN TRINITY INDS INC. 0.3%
Value ($000) $509 Shares 27,813 Est. Cost $15.94 Unrealized -35.9%
DVY ISHARES TRUST DOW JONES SELECT 0.3%
Value ($000) $490 Shares 6,000 Est. Cost $75.17 Unrealized
LLY LILLY ELI & CO 0.3%
Value ($000) $425 Shares 5,900 Est. Cost $52.83 Unrealized +21.1%
EMN EASTMAN CHEM CO 0.3%
Value ($000) $423 Shares 5,850 Est. Cost $47.81 Unrealized -0.8%
DGEAF DIAGEO 0.3%
Value ($000) $412 Shares 15,375 Est. Cost $22.39 Unrealized -5.9%
NEE NEXTERA ENERGY INC 0.3%
Value ($000) $402 Shares 3,400 Est. Cost $15.66 Unrealized +39.2%
GLW CORNING INC 0.3%
Value ($000) $392 Shares 18,770 Est. Cost $10.66 Unrealized +33.7%
BDX BECTON DICKINSON 0.3%
Value ($000) $380 Shares 2,501 Est. Cost $123.45 Unrealized -1.0%
BAX BAXTER INTERNATIONAL INC 0.2%
Value ($000) $362 Shares 8,800 Est. Cost $30.43 Unrealized +6.7%
KHC THE KRAFT HEINZ COMPANY 0.2%
Value ($000) $360 Shares 4,583 Est. Cost $47.82 Unrealized +1.0%
AFL AFLAC INC. 0.2%
Value ($000) $357 Shares 5,656 Est. Cost $20.85 Unrealized +13.1%
BAXALTA INC 0.2%
Value ($000) $356 Shares 8,800 Est. Cost $31.71 Unrealized
NSC NORFOLK SOUTHERN 0.2%
Value ($000) $354 Shares 4,250 Est. Cost $70.35 Unrealized -12.5%
IP INTERNATIONAL PAPER 0.2%
Value ($000) $349 Shares 8,507 Est. Cost $28.50 Unrealized -20.0%
XEROX 0.2%
Value ($000) $348 Shares 31,216 Est. Cost $9.07 Unrealized
C CITIGROUP INC 0.2%
Value ($000) $348 Shares 8,340 Est. Cost $36.37 Unrealized -14.1%
GLAXO SMITHKLINE PLC SPONS ADR 0.2%
Value ($000) $345 Shares 8,500 Est. Cost $40.35 Unrealized
TIP ISHARES TIPS BOND ETF 0.2%
Value ($000) $344 Shares 3,000 Est. Cost $112.00 Unrealized
CODI COMPASS DIVERSIFIED HOLDINGS 0.2%
Value ($000) $337 Shares 21,510 Est. Cost $7.10 Unrealized +9.5%
SPECTRA ENERGY CORP 0.2%
Value ($000) $334 Shares 10,900 Est. Cost $30.64 Unrealized
DTE D T E ENERGY CO 0.2%
Value ($000) $324 Shares 3,569 Est. Cost $38.40 Unrealized +35.4%
YUM YUM BRANDS 0.2%
Value ($000) $321 Shares 3,920 Est. Cost $43.79 Unrealized 0.0%
THVB THOMASVILLE BANCSHARES INC 0.2%
Value ($000) $304 Shares 10,500 Est. Cost $15.42 Unrealized +43.4%
CAG CONAGRA FOODS 0.2%
Value ($000) $293 Shares 6,575 Est. Cost $17.67 Unrealized +29.9%
VOD VODAFONE GROUP PLC 0.2%
Value ($000) $289 Shares 9,027 Est. Cost $32.29 Unrealized
UNITED TECH. 0.2%
Value ($000) $285 Shares 2,850 Est. Cost $96.05 Unrealized
XBI SPDR S&P BIOTECH 0.2%
Value ($000) $283 Shares 5,477 Est. Cost $70.12 Unrealized
CMCSA COMCAST CORP 0.2%
Value ($000) $272 Shares 4,446 Est. Cost $19.85 Unrealized +14.6%
CAT CATERPILLAR 0.2%
Value ($000) $269 Shares 3,511 Est. Cost $64.92 Unrealized -18.3%
COVANTA HOLDING CORPORATION 0.2%
Value ($000) $264 Shares 15,670 Est. Cost $15.47 Unrealized
BXMT BLACKSTONE MORTGAGE TRUST INC 0.2%
Value ($000) $252 Shares 9,370 Est. Cost $27.82 Unrealized
GEF/B GREIF INC CL B 0.2%
Value ($000) $248 Shares 5,300 Est. Cost $29.45 Unrealized -18.8%
WMT WAL-MART STORES 0.2%
Value ($000) $247 Shares 3,601 Est. Cost $18.31 Unrealized 0.0%
ITW ILLINOIS TOOL WORKS 0.2%
Value ($000) $246 Shares 2,400 Est. Cost $71.40 Unrealized +2.6%
VECTREN CORP 0.2%
Value ($000) $243 Shares 4,798 Est. Cost $42.10 Unrealized
POWERSHARES S&P 500 LOW VOLATL 0.2%
Value ($000) $242 Shares 6,000 Est. Cost $38.50 Unrealized
SDY SPDR S&P DIVIDEND ETF 0.2%
Value ($000) $240 Shares 3,000 Est. Cost $73.67 Unrealized
NEW YORK COMMUNITY BANCORP INC 0.2%
Value ($000) $240 Shares 15,100 Est. Cost $14.16 Unrealized
D DOMINION RES INC VA NEW 0.2%
Value ($000) $238 Shares 3,167 Est. Cost $44.59 Unrealized +3.4%
TIFFANY & CO 0.2%
Value ($000) $235 Shares 3,200 Est. Cost $72.81 Unrealized
ROYAL DUTCH SHELL PLC CL A 0.2%
Value ($000) $235 Shares 4,852 Est. Cost $45.76 Unrealized
HPE HEWLETT PACKARD ENTERPRIS 0.2%
Value ($000) $230 Shares 13,000 Est. Cost $6.50 Unrealized -2.0%
HD HOME DEPOT INC 0.2%
Value ($000) $226 Shares 1,694 Est. Cost $98.37 Unrealized 0.0%
GOOGL ALPHABET INC (A) 0.1%
Value ($000) $211 Shares 276 Est. Cost $36.72 Unrealized -0.5%
AWK AMERICAN WTR WKS 0.1%
Value ($000) $207 Shares 3,000 Est. Cost $53.83 Unrealized 0.0%
CLX CLOROX CO 0.1%
Value ($000) $202 Shares 1,600 Est. Cost $93.27 Unrealized +3.0%
PEOPLE'S UNITED FINANCIAL INC 0.1%
Value ($000) $194 Shares 12,207 Est. Cost $15.73 Unrealized
CAPITAL SENIOR LIVING CORP 0.1%
Value ($000) $185 Shares 10,000 Est. Cost $18.50 Unrealized
GOLDCORP INC NEW 0.1%
Value ($000) $168 Shares 10,360 Est. Cost $11.52 Unrealized
FCX FREEPORT MCMORAN INC 0.1%
Value ($000) $166 Shares 16,100 Est. Cost $24.38 Unrealized -73.9%
BAC BANK OF AMERICA CORP 0.1%
Value ($000) $166 Shares 12,310 Est. Cost $10.86 Unrealized 0.0%
CENTRAL FUND OF CANADA 0.1%
Value ($000) $165 Shares 13,800 Est. Cost $10.00 Unrealized
HPQ H P INC 0.1%
Value ($000) $160 Shares 13,000 Est. Cost $9.18 Unrealized -16.0%
F FORD MOTOR COMPANY NEW 0.1%
Value ($000) $149 Shares 11,050 Est. Cost $7.45 Unrealized 0.0%
NEW YORK MORTGAGE TR INC 0.1%
Value ($000) $95 Shares 20,000 Est. Cost $6.64 Unrealized
FRONTIER COMMUNICATIONS CORP 0.1%
Value ($000) $81 Shares 14,418 Est. Cost $4.65 Unrealized
TVAGF TVA GROUP INC CL B 0.0%
Value ($000) $62 Shares 19,800 Est. Cost $8.89 Unrealized
VASOMEDICAL INC 0.0%
Value ($000) $2 Shares 11,000 Est. Cost $0.18 Unrealized
HOME SOLUTIONS HEALTH INC 0.0%
Value ($000) $0 Shares 50,000 Est. Cost Unrealized
CHINA SHUANGJI CEMENT LTD 0.0%
Value ($000) $0 Shares 10,000 Est. Cost Unrealized