Wellington Shields & Co., LLC Diversified Active

CIK: 0001506073 · Show all filings

Period: Q2 2016 (← Previous) (Next →)

Filing Date: Aug 15, 2016

Total Value ($000): $161,090 (100.0% shares, 0.0% debt)

Holdings (119)

UEIC UNIVERSAL ELECTRONICS 13.6%
Value ($000) $21,942 Shares 303,567 Est. Cost $24.88 Unrealized +163.7%
ILMN ILLUMINA INC 13.0%
Value ($000) $20,938 Shares 149,151 Est. Cost $64.01 Unrealized +121.9%
SPECTRANETICS CORP 8.7%
Value ($000) $13,995 Shares 747,984 Est. Cost $18.46 Unrealized
EXPRESS SCRIPTS HOLDING CO 5.2%
Value ($000) $8,327 Shares 109,851 Est. Cost $62.55 Unrealized
XOM EXXON MOBIL CORP 3.0%
Value ($000) $4,897 Shares 52,242 Est. Cost $54.39 Unrealized +6.4%
T AT&T INC 2.6%
Value ($000) $4,232 Shares 97,931 Est. Cost $11.61 Unrealized +30.1%
GENERAL ELECTRIC CO 2.6%
Value ($000) $4,142 Shares 131,565 Est. Cost $25.60 Unrealized
MSFT MICROSOFT CORPORATION 2.5%
Value ($000) $4,060 Shares 79,342 Est. Cost $30.18 Unrealized +52.4%
IBM INTERNATIONAL BUSINESS MACHINE 2.5%
Value ($000) $4,013 Shares 26,440 Est. Cost $112.21 Unrealized -15.2%
BMY BRISTOL-MYERS SQUIBB CO 2.3%
Value ($000) $3,770 Shares 51,259 Est. Cost $29.34 Unrealized +72.1%
VZ VERIZON COMMUNICATIONS INC 1.9%
Value ($000) $3,051 Shares 54,632 Est. Cost $27.53 Unrealized +14.3%
FLO FLOWERS FOODS INC 1.6%
Value ($000) $2,621 Shares 139,822 Est. Cost $14.88 Unrealized -14.5%
HON HONEYWELL INTERNATIONAL 1.6%
Value ($000) $2,614 Shares 22,473 Est. Cost $53.58 Unrealized +57.1%
DIS WALT DISNEY CO/THE 1.5%
Value ($000) $2,396 Shares 24,494 Est. Cost $60.53 Unrealized +52.3%
PFE PFIZER INC 1.3%
Value ($000) $2,063 Shares 58,588 Est. Cost $17.22 Unrealized +22.3%
PM PHILIP MORRIS INTERNAT 1.2%
Value ($000) $1,928 Shares 18,950 Est. Cost $50.06 Unrealized +22.7%
WPC W.P. CAREY INC. 1.1%
Value ($000) $1,843 Shares 26,550 Est. Cost $66.21 Unrealized
MO ALTRIA GROUP INC 1.1%
Value ($000) $1,790 Shares 25,953 Est. Cost $17.97 Unrealized +84.8%
AAL AMERICAN AIRLINES GROUP INC 1.1%
Value ($000) $1,744 Shares 61,600 Est. Cost $40.43 Unrealized -19.8%
JPM JP MORGAN CHASE & CO 1.1%
Value ($000) $1,723 Shares 27,732 Est. Cost $39.49 Unrealized +22.4%
EFX EQUIFAX INC 1.1%
Value ($000) $1,720 Shares 13,399 Est. Cost $53.06 Unrealized +108.6%
WY WEYERHAEUSER CO 1.0%
Value ($000) $1,584 Shares 53,217 Est. Cost $19.09 Unrealized +10.6%
PEP PEPSICO INC 1.0%
Value ($000) $1,564 Shares 14,765 Est. Cost $58.08 Unrealized +32.7%
JNJ JOHNSON & JOHNSON 0.9%
Value ($000) $1,411 Shares 11,630 Est. Cost $68.57 Unrealized +27.0%
UNP UNION PACIFIC 0.8%
Value ($000) $1,337 Shares 15,320 Est. Cost $65.95 Unrealized +3.5%
PG PROCTER & GAMBLE COMPANY 0.7%
Value ($000) $1,200 Shares 14,175 Est. Cost $55.89 Unrealized +13.3%
ABBV ABBVIE INC. 0.7%
Value ($000) $1,200 Shares 19,388 Est. Cost $29.54 Unrealized +38.7%
UMBF UMB FINANCIAL CORP 0.7%
Value ($000) $1,064 Shares 20,000 Est. Cost $50.96 Unrealized +6.7%
AAPL APPLE INC 0.7%
Value ($000) $1,064 Shares 11,134 Est. Cost $21.28 Unrealized +6.3%
CHICAGO BRIDGE & IRON 0.6%
Value ($000) $974 Shares 28,125 Est. Cost $58.96 Unrealized
CVX CHEVRON CORPORATION 0.6%
Value ($000) $961 Shares 9,169 Est. Cost $68.43 Unrealized -2.4%
CSCO CISCO SYSTEMS 0.6%
Value ($000) $955 Shares 33,274 Est. Cost $15.57 Unrealized +34.0%
MMM 3M CO 0.6%
Value ($000) $941 Shares 5,371 Est. Cost $68.59 Unrealized +49.4%
M MACY'S 0.6%
Value ($000) $907 Shares 27,000 Est. Cost $35.81 Unrealized 0.0%
FIS FIDELITY NATIONAL INFORMATION 0.6%
Value ($000) $899 Shares 12,198 Est. Cost $34.36 Unrealized +73.2%
DU PONT (EI) DE NEMOURS 0.6%
Value ($000) $898 Shares 13,851 Est. Cost $60.20 Unrealized
ABT ABBOTT LABORATORIES 0.6%
Value ($000) $894 Shares 22,732 Est. Cost $31.04 Unrealized +7.5%
SO SOUTHERN CO 0.5%
Value ($000) $871 Shares 16,238 Est. Cost $27.62 Unrealized +21.7%
KO COCA COLA 0.5%
Value ($000) $831 Shares 18,338 Est. Cost $27.96 Unrealized +19.1%
BP BP PLC SPONS ADR 0.5%
Value ($000) $795 Shares 22,396 Est. Cost $41.99 Unrealized
WM WASTE MGT. 0.5%
Value ($000) $748 Shares 11,283 Est. Cost $33.49 Unrealized +51.3%
MRK MERCK & CO 0.5%
Value ($000) $745 Shares 12,930 Est. Cost $40.00 Unrealized -1.3%
GEO GEO GROUP INC 0.5%
Value ($000) $742 Shares 21,700 Est. Cost $12.33 Unrealized +12.8%
DUK DUKE ENERGY CORP 0.4%
Value ($000) $684 Shares 7,974 Est. Cost $43.77 Unrealized +22.9%
BGS B&G FOODS INC. 0.4%
Value ($000) $664 Shares 13,780 Est. Cost $18.87 Unrealized 0.0%
INTC INTEL CORP 0.4%
Value ($000) $623 Shares 19,000 Est. Cost $21.02 Unrealized +19.5%
MDLZ MONDELEZ INTERNATIONAL 0.4%
Value ($000) $592 Shares 13,004 Est. Cost $25.79 Unrealized +35.0%
CASI PHARMACEUTICALS INC 0.4%
Value ($000) $573 Shares 489,327 Est. Cost $1.80 Unrealized
GIS GENERAL MILLS INC 0.4%
Value ($000) $568 Shares 7,971 Est. Cost $40.46 Unrealized +12.3%
CMCSA COMCAST CORP 0.4%
Value ($000) $564 Shares 8,646 Est. Cost $22.22 Unrealized +11.3%
PNC PNC FINANCIAL CORP 0.3%
Value ($000) $524 Shares 6,436 Est. Cost $47.34 Unrealized +33.0%
KMB KIMBERLY CLARK CORP 0.3%
Value ($000) $523 Shares 3,803 Est. Cost $78.13 Unrealized +20.2%
VOD VODAFONE GROUP PLC 0.3%
Value ($000) $520 Shares 16,827 Est. Cost $31.64 Unrealized
TRN TRINITY INDS INC. 0.3%
Value ($000) $517 Shares 27,819 Est. Cost $15.94 Unrealized -39.3%
AXP AMERICAN EXPRESS CO 0.3%
Value ($000) $516 Shares 8,500 Est. Cost $61.07 Unrealized -9.5%
DVY ISHARES TRUST DOW JONES SELECT 0.3%
Value ($000) $512 Shares 6,000 Est. Cost $75.17 Unrealized
CAT CATERPILLAR 0.3%
Value ($000) $502 Shares 6,617 Est. Cost $62.53 Unrealized -4.3%
LLY LILLY ELI & CO 0.3%
Value ($000) $465 Shares 5,900 Est. Cost $52.83 Unrealized +21.3%
NEE NEXTERA ENERGY INC 0.3%
Value ($000) $443 Shares 3,400 Est. Cost $15.66 Unrealized +50.0%
BDX BECTON DICKINSON 0.3%
Value ($000) $426 Shares 2,509 Est. Cost $123.45 Unrealized +12.0%
DGEAF DIAGEO 0.3%
Value ($000) $426 Shares 15,375 Est. Cost $22.39 Unrealized -3.5%
GLAXO SMITHKLINE PLC SPONS ADR 0.3%
Value ($000) $412 Shares 9,500 Est. Cost $40.67 Unrealized
AFL AFLAC INC. 0.3%
Value ($000) $408 Shares 5,656 Est. Cost $20.85 Unrealized +30.8%
KHC THE KRAFT HEINZ COMPANY 0.3%
Value ($000) $406 Shares 4,583 Est. Cost $47.82 Unrealized +12.1%
WFC WELLS FARGO & COMPANY 0.3%
Value ($000) $403 Shares 8,513 Est. Cost $37.23 Unrealized 0.0%
BAX BAXTER INTERNATIONAL INC 0.2%
Value ($000) $398 Shares 8,800 Est. Cost $30.43 Unrealized +23.2%
EMN EASTMAN CHEM CO 0.2%
Value ($000) $397 Shares 5,850 Est. Cost $47.81 Unrealized +12.0%
GLW CORNING INC 0.2%
Value ($000) $391 Shares 19,080 Est. Cost $10.74 Unrealized +44.4%
SPECTRA ENERGY CORP 0.2%
Value ($000) $389 Shares 10,626 Est. Cost $30.64 Unrealized
IP INTERNATIONAL PAPER 0.2%
Value ($000) $369 Shares 8,710 Est. Cost $28.45 Unrealized -7.6%
EMR EMERSON ELECTRIC COMPANY 0.2%
Value ($000) $365 Shares 7,000 Est. Cost $41.54 Unrealized 0.0%
NSC NORFOLK SOUTHERN 0.2%
Value ($000) $362 Shares 4,250 Est. Cost $70.35 Unrealized -0.9%
CODI COMPASS DIVERSIFIED HOLDINGS 0.2%
Value ($000) $357 Shares 21,510 Est. Cost $7.10 Unrealized +21.4%
C CITIGROUP INC 0.2%
Value ($000) $354 Shares 8,340 Est. Cost $36.37 Unrealized -9.0%
DTE D T E ENERGY CO 0.2%
Value ($000) $354 Shares 3,569 Est. Cost $38.40 Unrealized +46.1%
TIP ISHARES TIPS BOND ETF 0.2%
Value ($000) $350 Shares 3,000 Est. Cost $112.00 Unrealized
YUM YUM BRANDS 0.2%
Value ($000) $325 Shares 3,920 Est. Cost $43.79 Unrealized +13.0%
F FORD MOTOR COMPANY NEW 0.2%
Value ($000) $315 Shares 25,050 Est. Cost $7.72 Unrealized +2.8%
CAG CONAGRA FOODS 0.2%
Value ($000) $314 Shares 6,575 Est. Cost $17.67 Unrealized +43.4%
THVB THOMASVILLE BANCSHARES INC 0.2%
Value ($000) $302 Shares 10,500 Est. Cost $15.42 Unrealized +50.1%
XBI SPDR S&P BIOTECH 0.2%
Value ($000) $296 Shares 5,478 Est. Cost $70.12 Unrealized
XEROX 0.2%
Value ($000) $296 Shares 31,216 Est. Cost $9.07 Unrealized
UNITED TECH. 0.2%
Value ($000) $292 Shares 2,850 Est. Cost $96.05 Unrealized
GEF/B GREIF INC CL B 0.2%
Value ($000) $290 Shares 5,300 Est. Cost $29.45 Unrealized +2.6%
BXMT BLACKSTONE MORTGAGE TRUST INC 0.2%
Value ($000) $282 Shares 10,192 Est. Cost $27.81 Unrealized
BA BOEING CO 0.2%
Value ($000) $279 Shares 2,150 Est. Cost $118.53 Unrealized 0.0%
LMT LOCKHEED MARTIN 0.2%
Value ($000) $278 Shares 1,120 Est. Cost $182.33 Unrealized 0.0%
RITM NEW RESIDENTIAL INVESTMENT COR 0.2%
Value ($000) $277 Shares 20,000 Est. Cost $13.85 Unrealized
ROYAL DUTCH SHELL PLC CL A 0.2%
Value ($000) $272 Shares 4,929 Est. Cost $45.91 Unrealized
WMT WAL-MART STORES 0.2%
Value ($000) $265 Shares 3,631 Est. Cost $18.31 Unrealized +6.6%
COVANTA HOLDING CORPORATION 0.2%
Value ($000) $259 Shares 15,757 Est. Cost $15.47 Unrealized
AWK AMERICAN WTR WKS 0.2%
Value ($000) $254 Shares 3,000 Est. Cost $53.83 Unrealized +14.9%
VECTREN CORP 0.2%
Value ($000) $253 Shares 4,798 Est. Cost $42.10 Unrealized
SDY SPDR S&P DIVIDEND ETF 0.2%
Value ($000) $252 Shares 3,000 Est. Cost $73.67 Unrealized
ITW ILLINOIS TOOL WORKS 0.2%
Value ($000) $250 Shares 2,400 Est. Cost $71.40 Unrealized +16.6%
UPS UNITED PARCEL SERVICE 0.2%
Value ($000) $248 Shares 2,300 Est. Cost $73.08 Unrealized 0.0%
D DOMINION RES INC VA NEW 0.2%
Value ($000) $247 Shares 3,167 Est. Cost $44.59 Unrealized +7.1%
HPE HEWLETT PACKARD ENTERPRIS 0.1%
Value ($000) $238 Shares 13,000 Est. Cost $6.50 Unrealized +19.4%
CLX CLOROX CO 0.1%
Value ($000) $221 Shares 1,600 Est. Cost $93.27 Unrealized +5.8%
HD HOME DEPOT INC 0.1%
Value ($000) $217 Shares 1,696 Est. Cost $98.37 Unrealized +6.7%
AMZN AMAZON.COM INC 0.1%
Value ($000) $215 Shares 300 Est. Cost $33.82 Unrealized 0.0%
SENSIENT TECHNOLOGIES CORP 0.1%
Value ($000) $213 Shares 3,000 Est. Cost $71.00 Unrealized
TR TOOTSIE ROLL 0.1%
Value ($000) $208 Shares 5,389 Est. Cost $29.14 Unrealized 0.0%
GOLDCORP INC NEW 0.1%
Value ($000) $208 Shares 10,867 Est. Cost $11.87 Unrealized
SLB SCHLUMBERGER LTD 0.1%
Value ($000) $206 Shares 2,600 Est. Cost $58.24 Unrealized 0.0%
MTB M&T BANK CORP 0.1%
Value ($000) $204 Shares 1,723 Est. Cost $88.17 Unrealized 0.0%
SYY SYSCO CORP 0.1%
Value ($000) $203 Shares 4,000 Est. Cost $37.68 Unrealized 0.0%
MCK MCKESSON CORP 0.1%
Value ($000) $202 Shares 1,080 Est. Cost $162.65 Unrealized 0.0%
CENTRAL FUND OF CANADA 0.1%
Value ($000) $192 Shares 13,800 Est. Cost $10.00 Unrealized
FCX FREEPORT MCMORAN INC 0.1%
Value ($000) $179 Shares 16,100 Est. Cost $24.38 Unrealized -58.8%
PEOPLE'S UNITED FINANCIAL INC 0.1%
Value ($000) $179 Shares 12,207 Est. Cost $15.73 Unrealized
CAPITAL SENIOR LIVING CORP 0.1%
Value ($000) $177 Shares 10,000 Est. Cost $18.50 Unrealized
HPQ H P INC 0.1%
Value ($000) $163 Shares 13,000 Est. Cost $9.18 Unrealized -1.3%
NEW YORK MORTGAGE TR INC 0.1%
Value ($000) $134 Shares 22,000 Est. Cost $6.59 Unrealized
FRONTIER COMMUNICATIONS CORP 0.0%
Value ($000) $72 Shares 14,658 Est. Cost $4.65 Unrealized
TVAGF TVA GROUP INC CL B 0.0%
Value ($000) $60 Shares 19,800 Est. Cost $8.89 Unrealized
VASOMEDICAL INC 0.0%
Value ($000) $2 Shares 11,000 Est. Cost $0.18 Unrealized
CHINA SHUANGJI CEMENT LTD 0.0%
Value ($000) $0 Shares 10,000 Est. Cost Unrealized
HOME SOLUTIONS HEALTH INC 0.0%
Value ($000) $0 Shares 50,000 Est. Cost Unrealized