Location: New York, NY
CIK: 0001567163 · Show all filings
Period: Q4 2017 (← Previous) (Next →)
Filing Date: Jan 18, 2018
Total Value: $353M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| AAPL | APPLE INC | 100,812 | $17.13M | 4.9% | $169.96 * | $22.02 | +80.0% | COM | 037833100 |
| — | ALERIAN MLP ETF | 1,582,688 | $17.11M | 4.8% | $10.81 | $11.44 | — | ETF | 00162Q866 |
| GOOGL | ALPHABET INC-CL A | 15,789 | $16.66M | 4.7% | $1055.23 * | $37.05 | +41.1% | COM | 02079K305 |
| MSFT | MICROSOFT CORP | 188,417 | $16.2M | 4.6% | $85.96 * | $41.80 | +88.2% | COM | 594918104 |
| CSCO | CISCO SYSTEMS INC | 350,331 | $13.48M | 3.8% | $38.48 * | $21.67 | +38.4% | COM | 17275R102 |
| BP | BP PLC-SPONS ADR | 302,975 | $12.77M | 3.6% | $42.14 | $36.15 | +16.3% | ADR | 055622104 |
| PFF | ISHARES US PREFERRED STOCK E | 331,600 | $12.63M | 3.6% | $38.09 | $38.47 | -1.0% | ETF | 464288687 |
| INTC | INTEL CORP | 268,241 | $12.44M | 3.5% | $46.37 * | $29.35 | +32.0% | COM | 458140100 |
| PFE | PFIZER INC | 318,585 | $11.57M | 3.3% | $36.33 * | $18.79 | +28.2% | COM | 717081103 |
| T | AT&T INC | 293,524 | $11.46M | 3.2% | $39.05 * | $14.73 | +11.5% | COM | 00206R102 |
| BAC | BANK OF AMERICA CORP | 367,494 | $10.88M | 3.1% | $29.62 * | $17.68 | +38.3% | COM | 060505104 |
| BRK/B | BERKSHIRE HATHAWAY-BLK CEDEA | 48,793 | $9.715M | 2.8% | $199.11 | $143.31 | +38.3% | COM | 084670702 |
| JPM | JPMORGAN CHASE & CO | 86,752 | $9.33M | 2.6% | $107.55 * | $45.08 | +90.6% | COM | 46625H100 |
| — | GENERAL ELECTRIC CO | 468,487 | $8.156M | 2.3% | $17.41 | $25.86 | — | COM | 369604103 |
| GILD | GILEAD SCIENCES INC | 111,558 | $8.021M | 2.3% | $71.90 * | $53.81 | -1.4% | COM | 375558103 |
| GD | GENERAL DYNAMICS CORP | 39,309 | $8.015M | 2.3% | $203.90 * | $82.62 | +105.4% | COM | 369550108 |
| HEDJ | WISDOMTREE EUROPE HEDGED EQU | 114,208 | $7.289M | 2.1% | $63.82 * | $31.36 | +1.6% | ETF | 97717X701 |
| JNJ | JOHNSON & JOHNSON | 47,701 | $6.693M | 1.9% | $140.31 * | $66.42 | +68.2% | COM | 478160104 |
| MRK | MERCK & CO. INC. | 112,926 | $6.371M | 1.8% | $56.42 * | $40.46 | +3.7% | COM | 58933Y105 |
| ETN | EATON CORP PLC | 79,899 | $6.336M | 1.8% | $79.30 * | $50.98 | +32.5% | COM | G29183103 |
| VZ | VERIZON COMMUNICATIONS INC | 101,233 | $5.381M | 1.5% | $53.15 * | $31.00 | +11.0% | COM | 92343V104 |
| PCG | P G & E CORP | 112,269 | $5.013M | 1.4% | $44.65 | $55.35 | -19.9% | COM | 69331C108 |
| DAL | DELTA AIR LINES INC | 83,210 | $4.673M | 1.3% | $56.16 * | $44.31 | +16.0% | COM | 247361702 |
| — | NUVEEN NY AMT-FR MUNI INC FD | 345,807 | $4.475M | 1.3% | $12.94 | $12.84 | — | CEF | 670656107 |
| — | SANTA CRUZ COUNTY BANK | 85,283 | $4.174M | 1.2% | $48.94 | $25.20 | — | COM | 801827106 |
| IBM | INTL BUSINESS MACHINES CORP | 23,141 | $3.56M | 1.0% | $153.84 * | $101.88 | +1.5% | COM | 459200101 |
| EPD | ENTERPRISE PRODUCTS PARTNERS | 122,318 | $3.234M | 0.9% | $26.44 | $25.80 | — | MLP | 293792107 |
| ORCL | ORACLE CORP | 66,870 | $3.178M | 0.9% | $47.53 * | $41.01 | +2.3% | COM | 68389X105 |
| AMZN | AMAZON.COM INC | 2,467 | $2.885M | 0.8% | $1169.44 * | $32.29 | +81.1% | COM | 023135106 |
| — | UNITED TECHNOLOGIES CORP | 22,166 | $2.834M | 0.8% | $127.85 | $108.38 | — | COM | 913017109 |
| — | KAYNE ANDERSON MLP INVESTMEN | 141,555 | $2.695M | 0.8% | $19.04 | $18.50 | — | CEF | 486606106 |
| — | MAGELLAN MIDSTREAM PARTNERS | 36,735 | $2.606M | 0.7% | $70.94 | $70.28 | — | MLP | 559080106 |
| — | AGNC INVESTMENT CORP | 95,158 | $2.459M | 0.7% | $25.84 | $25.59 | — | PFD | 00123Q500 |
| — | RAYTHEON COMPANY | 12,128 | $2.281M | 0.6% | $188.08 | $81.25 | — | COM | 755111507 |
| CVX | CHEVRON CORP | 17,515 | $2.196M | 0.6% | $125.38 * | $71.80 | +23.4% | COM | 166764100 |
| HAL | HALLIBURTON CO | 44,572 | $2.176M | 0.6% | $48.82 * | $37.39 | +11.3% | COM | 406216101 |
| VCSH | VANGUARD ST CORP BOND ETF | 27,045 | $2.144M | 0.6% | $79.28 | $80.08 | -1.0% | ETF | 92206C409 |
| — | CLEARBRIDGE ENERGY MLP FUND | 141,171 | $2.126M | 0.6% | $15.06 | $15.06 | — | CEF | 184692101 |
| CVS | CVS HEALTH CORP | 26,868 | $1.952M | 0.6% | $72.65 * | $67.82 | -17.2% | COM | 126650100 |
| — | ANNALY CAPITAL MGMT | 66,139 | $1.713M | 0.5% | $25.90 | $25.60 | — | PFD | 035710870 |
| — | CELGENE CORP | 16,113 | $1.692M | 0.5% | $105.01 | $105.04 | — | COM | 151020104 |
| WFC | WELLS FARGO & CO | 26,501 | $1.616M | 0.5% | $60.98 * | $38.57 | +25.9% | COM | 949746101 |
| DIS | WALT DISNEY CO THE | 14,466 | $1.559M | 0.4% | $107.77 * | $99.13 | +3.0% | COM | 254687106 |
| GDX | VANECK VECTORS GOLD MINERS E | 65,671 | $1.527M | 0.4% | $23.25 | $22.76 | +2.1% | ETF | 92189F106 |
| — | INVESCO MORTGAGE CAPITAL | 58,493 | $1.462M | 0.4% | $24.99 | $25.07 | — | PFD | 46131B209 |
| UPS | UNITED PARCEL SERVICE-CL B | 12,035 | $1.437M | 0.4% | $119.40 * | $70.06 | +25.3% | COM | 911312106 |
| — | FIRST TRUST ENERGY INCOME AN | 51,720 | $1.371M | 0.4% | $26.51 | $26.51 | — | CEF | 33738G104 |
| META | FACEBOOK INC-A | 7,138 | $1.264M | 0.4% | $177.08 | $51.10 | +242.9% | COM | 30303M102 |
| — | SHIRE PLC-ADR | 8,134 | $1.264M | 0.4% | $155.40 | $152.98 | — | ADR | 82481R106 |
| MINT | PIMCO ENHANCED SHORT MATURIT | 12,350 | $1.254M | 0.4% | $101.54 | $101.39 | +0.2% | ETF | 72201R833 |
| GM | GENERAL MOTORS CO | 28,413 | $1.167M | 0.3% | $41.07 * | $24.51 | +47.0% | COM | 37045V100 |
| XOM | EXXON MOBIL CORP | 13,024 | $1.093M | 0.3% | $83.92 * | $53.82 | +7.8% | COM | 30231G102 |
| — | NUVEEN CREDIT STRAT INC FD | 124,739 | $1.025M | 0.3% | $8.22 | $8.26 | — | CEF | 67073D102 |
| MDT | MEDTRONIC PLC | 12,275 | $994K | 0.3% | $80.98 * | $60.63 | +8.6% | COM | G5960L103 |
| — | BANK OF THE OZARKS | 20,097 | $976K | 0.3% | $48.56 | $48.32 | — | COM | 063904106 |
| — | BROOKFIELD REAL ASSETS INCOM | 41,373 | $968K | 0.3% | $23.40 | $22.38 | — | CEF | 112830104 |
| — | NUVEEN NJ QUAL MUNI INC FD | 65,965 | $901K | 0.3% | $13.66 | $13.28 | — | CEF | 67069Y102 |
| — | CYS INVESTMENTS INC | 36,077 | $901K | 0.3% | $24.97 | $25.10 | — | PFD | 12673A207 |
| DXJ | WISDOMTREE JAPAN HEDGED EQ | 14,530 | $863K | 0.2% | $59.39 * | $140.83 | +26.4% | ETF | 97717W851 |
| JPIN | JPM DIVERSIFIED RET INTL EQ | 14,298 | $860K | 0.2% | $60.15 | $54.53 | +10.1% | ETF | 46641Q209 |
| EEMV | ISHARES EDGE MSCI MIN VOL EM | 14,014 | $851K | 0.2% | $60.72 | $55.51 | +9.5% | ETF | 464286533 |
| — | NUVEEN AMT-FR QU MUNI INC FD | 61,470 | $847K | 0.2% | $13.78 | $13.46 | — | CEF | 670657105 |
| C | CITIGROUP INC | 11,167 | $834K | 0.2% | $74.68 * | $52.74 | +7.9% | COM | 172967424 |
| — | ANNALY CAPITAL MGMT | 31,995 | $812K | 0.2% | $25.38 | $25.79 | — | PFD | 035710706 |
| PMT | PENNYMAC MORTGAGE INVESTMENT | 50,117 | $805K | 0.2% | $16.06 | $18.08 | — | REIT | 70931T103 |
| SCHG | SCHWAB U.S. LARGE-CAP GROWTH | 11,214 | $795K | 0.2% | $70.89 * | $6.06 | +45.9% | ETF | 808524300 |
| — | TORTOISE ENERGY INFRASTRUCTU | 27,310 | $789K | 0.2% | $28.89 | $28.89 | — | CEF | 89147L100 |
| — | ALEXION PHARMACEUTICALS INC | 6,059 | $727K | 0.2% | $119.99 | $125.08 | — | COM | 015351109 |
| BA | BOEING CO THE | 2,450 | $724K | 0.2% | $295.51 * | $96.98 | +189.8% | COM | 097023105 |
| — | BLACKROCK MULTI-SECTOR INCOM | 38,546 | $700K | 0.2% | $18.16 | $15.95 | — | CEF | 09258A107 |
| IESC | IES HOLDINGS INC | 40,120 | $696K | 0.2% | $17.35 | $16.84 | +2.4% | COM | 44951W106 |
| — | APOLLO CMMRL REAL EST FI | 26,968 | $680K | 0.2% | $25.22 | $25.47 | — | PFD | 03762U501 |
| SPY | SPDR S&P 500 ETF TRUST | 2,389 | $639K | 0.2% | $267.48 | $224.86 | +18.7% | ETF | 78462F103 |
| — | RLJ ENTERTAINMENT INC | 168,400 | $606K | 0.2% | $3.60 | $2.05 | — | COM | 74965F203 |
| — | PENNYMAC MTGE INVESTMENT | 23,634 | $593K | 0.2% | $25.09 | $25.24 | — | PFD | 70931T301 |
| — | GOLDCORP INC | 45,930 | $586K | 0.2% | $12.76 | $13.02 | — | COM | 380956409 |
| — | BLACKROCK MUNIHOLDINGS NJ QU | 40,254 | $580K | 0.2% | $14.41 | $13.91 | — | CEF | 09254X101 |
| — | INVESCO CA V M I | 45,000 | $566K | 0.2% | $12.58 | $12.15 | — | CEF | 46132H106 |
| — | CITIGROUP INC | 19,800 | $566K | 0.2% | $28.59 | $29.65 | — | PFD | 172967341 |
| SCHD | SCHWAB US DVD EQUITY ETF | 10,945 | $561K | 0.2% | $51.26 * | $12.78 | +33.5% | ETF | 808524797 |
| — | HORTONWORKS INC | 26,379 | $530K | 0.2% | $20.09 | $15.08 | — | COM | 440894103 |
| SKY | SKYLINE CORP | 40,250 | $520K | 0.1% | $12.92 | $11.40 | +12.7% | COM | 830830105 |
| — | ANNALY CAPITAL MGMT | 20,315 | $514K | 0.1% | $25.30 | $25.55 | — | PFD | 035710805 |
| VOO | VANGUARD S&P 500 ETF | 2,065 | $507K | 0.1% | $245.52 | $226.49 | +8.3% | ETF | 922908363 |
| — | NUVEEN INT DUR MUNI TERM FD | 38,818 | $504K | 0.1% | $12.98 | $12.87 | — | CEF | 670671106 |
| — | NUVEEN CT QUAL MUNI INC FD | 40,890 | $487K | 0.1% | $11.91 | $12.26 | — | CEF | 67060D107 |
| TBF | PROSHARES SHORT 20 TREASURY | 22,000 | $480K | 0.1% | $21.82 | $22.30 | -1.9% | ETF | 74347X849 |
| COP | CONOCOPHILLIPS | 8,516 | $468K | 0.1% | $54.96 * | $47.66 | -11.1% | COM | 20825C104 |
| — | WELLS FARGO & COMPANY | 18,026 | $461K | 0.1% | $25.57 | $25.93 | — | PFD | 949746879 |
| UNP | UNION PACIFIC CORP | 3,380 | $455K | 0.1% | $134.62 * | $77.58 | +45.0% | COM | 907818108 |
| UBOH | UNITED BANCSHARES INC/OHIO | 20,000 | $444K | 0.1% | $22.20 | $14.80 | — | COM | 909458101 |
| CMCSA | COMCAST CORP-CLASS A | 10,928 | $438K | 0.1% | $40.08 * | $25.84 | +26.5% | COM | 20030N101 |
| LADR | LADDER CAPITAL CORP-REIT | 31,945 | $437K | 0.1% | $13.68 | $14.22 | — | REIT | 505743104 |
| — | BLACKROCK MUNICIPAL 2018 TRM | 29,500 | $435K | 0.1% | $14.75 | $15.02 | — | CEF | 09248C106 |
| PEP | PEPSICO INC | 3,444 | $413K | 0.1% | $119.92 * | $61.00 | +53.9% | COM | 713448108 |
| — | NEW YORK MORTGAGE TRUST | 16,111 | $409K | 0.1% | $25.39 | $19.49 | — | PFD | 649604709 |
| RRC | RANGE RESOURCES CORP | 22,960 | $394K | 0.1% | $17.16 | $27.44 | -37.8% | COM | 75281A109 |
| F | FORD MOTOR CO | 31,540 | $394K | 0.1% | $12.49 * | $7.21 | +13.1% | COM | 345370860 |
| GLD | SPDR GOLD SHARES | 3,176 | $392K | 0.1% | $123.43 | $119.65 | +3.3% | ETF | 78463V107 |
| XLE | ENERGY SELECT SECTOR SPDR | 5,315 | $384K | 0.1% | $72.25 * | $34.07 | +6.1% | ETF | 81369Y506 |
| — | WELLS FARGO INCOME OPPORTUNI | 44,950 | $379K | 0.1% | $8.43 | $7.57 | — | CEF | 94987B105 |
| DXC | DXC TECHNOLOGY CO | 3,796 | $361K | 0.1% | $95.10 * | $62.87 | +24.4% | COM | 23355L106 |
| GOOG | ALPHABET INC-CL C | 340 | $355K | 0.1% | $1044.12 * | $35.77 | +45.2% | COM | 02079K107 |
| CRM | SALESFORCE.COM INC | 3,400 | $348K | 0.1% | $102.35 | $47.23 | +113.8% | COM | 79466L302 |
| UAL | UNITED CONTINENTAL HOLDINGS | 5,055 | $341K | 0.1% | $67.46 | $62.44 | +7.9% | COM | 910047109 |
| — | BLACKROCK MUNI 2020 TERM TRS | 22,475 | $336K | 0.1% | $14.95 | $15.57 | — | CEF | 09249X109 |
| — | ARMOUR RESIDENTIAL REIT | 12,755 | $324K | 0.1% | $25.40 | $25.32 | — | PFD | 042315309 |
| — | BLACKROCK CREDIT ALLOCATION | 23,652 | $314K | 0.1% | $13.28 | $12.45 | — | CEF | 092508100 |
| ECNCF | ECN CAPITAL CORP | 100,000 | $312K | 0.1% | $3.12 | $3.12 | — | COM | 26829L107 |
| — | BLACKROCK CORPORATE HIGH YIE | 26,795 | $294K | 0.1% | $10.97 | $10.16 | — | CEF | 09255P107 |
| — | AK STEEL HOLDING CORP | 50,000 | $284K | 0.1% | $5.68 | $5.68 | — | COM | 001547108 |
| HBAN | HUNTINGTON BANCSHARES INC | 19,387 | $283K | 0.1% | $14.60 * | $7.91 | +28.9% | COM | 446150104 |
| WGO | WINNEBAGO INDUSTRIES | 5,000 | $278K | 0.1% | $55.60 | $50.21 | +10.7% | COM | 974637100 |
| — | ELLINGTON FINANCIAL LLC | 18,500 | $267K | 0.1% | $14.43 | $14.96 | — | MLP | 288522303 |
| BABA | ALIBABA GROUP HOLDING-SP ADR | 1,515 | $261K | 0.1% | $172.28 | $102.01 | +69.0% | ADR | 01609W102 |
| — | JPMORGAN ALERIAN MLP INDEX | 9,406 | $258K | 0.1% | $27.43 | $37.19 | — | ETF | 46625H365 |
| — | BLACKROCK DEBT STRATEGIES FD | 20,838 | $244K | 0.1% | $11.71 | $11.32 | — | CEF | 09255R202 |
| — | TOTAL SA-SPON ADR | 4,340 | $241K | 0.1% | $55.53 | $49.60 | — | ADR | 89151E109 |
| — | INVESCO SENIOR INCOME TRUST | 54,585 | $240K | 0.1% | $4.40 | $4.45 | — | CEF | 46131H107 |
| — | EATON VANCE LTD DURATION FND | 16,999 | $230K | 0.1% | $13.53 | $13.43 | — | CEF | 27828H105 |
| PM | PHILIP MORRIS INTERNATIONAL | 2,118 | $224K | 0.1% | $105.76 * | $59.76 | +16.5% | COM | 718172109 |
| XENWX | EATON VANCE NEW YORK MUNICIP | 18,000 | $221K | 0.1% | $12.28 | $11.32 | — | CEF | 27827Y109 |
| — | MORGAN STANLEY | 9,750 | $220K | 0.1% | $22.56 | $23.79 | — | PFD | 61747S504 |
| — | DB CONT CAPITAL TRUST V | 8,300 | $216K | 0.1% | $26.02 | $26.50 | — | PFD | 25150L108 |
| IYY | ISHARES DOW JONES U.S. ETF | 1,600 | $214K | 0.1% | $133.75 * | $40.56 | +64.7% | ETF | 464287846 |
| HD | HOME DEPOT INC | 1,080 | $205K | 0.1% | $189.81 * | $61.09 | +155.4% | COM | 437076102 |
| — | TWO HARBORS INVESTMENT CORP | 12,562 | $205K | 0.1% | $16.32 | $16.32 | — | REIT | 90187B408 |
| SCHV | SCHWAB US LARGE-CAP VALUE | 3,705 | $203K | 0.1% | $54.79 * | $15.76 | +15.7% | ETF | 808524409 |
| KRE | SPDR S&P REGIONAL BANKING | 3,435 | $202K | 0.1% | $58.81 | $54.67 | +7.6% | ETF | 78464A698 |
| — | ENERGY TRANSFER PARTNERS LP | 11,035 | $197K | 0.1% | $17.85 | $18.32 | — | MLP | 29278N103 |
| — | CASTLIGHT HEALTH INC-B | 48,750 | $185K | 0.1% | $3.79 | $3.72 | — | COM | 14862Q100 |
| ACRE | ARES COMMERCIAL REAL ESTATE | 14,000 | $181K | 0.1% | $12.93 | $13.11 | — | REIT | 04013V108 |
| ABR | ARBOR REALTY TRUST INC | 20,855 | $180K | 0.1% | $8.63 | $8.63 | — | REIT | 038923108 |
| XLF | FINANCIAL SELECT SECTOR SPDR | 6,213 | $174K | 0.0% | $28.01 | $22.15 | +26.0% | ETF | 81369Y605 |
| — | INVESCO VALUE MUNICIPAL INCO | 11,565 | $172K | 0.0% | $14.87 | $14.64 | — | CEF | 46132P108 |
| IHE | ISHARES US PHARMACEUTICALS E | 1,109 | $171K | 0.0% | $154.19 * | $37.34 | +37.8% | ETF | 464288836 |
| EEM | ISHARES MSCI EMERGING MARKET | 3,602 | $169K | 0.0% | $46.92 | $44.82 | +5.1% | ETF | 464287234 |
| — | NUVEEN PREFERRED & INCOME SE | 16,550 | $168K | 0.0% | $10.15 | $9.36 | — | CEF | 67072C105 |
| — | SPLUNK INC | 2,000 | $165K | 0.0% | $82.50 | $49.00 | — | COM | 848637104 |
| AVXL | ANAVEX LIFE SCIENCES CORP | 50,000 | $162K | 0.0% | $3.24 | $5.37 | -40.0% | COM | 032797300 |
| SLB | SCHLUMBERGER LTD | 2,374 | $160K | 0.0% | $67.40 * | $52.40 | +2.2% | COM | 806857108 |
| REM | ISHARES MORTGAGE REAL ESTATE | 3,543 | $160K | 0.0% | $45.16 | $41.90 | +7.9% | ETF | 46435G342 |
| PG | PROCTER & GAMBLE CO THE | 1,640 | $151K | 0.0% | $92.07 * | $58.34 | +27.4% | COM | 742718109 |
| TSLA | TESLA INC | 481 | $149K | 0.0% | $309.77 * | $20.94 | -0.9% | COM | 88160R101 |
| FNDB | SCHWAB FUNDAMENTAL BROAD MKT | 3,903 | $145K | 0.0% | $37.15 * | $10.60 | +17.2% | ETF | 808524789 |
| IOVA | IOVANCE BIOTHERAPEUTICS INC | 18,313 | $145K | 0.0% | $7.92 | $6.33 | +26.4% | COM | 462260100 |
| — | ANDEAVOR | 1,245 | $143K | 0.0% | $114.86 | $102.81 | — | COM | 03349M105 |
| IVV | ISHARES CORE S&P 500 ETF | 520 | $140K | 0.0% | $269.23 | $214.57 | +25.3% | ETF | 464287200 |
| IWF | ISHARES RUSSELL 1000 GROWTH | 1,029 | $138K | 0.0% | $134.11 * | $24.52 | +37.3% | ETF | 464287614 |
| IWM | ISHARES RUSSELL 2000 ETF | 893 | $137K | 0.0% | $153.42 | $141.25 | +7.9% | ETF | 464287655 |
| IBB | ISHARES NASDAQ BIOTECHNOLOGY | 1,272 | $136K | 0.0% | $106.92 | $103.90 | +2.8% | ETF | 464287556 |
| VCIT | VANGUARD INT-TERM CORPORATE | 1,530 | $133K | 0.0% | $86.93 | $87.97 | -0.7% | ETF | 92206C870 |
| — | EATON VANCE TAX MAN GLBL BR | 11,000 | $131K | 0.0% | $11.91 | $10.55 | — | CEF | 27829C105 |
| DVY | ISHARES SELECT DIVIDEND ETF | 1,323 | $130K | 0.0% | $98.26 | $77.57 | +27.1% | ETF | 464287168 |
| — | BLACKROCK MUNIHOLDINGS NY QU | 9,741 | $130K | 0.0% | $13.35 | $14.89 | — | CEF | 09255C106 |
| BBBY | OVERSTOCK.COM INC | 2,000 | $130K | 0.0% | $65.00 | $48.07 | +32.9% | COM | 690370101 |
| — | STERLING BANCORP DE | 5,213 | $128K | 0.0% | $24.55 | $13.43 | — | COM | 85917A100 |
| — | CORNERSTONE ONDEMAND INC | 3,616 | $128K | 0.0% | $35.40 | $42.46 | — | COM | 21925Y103 |
| — | THERAPEUTICSMD INC | 20,800 | $125K | 0.0% | $6.01 | $5.97 | — | COM | 88338N107 |
| VXUS | VANGUARD TOTAL INTL STOCK | 2,110 | $120K | 0.0% | $56.87 | $48.52 | +17.1% | ETF | 921909768 |
| — | ALLERGAN PLC | 725 | $119K | 0.0% | $164.14 | $209.65 | — | COM | G0177J108 |
| — | TWITTER INC | 4,830 | $116K | 0.0% | $24.02 | $20.02 | — | COM | 90184L102 |
| — | BGC PARTNERS INC-CL A | 7,255 | $110K | 0.0% | $15.16 | $10.64 | — | COM | 05541T101 |
| — | GAZPROM PAO -SPON ADR | 25,200 | $110K | 0.0% | $4.37 | $8.73 | — | ADR | 368287207 |
| — | KKR & CO LP | 5,200 | $109K | 0.0% | $20.96 | $15.41 | — | MLP | 48248M102 |
| — | NUVEEN CREDIT OPP 2022 TARGE | 11,500 | $109K | 0.0% | $9.48 | $9.91 | — | CEF | 67075U102 |
| YELP | YELP INC | 2,600 | $109K | 0.0% | $41.92 | $31.20 | +34.5% | COM | 985817105 |
| ITOEF | ITO EN LTD | 2,700 | $106K | 0.0% | $39.26 * | $36.32 | 0.0% | COM | J25027103 |
| — | FEDERAL REALTY INVS TRUST | 800 | $106K | 0.0% | $132.50 | $103.75 | — | REIT | 313747206 |
| EPI | WISDOMTREE INDIA EARNINGS | 3,800 | $105K | 0.0% | $27.63 | $23.32 | +19.4% | ETF | 97717W422 |
| EFA | ISHARES MSCI EAFE ETF | 1,445 | $101K | 0.0% | $69.90 | $69.53 | +1.1% | ETF | 464287465 |
| — | January 18 Calls on VIX | 1,047 | $100K | 0.0% | $95.51 | — | — | Call | 12497K100 |
| NLR | VANECK VECTORS URANIUM NUCLE | 2,031 | $99,000 | 0.0% | $48.74 | $48.10 | +2.0% | ETF | 92189F601 |
| KHC | KRAFT HEINZ CO/THE | 1,245 | $97,000 | 0.0% | $77.91 * | $47.82 | +11.0% | COM | 500754106 |
| SNAP | SNAP INC - A | 6,637 | $96,000 | 0.0% | $14.46 | $21.20 | -31.1% | COM | 83304A106 |
| — | WESTERN ASSET HIGH INCOME OP | 18,764 | $94,000 | 0.0% | $5.01 | $4.67 | — | CEF | 95766K109 |
| — | CHIMERA INVESTMENT CORP | 3,575 | $92,000 | 0.0% | $25.73 | $25.73 | — | PFD | 16934Q406 |
| AVB | AVALONBAY COMMUNITIES INC | 515 | $91,000 | 0.0% | $176.70 * | $87.72 | +54.7% | REIT | 053484101 |
| ROK | ROCKWELL AUTOMATION INC | 450 | $88,000 | 0.0% | $195.56 * | $67.20 | +151.8% | COM | 773903109 |
| WMT | WAL-MART STORES INC | 880 | $87,000 | 0.0% | $98.86 * | $24.15 | +19.9% | COM | 931142103 |
| QCOM | QUALCOMM INC | 1,336 | $85,000 | 0.0% | $63.62 * | $43.47 | +19.6% | COM | 747525103 |
| ACN | ACCENTURE PLC-CL A | 540 | $82,000 | 0.0% | $151.85 * | $102.74 | +32.4% | COM | G1151C101 |
| MS | MORGAN STANLEY | 1,485 | $78,000 | 0.0% | $52.53 * | $21.84 | +89.0% | COM | 617446448 |
| NFLX | NETFLIX INC | 399 | $76,000 | 0.0% | $190.48 * | $15.10 | +27.1% | COM | 64110L106 |
| AXP | AMERICAN EXPRESS CO | 759 | $75,000 | 0.0% | $98.81 * | $52.36 | +69.8% | COM | 025816109 |
| VTV | VANGUARD VALUE ETF | 698 | $74,000 | 0.0% | $106.02 | $103.16 | +3.1% | ETF | 922908744 |
| — | EXPRESS SCRIPTS HOLDING CO | 988 | $74,000 | 0.0% | $74.90 | $61.74 | — | COM | 30219G108 |
| — | GLAXOSMITHKLINE PLC-SPON ADR | 2,086 | $74,000 | 0.0% | $35.47 | $38.66 | — | ADR | 37733W105 |
| — | FIREEYE INC | 5,119 | $72,000 | 0.0% | $14.07 | $29.83 | — | COM | 31816Q101 |
| — | BARRICK GOLD CORP | 4,905 | $71,000 | 0.0% | $14.48 | $15.92 | — | COM | 067901108 |
| BRDCF | BRIDGESTONE CORP | 1,500 | $69,000 | 0.0% | $46.00 * | $33.70 | 0.0% | COM | J04578126 |
| — | ANADARKO PETROLEUM CORP | 1,273 | $68,000 | 0.0% | $53.42 | $69.91 | — | COM | 032511107 |
| BK | BANK OF NEW YORK MELLON CORP | 1,271 | $68,000 | 0.0% | $53.50 * | $31.02 | +39.2% | COM | 064058100 |
| GS | GOLDMAN SACHS GROUP INC | 265 | $67,000 | 0.0% | $252.83 * | $162.93 | +31.0% | COM | 38141G104 |
| ECL | ECOLAB INC | 500 | $67,000 | 0.0% | $134.00 * | $73.48 | +67.7% | COM | 278865100 |
| MPC | MARATHON PETROLEUM CORP | 1,008 | $66,000 | 0.0% | $65.48 * | $34.23 | +50.0% | COM | 56585A102 |
| FCX | FREEPORT-MCMORAN INC | 3,500 | $66,000 | 0.0% | $18.86 * | $10.55 | +63.0% | COM | 35671D857 |
| CRL | CHARLES RIVER LABORATORIES | 600 | $66,000 | 0.0% | $110.00 | $42.84 | +155.5% | COM | 159864107 |
| — | PIMCO DYNAMIC INCOME FUND | 2,170 | $65,000 | 0.0% | $29.95 | $29.95 | — | CEF | 72201Y101 |
| USMV | ISHARES EDGE MSCI MIN VOL US | 1,245 | $65,000 | 0.0% | $52.21 | $48.70 | +8.4% | ETF | 46429B697 |
| — | TWENTY-FIRST CENTURY FOX-A | 1,900 | $65,000 | 0.0% | $34.21 | $33.69 | — | COM | 90130A101 |
| IYH | ISHARES U.S. HEALTHCARE ETF | 370 | $64,000 | 0.0% | $172.97 * | $20.12 | +73.2% | ETF | 464287762 |
| — | EATON VANCE NJ MUNICIPAL INC | 5,500 | $64,000 | 0.0% | $11.64 | $12.00 | — | CEF | 27826V106 |
| VIG | VANGUARD DIVIDEND APPREC ETF | 635 | $64,000 | 0.0% | $100.79 | $75.81 | +34.6% | ETF | 921908844 |
| VST | VISTRA ENERGY CORP | 3,486 | $63,000 | 0.0% | $18.07 * | $16.03 | -2.2% | COM | 92840M102 |
| — | POWERSHARES DYN PHARMACEUTIC | 950 | $61,000 | 0.0% | $64.21 | $61.39 | — | ETF | 73935X799 |
| — | POWERSHARES WATER RESOURCES | 2,000 | $60,000 | 0.0% | $30.00 | $26.50 | — | ETF | 73935X575 |
| UAA | UNDER ARMOUR INC-CLASS A | 4,023 | $60,000 | 0.0% | $14.91 * | $20.33 | -29.0% | COM | 904311107 |
| VWO | VANGUARD FTSE EMERGING MARKE | 1,310 | $60,000 | 0.0% | $45.80 | $40.71 | +12.8% | ETF | 922042858 |
| TCEHY | TENCENT HOLDINGS LTD-UNS ADR | 1,150 | $59,000 | 0.0% | $51.30 | $38.57 | +34.6% | ADR | 88032Q109 |
| AIG | AMERICAN INTERNATIONAL GROUP | 1,003 | $59,000 | 0.0% | $58.82 * | $35.88 | +34.9% | COM | 026874784 |
| MMM | 3M CO | 250 | $58,000 | 0.0% | $232.00 * | $100.81 | +47.5% | COM | 88579Y101 |
| — | VANECK VECTORS OIL SERVICES | 2,250 | $58,000 | 0.0% | $25.78 | $26.00 | — | ETF | 92189F718 |
| — | DOWDUPONT INC | 812 | $58,000 | 0.0% | $71.43 | $68.97 | — | COM | 26078J100 |
| — | ORGANOVO HOLDINGS INC | 40,000 | $53,000 | 0.0% | $1.32 | $1.32 | — | COM | 68620A104 |
| CGAU | CENTERRA GOLD INC | 10,200 | $52,000 | 0.0% | $5.10 * | $3.34 | +30.9% | COM | 152006102 |
| BKR | BAKER HUGHES A GE CO | 1,669 | $52,000 | 0.0% | $31.16 * | $28.18 | -10.3% | COM | 05722G100 |
| FNDF | SCHWAB FUNDAMENTAL INTL LC | 1,677 | $51,000 | 0.0% | $30.41 | $30.22 | +0.6% | ETF | 808524755 |
| — | NUVECTRA CORP | 6,238 | $50,000 | 0.0% | $8.02 | $5.60 | — | COM | 67075N108 |
| — | NEW YORK MORTGAGE TRUST | 2,000 | $49,000 | 0.0% | $24.50 | $24.50 | — | PFD | 649604881 |
| — | CALAMOS STRAT TOT RETURN FD | 4,100 | $49,000 | 0.0% | $11.95 | $10.04 | — | CEF | 128125101 |
| — | NEW YORK COMMUNITY BANCORP | 3,816 | $49,000 | 0.0% | $12.84 | $14.13 | — | COM | 649445103 |
| A | AGILENT TECHNOLOGIES INC | 739 | $49,000 | 0.0% | $66.31 * | $39.23 | +61.1% | COM | 00846U101 |
| OMEX | ODYSSEY MARINE EXPLORATION | 12,800 | $48,000 | 0.0% | $3.75 | $3.93 | -4.1% | COM | 676118201 |
| BMY | BRISTOL-MYERS SQUIBB CO | 770 | $47,000 | 0.0% | $61.04 * | $42.89 | +6.2% | COM | 110122108 |
| — | PIONEER NATURAL RESOURCES CO | 275 | $47,000 | 0.0% | $170.91 | $152.56 | — | COM | 723787107 |
| — | COHEN & STEERS INFRASTRUCTUR | 2,000 | $47,000 | 0.0% | $23.50 | $21.50 | — | CEF | 19248A109 |
| — | SPARK THERAPEUTICS INC | 900 | $46,000 | 0.0% | $51.11 | $51.11 | — | COM | 84652J103 |
| LMT | LOCKHEED MARTIN CORP | 145 | $46,000 | 0.0% | $317.24 * | $182.33 | +42.2% | COM | 539830109 |
| — | PIMCO STRATEGIC INCOME FUND | 5,000 | $46,000 | 0.0% | $9.20 | $9.20 | — | CEF | 72200X104 |
| NKE | NIKE INC -CL B | 710 | $44,000 | 0.0% | $61.97 * | $49.34 | +14.4% | COM | 654106103 |
| — | WABCO HOLDINGS INC | 311 | $44,000 | 0.0% | $141.48 | $93.25 | — | COM | 92927K102 |
| — | RANDGOLD RESOURCES LTD-ADR | 450 | $44,000 | 0.0% | $97.78 | $64.44 | — | ADR | 752344309 |
| — | PIMCO DYNAMIC CREDIT AND MOR | 2,000 | $44,000 | 0.0% | $22.00 | $23.00 | — | CEF | 72202D106 |
| LLY | ELI LILLY & CO | 530 | $44,000 | 0.0% | $83.02 * | $47.50 | +57.8% | COM | 532457108 |
| — | INTERCEPT PHARMACEUTICALS IN | 750 | $44,000 | 0.0% | $58.67 | $59.20 | — | COM | 45845P108 |
| — | BB&T CORP | 843 | $42,000 | 0.0% | $49.82 | $36.69 | — | COM | 054937107 |
| MSGS | MADISON SQUARE GARDEN CO- A | 200 | $42,000 | 0.0% | $210.00 * | $117.41 | +28.1% | COM | 55825T103 |
| VYM | VANGUARD HIGH DVD YIELD ETF | 486 | $41,000 | 0.0% | $84.36 | $72.64 | +17.9% | ETF | 921946406 |
| ADP | AUTOMATIC DATA PROCESSING | 350 | $41,000 | 0.0% | $117.14 * | $67.96 | +45.6% | COM | 053015103 |
| — | BLACKROCK INC | 80 | $41,000 | 0.0% | $512.50 | $320.00 | — | COM | 09247X101 |
| — | PIMCO HIGH INCOME FUND | 5,477 | $40,000 | 0.0% | $7.30 | $7.30 | — | CEF | 722014107 |
| ABBNY | ABB LTD-SPON ADR | 1,500 | $40,000 | 0.0% | $26.67 * | $21.63 | +19.0% | ADR | 000375204 |
| — | APOLLO INVESTMENT CORP | 6,959 | $39,000 | 0.0% | $5.60 | $7.26 | — | COM | 03761U106 |
| HP | HELMERICH & PAYNE | 600 | $38,000 | 0.0% | $63.33 * | $49.47 | +30.7% | COM | 423452101 |
| ADDYY | ADIDAS AG-SPONSORED ADR | 385 | $38,000 | 0.0% | $98.70 | $60.30 | +65.5% | ADR | 00687A107 |
| TJX | TJX COMPANIES INC | 500 | $38,000 | 0.0% | $76.00 * | $34.01 | +0.6% | COM | 872540109 |
| AR | ANTERO RESOURCES CORP | 2,000 | $38,000 | 0.0% | $19.00 | $19.18 | -0.9% | COM | 03674X106 |
| NVDA | NVIDIA CORP | 194 | $37,000 | 0.0% | $190.72 * | $2.82 | +69.6% | COM | 67066G104 |
| — | SHIP FINANCE INTL LTD | 2,386 | $37,000 | 0.0% | $15.51 | $15.51 | — | COM | G81075106 |
| — | SIRIUS XM HOLDINGS INC | 6,900 | $37,000 | 0.0% | $5.36 | $4.28 | — | COM | 82968B103 |
| — | BLACKROCK MUNICIPAL 2030 TAR | 1,650 | $36,000 | 0.0% | $21.82 | $22.60 | — | CEF | 09257P105 |
| — | XEROX CORP | 1,250 | $36,000 | 0.0% | $28.80 | $28.80 | — | COM | 984121608 |
| VNO | VORNADO REALTY TRUST | 466 | $36,000 | 0.0% | $77.25 | $83.69 | — | REIT | 929042109 |
| AZN | ASTRAZENECA PLC-SPONS ADR | 1,043 | $36,000 | 0.0% | $34.52 | $34.52 | — | ADR | 046353108 |
| KBR | KBR INC | 1,788 | $35,000 | 0.0% | $19.57 * | $13.80 | +29.7% | COM | 48242W106 |
| — | MARATHON OIL CORP | 2,003 | $34,000 | 0.0% | $16.97 | $14.24 | — | COM | 565849106 |
| AMGN | AMGEN INC | 200 | $34,000 | 0.0% | $170.00 * | $89.47 | +52.3% | COM | 031162100 |
| MC | MOELIS & CO - CLASS A | 700 | $34,000 | 0.0% | $48.57 * | $16.40 | +64.2% | COM | 60786M105 |
| — | NUVEEN PREFERRED & INCOME OP | 3,262 | $33,000 | 0.0% | $10.12 | $9.78 | — | CEF | 67073B106 |
| TGT | TARGET CORP | 507 | $33,000 | 0.0% | $65.09 * | $53.07 | -1.6% | COM | 87612E106 |
| — | FLEX PHARMA INC | 10,000 | $33,000 | 0.0% | $3.30 | $11.00 | — | COM | 33938A105 |
| MO | ALTRIA GROUP INC | 457 | $32,000 | 0.0% | $70.02 * | $19.50 | +101.9% | COM | 02209S103 |
| STWD | STARWOOD PROPERTY TRUST INC | 1,525 | $32,000 | 0.0% | $20.98 | $22.00 | — | REIT | 85571B105 |
| VFH | VANGUARD FINANCIALS ETF | 465 | $32,000 | 0.0% | $68.82 | $39.55 | +77.1% | ETF | 92204A405 |
| — | NEW YORK MORTGAGE TRUST INC | 5,294 | $32,000 | 0.0% | $6.04 | $6.04 | — | REIT | 649604501 |
| O | REALTY INCOME CORP | 544 | $31,000 | 0.0% | $56.99 * | $36.42 | +3.4% | REIT | 756109104 |
| — | MASSROOTS | 50,000 | $30,000 | 0.0% | $0.60 | $0.60 | — | COM | 57630J106 |
| CHCO | CITY HOLDING CO | 444 | $30,000 | 0.0% | $67.57 * | $44.49 | +19.1% | COM | 177835105 |
| IWY | ISHARES RUSSELL TOP 200 GROW | 411 | $30,000 | 0.0% | $72.99 | $55.76 | +31.2% | ETF | 464289438 |
| HON | HONEYWELL INTERNATIONAL INC | 200 | $30,000 | 0.0% | $150.00 * | $86.03 | +36.5% | COM | 438516106 |
| OXY | OCCIDENTAL PETROLEUM CORP | 420 | $30,000 | 0.0% | $71.43 * | $49.59 | +21.6% | COM | 674599105 |
| XLV | HEALTH CARE SELECT SECTOR | 350 | $29,000 | 0.0% | $82.86 | $70.66 | +17.0% | ETF | 81369Y209 |
| — | TIER REIT INC | 1,453 | $29,000 | 0.0% | $19.96 | $14.65 | — | REIT | 88650V208 |
| — | BLACKROCK RESOURCES & COMMOD | 3,000 | $29,000 | 0.0% | $9.67 | $8.67 | — | CEF | 09257A108 |
| — | DUNKIN' BRANDS GROUP INC | 450 | $29,000 | 0.0% | $64.44 | $43.46 | — | COM | 265504100 |
| XLK | TECHNOLOGY SELECT SECT SPDR | 438 | $28,000 | 0.0% | $63.93 * | $19.49 | +64.0% | ETF | 81369Y803 |
| — | GABELLI DIVIDEND & INCOME TR | 1,200 | $28,000 | 0.0% | $23.33 | $19.99 | — | CEF | 36242H104 |
| — | GLOBAL BLOOD THERAPEUTICS IN | 700 | $28,000 | 0.0% | $40.00 | $32.78 | — | COM | 37890U108 |
| — | FANNIE MAE | 2,180 | $28,000 | 0.0% | $12.84 | $5.50 | — | PFD | 313586828 |
| KIM | KIMCO REALTY CORP | 1,575 | $28,000 | 0.0% | $17.78 * | $12.61 | -2.8% | REIT | 49446R109 |
| — | PROSHARES ULTRASHORT S&P500 | 695 | $28,000 | 0.0% | $40.29 | $25.38 | — | ETF | 74347B383 |
| — | AVEO PHARMACEUTICALS INC | 10,000 | $28,000 | 0.0% | $2.80 | $2.52 | — | COM | 053588109 |
| MTB | M & T BANK CORP | 159 | $27,000 | 0.0% | $169.81 * | $88.17 | +52.3% | COM | 55261F104 |
| VOD | VODAFONE GROUP PLC-SP ADR | 847 | $27,000 | 0.0% | $31.88 | $34.85 | -8.5% | ADR | 92857W308 |
| — | BANK OF AMERICA CORP | 1,000 | $27,000 | 0.0% | $27.00 | $27.00 | — | PFD | 060505344 |
| PFLT | PENNANTPARK FLOATING RATE CA | 2,000 | $27,000 | 0.0% | $13.50 * | $4.46 | +30.3% | COM | 70806A106 |
| — | JPMORGAN CHASE & CO | 1,000 | $26,000 | 0.0% | $26.00 | $27.00 | — | PFD | 481246700 |
| FRCB | FIRST REPUBLIC BANK/CA | 1,000 | $26,000 | 0.0% | $26.00 * | $91.38 | 0.0% | COM | 33616C100 |
| — | GW PHARMACEUTICALS -ADR | 200 | $26,000 | 0.0% | $130.00 | $130.00 | — | ADR | 36197T103 |
| XME | SPDR S&P METALS & MINING ETF | 695 | $25,000 | 0.0% | $35.97 | $26.81 | +35.7% | ETF | 78464A755 |
| — | AG MORTGAGE INVEST TR | 1,000 | $25,000 | 0.0% | $25.00 | $25.00 | — | PFD | 001228303 |
| — | SL GREEN REALTY CORP | 1,000 | $25,000 | 0.0% | $25.00 | $25.00 | — | PFD | 78440X507 |
| IP | INTERNATIONAL PAPER CO | 440 | $25,000 | 0.0% | $56.82 * | $26.29 | +46.8% | COM | 460146103 |
| IJR | ISHARES CORE S&P SMALL-CAP E | 320 | $24,000 | 0.0% | $75.00 * | $65.02 | +18.1% | ETF | 464287804 |
| — | ASHFORD HOSPITALITY TRUS | 971 | $24,000 | 0.0% | $24.72 | $25.45 | — | PFD | 044103406 |
| SHOO | STEVEN MADDEN LTD | 500 | $23,000 | 0.0% | $46.00 * | $22.65 | +18.6% | COM | 556269108 |
| — | POWERSHARES NASDAQ INTERNET | 200 | $23,000 | 0.0% | $115.00 | $75.00 | — | ETF | 73935X146 |
| — | GLOBALSTAR INC | 18,000 | $23,000 | 0.0% | $1.28 | $1.28 | — | COM | 378973408 |
| — | NORDSTROM INC | 500 | $23,000 | 0.0% | $46.00 | $46.00 | — | COM | 655664100 |
| — | NUVEEN CA AMT-FR MUNI INC FD | 1,535 | $23,000 | 0.0% | $14.98 | $14.35 | — | CEF | 670651108 |
| — | DIREXION DAILY S&P 500 BEAR | 784 | $23,000 | 0.0% | $29.34 | $40.07 | — | ETF | 25460E885 |
| SCHB | SCHWAB US BROAD MARKET ETF | 351 | $22,000 | 0.0% | $62.68 * | $7.52 | +43.1% | ETF | 808524102 |
| PAA | PLAINS ALL AMER PIPELINE LP | 1,070 | $22,000 | 0.0% | $20.56 | $20.56 | — | MLP | 726503105 |
| — | SOUTHWESTERN ENERGY CO | 3,975 | $22,000 | 0.0% | $5.53 | $5.53 | — | COM | 845467109 |
| — | ALLIANZGI EQUITY & CONVERTIB | 1,050 | $22,000 | 0.0% | $20.95 | $18.91 | — | CEF | 018829101 |
| TPR | TAPESTRY INC | 500 | $22,000 | 0.0% | $44.00 * | $32.95 | +7.9% | COM | 876030107 |
| SHAK | SHAKE SHACK INC - CLASS A | 500 | $21,000 | 0.0% | $42.00 * | $41.55 | +4.0% | COM | 819047101 |
| — | WESTERN ASSET HIGH INC FD II | 3,015 | $21,000 | 0.0% | $6.97 | $6.39 | — | CEF | 95766J102 |
| RITM | NEW RESIDENTIAL INVESTMENT | 1,160 | $20,000 | 0.0% | $17.24 | $17.24 | — | REIT | 64828T201 |
| MOS | MOSAIC CO THE | 800 | $20,000 | 0.0% | $25.00 * | $20.19 | +11.8% | COM | 61945C103 |
| GAL | SPDR SSGA GLOBAL ALLOCATION | 515 | $19,000 | 0.0% | $36.89 * | $37.65 | +1.6% | ETF | 78467V400 |
| BB | BLACKBERRY LTD | 1,750 | $19,000 | 0.0% | $10.86 * | $9.00 | +24.2% | COM | 09228F103 |
| — | NOVAVAX INC | 15,335 | $19,000 | 0.0% | $1.24 | $2.51 | — | COM | 670002104 |
| KBE | SPDR S&P BANK ETF | 400 | $19,000 | 0.0% | $47.50 | $44.03 | +7.5% | ETF | 78464A797 |
| CNP | CENTERPOINT ENERGY INC | 670 | $19,000 | 0.0% | $28.36 * | $15.27 | +45.6% | COM | 15189T107 |
| SCHX | SCHWAB US LARGE-CAP ETF | 300 | $19,000 | 0.0% | $63.33 * | $6.66 | +59.5% | ETF | 808524201 |
| SAN | BANCO SANTANDER SA-SPON ADR | 2,947 | $19,000 | 0.0% | $6.45 | $4.75 | +37.8% | ADR | 05964H105 |
| BKD | BROOKDALE SENIOR LIVING INC | 2,000 | $19,000 | 0.0% | $9.50 * | $36.87 | -73.7% | COM | 112463104 |
| — | KOREA FUND INC | 450 | $18,000 | 0.0% | $40.00 | $33.33 | — | CEF | 500634209 |
| — | INVESTORS BANCORP INC | 1,350 | $18,000 | 0.0% | $13.33 | $10.98 | — | COM | 46146L101 |
| ARWR | ARROWHEAD PHARMACEUTICALS IN | 5,000 | $18,000 | 0.0% | $3.60 * | $5.71 | -35.5% | COM | 04280A100 |
| HRL | HORMEL FOODS CORP | 500 | $18,000 | 0.0% | $36.00 * | $27.67 | +6.8% | COM | 440452100 |
| — | INVESCO MORTGAGE CAPITAL | 1,000 | $17,000 | 0.0% | $17.00 | $20.95 | — | REIT | 46131B100 |
| — | FIAT CHRYSLER AUTOMOBILES NV | 1,000 | $17,000 | 0.0% | $17.00 | $17.00 | — | COM | N31738102 |
| DB | DEUTSCHE BANK AG-REGISTERED | 900 | $17,000 | 0.0% | $18.89 * | $14.81 | +12.1% | COM | D18190898 |
| NSRGY | NESTLE SA-SPONS ADR | 200 | $17,000 | 0.0% | $85.00 | $71.63 | +20.0% | ADR | 641069406 |
| PSX | PHILLIPS 66 | 173 | $17,000 | 0.0% | $98.27 * | $40.35 | +83.4% | COM | 718546104 |
| VNQ | VANGUARD REIT ETF | 214 | $17,000 | 0.0% | $79.44 * | $84.01 | -1.2% | ETF | 922908553 |
| CHRW | C.H. ROBINSON WORLDWIDE INC | 200 | $17,000 | 0.0% | $85.00 * | $56.18 | +31.4% | COM | 12541W209 |
| LUV | SOUTHWEST AIRLINES CO | 250 | $16,000 | 0.0% | $64.00 * | $38.60 | +53.4% | COM | 844741108 |
| AMP | AMERIPRISE FINANCIAL INC | 100 | $16,000 | 0.0% | $160.00 * | $80.07 | +81.1% | COM | 03076C106 |
| XNET | XUNLEI LTD-ADR | 1,000 | $15,000 | 0.0% | $15.00 * | $11.48 | +34.1% | ADR | 98419E108 |
| — | EATON VANCE TAX-MANAGED GLOB | 1,661 | $15,000 | 0.0% | $9.03 | $9.03 | — | CEF | 27829F108 |
| ARI | APOLLO COMMERCIAL REAL ESTAT | 850 | $15,000 | 0.0% | $17.65 | $25.38 | — | REIT | 03762U105 |
| CBRL | CRACKER BARREL OLD COUNTRY | 100 | $15,000 | 0.0% | $150.00 * | $79.09 | +43.8% | COM | 22410J106 |
| FNDA | SCHWAB FUNDAMENTAL SMALL CAP | 418 | $15,000 | 0.0% | $35.89 * | $17.38 | +9.1% | ETF | 808524763 |
| — | BLACKROCK ENHANCED GLOBAL DI | 1,234 | $15,000 | 0.0% | $12.16 | $11.35 | — | CEF | 092501105 |
| MA | MASTERCARD INC - A | 100 | $15,000 | 0.0% | $150.00 * | $70.60 | +105.0% | COM | 57636Q104 |
| — | RENN FUND INC | 10,000 | $15,000 | 0.0% | $1.50 | $1.50 | — | CEF | 759720105 |
| EWJ | ISHARES MSCI JAPAN ETF | 250 | $15,000 | 0.0% | $60.00 | $49.93 | +20.0% | ETF | 46434G822 |
| — | WIZARD WORLD INC | 100,000 | $15,000 | 0.0% | $0.15 | $0.18 | — | COM | 97751C100 |
| MLCO | MELCO RESORTS & ENTERT-ADR | 500 | $14,000 | 0.0% | $28.00 * | $21.79 | +33.3% | ADR | 585464100 |
| — | SECOND SIGHT MEDICAL PRODUCT | 7,278 | $14,000 | 0.0% | $1.92 | $3.15 | — | COM | 81362J100 |
| OTTR | OTTER TAIL CORP | 319 | $14,000 | 0.0% | $43.89 * | $19.62 | +80.8% | COM | 689648103 |
| MET | METLIFE INC | 295 | $14,000 | 0.0% | $47.46 * | $37.68 | +1.9% | COM | 59156R108 |
| EXC | EXELON CORP | 381 | $14,000 | 0.0% | $36.75 * | $14.29 | +48.9% | COM | 30161N101 |
| — | January 18 Calls on USO US | 1,000 | $13,000 | 0.0% | $13.00 | — | — | Call | 91232N908 |
| ODFL | OLD DOMINION FREIGHT LINE | 100 | $13,000 | 0.0% | $130.00 * | $28.34 | +49.4% | COM | 679580100 |
| FULT | FULTON FINANCIAL CORP | 745 | $13,000 | 0.0% | $17.45 * | $11.76 | +10.3% | COM | 360271100 |
| V | VISA INC-CLASS A SHARES | 118 | $13,000 | 0.0% | $110.17 * | $62.91 | +71.5% | COM | 92826C839 |
| — | ROYAL DUTCH SHELL-SPON ADR-B | 200 | $13,000 | 0.0% | $65.00 | $55.00 | — | ADR | 780259107 |
| — | ATHERSYS INC | 7,500 | $13,000 | 0.0% | $1.73 | $1.73 | — | COM | 04744L106 |
| RARE | ULTRAGENYX PHARMACEUTICAL IN | 300 | $13,000 | 0.0% | $43.33 * | $59.25 | -21.7% | COM | 90400D108 |
| LDOS | LEIDOS HOLDINGS INC | 200 | $12,000 | 0.0% | $60.00 * | $49.10 | +17.1% | COM | 525327102 |
| XXCHNXX | CHINA FUND INC | 580 | $12,000 | 0.0% | $20.69 | $20.69 | — | CEF | 169373107 |
| VTR | VENTAS INC | 200 | $12,000 | 0.0% | $60.00 * | $44.52 | -3.8% | REIT | 92276F100 |
| SCHW | SCHWAB CHARLES CORP | 235 | $12,000 | 0.0% | $51.06 * | $34.74 | +32.7% | COM | 808513105 |
| LOW | LOWES COS INC | 130 | $12,000 | 0.0% | $92.31 * | $65.65 | +22.2% | COM | 548661107 |
| USD | PROSHARES ULTRA SEMICONDUCT | 100 | $12,000 | 0.0% | $120.00 * | $2.52 | +1.2% | ETF | 74347R669 |
| — | NEW SENIOR INVESTMENT GROUP | 1,621 | $12,000 | 0.0% | $7.40 | $8.20 | — | REIT | 648691103 |
| — | UNITED STATES STEEL CORP | 350 | $12,000 | 0.0% | $34.29 | $34.66 | — | COM | 912909108 |
| MAIN | MAIN STREET CAPITAL CORP | 300 | $11,000 | 0.0% | $36.67 * | $30.05 | +32.2% | COM | 56035L104 |
| — | WADDELL & REED FINANCIAL-A | 500 | $11,000 | 0.0% | $22.00 | $24.00 | — | COM | 930059100 |
| LULU | LULULEMON ATHLETICA INC | 140 | $11,000 | 0.0% | $78.57 | $63.62 | +23.5% | COM | 550021109 |
| BXMT | BLACKSTONE MORTGAGE TRU-CL A | 345 | $11,000 | 0.0% | $31.88 | $30.25 | — | REIT | 09257W100 |
| PIPR | PIPER JAFFRAY COS | 131 | $11,000 | 0.0% | $83.97 * | $54.32 | +58.8% | COM | 724078100 |
| PGR | PROGRESSIVE CORP | 200 | $11,000 | 0.0% | $55.00 * | $32.08 | +35.6% | COM | 743315103 |
| BUD | ANHEUSER-BUSCH INBEV-SPN ADR | 100 | $11,000 | 0.0% | $110.00 | $109.73 | +1.7% | ADR | 03524A108 |
| BIB | PROSHARES ULTRA NASD BIOTECH | 200 | $11,000 | 0.0% | $55.00 | $56.41 | -0.6% | ETF | 74347R214 |
| TEVA | TEVA PHARMACEUTICAL-SP ADR | 600 | $11,000 | 0.0% | $18.33 * | $44.82 | -57.7% | ADR | 881624209 |
| VISN | COMMSCOPE HOLDING CO INC | 300 | $11,000 | 0.0% | $36.67 * | $38.52 | -1.8% | COM | 20337X109 |
| — | CBS CORP-CLASS B NON VOTING | 200 | $11,000 | 0.0% | $55.00 | $50.00 | — | COM | 124857202 |
| WHR | WHIRLPOOL CORP | 70 | $11,000 | 0.0% | $157.14 * | $121.27 | +39.1% | COM | 963320106 |
| — | COASTAL BANCORP INC | 200 | $11,000 | 0.0% | $55.00 | $60.00 | — | COM | 19041P105 |
| SFTBY | SOFTBANK GROUP CORP-UNSP ADR | 300 | $11,000 | 0.0% | $36.67 * | $40.27 | -1.3% | ADR | 83404D109 |
| IJK | ISHARES S&P MID-CAP 400 GROW | 55 | $11,000 | 0.0% | $200.00 * | $40.92 | +31.9% | ETF | 464287606 |
| — | January 18 Calls on LUK US | 1,000 | $10,000 | 0.0% | $10.00 | — | — | Call | 527288904 |
| STM | STMICROELECTRONICS NV-NY SHS | 500 | $10,000 | 0.0% | $20.00 * | $13.94 | +56.7% | COM | 861012102 |
| — | CSI COMPRESSCO LP | 2,000 | $10,000 | 0.0% | $5.00 | $5.00 | — | MLP | 12637A103 |
| — | URSTADT BIDDLE - CLASS A | 500 | $10,000 | 0.0% | $20.00 | $24.00 | — | REIT | 917286205 |
| NVO | NOVO-NORDISK AS-SPONS ADR | 200 | $10,000 | 0.0% | $50.00 * | $36.25 | +48.0% | ADR | 670100205 |
| — | LAZARD LTD-CL A | 200 | $10,000 | 0.0% | $50.00 | $45.00 | — | COM | G54050102 |
| LGFRY | LONGFOR PROPERTIES CO-ADR | 400 | $10,000 | 0.0% | $25.00 | $17.50 | — | ADR | 54303R101 |
| DVN | DEVON ENERGY CORP | 250 | $10,000 | 0.0% | $40.00 * | $31.04 | -5.2% | COM | 25179M103 |
| — | SPROTT GOLD MINERS ETF | 500 | $10,000 | 0.0% | $20.00 | $20.00 | — | ETF | 00162Q643 |
| — | OXFORD LANE CAPITAL CORP | 1,000 | $10,000 | 0.0% | $10.00 | $11.00 | — | CEF | 691543102 |
| — | INVESCO HIGH INCOME TRUST II | 675 | $9,000 | 0.0% | $13.33 | $14.81 | — | CEF | 46131F101 |
| ABBV | ABBVIE INC | 100 | $9,000 | 0.0% | $90.00 * | $66.89 | +2.7% | COM | 00287Y109 |
| VBR | VANGUARD SMALL-CAP VALUE ETF | 74 | $9,000 | 0.0% | $121.62 * | $130.14 | +2.0% | ETF | 922908611 |
| MYE | MYERS INDUSTRIES INC | 465 | $9,000 | 0.0% | $19.35 * | $13.21 | +14.9% | COM | 628464109 |
| — | CUTERA INC | 200 | $9,000 | 0.0% | $45.00 | $25.00 | — | COM | 232109108 |
| — | TIME WARNER INC | 100 | $9,000 | 0.0% | $90.00 | $77.25 | — | COM | 887317303 |
| — | MORGAN STANLEY EMERGING MARK | 1,200 | $9,000 | 0.0% | $7.50 | $8.17 | — | CEF | 617477104 |
| NOK | NOKIA CORP-SPON ADR | 2,000 | $9,000 | 0.0% | $4.50 * | $3.52 | +32.4% | ADR | 654902204 |
| FLO | FLOWERS FOODS INC | 500 | $9,000 | 0.0% | $18.00 * | $11.44 | +22.9% | COM | 343498101 |
| AGNC | AGNC INVESTMENT CORP | 445 | $8,000 | 0.0% | $17.98 | $19.38 | — | REIT | 00123Q104 |
| — | NUVEEN AMT-FR MUNI CREDIT FD | 577 | $8,000 | 0.0% | $13.86 | $15.60 | — | CEF | 67071L106 |
| — | CHESAPEAKE ENERGY CORP | 2,000 | $8,000 | 0.0% | $4.00 | $4.35 | — | COM | 165167107 |
| ADM | ARCHER-DANIELS-MIDLAND CO | 200 | $8,000 | 0.0% | $40.00 * | $25.95 | +21.9% | COM | 039483102 |
| JBGS | JBG SMITH PROPERTIES | 233 | $8,000 | 0.0% | $34.33 | $34.33 | — | REIT | 46590V100 |
| TMP | TOMPKINS FINANCIAL CORP | 100 | $8,000 | 0.0% | $80.00 * | $41.31 | +50.4% | COM | 890110109 |
| NFG | NATIONAL FUEL GAS CO | 150 | $8,000 | 0.0% | $53.33 * | $67.37 | -18.5% | COM | 636180101 |
| XBI | SPDR S&P BIOTECH ETF | 99 | $8,000 | 0.0% | $80.81 * | $68.20 | +24.4% | ETF | 78464A870 |
| — | GUGGENHEIM CHINA REAL ESTATE | 300 | $8,000 | 0.0% | $26.67 | $30.00 | — | ETF | 18383Q861 |
| — | ANNALY CAPITAL MANAGEMENT IN | 725 | $8,000 | 0.0% | $11.03 | $23.71 | — | REIT | 035710409 |
| ALLY | ALLY FINANCIAL INC | 303 | $8,000 | 0.0% | $26.40 * | $13.20 | +73.3% | COM | 02005N100 |
| — | GOLDMAN SACHS MLP INCOME OPP | 1,000 | $8,000 | 0.0% | $8.00 | $8.00 | — | CEF | 38147W103 |
| MDLZ | MONDELEZ INTERNATIONAL INC-A | 207 | $8,000 | 0.0% | $38.65 * | $28.32 | +24.7% | COM | 609207105 |
| BAH | BOOZ ALLEN HAMILTON HOLDINGS | 200 | $7,000 | 0.0% | $35.00 * | $28.75 | +14.9% | COM | 099502106 |
| IJH | ISHARES CORE S&P MIDCAP ETF | 40 | $7,000 | 0.0% | $175.00 * | $28.57 | +32.9% | ETF | 464287507 |
| DIN | DINEEQUITY INC | 150 | $7,000 | 0.0% | $46.67 * | $49.04 | -23.9% | COM | 254423106 |
| PHG | KONINKLIJKE PHILIPS NVR- NY | 200 | $7,000 | 0.0% | $35.00 * | $38.35 | -1.4% | COM | 500472303 |
| — | STEMLINE THERAPEUTICS INC | 500 | $7,000 | 0.0% | $14.00 | $8.00 | — | COM | 85858C107 |
| COST | COSTCO WHOLESALE CORP | 40 | $7,000 | 0.0% | $175.00 * | $150.81 | +10.6% | COM | 22160K105 |
| PYPL | PAYPAL HOLDINGS INC | 100 | $7,000 | 0.0% | $70.00 * | $72.14 | +1.8% | COM | 70450Y103 |
| — | NEVSUN RESOURCES LTD | 3,000 | $7,000 | 0.0% | $2.33 | $3.00 | — | COM | 64156L101 |
| ARCC | ARES CAPITAL CORP | 464 | $7,000 | 0.0% | $15.09 * | $7.44 | -0.8% | COM | 04010L103 |
| — | EATON VANCE ENHANCED EQ INCM | 500 | $7,000 | 0.0% | $14.00 | $12.00 | — | CEF | 278274105 |
| GPMT | GRANITE POINT MORTGAGE TRUST | 408 | $7,000 | 0.0% | $17.16 | $17.16 | — | REIT | 38741L107 |
| — | TECHTARGET | 500 | $7,000 | 0.0% | $14.00 | $10.00 | — | COM | 87874R100 |
| BGS | B&G FOODS INC | 200 | $7,000 | 0.0% | $35.00 * | $20.69 | -14.9% | COM | 05508R106 |
| FAST | FASTENAL CO | 140 | $7,000 | 0.0% | $50.00 * | $8.47 | +31.1% | COM | 311900104 |
| — | VEREIT INC | 1,000 | $7,000 | 0.0% | $7.00 | $7.67 | — | REIT | 92339V100 |
| — | VIACOM INC-CLASS A | 200 | $6,000 | 0.0% | $30.00 | $71.52 | — | COM | 92553P102 |
| PSEC | PROSPECT CAPITAL CORP | 1,000 | $6,000 | 0.0% | $6.00 * | $2.11 | +21.2% | COM | 74348T102 |
| — | WEATHERFORD INTERNATIONAL PL | 1,600 | $6,000 | 0.0% | $3.75 | $6.34 | — | COM | G48833100 |
| — | JPMORGAN CHASE & CO | 250 | $6,000 | 0.0% | $24.00 | $28.00 | — | PFD | 48127R461 |
| — | CTRIP.COM INTERNATIONAL-ADR | 150 | $6,000 | 0.0% | $40.00 | $53.33 | — | ADR | 22943F100 |
| LNG | CHENIERE ENERGY INC | 120 | $6,000 | 0.0% | $50.00 * | $52.26 | +3.0% | COM | 16411R208 |
| — | MACQUARIE INFRASTRUCTURE COR | 100 | $6,000 | 0.0% | $60.00 | $70.00 | — | COM | 55608B105 |
| BOX | BOX INC - CLASS A | 300 | $6,000 | 0.0% | $20.00 * | $21.09 | +0.1% | COM | 10316T104 |
| ES | EVERSOURCE ENERGY | 100 | $6,000 | 0.0% | $60.00 * | $36.21 | +32.0% | COM | 30040W108 |
| GOOD | GLADSTONE COMMERCIAL CORP | 300 | $6,000 | 0.0% | $20.00 | $23.33 | — | REIT | 376536108 |
| — | PACIFIC GAS&ELEC | 225 | $6,000 | 0.0% | $26.67 | $31.11 | — | PFD | 694308206 |
| — | POWERSHARES QQQ TRUST SERIES | 40 | $6,000 | 0.0% | $150.00 | $150.00 | — | ETF | 73935A104 |
| FDX | FEDEX CORP | 25 | $6,000 | 0.0% | $240.00 * | $199.05 | +9.3% | COM | 31428X106 |
| — | VIACOM INC-CLASS B | 200 | $6,000 | 0.0% | $30.00 | $69.87 | — | COM | 92553P201 |
| — | BITCOIN INVESTMENT TRUST | 3 | $6,000 | 0.0% | $2000.00 | $2000.00 | — | CEF | 09173T108 |
| MCD | MCDONALD'S CORP | 35 | $6,000 | 0.0% | $171.43 * | $70.09 | +103.6% | COM | 580135101 |
| SSYS | STRATASYS LTD | 300 | $6,000 | 0.0% | $20.00 | $41.95 | -52.4% | COM | M85548101 |
| SBUX | STARBUCKS CORP | 100 | $5,000 | 0.0% | $50.00 * | $42.37 | +13.8% | COM | 855244109 |
| — | CABCO TRUST FOR JCP | 400 | $5,000 | 0.0% | $12.50 | $17.50 | — | PFD | 126797208 |
| KR | KROGER CO | 200 | $5,000 | 0.0% | $25.00 * | $23.64 | -2.0% | COM | 501044101 |
| YUM | YUM BRANDS INC | 67 | $5,000 | 0.0% | $74.63 * | $55.03 | +28.1% | COM | 988498101 |
| HSBC | HSBC HOLDINGS PLC-SPONS ADR | 105 | $5,000 | 0.0% | $47.62 * | $49.09 | +5.2% | ADR | 404280406 |
| — | PHYSICIANS REALTY TRUST | 300 | $5,000 | 0.0% | $16.67 | $20.00 | — | REIT | 71943U104 |
| XHB | SPDR S&P HOMEBUILDERS ETF | 120 | $5,000 | 0.0% | $41.67 * | $30.98 | +42.9% | ETF | 78464A888 |
| — | HCP INC | 200 | $5,000 | 0.0% | $25.00 | $42.86 | — | REIT | 40414L109 |
| UE | URBAN EDGE PROPERTIES | 233 | $5,000 | 0.0% | $21.46 | $25.75 | — | REIT | 91704F104 |
| — | ARISTA NETWORKS INC | 25 | $5,000 | 0.0% | $200.00 | $80.79 | — | COM | 040413106 |
| SPH | SUBURBAN PROPANE PARTNERS LP | 216 | $5,000 | 0.0% | $23.15 | $45.67 | — | MLP | 864482104 |
| AXS | AXIS CAPITAL HOLDINGS LTD | 100 | $5,000 | 0.0% | $50.00 * | $48.62 | -17.4% | COM | G0692U109 |
| NMFC | NEW MOUNTAIN FINANCE CORP | 300 | $4,000 | 0.0% | $13.33 * | $4.23 | +35.4% | COM | 647551100 |
| HOLX | HOLOGIC INC | 100 | $4,000 | 0.0% | $40.00 * | $25.81 | +65.6% | COM | 436440101 |
| — | STATOIL ASA-SPON ADR | 200 | $4,000 | 0.0% | $20.00 | $20.00 | — | ADR | 85771P102 |
| PBT | PERMIAN BASIN ROYALTY TRUST | 500 | $4,000 | 0.0% | $8.00 | $8.00 | — | Royalty Trst | 714236106 |
| — | BLACKROCK CAPITAL INVESTMENT | 800 | $4,000 | 0.0% | $5.00 | $7.50 | — | COM | 092533108 |
| — | SOPHIRIS BIO INC | 2,000 | $4,000 | 0.0% | $2.00 | $3.00 | — | COM | 83578Q209 |
| VLO | VALERO ENERGY CORP | 50 | $4,000 | 0.0% | $80.00 * | $32.63 | +104.7% | COM | 91913Y100 |
| — | JUNO THERAPEUTICS INC | 100 | $4,000 | 0.0% | $40.00 | $30.00 | — | COM | 48205A109 |
| — | WESTPAC BANKING CORP-SP ADR | 185 | $4,000 | 0.0% | $21.62 | $26.71 | — | ADR | 961214301 |
| — | HUANENG POWER INTL-SPONS ADR | 200 | $4,000 | 0.0% | $20.00 | $30.00 | — | ADR | 443304100 |
| IWD | ISHARES RUSSELL 1000 VALUE E | 25 | $3,000 | 0.0% | $120.00 * | $121.18 | +2.6% | ETF | 464287598 |
| TRGP | TARGA RESOURCES CORP | 62 | $3,000 | 0.0% | $48.39 * | $15.07 | +136.3% | COM | 87612G101 |
| BCS | BARCLAYS PLC-SPONS ADR | 330 | $3,000 | 0.0% | $9.09 * | $9.68 | +12.6% | ADR | 06738E204 |
| LUGDF | LUNDIN GOLD INC | 1,000 | $3,000 | 0.0% | $3.00 * | $3.89 | -18.4% | COM | 550371108 |
| JPEM | JPM DIVERSIFIED RET EM EQUIT | 60 | $3,000 | 0.0% | $50.00 * | $49.73 | +17.3% | ETF | 46641Q308 |
| — | PACIFIC GAS&ELEC | 137 | $3,000 | 0.0% | $21.90 | $29.20 | — | PFD | 694308305 |
| KW | KENNEDY-WILSON HOLDINGS INC | 200 | $3,000 | 0.0% | $15.00 * | $18.83 | 0.0% | COM | 489398107 |
| — | INTEVAC INC | 500 | $3,000 | 0.0% | $6.00 | $12.00 | — | COM | 461148108 |
| ADNT | ADIENT PLC | 42 | $3,000 | 0.0% | $71.43 * | $50.50 | +53.8% | COM | G0084W101 |
| — | OCWEN FINANCIAL CORP | 1,000 | $3,000 | 0.0% | $3.00 | $8.77 | — | COM | 675746309 |
| GLPI | GAMING AND LEISURE PROPERTIE | 100 | $3,000 | 0.0% | $30.00 | $40.00 | — | REIT | 36467J108 |
| — | PORTOLA PHARMACEUTICALS INC | 75 | $3,000 | 0.0% | $40.00 | $22.19 | — | COM | 737010108 |
| AMD | ADVANCED MICRO DEVICES | 250 | $2,000 | 0.0% | $8.00 * | $4.77 | +115.7% | COM | 007903107 |
| EWY | ISHARES MSCI SOUTH KOREA ETF | 35 | $2,000 | 0.0% | $57.14 * | $58.44 | +28.2% | ETF | 464286772 |
| PATK | PATRICK INDUSTRIES INC | 39 | $2,000 | 0.0% | $51.28 * | $30.66 | +33.9% | COM | 703343103 |
| XYL | XYLEM INC | 40 | $2,000 | 0.0% | $50.00 * | $23.44 | +164.4% | COM | 98419M100 |
| RIOT | RIOT BLOCKCHAIN INC | 100 | $2,000 | 0.0% | $20.00 * | $14.03 | +102.4% | COM | 767292105 |
| — | SOUTHERN CAL ED | 125 | $2,000 | 0.0% | $16.00 | $24.00 | — | PFD | 842400202 |
| — | ARCONIC INC | 108 | $2,000 | 0.0% | $18.52 | $18.52 | — | COM | 03965L100 |
| — | SOUTHERN CAL ED | 125 | $2,000 | 0.0% | $16.00 | $24.00 | — | PFD | 842400301 |
| KEYS | KEYSIGHT TECHNOLOGIES IN | 50 | $2,000 | 0.0% | $40.00 * | $32.07 | +29.7% | COM | 49338L103 |
| — | BELLATRIX EXPLORATION LTD | 1,400 | $2,000 | 0.0% | $1.43 | $0.57 | — | COM | 078314507 |
| — | UNITED STATES OIL FUND LP | 200 | $2,000 | 0.0% | $10.00 | $10.00 | — | ETF | 91232N108 |
| — | ADVAXIS INC | 850 | $2,000 | 0.0% | $2.35 | $10.70 | — | COM | 007624208 |
| — | OCH-ZIFF CAPITAL MANAGEMEN-A | 1,000 | $2,000 | 0.0% | $2.00 | $5.60 | — | MLP | 67551U105 |
| WILC | G. WILLI-FOOD INTERNATIONAL | 350 | $2,000 | 0.0% | $5.71 * | $6.38 | -5.0% | COM | M52523103 |
| CHD | CHURCH & DWIGHT CO INC | 50 | $2,000 | 0.0% | $40.00 * | $36.46 | +24.5% | COM | 171340102 |
| CX | CEMEX SAB-SPONS ADR PART CER | 336 | $2,000 | 0.0% | $5.95 * | $8.61 | -12.9% | ADR | 151290889 |
| BWEN | BROADWIND ENERGY INC | 112 | $1,000 | 0.0% | $8.93 * | $6.33 | -57.1% | COM | 11161T207 |
| TDC | TERADATA CORP | 8 | $1,000 | 0.0% | $125.00 * | $26.54 | +44.9% | COM | 88076W103 |
| — | LSC COMMUNICATIONS INC | 25 | $1,000 | 0.0% | $40.00 | $40.00 | — | COM | 50218P107 |
| NG | NOVAGOLD RESOURCES INC | 100 | $1,000 | 0.0% | $10.00 * | $4.33 | -9.3% | COM | 66987E206 |
| — | WHITING PETROLEUM CORP | 15 | $1,000 | 0.0% | $66.67 | $66.67 | — | COM | 966387409 |
| IFUS | IMPACT FUSION INTERNATIONAL | 200,000 | $1,000 | 0.0% | $0.01 | $0.01 | -74.4% | COM | 45257G109 |
| BHF | BRIGHTHOUSE FINANCIAL INC | 8 | $1,000 | 0.0% | $125.00 * | $59.17 | -0.9% | COM | 10922N103 |
| DFIN | DONNELLEY FINANCIAL SOLUTION | 25 | $1,000 | 0.0% | $40.00 * | $21.18 | -8.0% | COM | 25787G100 |
| TRV | TRAVELERS COS INC THE | 4 | $1,000 | 0.0% | $250.00 * | $63.44 | +79.8% | COM | 89417E109 |
| — | QUALITY CARE PROPERTIES | 40 | $1,000 | 0.0% | $25.00 | $25.00 | — | REIT | 747545101 |
| CMG | CHIPOTLE MEXICAN GRILL INC | 2 | $1,000 | 0.0% | $500.00 * | $12.25 | -52.8% | COM | 169656105 |
| — | TEEKAY CORP | 62 | $1,000 | 0.0% | $16.13 | $60.66 | — | COM | Y8564W103 |
| — | GUGGENHEIM CHINA TECHNOLOGY | 10 | $1,000 | 0.0% | $100.00 | $100.00 | — | ETF | 18383Q135 |
| — | RR DONNELLEY & SONS CO | 66 | $1,000 | 0.0% | $15.15 | $15.00 | — | COM | 257867200 |
| CWGL | CRIMSON WINE GROUP LTD | 70 | $1,000 | 0.0% | $14.29 * | $8.36 | +27.6% | COM | 22662X100 |
| — | QUALSTAR CORP | 75 | $1,000 | 0.0% | $13.33 | $6.67 | — | COM | 74758R208 |
| — | ZYNGA INC - CL A | 214 | $1,000 | 0.0% | $4.67 | $2.47 | — | COM | 98986T108 |
| — | SPDR OIL & GAS EQUIP & SERV | 50 | $1,000 | 0.0% | $20.00 | $20.00 | — | ETF | 78464A748 |
| — | ADVERUM BIOTECHNOLOGIES INC | 250 | $1,000 | 0.0% | $4.00 | $4.00 | — | COM | 00773U108 |
| THC | TENET HEALTHCARE CORP | 60 | $1,000 | 0.0% | $16.67 * | $17.44 | -13.1% | COM | 88033G407 |
| FNDE | SCHWAB FUNDAMENTAL EM LC | 35 | $1,000 | 0.0% | $28.57 * | $29.33 | +1.2% | ETF | 808524730 |
| SBRA | SABRA HEALTH CARE REIT INC | 56 | $1,000 | 0.0% | $17.86 | $17.86 | — | REIT | 78573L106 |
| — | AXOVANT SCIENCES LTD | 230 | $1,000 | 0.0% | $4.35 | $6.75 | — | COM | G0750W104 |
| — | YAMANA GOLD INC | 400 | $1,000 | 0.0% | $2.50 | $2.50 | — | COM | 98462Y100 |
| — | BIONDVAX PHARMACEUTICALS LTD | 10,000 | $1,000 | 0.0% | $0.10 | $0.10 | — | COM | 09073Q105 |
| ACM | AECOM | 40 | $1,000 | 0.0% | $25.00 * | $29.07 | +22.9% | COM | 00766T100 |
| NVCR | NOVOCURE LTD | 80 | $1,000 | 0.0% | $12.50 * | $19.26 | +4.9% | COM | G6674U108 |
| TMO | THERMO FISHER SCIENTIFIC INC | 9 | $1,000 | 0.0% | $111.11 * | $79.96 | +132.5% | COM | 883556102 |
| CSX | CSX CORP | 33 | $1,000 | 0.0% | $30.30 * | $6.66 | +147.1% | COM | 126408103 |
| NRG | NRG ENERGY INC | 64 | $1,000 | 0.0% | $15.63 * | $20.46 | +15.3% | COM | 629377508 |
| — | FANNIE MAE | 217 | $1,000 | 0.0% | $4.61 | $9.44 | — | PFD | 313586752 |
| AA | ALCOA CORP | 36 | $1,000 | 0.0% | $27.78 * | $43.68 | +17.8% | COM | 013872106 |
| VYX | NCR CORPORATION | 8 | $1,000 | 0.0% | $125.00 * | $18.10 | +15.2% | COM | 62886E108 |
| — | ECHO THERAPEUTICS INC | 100 | $1,000 | 0.0% | $10.00 | $10.00 | — | COM | 27876L206 |
| — | AQUABOUNTY TECHNOLOGIES | 1 | $1,000 | 0.0% | $1000.00 | $1000.00 | — | COM | 03842K200 |
| — | January 18 Calls on SHAK US | 500 | $1,000 | 0.0% | $2.00 | — | — | Call | 819047901 |
| — | January 18 Calls on AB US | 1,002 | $1,000 | 0.0% | $1.00 | — | — | Call | 01881G906 |
| — | CUMULUS MEDIA INC-CL A | 125 | $1,000 | 0.0% | $8.00 | $8.00 | — | COM | 231082603 |
| AMLM | AMERICAN LITHIUM MINERALS IN | 500 | $1,000 | 0.0% | $2.00 * | $0.04 | -27.7% | COM | 027263102 |
| SPOWF | STRATA OIL & GAS INC | 1,340 | $1,000 | 0.0% | $0.75 * | $0.12 | 0.0% | COM | 86270C204 |
| TMQ | TRILOGY METALS INC | 16 | $1,000 | 0.0% | $62.50 * | $0.51 | +113.1% | COM | 89621C105 |
| — | OCLARO INC | 6 | $1,000 | 0.0% | $166.67 | $166.67 | — | COM | 67555N206 |
| — | RESOURCE CAPITAL CORP | 5 | $1,000 | 0.0% | $200.00 | $200.00 | — | REIT | 76120W708 |
| — | GLU MOBILE INC | 15 | $1,000 | 0.0% | $66.67 | $66.67 | — | COM | 379890106 |
| — | FRONTIER COMMUNICATIONS CORP | 13 | $1,000 | 0.0% | $76.92 | $4.93 | — | COM | 35906A306 |
| — | NQ MOBILE INC - ADR -CLASS A | 50 | $1,000 | 0.0% | $20.00 | $17.45 | — | ADR | 64118U108 |
| — | NATIONAL BANK OF GREECE-ADR | 3 | $1,000 | 0.0% | $333.33 | $333.33 | — | ADR | 633643804 |