Location: New York, NY
CIK: 0001567163 · Show all filings
Period: Q3 2017 (← Previous) (Next →)
Filing Date: Oct 19, 2017
Total Value: $330M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| GOOGL | ALPHABET INC-CL A | 16,352 | $15.94M | 4.8% | $974.50 * | $37.05 | +30.4% | COM | 02079K305 |
| AAPL | APPLE INC | 102,376 | $15.74M | 4.8% | $153.78 * | $22.02 | +63.3% | COM | 037833100 |
| MSFT | MICROSOFT CORP | 195,117 | $14.5M | 4.4% | $74.33 * | $41.80 | +63.1% | COM | 594918104 |
| VZ | VERIZON COMMUNICATIONS INC | 261,374 | $12.91M | 3.9% | $49.41 * | $31.00 | +2.6% | COM | 92343V104 |
| — | GENERAL ELECTRIC CO | 519,931 | $12.57M | 3.8% | $24.17 | $25.86 | — | COM | 369604103 |
| PFF | ISHARES US PREFERRED STOCK E | 321,300 | $12.47M | 3.8% | $38.80 | $38.47 | +0.9% | ETF | 464288687 |
| BP | BP PLC-SPONS ADR | 315,151 | $12.11M | 3.7% | $38.43 | $36.15 | +6.3% | ADR | 055622104 |
| CSCO | CISCO SYSTEMS INC | 358,200 | $12.05M | 3.6% | $33.63 * | $21.67 | +20.5% | COM | 17275R102 |
| PFE | PFIZER INC | 336,415 | $11.96M | 3.6% | $35.55 * | $18.79 | +25.2% | COM | 717081103 |
| GILD | GILEAD SCIENCES INC | 136,599 | $11.03M | 3.3% | $80.73 * | $53.81 | +10.7% | COM | 375558103 |
| — | ALERIAN MLP ETF | 954,969 | $10.75M | 3.3% | $11.26 | $11.86 | — | ETF | 00162Q866 |
| INTC | INTEL CORP | 274,662 | $10.46M | 3.2% | $38.08 * | $29.35 | +8.3% | COM | 458140100 |
| BAC | BANK OF AMERICA CORP | 360,654 | $9.145M | 2.8% | $25.36 * | $17.59 | +18.9% | COM | 060505104 |
| BRK/B | BERKSHIRE HATHAWAY INC-CL B | 49,630 | $9.084M | 2.7% | $183.03 | $143.31 | +27.9% | COM | 084670702 |
| JPM | JPMORGAN CHASE & CO | 92,938 | $8.864M | 2.7% | $95.38 * | $45.08 | +69.2% | COM | 46625H100 |
| CVS | CVS HEALTH CORP | 106,451 | $8.677M | 2.6% | $81.51 * | $67.82 | -7.7% | COM | 126650100 |
| GD | GENERAL DYNAMICS CORP | 41,213 | $8.458M | 2.6% | $205.23 * | $82.62 | +106.7% | COM | 369550108 |
| HEDJ | WISDOMTREE EUROPE HEDGED EQU | 111,114 | $7.187M | 2.2% | $64.68 * | $31.33 | +3.2% | ETF | 97717X701 |
| ETN | EATON CORP PLC | 87,743 | $6.733M | 2.0% | $76.74 * | $50.98 | +27.8% | COM | G29183103 |
| JNJ | JOHNSON & JOHNSON | 47,945 | $6.214M | 1.9% | $129.61 * | $66.42 | +55.6% | COM | 478160104 |
| — | SHIRE PLC-ADR | 40,396 | $6.18M | 1.9% | $152.99 | $152.98 | — | ADR | 82481R106 |
| — | NUVEEN NY AMT-FR MUNI INC FD | 325,367 | $4.283M | 1.3% | $13.16 | $12.83 | — | CEF | 670656107 |
| DAL | DELTA AIR LINES INC | 86,660 | $4.172M | 1.3% | $48.14 * | $44.31 | -0.8% | COM | 247361702 |
| SO | SOUTHERN CO/THE | 83,011 | $4.082M | 1.2% | $49.17 * | $34.30 | +2.0% | COM | 842587107 |
| — | SANTA CRUZ COUNTY BANK | 77,530 | $3.373M | 1.0% | $43.51 | $22.83 | — | COM | 801827106 |
| EPD | ENTERPRISE PRODUCTS PARTNERS | 101,090 | $2.614M | 0.8% | $25.86 | $25.66 | — | MLP | 293792107 |
| AMZN | AMAZON.COM INC | 2,706 | $2.603M | 0.8% | $961.94 * | $32.29 | +48.9% | COM | 023135106 |
| — | AGNC INVESTMENT CORP | 96,018 | $2.457M | 0.7% | $25.59 | $25.59 | — | PFD | 00123Q500 |
| CVX | CHEVRON CORP | 20,905 | $2.452M | 0.7% | $117.29 * | $71.80 | +14.8% | COM | 166764100 |
| QCOM | QUALCOMM INC | 45,228 | $2.347M | 0.7% | $51.89 * | $43.47 | -4.0% | COM | 747525103 |
| — | RAYTHEON COMPANY | 12,128 | $2.255M | 0.7% | $185.93 | $81.25 | — | COM | 755111507 |
| — | CELGENE CORP | 13,939 | $2.032M | 0.6% | $145.78 | $105.04 | — | COM | 151020104 |
| VCSH | VANGUARD S/T CORP BOND ETF | 23,525 | $1.886M | 0.6% | $80.17 | $80.13 | -0.0% | ETF | 92206C409 |
| — | MAGELLAN MIDSTREAM PARTNERS | 26,675 | $1.881M | 0.6% | $70.52 | $70.03 | — | MLP | 559080106 |
| — | ANNALY CAPITAL MGMT | 66,239 | $1.696M | 0.5% | $25.60 | $25.60 | — | PFD | 035710870 |
| T | AT&T INC | 41,009 | $1.604M | 0.5% | $39.11 * | $11.52 | +41.3% | COM | 00206R102 |
| — | INVESCO MORTGAGE CAPITAL | 62,327 | $1.565M | 0.5% | $25.11 | $25.07 | — | PFD | 46131B209 |
| MRK | MERCK & CO. INC. | 23,557 | $1.502M | 0.5% | $63.76 * | $30.82 | +53.5% | COM | 58933Y105 |
| WFC | WELLS FARGO & CO | 26,502 | $1.461M | 0.4% | $55.13 * | $38.57 | +13.6% | COM | 949746101 |
| — | UNITED TECHNOLOGIES CORP | 12,357 | $1.431M | 0.4% | $115.80 | $92.92 | — | COM | 913017109 |
| — | NUVEEN CREDIT STRAT INC FD | 168,752 | $1.425M | 0.4% | $8.44 | $8.26 | — | CEF | 67073D102 |
| UPS | UNITED PARCEL SERVICE-CL B | 11,525 | $1.386M | 0.4% | $120.26 * | $69.34 | +26.6% | COM | 911312106 |
| MINT | PIMCO ENHANCED SHORT MATURIT | 12,350 | $1.257M | 0.4% | $101.78 | $101.39 | +0.4% | ETF | 72201R833 |
| META | FACEBOOK INC-A | 7,289 | $1.243M | 0.4% | $170.53 | $51.10 | +232.1% | COM | 30303M102 |
| GM | GENERAL MOTORS CO | 28,413 | $1.145M | 0.3% | $40.30 * | $24.51 | +43.5% | COM | 37045V100 |
| DIS | WALT DISNEY CO/THE | 11,523 | $1.134M | 0.3% | $98.41 * | $99.60 | -6.7% | COM | 254687106 |
| XOM | EXXON MOBIL CORP | 13,879 | $1.134M | 0.3% | $81.71 * | $53.82 | +4.7% | COM | 30231G102 |
| — | NUVEEN NJ QUAL MUNI INC FD | 81,303 | $1.116M | 0.3% | $13.73 | $13.28 | — | CEF | 67069Y102 |
| — | KAYNE ANDERSON MLP INVESTMEN | 58,385 | $1.059M | 0.3% | $18.14 | $17.73 | — | CEF | 486606106 |
| ORCL | ORACLE CORP | 21,027 | $1.015M | 0.3% | $48.27 * | $35.61 | +20.0% | COM | 68389X105 |
| COST | COSTCO WHOLESALE CORP | 6,112 | $1.007M | 0.3% | $164.76 * | $150.81 | -2.7% | COM | 22160K105 |
| MDT | MEDTRONIC PLC | 12,816 | $996K | 0.3% | $77.72 * | $60.63 | +4.0% | COM | G5960L103 |
| — | BROOKFIELD REAL ASSETS INCOM | 40,625 | $965K | 0.3% | $23.75 | $22.36 | — | CEF | 112830104 |
| — | CYS INVESTMENTS INC | 37,677 | $943K | 0.3% | $25.03 | $25.10 | — | PFD | 12673A207 |
| — | ALEXION PHARMACEUTICALS INC | 6,689 | $935K | 0.3% | $139.78 | $125.08 | — | COM | 015351109 |
| — | ANNALY CAPITAL MGMT | 31,995 | $806K | 0.2% | $25.19 | $25.79 | — | PFD | 035710706 |
| DXJ | WISDOMTREE JAPAN HEDGED EQ | 13,916 | $762K | 0.2% | $54.76 * | $139.41 | +17.7% | ETF | 97717W851 |
| — | APOLLO CMMRL REAL EST FI | 29,495 | $749K | 0.2% | $25.39 | $25.47 | — | PFD | 03762U501 |
| — | BLACKROCK MULTI-SECTOR INCOM | 39,040 | $729K | 0.2% | $18.67 | $15.95 | — | CEF | 09258A107 |
| SCHG | SCHWAB U.S. LARGE-CAP GROWTH | 11,000 | $726K | 0.2% | $66.00 * | $6.01 | +37.4% | ETF | 808524300 |
| — | NUVEEN AMT-FR QU MUNI INC FD | 52,038 | $719K | 0.2% | $13.82 | $13.40 | — | CEF | 670657105 |
| — | ALLERGAN PLC | 3,425 | $698K | 0.2% | $203.80 | $209.65 | — | COM | G0177J108 |
| — | CITIGROUP INC | 23,077 | $668K | 0.2% | $28.95 | $29.65 | — | PFD | 172967341 |
| RRC | RANGE RESOURCES CORP | 34,058 | $667K | 0.2% | $19.58 | $27.44 | -28.7% | COM | 75281A109 |
| — | GOLDCORP INC | 47,860 | $623K | 0.2% | $13.02 | $13.02 | — | COM | 380956409 |
| BA | BOEING CO/THE | 2,455 | $623K | 0.2% | $253.77 * | $96.98 | +148.5% | COM | 097023105 |
| EEMV | ISHARES EDGE MSCI MIN VOL EM | 10,491 | $611K | 0.2% | $58.24 | $54.18 | +7.2% | ETF | 464286533 |
| — | BANK OF THE OZARKS | 12,397 | $599K | 0.2% | $48.32 | $48.18 | — | COM | 063904106 |
| — | RLJ ENTERTAINMENT INC | 168,400 | $598K | 0.2% | $3.55 | $2.05 | — | COM | 74965F203 |
| — | INVESCO CA V M I | 45,000 | $590K | 0.2% | $13.11 | $12.15 | — | CEF | 46132H106 |
| SPY | SPDR S&P 500 ETF TRUST | 2,325 | $584K | 0.2% | $251.18 | $223.89 | +12.2% | ETF | 78462F103 |
| JPIN | JPM DIVERSIFIED RET INTL EQ | 9,936 | $575K | 0.2% | $57.87 | $52.39 | +10.5% | ETF | 46641Q209 |
| — | BLACKROCK MUNIHOLDINGS NJ QU | 37,781 | $550K | 0.2% | $14.56 | $13.88 | — | CEF | 09254X101 |
| — | BLACKROCK CORPORATE HIGH YIE | 47,348 | $534K | 0.2% | $11.28 | $10.16 | — | CEF | 09255P107 |
| — | ANNALY CAPITAL MGMT | 20,315 | $514K | 0.2% | $25.30 | $25.55 | — | PFD | 035710805 |
| — | JPMORGAN ALERIAN MLP INDEX | 17,862 | $504K | 0.2% | $28.22 | $37.19 | — | ETF | 46625H365 |
| — | NUVEEN CT QUAL MUNI INC FD | 40,890 | $499K | 0.2% | $12.20 | $12.26 | — | CEF | 67060D107 |
| VOO | VANGUARD S&P 500 ETF | 2,150 | $496K | 0.2% | $230.70 | $226.49 | +1.9% | ETF | 922908363 |
| TBF | PROSHARES SHORT 20 TREASURY | 22,000 | $493K | 0.1% | $22.41 | $22.30 | +0.5% | ETF | 74347X849 |
| — | WELLS FARGO & COMPANY | 19,346 | $493K | 0.1% | $25.48 | $25.93 | — | PFD | 949746879 |
| — | BLACKROCK MUNICIPAL 2018 TRM | 32,500 | $488K | 0.1% | $15.02 | $15.02 | — | CEF | 09248C106 |
| — | BLACKROCK MUNI 2020 TERM TRS | 30,940 | $484K | 0.1% | $15.64 | $15.57 | — | CEF | 09249X109 |
| SCHD | SCHWAB US DVD EQUITY ETF | 10,319 | $483K | 0.1% | $46.81 * | $12.56 | +24.2% | ETF | 808524797 |
| UBOH | UNITED BANCSHARES INC/OHIO | 20,000 | $450K | 0.1% | $22.50 | $14.80 | — | COM | 909458101 |
| LADR | LADDER CAPITAL CORP-REIT | 32,445 | $446K | 0.1% | $13.75 | $14.22 | — | REIT | 505743104 |
| C | CITIGROUP INC | 6,121 | $445K | 0.1% | $72.70 * | $49.67 | +11.5% | COM | 172967424 |
| — | BARRICK GOLD CORP | 26,945 | $435K | 0.1% | $16.14 | $15.92 | — | COM | 067901108 |
| CMCSA | COMCAST CORP-CLASS A | 11,324 | $434K | 0.1% | $38.33 * | $25.84 | +21.1% | COM | 20030N101 |
| COP | CONOCOPHILLIPS | 8,516 | $426K | 0.1% | $50.02 * | $47.66 | -19.4% | COM | 20825C104 |
| UNP | UNION PACIFIC CORP | 3,630 | $421K | 0.1% | $115.98 * | $77.58 | +24.7% | COM | 907818108 |
| XLE | ENERGY SELECT SECTOR SPDR | 6,075 | $415K | 0.1% | $68.31 * | $34.07 | +0.5% | ETF | 81369Y506 |
| — | NUVEEN INT DUR MUNI TERM FD | 30,810 | $410K | 0.1% | $13.31 | $12.84 | — | CEF | 670671106 |
| — | NEW YORK MORTGAGE TRUST | 16,111 | $404K | 0.1% | $25.08 | $19.49 | — | PFD | 649604709 |
| — | ENERGY TRANSFER PARTNERS LP | 21,400 | $392K | 0.1% | $18.32 | $18.32 | — | MLP | 29278N103 |
| F | FORD MOTOR CO | 32,610 | $391K | 0.1% | $11.99 * | $7.21 | +7.0% | COM | 345370860 |
| PEP | PEPSICO INC | 3,444 | $383K | 0.1% | $111.21 * | $61.00 | +42.0% | COM | 713448108 |
| BKR | BAKER HUGHES A GE CO | 10,326 | $378K | 0.1% | $36.61 * | $28.18 | +3.2% | COM | 05722G100 |
| — | PENNYMAC MTGE INVESTMENT | 14,750 | $372K | 0.1% | $25.22 | $25.33 | — | PFD | 70931T301 |
| — | WELLS FARGO INCOME OPPORTUNI | 42,661 | $371K | 0.1% | $8.70 | $7.52 | — | CEF | 94987B105 |
| GLD | SPDR GOLD SHARES | 2,971 | $362K | 0.1% | $121.84 | $119.54 | +1.7% | ETF | 78463V107 |
| — | CHESAPEAKE ENERGY CORP | 82,000 | $354K | 0.1% | $4.32 | $4.35 | — | COM | 165167107 |
| IESC | IES HOLDINGS INC | 20,120 | $349K | 0.1% | $17.35 | $15.65 | +10.6% | COM | 44951W106 |
| PMT | PENNYMAC MORTGAGE INVESTMENT | 19,056 | $332K | 0.1% | $17.42 | $21.37 | — | REIT | 70931T103 |
| GOOG | ALPHABET INC-CL C | 345 | $331K | 0.1% | $959.42 * | $35.77 | +33.1% | COM | 02079K107 |
| — | DIREXION DAILY S&P 500 BEAR | 9,034 | $329K | 0.1% | $36.42 | $40.07 | — | ETF | 25460E885 |
| DXC | DXC TECHNOLOGY CO | 3,796 | $326K | 0.1% | $85.88 * | $62.87 | +12.4% | COM | 23355L106 |
| — | ARMOUR RESIDENTIAL REIT | 12,755 | $325K | 0.1% | $25.48 | $25.32 | — | PFD | 042315309 |
| LVS | LAS VEGAS SANDS CORP | 5,000 | $320K | 0.1% | $64.00 * | $44.30 | +21.9% | COM | 517834107 |
| — | BLACKROCK CREDIT ALLOCATION | 23,600 | $320K | 0.1% | $13.56 | $12.45 | — | CEF | 092508100 |
| CRM | SALESFORCE.COM INC | 3,400 | $317K | 0.1% | $93.24 | $47.23 | +95.4% | COM | 79466L302 |
| MBGAF | DAIMLER AG-REGISTERED SHARES | 3,939 | $309K | 0.1% | $78.45 * | $46.01 | -0.0% | COM | D1668R123 |
| — | PROSHARES ULTRASHORT R2000 | 14,500 | $271K | 0.1% | $18.69 | $23.72 | — | ETF | 74348A319 |
| — | TOTAL SA-SPON ADR | 5,040 | $270K | 0.1% | $53.57 | $49.60 | — | ADR | 89151E109 |
| — | HORTONWORKS INC | 15,350 | $258K | 0.1% | $16.81 | $11.47 | — | COM | 440894103 |
| HBAN | HUNTINGTON BANCSHARES INC | 18,355 | $255K | 0.1% | $13.89 * | $7.80 | +24.3% | COM | 446150104 |
| BABA | ALIBABA GROUP HOLDING-SP ADR | 1,400 | $242K | 0.1% | $172.86 | $95.67 | +80.5% | ADR | 01609W102 |
| — | BLACKROCK DEBT STRATEGIES FD | 20,717 | $241K | 0.1% | $11.63 | $11.32 | — | CEF | 09255R202 |
| — | EATON VANCE LTD DURATION FND | 16,983 | $238K | 0.1% | $14.01 | $13.43 | — | CEF | 27828H105 |
| UAA | UNDER ARMOUR INC-CLASS A | 14,368 | $237K | 0.1% | $16.49 | $20.33 | -18.9% | COM | 904311107 |
| SLB | SCHLUMBERGER LTD | 3,361 | $234K | 0.1% | $69.62 * | $52.40 | +5.0% | COM | 806857108 |
| XENWX | EATON VANCE NEW YORK MUNICIP | 18,000 | $233K | 0.1% | $12.94 | $11.32 | — | CEF | 27827Y109 |
| — | CASTLIGHT HEALTH INC-B | 53,050 | $231K | 0.1% | $4.35 | $3.72 | — | COM | 14862Q100 |
| — | MORGAN STANLEY | 9,750 | $225K | 0.1% | $23.08 | $23.79 | — | PFD | 61747S504 |
| — | DB CONT CAPITAL TRUST V | 8,300 | $220K | 0.1% | $26.51 | $26.50 | — | PFD | 25150L108 |
| AVXL | ANAVEX LIFE SCIENCES CORP | 50,000 | $209K | 0.1% | $4.18 | $5.37 | -22.9% | COM | 032797300 |
| IYY | ISHARES DOW JONES U.S. ETF | 1,600 | $201K | 0.1% | $125.63 * | $40.56 | +55.4% | ETF | 464287846 |
| — | NAPEC INC | 200,000 | $198K | 0.1% | $0.99 | $0.88 | — | COM | 630405108 |
| — | ARRAY BIOPHARMA INC | 15,000 | $185K | 0.1% | $12.33 | $12.33 | — | COM | 04269X105 |
| — | INVESCO VALUE MUNICIPAL INCO | 12,210 | $182K | 0.1% | $14.91 | $14.64 | — | CEF | 46132P108 |
| HD | HOME DEPOT INC | 1,078 | $176K | 0.1% | $163.27 * | $61.09 | +119.3% | COM | 437076102 |
| SNAP | SNAP INC - A | 12,122 | $175K | 0.1% | $14.44 | $21.20 | -31.4% | COM | 83304A106 |
| IHE | ISHARES US PHARMACEUTICALS E | 1,109 | $173K | 0.1% | $156.00 * | $37.34 | +39.6% | ETF | 464288836 |
| — | NUVEEN PREFERRED & INCOME SE | 16,550 | $172K | 0.1% | $10.39 | $9.36 | — | CEF | 67072C105 |
| REM | ISHARES MORTGAGE REAL ESTATE | 3,543 | $166K | 0.1% | $46.85 | $41.90 | +11.8% | ETF | 46435G342 |
| DVY | ISHARES SELECT DIVIDEND ETF | 1,728 | $162K | 0.0% | $93.75 | $77.57 | +20.7% | ETF | 464287168 |
| SCHV | SCHWAB US LARGE-CAP VALUE | 3,129 | $162K | 0.0% | $51.77 * | $15.38 | +12.3% | ETF | 808524409 |
| XLF | FINANCIAL SELECT SECTOR SPDR | 6,213 | $160K | 0.0% | $25.75 | $22.15 | +16.8% | ETF | 81369Y605 |
| GDX | VANECK VECTORS GOLD MINERS E | 6,817 | $157K | 0.0% | $23.03 | $22.76 | +0.9% | ETF | 92189F106 |
| FNDB | SCHWAB FUNDAMENTAL BROAD MKT | 4,451 | $156K | 0.0% | $35.05 * | $10.60 | +10.2% | ETF | 808524789 |
| TSLA | TESLA INC | 450 | $153K | 0.0% | $340.00 * | $20.89 | +8.9% | COM | 88160R101 |
| IOVA | IOVANCE BIOTHERAPEUTICS INC | 19,313 | $150K | 0.0% | $7.77 | $6.33 | +22.5% | COM | 462260100 |
| PG | PROCTER & GAMBLE CO/THE | 1,640 | $149K | 0.0% | $90.85 * | $58.34 | +25.2% | COM | 742718109 |
| FNMA | FANNIE MAE | 50,000 | $148K | 0.0% | $2.96 | $2.65 | +12.7% | COM | 313586109 |
| — | CORNERSTONE ONDEMAND INC | 3,616 | $147K | 0.0% | $40.65 | $42.46 | — | COM | 21925Y103 |
| VCIT | VANGUARD INT-TERM CORPORATE | 1,655 | $146K | 0.0% | $88.22 | $87.97 | +0.0% | ETF | 92206C870 |
| — | PNC FINANCIAL SERVICES | 5,000 | $143K | 0.0% | $28.60 | $29.80 | — | PFD | 693475857 |
| — | BLACKROCK MUNIHOLDINGS NY QU | 9,741 | $137K | 0.0% | $14.06 | $14.89 | — | CEF | 09255C106 |
| — | SPLUNK INC | 2,000 | $134K | 0.0% | $67.00 | $49.00 | — | COM | 848637104 |
| ACRE | ARES COMMERCIAL REAL ESTATE | 10,000 | $133K | 0.0% | $13.30 | $13.18 | — | REIT | 04013V108 |
| SKY | SKYLINE CORP | 11,400 | $132K | 0.0% | $11.58 * | $9.16 | +32.0% | COM | 830830105 |
| IVV | ISHARES CORE S&P 500 ETF | 520 | $131K | 0.0% | $251.92 | $214.57 | +17.9% | ETF | 464287200 |
| — | EATON VANCE TAX MAN GLBL BR | 11,000 | $130K | 0.0% | $11.82 | $10.55 | — | CEF | 27829C105 |
| IWF | ISHARES RUSSELL 1000 GROWTH | 1,029 | $129K | 0.0% | $125.36 * | $24.52 | +27.5% | ETF | 464287614 |
| — | STERLING BANCORP/DE | 5,213 | $129K | 0.0% | $24.75 | $13.43 | — | COM | 85917A100 |
| — | ANDEAVOR | 1,245 | $128K | 0.0% | $102.81 | $102.81 | — | COM | 03349M105 |
| — | WESTMORELAND COAL CO | 50,000 | $128K | 0.0% | $2.56 | $2.56 | — | COM | 960878106 |
| VXUS | VANGUARD TOTAL INTL STOCK | 2,310 | $126K | 0.0% | $54.55 | $48.52 | +12.8% | ETF | 921909768 |
| — | APPROACH RESOURCES INC | 50,000 | $125K | 0.0% | $2.50 | $2.64 | — | COM | 03834A103 |
| — | NUVEEN CREDIT OPP 2022 TARGE | 11,500 | $114K | 0.0% | $9.91 | $9.91 | — | CEF | 67075U102 |
| KRE | SPDR S&P REGIONAL BANKING | 2,010 | $114K | 0.0% | $56.72 | $52.71 | +7.7% | ETF | 78464A698 |
| PM | PHILIP MORRIS INTERNATIONAL | 1,025 | $114K | 0.0% | $111.22 * | $49.30 | +46.9% | COM | 718172109 |
| YELP | YELP INC | 2,600 | $112K | 0.0% | $43.08 | $31.20 | +38.8% | COM | 985817105 |
| — | INVESCO SENIOR INCOME TRUST | 24,585 | $110K | 0.0% | $4.47 | $4.51 | — | CEF | 46131H107 |
| — | GAZPROM PAO -SPON ADR | 25,200 | $106K | 0.0% | $4.21 | $8.73 | — | ADR | 368287207 |
| — | KKR & CO LP | 5,200 | $105K | 0.0% | $20.19 | $15.41 | — | MLP | 48248M102 |
| IBM | INTL BUSINESS MACHINES CORP | 720 | $104K | 0.0% | $144.44 * | $95.00 | +1.9% | COM | 459200101 |
| NLR | VANECK VECTORS URANIUM NUCLE | 2,031 | $104K | 0.0% | $51.21 | $48.10 | +6.3% | ETF | 92189F601 |
| — | BLACKROCK MUNICIPAL 2030 TAR | 4,530 | $103K | 0.0% | $22.74 | $22.60 | — | CEF | 09257P105 |
| IWM | ISHARES RUSSELL 2000 ETF | 681 | $101K | 0.0% | $148.31 | $138.46 | +7.0% | ETF | 464287655 |
| — | FEDERAL REALTY INVS TRUST | 800 | $99,000 | 0.0% | $123.75 | $103.75 | — | REIT | 313747206 |
| KHC | KRAFT HEINZ CO/THE | 1,245 | $97,000 | 0.0% | $77.91 * | $47.82 | +9.8% | COM | 500754106 |
| — | EATON VANCE NJ MUNICIPAL INC | 8,000 | $96,000 | 0.0% | $12.00 | $12.00 | — | CEF | 27826V106 |
| EPI | WISDOMTREE INDIA EARNINGS | 3,800 | $96,000 | 0.0% | $25.26 | $23.32 | +7.9% | ETF | 97717W422 |
| — | WESTERN ASSET HIGH INCOME OP | 18,658 | $96,000 | 0.0% | $5.15 | $4.67 | — | CEF | 95766K109 |
| — | FAIRMOUNT SANTROL HOLDINGS I | 20,000 | $95,000 | 0.0% | $4.75 | $4.75 | — | COM | 30555Q108 |
| ITONF | ITO EN LTD | 2,700 | $92,000 | 0.0% | $34.07 | $35.93 | — | COM | J25027111 |
| AVB | AVALONBAY COMMUNITIES INC | 515 | $92,000 | 0.0% | $178.64 * | $87.72 | +53.5% | REIT | 053484101 |
| — | MOMO INC-SPON ADR | 2,913 | $91,000 | 0.0% | $31.24 | $31.24 | — | ADR | 60879B107 |
| IBB | ISHARES NASDAQ BIOTECHNOLOGY | 264 | $88,000 | 0.0% | $333.33 * | $92.50 | +20.2% | ETF | 464287556 |
| — | FIREEYE INC | 5,089 | $86,000 | 0.0% | $16.90 | $29.83 | — | COM | 31816Q101 |
| — | GLAXOSMITHKLINE PLC-SPON ADR | 2,086 | $85,000 | 0.0% | $40.75 | $38.66 | — | ADR | 37733W105 |
| — | PIONEER NATURAL RESOURCES CO | 550 | $81,000 | 0.0% | $147.27 | $152.56 | — | COM | 723787107 |
| ROK | ROCKWELL AUTOMATION INC | 450 | $80,000 | 0.0% | $177.78 * | $67.20 | +127.6% | COM | 773903109 |
| — | ASHFORD HOSPITALITY TRUS | 3,059 | $78,000 | 0.0% | $25.50 | $25.45 | — | PFD | 044103406 |
| — | VANECK VECTORS OIL SERVICES | 3,000 | $78,000 | 0.0% | $26.00 | $26.00 | — | ETF | 92189F718 |
| ADDYY | ADIDAS AG-SPONSORED ADR | 670 | $76,000 | 0.0% | $113.43 | $60.30 | +87.7% | ADR | 00687A107 |
| — | MODEL N INC | 5,000 | $75,000 | 0.0% | $15.00 | $15.00 | — | COM | 607525102 |
| SNA | SNAP-ON INC | 500 | $74,000 | 0.0% | $148.00 * | $121.59 | -0.6% | COM | 833034101 |
| CGAU | CENTERRA GOLD INC | 10,200 | $73,000 | 0.0% | $7.16 * | $3.34 | +81.8% | COM | 152006102 |
| ACN | ACCENTURE PLC-CL A | 540 | $73,000 | 0.0% | $135.19 * | $102.74 | +15.7% | COM | G1151C101 |
| NFLX | NETFLIX INC | 399 | $72,000 | 0.0% | $180.45 * | $15.10 | +20.1% | COM | 64110L106 |
| — | BGC PARTNERS INC-CL A | 5,000 | $72,000 | 0.0% | $14.40 | $8.60 | — | COM | 05541T101 |
| AXP | AMERICAN EXPRESS CO | 759 | $69,000 | 0.0% | $90.91 * | $52.36 | +54.1% | COM | 025816109 |
| BRDCY | BRIDGESTONE CORP | 1,500 | $68,000 | 0.0% | $45.33 * | $19.13 | +18.7% | COM | 108441205 |
| BK | BANK OF NEW YORK MELLON CORP | 1,271 | $67,000 | 0.0% | $52.71 * | $31.02 | +36.4% | COM | 064058100 |
| HAL | HALLIBURTON CO | 1,435 | $66,000 | 0.0% | $45.99 * | $35.84 | +9.0% | COM | 406216101 |
| — | NUVECTRA CORP | 5,000 | $65,000 | 0.0% | $13.00 | $5.00 | — | COM | 67075N108 |
| CRL | CHARLES RIVER LABORATORIES | 600 | $65,000 | 0.0% | $108.33 | $42.84 | +152.1% | COM | 159864107 |
| ECL | ECOLAB INC | 500 | $64,000 | 0.0% | $128.00 * | $73.48 | +60.2% | COM | 278865100 |
| IYH | ISHARES U.S. HEALTHCARE ETF | 370 | $63,000 | 0.0% | $170.27 * | $20.12 | +70.8% | ETF | 464287762 |
| GS | GOLDMAN SACHS GROUP INC | 265 | $63,000 | 0.0% | $237.74 * | $162.93 | +21.6% | COM | 38141G104 |
| — | EXPRESS SCRIPTS HOLDING CO | 988 | $63,000 | 0.0% | $63.77 | $61.74 | — | COM | 30219G108 |
| MS | MORGAN STANLEY | 1,300 | $63,000 | 0.0% | $48.46 * | $19.29 | +95.5% | COM | 617446448 |
| USMV | ISHARES EDGE MSCI MIN VOL US | 1,245 | $63,000 | 0.0% | $50.60 | $48.70 | +3.4% | ETF | 46429B697 |
| — | ANADARKO PETROLEUM CORP | 1,273 | $62,000 | 0.0% | $48.70 | $69.91 | — | COM | 032511107 |
| AIG | AMERICAN INTERNATIONAL GROUP | 1,003 | $62,000 | 0.0% | $61.81 * | $35.88 | +38.3% | COM | 026874784 |
| — | POWERSHARES DYN PHARMACEUTIC | 950 | $62,000 | 0.0% | $65.26 | $61.39 | — | ETF | 73935X799 |
| VIG | VANGUARD DIVIDEND APPREC ETF | 635 | $60,000 | 0.0% | $94.49 | $75.81 | +25.0% | ETF | 921908844 |
| — | POWERSHARES WATER RESOURCES | 2,000 | $57,000 | 0.0% | $28.50 | $26.50 | — | ETF | 73935X575 |
| MPC | MARATHON PETROLEUM CORP | 1,008 | $57,000 | 0.0% | $56.55 * | $34.23 | +26.7% | COM | 56585A102 |
| EEM | ISHARES MSCI EMERGING MARKET | 1,258 | $56,000 | 0.0% | $44.52 | $42.13 | +6.4% | ETF | 464287234 |
| — | NEW YORK COMMUNITY BANCORP | 4,316 | $56,000 | 0.0% | $12.97 | $14.13 | — | COM | 649445103 |
| — | DOWDUPONT INC | 812 | $56,000 | 0.0% | $68.97 | $68.97 | — | COM | 26078J100 |
| — | NANTKWEST INC | 10,000 | $55,000 | 0.0% | $5.50 | $5.50 | — | COM | 63016Q102 |
| — | NUVEEN CA AMT-FR MUNI INC FD | 3,382 | $53,000 | 0.0% | $15.67 | $14.35 | — | CEF | 670651108 |
| NEM | NEWMONT MINING CORP | 1,400 | $53,000 | 0.0% | $37.86 * | $26.88 | +10.5% | COM | 651639106 |
| MMM | 3M CO | 250 | $52,000 | 0.0% | $208.00 * | $100.81 | +30.9% | COM | 88579Y101 |
| — | VELOCITYSHARES 2X VIX SH-TRM | 4,500 | $51,000 | 0.0% | $11.33 | $11.33 | — | ETF | 22542D357 |
| — | CALAMOS STRAT TOT RETURN FD | 4,100 | $50,000 | 0.0% | $12.20 | $10.04 | — | CEF | 128125101 |
| — | TWITTER INC | 2,990 | $50,000 | 0.0% | $16.72 | $17.56 | — | COM | 90184L102 |
| — | TWENTY-FIRST CENTURY FOX-A | 1,900 | $50,000 | 0.0% | $26.32 | $33.69 | — | COM | 90130A101 |
| BMY | BRISTOL-MYERS SQUIBB CO | 770 | $49,000 | 0.0% | $63.64 * | $42.89 | +9.8% | COM | 110122108 |
| LLY | ELI LILLY & CO | 560 | $48,000 | 0.0% | $85.71 * | $47.50 | +58.8% | COM | 532457108 |
| — | BARRACUDA NETWORKS INC | 2,000 | $48,000 | 0.0% | $24.00 | $23.00 | — | COM | 068323104 |
| A | AGILENT TECHNOLOGIES INC | 739 | $47,000 | 0.0% | $63.60 * | $39.23 | +53.7% | COM | 00846U101 |
| — | PIMCO DYNAMIC CREDIT AND MOR | 2,000 | $46,000 | 0.0% | $23.00 | $23.00 | — | CEF | 72202D106 |
| — | WABCO HOLDINGS INC | 311 | $46,000 | 0.0% | $147.91 | $93.25 | — | COM | 92927K102 |
| — | COHEN & STEERS INFRASTRUCTUR | 2,000 | $46,000 | 0.0% | $23.00 | $21.50 | — | CEF | 19248A109 |
| LMT | LOCKHEED MARTIN CORP | 145 | $45,000 | 0.0% | $310.34 * | $182.33 | +36.6% | COM | 539830109 |
| M | MACYS INC | 2,000 | $44,000 | 0.0% | $22.00 | $25.62 | -14.8% | COM | 55616P104 |
| — | RANDGOLD RESOURCES LTD-ADR | 450 | $44,000 | 0.0% | $97.78 | $64.44 | — | ADR | 752344309 |
| — | TWO HARBORS INVESTMENT CORP | 4,269 | $43,000 | 0.0% | $10.07 | $9.54 | — | REIT | 90187B101 |
| ARWR | ARROWHEAD PHARMACEUTICALS IN | 10,000 | $43,000 | 0.0% | $4.30 | $5.71 | -24.1% | COM | 04280A100 |
| MSGS | MADISON SQUARE GARDEN CO- A | 200 | $43,000 | 0.0% | $215.00 * | $117.41 | +30.1% | COM | 55825T103 |
| — | APOLLO INVESTMENT CORP | 6,959 | $42,000 | 0.0% | $6.04 | $7.26 | — | COM | 03761U106 |
| — | XEROX CORP | 1,250 | $42,000 | 0.0% | $33.60 | $28.80 | — | COM | 984121608 |
| — | BB&T CORP | 843 | $40,000 | 0.0% | $47.45 | $36.69 | — | COM | 054937107 |
| — | ELLINGTON FINANCIAL LLC | 2,500 | $40,000 | 0.0% | $16.00 | $18.32 | — | MLP | 288522303 |
| — | WALTER INVESTMENT MANAGEMENT | 66,940 | $40,000 | 0.0% | $0.60 | $0.60 | — | COM | 93317W102 |
| VYM | VANGUARD HIGH DVD YIELD ETF | 486 | $39,000 | 0.0% | $80.25 | $72.64 | +11.6% | ETF | 921946406 |
| ADP | AUTOMATIC DATA PROCESSING | 350 | $38,000 | 0.0% | $108.57 * | $67.96 | +35.1% | COM | 053015103 |
| TJX | TJX COMPANIES INC | 500 | $37,000 | 0.0% | $74.00 * | $34.01 | -3.4% | COM | 872540109 |
| ABBNY | ABB LTD-SPON ADR | 1,500 | $37,000 | 0.0% | $24.67 * | $21.63 | +9.8% | ADR | 000375204 |
| NKE | NIKE INC -CL B | 715 | $37,000 | 0.0% | $51.75 * | $49.34 | -5.5% | COM | 654106103 |
| AMGN | AMGEN INC | 200 | $37,000 | 0.0% | $185.00 * | $89.47 | +62.2% | COM | 031162100 |
| VNO | VORNADO REALTY TRUST | 466 | $36,000 | 0.0% | $77.25 | $83.69 | — | REIT | 929042109 |
| — | AVEO PHARMACEUTICALS INC | 10,000 | $36,000 | 0.0% | $3.60 | $2.52 | — | COM | 053588109 |
| IYT | ISHARES TRANSPORTATION AVERA | 200 | $36,000 | 0.0% | $180.00 * | $34.74 | +28.4% | ETF | 464287192 |
| — | BLACKROCK INC | 80 | $36,000 | 0.0% | $450.00 | $320.00 | — | COM | 09247X101 |
| — | GOLDMAN SACHS GROUP INC | 1,362 | $36,000 | 0.0% | $26.43 | $26.43 | — | PFD | 38144X500 |
| NVDA | NVIDIA CORP | 194 | $35,000 | 0.0% | $180.41 * | $2.82 | +56.6% | COM | 67066G104 |
| NG | NOVAGOLD RESOURCES INC | 8,600 | $35,000 | 0.0% | $4.07 | $4.33 | -4.9% | COM | 66987E206 |
| — | BROCADE COMMUNICATIONS SYS | 2,800 | $33,000 | 0.0% | $11.79 | $5.71 | — | COM | 111621306 |
| — | FLEX PHARMA INC | 10,000 | $33,000 | 0.0% | $3.30 | $11.00 | — | COM | 33938A105 |
| STWD | STARWOOD PROPERTY TRUST INC | 1,525 | $33,000 | 0.0% | $21.64 | $22.00 | — | REIT | 85571B105 |
| VWO | VANGUARD FTSE EMERGING MARKE | 750 | $33,000 | 0.0% | $44.00 | $37.73 | +15.5% | ETF | 922042858 |
| — | BLACKSTONE GROUP LP/THE | 1,000 | $33,000 | 0.0% | $33.00 | $32.48 | — | MLP | 09253U108 |
| CHCO | CITY HOLDING CO | 444 | $32,000 | 0.0% | $72.07 * | $44.49 | +26.2% | COM | 177835105 |
| KBR | KBR INC | 1,788 | $32,000 | 0.0% | $17.90 * | $13.80 | +16.5% | COM | 48242W106 |
| KIM | KIMCO REALTY CORP | 1,575 | $31,000 | 0.0% | $19.68 * | $12.61 | +1.7% | REIT | 49446R109 |
| WMT | WAL-MART STORES INC | 390 | $31,000 | 0.0% | $79.49 * | $20.80 | +9.6% | COM | 931142103 |
| HP | HELMERICH & PAYNE | 600 | $31,000 | 0.0% | $51.67 | $49.47 | +5.3% | COM | 423452101 |
| O | REALTY INCOME CORP | 544 | $31,000 | 0.0% | $56.99 * | $36.42 | +2.5% | REIT | 756109104 |
| VFH | VANGUARD FINANCIALS ETF | 465 | $30,000 | 0.0% | $64.52 | $39.55 | +65.3% | ETF | 92204A405 |
| MC | MOELIS & CO - CLASS A | 700 | $30,000 | 0.0% | $42.86 * | $16.40 | +44.5% | COM | 60786M105 |
| TGT | TARGET CORP | 507 | $30,000 | 0.0% | $59.17 * | $53.07 | -11.9% | COM | 87612E106 |
| PANW | PALO ALTO NETWORKS INC | 200 | $29,000 | 0.0% | $145.00 * | $22.36 | +7.4% | COM | 697435105 |
| PFLT | PENNANTPARK FLOATING RATE CA | 2,000 | $29,000 | 0.0% | $14.50 * | $4.46 | +34.7% | COM | 70806A106 |
| XLV | HEALTH CARE SELECT SECTOR | 350 | $29,000 | 0.0% | $82.86 | $70.66 | +15.7% | ETF | 81369Y209 |
| SRE | SEMPRA ENERGY | 250 | $29,000 | 0.0% | $116.00 * | $35.23 | +24.5% | COM | 816851109 |
| — | TIER REIT INC | 1,453 | $28,000 | 0.0% | $19.27 | $14.65 | — | REIT | 88650V208 |
| IWY | ISHARES RUSSELL TOP 200 GROW | 411 | $28,000 | 0.0% | $68.13 | $55.76 | +21.6% | ETF | 464289438 |
| — | CALITHERA BIOSCIENCES INC | 1,800 | $28,000 | 0.0% | $15.56 | $15.56 | — | COM | 13089P101 |
| MO | ALTRIA GROUP INC | 437 | $28,000 | 0.0% | $64.07 * | $18.71 | +85.1% | COM | 02209S103 |
| HON | HONEYWELL INTERNATIONAL INC | 200 | $28,000 | 0.0% | $140.00 * | $86.03 | +25.5% | COM | 438516106 |
| — | BANK OF AMERICA CORP | 1,000 | $27,000 | 0.0% | $27.00 | $27.00 | — | PFD | 060505344 |
| — | MARATHON OIL CORP | 2,003 | $27,000 | 0.0% | $13.48 | $14.24 | — | COM | 565849106 |
| OXY | OCCIDENTAL PETROLEUM CORP | 420 | $27,000 | 0.0% | $64.29 * | $49.59 | +4.8% | COM | 674599105 |
| — | GABELLI DIVIDEND & INCOME TR | 1,200 | $27,000 | 0.0% | $22.50 | $19.99 | — | CEF | 36242H104 |
| — | JPMORGAN CHASE & CO | 1,000 | $27,000 | 0.0% | $27.00 | $27.00 | — | PFD | 481246700 |
| — | WIZARD WORLD INC | 100,000 | $27,000 | 0.0% | $0.27 | $0.18 | — | COM | 97751C100 |
| — | BLACKROCK RESOURCES & COMMOD | 3,000 | $27,000 | 0.0% | $9.00 | $8.67 | — | CEF | 09257A108 |
| — | FIRST REPUBLIC BANK/SF | 1,000 | $27,000 | 0.0% | $27.00 | $27.00 | — | PFD | 33616C860 |
| QABA | FIRST TRUST NASDAQ ABA CBIF | 519 | $27,000 | 0.0% | $52.02 | $40.18 | +31.1% | ETF | 33736Q104 |
| MTB | M & T BANK CORP | 159 | $26,000 | 0.0% | $163.52 * | $88.17 | +42.8% | COM | 55261F104 |
| XLK | TECHNOLOGY SELECT SECT SPDR | 437 | $26,000 | 0.0% | $59.50 * | $19.49 | +51.6% | ETF | 81369Y803 |
| — | AG MORTGAGE INVEST TR | 1,000 | $25,000 | 0.0% | $25.00 | $25.00 | — | PFD | 001228303 |
| IP | INTERNATIONAL PAPER CO | 440 | $25,000 | 0.0% | $56.82 * | $26.29 | +42.7% | COM | 460146103 |
| — | SL GREEN REALTY CORP | 1,000 | $25,000 | 0.0% | $25.00 | $25.00 | — | PFD | 78440X507 |
| — | DUNKIN BRANDS GROUP INC | 450 | $24,000 | 0.0% | $53.33 | $43.46 | — | COM | 265504100 |
| VOD | VODAFONE GROUP PLC-SP ADR | 847 | $24,000 | 0.0% | $28.34 | $34.85 | -18.3% | ADR | 92857W308 |
| IJR | ISHARES CORE S&P SMALL-CAP E | 320 | $24,000 | 0.0% | $75.00 | $65.02 | +14.2% | ETF | 464287804 |
| — | GLOBAL BLOOD THERAPEUTICS IN | 765 | $23,000 | 0.0% | $30.07 | $32.78 | — | COM | 37890U108 |
| — | FANNIE MAE | 2,180 | $23,000 | 0.0% | $10.55 | $5.50 | — | PFD | 313586828 |
| PCG | P G & E CORP | 340 | $23,000 | 0.0% | $67.65 | $49.78 | +35.2% | COM | 69331C108 |
| — | WESTERN ASSET HIGH INC FD II | 3,015 | $22,000 | 0.0% | $7.30 | $6.39 | — | CEF | 95766J102 |
| — | SIRIUS XM HOLDINGS INC | 3,900 | $22,000 | 0.0% | $5.64 | $3.45 | — | COM | 82968B103 |
| TCEHY | TENCENT HOLDINGS LTD-UNS ADR | 500 | $22,000 | 0.0% | $44.00 | $25.35 | +73.3% | ADR | 88032Q109 |
| XME | SPDR S&P METALS & MINING ETF | 695 | $22,000 | 0.0% | $31.65 | $26.81 | +20.0% | ETF | 78464A755 |
| GFF | GRIFFON CORP | 1,000 | $22,000 | 0.0% | $22.00 * | $7.76 | +111.9% | COM | 398433102 |
| — | POWERSHARES NASDAQ INTERNET | 200 | $22,000 | 0.0% | $110.00 | $75.00 | — | ETF | 73935X146 |
| — | ALLIANZGI EQUITY & CONVERTIB | 1,050 | $22,000 | 0.0% | $20.95 | $18.91 | — | CEF | 018829101 |
| SCHB | SCHWAB US BROAD MARKET ETF | 351 | $21,000 | 0.0% | $59.83 * | $7.52 | +35.1% | ETF | 808524102 |
| BKD | BROOKDALE SENIOR LIVING INC | 2,000 | $21,000 | 0.0% | $10.50 | $36.87 | -71.3% | COM | 112463104 |
| FCX | FREEPORT-MCMORAN INC | 1,500 | $21,000 | 0.0% | $14.00 * | $6.37 | +99.9% | COM | 35671D857 |
| — | October 17 Calls on ARRY US | 700 | $21,000 | 0.0% | $30.00 | — | — | Call | 04269X905 |
| CNP | CENTERPOINT ENERGY INC | 670 | $20,000 | 0.0% | $29.85 * | $15.27 | +48.6% | COM | 15189T107 |
| SAN | BANCO SANTANDER SA-SPON ADR | 2,927 | $20,000 | 0.0% | $6.83 | $4.75 | +46.3% | ADR | 05964H105 |
| — | November 17 Puts on SPY US | 215 | $20,000 | 0.0% | $93.02 | — | — | Put | 78462F953 |
| — | COACH INC | 500 | $20,000 | 0.0% | $40.00 | $42.00 | — | COM | 189754104 |
| BB | BLACKBERRY LTD | 1,750 | $20,000 | 0.0% | $11.43 * | $9.00 | +24.3% | COM | 09228F103 |
| — | INVESTORS BANCORP INC | 1,350 | $18,000 | 0.0% | $13.33 | $10.98 | — | COM | 46146L101 |
| — | KOREA FUND INC | 450 | $18,000 | 0.0% | $40.00 | $33.33 | — | CEF | 500634209 |
| KBE | SPDR S&P BANK ETF | 400 | $18,000 | 0.0% | $45.00 | $44.03 | +2.4% | ETF | 78464A797 |
| SCHX | SCHWAB US LARGE-CAP ETF | 300 | $18,000 | 0.0% | $60.00 * | $6.66 | +50.1% | ETF | 808524201 |
| VNQ | VANGUARD REIT ETF | 214 | $18,000 | 0.0% | $84.11 | $84.01 | -1.1% | ETF | 922908553 |
| — | INTERCEPT PHARMACEUTICALS IN | 300 | $18,000 | 0.0% | $60.00 | $60.00 | — | COM | 45845P108 |
| — | PROSHARES ULTRASHORT S&P500 | 375 | $18,000 | 0.0% | $48.00 | $12.67 | — | ETF | 74347B383 |
| — | INVESCO MORTGAGE CAPITAL | 1,000 | $17,000 | 0.0% | $17.00 | $20.95 | — | REIT | 46131B100 |
| NSRGY | NESTLE SA-SPONS ADR | 200 | $17,000 | 0.0% | $85.00 | $71.63 | +17.3% | ADR | 641069406 |
| — | BLACKROCK ENHANCED GLOBAL DI | 1,234 | $17,000 | 0.0% | $13.78 | $11.35 | — | CEF | 092501105 |
| SHAK | SHAKE SHACK INC - CLASS A | 500 | $17,000 | 0.0% | $34.00 * | $41.55 | -20.0% | COM | 819047101 |
| RARE | ULTRAGENYX PHARMACEUTICAL IN | 300 | $16,000 | 0.0% | $53.33 | $59.25 | -10.1% | COM | 90400D108 |
| HRL | HORMEL FOODS CORP | 500 | $16,000 | 0.0% | $32.00 * | $27.67 | -6.2% | COM | 440452100 |
| — | PROSHARES SHORT S&P500 | 490 | $16,000 | 0.0% | $32.65 | $33.41 | — | ETF | 74347B425 |
| PSX | PHILLIPS 66 | 172 | $16,000 | 0.0% | $93.02 * | $40.35 | +64.9% | COM | 718546104 |
| ARI | APOLLO COMMERCIAL REAL ESTAT | 850 | $15,000 | 0.0% | $17.65 | $25.38 | — | REIT | 03762U105 |
| FNDA | SCHWAB FUNDAMENTAL SMALL CAP | 418 | $15,000 | 0.0% | $35.89 * | $17.38 | +4.4% | ETF | 808524763 |
| CHRW | C.H. ROBINSON WORLDWIDE INC | 200 | $15,000 | 0.0% | $75.00 * | $56.18 | +11.7% | COM | 12541W209 |
| CBRL | CRACKER BARREL OLD COUNTRY | 100 | $15,000 | 0.0% | $150.00 * | $79.09 | +36.1% | COM | 22410J106 |
| AMP | AMERIPRISE FINANCIAL INC | 100 | $15,000 | 0.0% | $150.00 * | $80.07 | +57.9% | COM | 03076C106 |
| MA | MASTERCARD INC - A | 100 | $14,000 | 0.0% | $140.00 * | $70.60 | +91.0% | COM | 57636Q104 |
| EXC | EXELON CORP | 381 | $14,000 | 0.0% | $36.75 * | $14.29 | +41.2% | COM | 30161N101 |
| EWJ | ISHARES MSCI JAPAN ETF | 250 | $14,000 | 0.0% | $56.00 | $49.93 | +11.6% | ETF | 46434G822 |
| OTTR | OTTER TAIL CORP | 319 | $14,000 | 0.0% | $43.89 * | $19.62 | +75.1% | COM | 689648103 |
| FULT | FULTON FINANCIAL CORP | 745 | $14,000 | 0.0% | $18.79 * | $11.76 | +14.6% | COM | 360271100 |
| LUV | SOUTHWEST AIRLINES CO | 250 | $14,000 | 0.0% | $56.00 * | $38.60 | +30.9% | COM | 844741108 |
| VTR | VENTAS INC | 200 | $13,000 | 0.0% | $65.00 * | $44.52 | +3.0% | REIT | 92276F100 |
| WHR | WHIRLPOOL CORP | 70 | $13,000 | 0.0% | $185.71 | $121.27 | +52.1% | COM | 963320106 |
| — | ROYAL DUTCH SHELL-SPON ADR-B | 200 | $13,000 | 0.0% | $65.00 | $55.00 | — | ADR | 780259107 |
| LDOS | LEIDOS HOLDINGS INC | 200 | $12,000 | 0.0% | $60.00 * | $49.10 | +6.8% | COM | 525327102 |
| V | VISA INC-CLASS A SHARES | 118 | $12,000 | 0.0% | $101.69 * | $62.91 | +58.0% | COM | 92826C839 |
| SFTBY | SOFTBANK GROUP CORP-UNSP ADR | 300 | $12,000 | 0.0% | $40.00 | $40.27 | +1.0% | ADR | 83404D109 |
| MLCO | MELCO RESORTS & ENTERT-ADR | 500 | $12,000 | 0.0% | $24.00 | $21.79 | +10.7% | ADR | 585464100 |
| NOK | NOKIA CORP-SPON ADR | 2,000 | $12,000 | 0.0% | $6.00 | $3.52 | +69.9% | ADR | 654902204 |
| MAIN | MAIN STREET CAPITAL CORP | 300 | $12,000 | 0.0% | $40.00 | $30.05 | +32.3% | COM | 56035L104 |
| BUD | ANHEUSER-BUSCH INBEV-SPN ADR | 100 | $12,000 | 0.0% | $120.00 | $109.73 | +8.7% | ADR | 03524A108 |
| — | CHINA LODGING GROUP-SPON ADS | 100 | $12,000 | 0.0% | $120.00 | $80.00 | — | ADR | 16949N109 |
| XXCHNXX | CHINA FUND INC | 580 | $12,000 | 0.0% | $20.69 | $20.69 | — | CEF | 169373107 |
| — | NUVEEN PREFERRED & INCOME OP | 1,123 | $12,000 | 0.0% | $10.69 | $9.13 | — | CEF | 67073B106 |
| — | NOVAVAX INC | 10,335 | $12,000 | 0.0% | $1.16 | $3.13 | — | COM | 670002104 |
| — | COASTAL BANCORP INC | 200 | $12,000 | 0.0% | $60.00 | $60.00 | — | COM | 19041P105 |
| — | CBS CORP-CLASS B NON VOTING | 200 | $12,000 | 0.0% | $60.00 | $50.00 | — | COM | 124857202 |
| PATK | PATRICK INDUSTRIES INC | 126 | $11,000 | 0.0% | $87.30 * | $30.66 | +8.1% | COM | 703343103 |
| ODFL | OLD DOMINION FREIGHT LINE | 100 | $11,000 | 0.0% | $110.00 * | $28.34 | +24.9% | COM | 679580100 |
| — | AXOVANT SCIENCES LTD | 1,630 | $11,000 | 0.0% | $6.75 | $6.75 | — | COM | G0750W104 |
| — | JOHNSON CONTROLS INTERNATION | 270 | $11,000 | 0.0% | $40.74 | $43.89 | — | COM | 478366107 |
| TEVA | TEVA PHARMACEUTICAL-SP ADR | 635 | $11,000 | 0.0% | $17.32 | $44.82 | -60.7% | ADR | 881624209 |
| — | URSTADT BIDDLE - CLASS A | 500 | $11,000 | 0.0% | $22.00 | $24.00 | — | REIT | 917286205 |
| IJK | ISHARES S&P MID-CAP 400 GROW | 55 | $11,000 | 0.0% | $200.00 * | $40.92 | +23.6% | ETF | 464287606 |
| MYE | MYERS INDUSTRIES INC | 465 | $10,000 | 0.0% | $21.51 * | $13.21 | +22.7% | COM | 628464109 |
| STM | STMICROELECTRONICS NV-NY SHS | 500 | $10,000 | 0.0% | $20.00 * | $13.94 | +39.3% | COM | 861012102 |
| PGR | PROGRESSIVE CORP | 200 | $10,000 | 0.0% | $50.00 * | $32.08 | +16.6% | COM | 743315103 |
| LOW | LOWES COS INC | 130 | $10,000 | 0.0% | $76.92 * | $65.65 | +4.5% | COM | 548661107 |
| MET | METLIFE INC | 200 | $10,000 | 0.0% | $50.00 * | $36.63 | +6.9% | COM | 59156R108 |
| — | SPROTT GOLD MINERS ETF | 500 | $10,000 | 0.0% | $20.00 | $20.00 | — | ETF | 00162Q643 |
| LGFRY | LONGFOR PROPERTIES CO-ADR | 400 | $10,000 | 0.0% | $25.00 | $17.50 | — | ADR | 54303R101 |
| — | TIME WARNER INC | 100 | $10,000 | 0.0% | $100.00 | $77.25 | — | COM | 887317303 |
| — | INVESCO HIGH INCOME TRUST II | 675 | $10,000 | 0.0% | $14.81 | $14.81 | — | CEF | 46131F101 |
| KR | KROGER CO | 500 | $10,000 | 0.0% | $20.00 * | $23.64 | -28.8% | COM | 501044101 |
| — | WADDELL & REED FINANCIAL-A | 500 | $10,000 | 0.0% | $20.00 | $24.00 | — | COM | 930059100 |
| VISN | COMMSCOPE HOLDING CO INC | 300 | $10,000 | 0.0% | $33.33 | $38.52 | -13.8% | COM | 20337X109 |
| — | OXFORD LANE CAPITAL CORP | 1,000 | $10,000 | 0.0% | $10.00 | $11.00 | — | CEF | 691543102 |
| SCHW | SCHWAB CHARLES CORP | 235 | $10,000 | 0.0% | $42.55 * | $34.74 | +12.8% | COM | 808513105 |
| — | MORGAN STANLEY EMERGING MARK | 1,200 | $10,000 | 0.0% | $8.33 | $8.17 | — | CEF | 617477104 |
| NVO | NOVO-NORDISK A/S-SPONS ADR | 200 | $10,000 | 0.0% | $50.00 * | $36.25 | +32.8% | ADR | 670100205 |
| AGNC | AGNC INVESTMENT CORP | 445 | $10,000 | 0.0% | $22.47 | $19.38 | — | REIT | 00123Q104 |
| — | GUGGENHEIM CHINA REAL ESTATE | 300 | $9,000 | 0.0% | $30.00 | $30.00 | — | ETF | 18383Q861 |
| FLO | FLOWERS FOODS INC | 500 | $9,000 | 0.0% | $18.00 * | $11.44 | +18.7% | COM | 343498101 |
| BXMT | BLACKSTONE MORTGAGE TRU-CL A | 300 | $9,000 | 0.0% | $30.00 | $30.00 | — | REIT | 09257W100 |
| DVN | DEVON ENERGY CORP | 250 | $9,000 | 0.0% | $36.00 * | $31.04 | -16.1% | COM | 25179M103 |
| ULTA | ULTA BEAUTY INC | 40 | $9,000 | 0.0% | $225.00 | $240.71 | -6.1% | COM | 90384S303 |
| — | LAZARD LTD-CL A | 200 | $9,000 | 0.0% | $45.00 | $45.00 | — | COM | G54050102 |
| — | UNITED STATES STEEL CORP | 350 | $9,000 | 0.0% | $25.71 | $34.66 | — | COM | 912909108 |
| — | NUVEEN AMT-FR MUNI CREDIT FD | 577 | $9,000 | 0.0% | $15.60 | $15.60 | — | CEF | 67071L106 |
| — | ANNALY CAPITAL MANAGEMENT IN | 725 | $9,000 | 0.0% | $12.41 | $23.71 | — | REIT | 035710409 |
| — | SECOND SIGHT MEDICAL PRODUCT | 7,278 | $9,000 | 0.0% | $1.24 | $3.15 | — | COM | 81362J100 |
| LULU | LULULEMON ATHLETICA INC | 140 | $9,000 | 0.0% | $64.29 * | $63.62 | -2.2% | COM | 550021109 |
| TMP | TOMPKINS FINANCIAL CORP | 100 | $9,000 | 0.0% | $90.00 * | $41.31 | +58.4% | COM | 890110109 |
| XBI | SPDR S&P BIOTECH ETF | 99 | $9,000 | 0.0% | $90.91 * | $68.20 | +26.9% | ETF | 78464A870 |
| HEEM | ISHARES CRNCY HEDGD MSCI EM | 330 | $9,000 | 0.0% | $27.27 * | $25.23 | +2.2% | ETF | 46434G509 |
| ADM | ARCHER-DANIELS-MIDLAND CO | 200 | $9,000 | 0.0% | $45.00 * | $25.95 | +28.2% | COM | 039483102 |
| SSYS | STRATASYS LTD | 330 | $8,000 | 0.0% | $24.24 * | $41.95 | -44.9% | COM | M85548101 |
| NFG | NATIONAL FUEL GAS CO | 150 | $8,000 | 0.0% | $53.33 * | $67.37 | -16.0% | COM | 636180101 |
| MDLZ | MONDELEZ INTERNATIONAL INC-A | 207 | $8,000 | 0.0% | $38.65 * | $28.32 | +17.9% | COM | 609207105 |
| — | VEREIT INC | 1,000 | $8,000 | 0.0% | $8.00 | $7.67 | — | REIT | 92339V100 |
| PHG | KONINKLIJKE PHILIPS NVR- NY | 200 | $8,000 | 0.0% | $40.00 * | $38.35 | +7.4% | COM | 500472303 |
| — | CUTERA INC | 200 | $8,000 | 0.0% | $40.00 | $25.00 | — | COM | 232109108 |
| — | BELLICUM PHARMACEUTICALS INC | 700 | $8,000 | 0.0% | $11.43 | $11.43 | — | COM | 079481107 |
| — | OCH-ZIFF CAPITAL MANAGEMEN-A | 2,500 | $8,000 | 0.0% | $3.20 | $5.60 | — | MLP | 67551U105 |
| JBGS | JBG SMITH PROPERTIES | 233 | $8,000 | 0.0% | $34.33 | $34.33 | — | REIT | 46590V100 |
| — | CTRIP.COM INTERNATIONAL-ADR | 150 | $8,000 | 0.0% | $53.33 | $53.33 | — | ADR | 22943F100 |
| PIPR | PIPER JAFFRAY COS | 131 | $8,000 | 0.0% | $61.07 * | $54.32 | +9.3% | COM | 724078100 |
| ARCC | ARES CAPITAL CORP | 464 | $8,000 | 0.0% | $17.24 * | $7.44 | +1.1% | COM | 04010L103 |
| — | MACQUARIE INFRASTRUCTURE COR | 100 | $7,000 | 0.0% | $70.00 | $70.00 | — | COM | 55608B105 |
| BAH | BOOZ ALLEN HAMILTON HOLDINGS | 200 | $7,000 | 0.0% | $35.00 * | $28.75 | +12.1% | COM | 099502106 |
| — | VIACOM INC-CLASS A | 200 | $7,000 | 0.0% | $35.00 | $71.52 | — | COM | 92553P102 |
| — | WEATHERFORD INTERNATIONAL PL | 1,600 | $7,000 | 0.0% | $4.38 | $6.34 | — | COM | G48833100 |
| ALLY | ALLY FINANCIAL INC | 303 | $7,000 | 0.0% | $23.10 * | $13.20 | +43.6% | COM | 02005N100 |
| — | PACIFIC GAS&ELEC | 225 | $7,000 | 0.0% | $31.11 | $31.11 | — | PFD | 694308206 |
| — | NEVSUN RESOURCES LTD | 3,000 | $7,000 | 0.0% | $2.33 | $3.00 | — | COM | 64156L101 |
| — | JPMORGAN CHASE & CO | 250 | $7,000 | 0.0% | $28.00 | $28.00 | — | PFD | 48127R461 |
| GOOD | GLADSTONE COMMERCIAL CORP | 300 | $7,000 | 0.0% | $23.33 | $23.33 | — | REIT | 376536108 |
| — | VANECK VECTORS HIGH INCOME MLP ETF | 280 | $7,000 | 0.0% | $25.00 | $25.00 | — | ETF | 92189F288 |
| INDA | ISHARES MSCI INDIA ETF | 200 | $7,000 | 0.0% | $35.00 * | $33.82 | -2.9% | ETF | 46429B598 |
| LNG | CHENIERE ENERGY INC | 150 | $7,000 | 0.0% | $46.67 * | $52.26 | -13.8% | COM | 16411R208 |
| DB | DEUTSCHE BANK AG-REGISTERED | 400 | $7,000 | 0.0% | $17.50 * | $13.64 | +10.5% | COM | D18190898 |
| — | EATON VANCE ENHANCED EQ INCM | 500 | $7,000 | 0.0% | $14.00 | $12.00 | — | CEF | 278274105 |
| IJH | ISHARES CORE S&P MIDCAP ETF | 40 | $7,000 | 0.0% | $175.00 * | $28.57 | +25.2% | ETF | 464287507 |
| PSEC | PROSPECT CAPITAL CORP | 1,000 | $7,000 | 0.0% | $7.00 * | $2.11 | +17.5% | COM | 74348T102 |
| BGS | B&G FOODS INC | 200 | $6,000 | 0.0% | $30.00 * | $20.69 | -23.9% | COM | 05508R106 |
| — | STEMLINE THERAPEUTICS INC | 500 | $6,000 | 0.0% | $12.00 | $8.00 | — | COM | 85858C107 |
| — | HCP INC | 200 | $6,000 | 0.0% | $30.00 | $42.86 | — | REIT | 40414L109 |
| UE | URBAN EDGE PROPERTIES | 233 | $6,000 | 0.0% | $25.75 | $25.75 | — | REIT | 91704F104 |
| SPH | SUBURBAN PROPANE PARTNERS LP | 216 | $6,000 | 0.0% | $27.78 | $45.67 | — | MLP | 864482104 |
| — | ARISTA NETWORKS INC | 30 | $6,000 | 0.0% | $200.00 | $80.79 | — | COM | 040413106 |
| AXS | AXIS CAPITAL HOLDINGS LTD | 100 | $6,000 | 0.0% | $60.00 * | $48.62 | -7.2% | COM | G0692U109 |
| — | TECHTARGET | 500 | $6,000 | 0.0% | $12.00 | $10.00 | — | COM | 87874R100 |
| — | BLACKROCK CAPITAL INVESTMENT | 800 | $6,000 | 0.0% | $7.50 | $7.50 | — | COM | 092533108 |
| ES | EVERSOURCE ENERGY | 100 | $6,000 | 0.0% | $60.00 * | $36.21 | +25.3% | COM | 30040W108 |
| — | CABCO TRUST FOR JCP | 400 | $6,000 | 0.0% | $15.00 | $17.50 | — | PFD | 126797208 |
| FAST | FASTENAL CO | 140 | $6,000 | 0.0% | $42.86 * | $8.47 | +8.5% | COM | 311900104 |
| DIN | DINEEQUITY INC | 150 | $6,000 | 0.0% | $40.00 * | $49.04 | -36.8% | COM | 254423106 |
| — | VIACOM INC-CLASS B | 232 | $6,000 | 0.0% | $25.86 | $69.87 | — | COM | 92553P201 |
| SHOO | STEVEN MADDEN LTD | 150 | $6,000 | 0.0% | $40.00 * | $19.07 | +30.6% | COM | 556269108 |
| SBUX | STARBUCKS CORP | 100 | $5,000 | 0.0% | $50.00 * | $42.37 | +5.9% | COM | 855244109 |
| — | NEW SENIOR INVESTMENT GROUP | 500 | $5,000 | 0.0% | $10.00 | $10.00 | — | REIT | 648691103 |
| — | WESTPAC BANKING CORP-SP ADR | 185 | $5,000 | 0.0% | $27.03 | $26.71 | — | ADR | 961214301 |
| — | DUQUESNE LIGHT CO | 100 | $5,000 | 0.0% | $50.00 | $40.00 | — | PFD | 266228303 |
| XHB | SPDR S&P HOMEBUILDERS ETF | 120 | $5,000 | 0.0% | $41.67 * | $30.98 | +28.5% | ETF | 78464A888 |
| — | HUANENG POWER INTL-SPONS ADR | 200 | $5,000 | 0.0% | $25.00 | $30.00 | — | ADR | 443304100 |
| YUM | YUM! BRANDS INC | 67 | $5,000 | 0.0% | $74.63 * | $55.03 | +15.1% | COM | 988498101 |
| — | October 17 Puts on AMZN US | 23 | $5,000 | 0.0% | $217.39 | — | — | Put | 023135956 |
| HSBC | HSBC HOLDINGS PLC-SPONS ADR | 105 | $5,000 | 0.0% | $47.62 * | $49.09 | +0.6% | ADR | 404280406 |
| — | PHYSICIANS REALTY TRUST | 300 | $5,000 | 0.0% | $16.67 | $20.00 | — | REIT | 71943U104 |
| MCD | MCDONALD'S CORP | 35 | $5,000 | 0.0% | $142.86 * | $70.09 | +84.2% | COM | 580135101 |
| — | EATON VANCE FLOAT RT INC TR | 310 | $5,000 | 0.0% | $16.13 | $12.50 | — | CEF | 278279104 |
| — | BELLATRIX EXPLORATION LTD | 1,400 | $4,000 | 0.0% | $2.86 | $0.57 | — | COM | 078314507 |
| NMFC | NEW MOUNTAIN FINANCE CORP | 300 | $4,000 | 0.0% | $13.33 * | $4.23 | +39.0% | COM | 647551100 |
| — | SOPHIRIS BIO INC | 2,000 | $4,000 | 0.0% | $2.00 | $3.00 | — | COM | 83578Q209 |
| LUGDF | LUNDIN GOLD INC | 1,000 | $4,000 | 0.0% | $4.00 * | $3.89 | -7.5% | COM | 550371108 |
| — | THERAPEUTICSMD INC | 800 | $4,000 | 0.0% | $5.00 | $5.00 | — | COM | 88338N107 |
| — | INTEVAC INC | 500 | $4,000 | 0.0% | $8.00 | $12.00 | — | COM | 461148108 |
| ETSY | ETSY INC | 250 | $4,000 | 0.0% | $16.00 * | $19.22 | -12.2% | COM | 29786A106 |
| PBT | PERMIAN BASIN ROYALTY TRUST | 500 | $4,000 | 0.0% | $8.00 | $8.00 | — | Royalty Trst | 714236106 |
| ITHUF | IANTHUS CAPITAL HOLDINGS INC | 2,000 | $4,000 | 0.0% | $2.00 | $2.50 | — | COM | 45074T102 |
| — | JUNO THERAPEUTICS INC | 100 | $4,000 | 0.0% | $40.00 | $30.00 | — | COM | 48205A109 |
| — | PORTOLA PHARMACEUTICALS INC | 75 | $4,000 | 0.0% | $53.33 | $22.19 | — | COM | 737010108 |
| ADNT | ADIENT PLC | 42 | $4,000 | 0.0% | $95.24 * | $50.50 | +63.6% | COM | G0084W101 |
| SYNA | SYNAPTICS INC | 90 | $4,000 | 0.0% | $44.44 * | $54.54 | -28.2% | COM | 87157D109 |
| — | ADVAXIS INC | 850 | $4,000 | 0.0% | $4.71 | $10.70 | — | COM | 007624208 |
| GLPI | GAMING AND LEISURE PROPERTIE | 100 | $4,000 | 0.0% | $40.00 | $40.00 | — | REIT | 36467J108 |
| HOLX | HOLOGIC INC | 100 | $4,000 | 0.0% | $40.00 * | $25.81 | +42.1% | COM | 436440101 |
| VLO | VALERO ENERGY CORP | 50 | $4,000 | 0.0% | $80.00 * | $32.63 | +69.9% | COM | 91913Y100 |
| — | PACIFIC GAS&ELEC | 137 | $4,000 | 0.0% | $29.20 | $29.20 | — | PFD | 694308305 |
| — | STATOIL ASA-SPON ADR | 200 | $4,000 | 0.0% | $20.00 | $20.00 | — | ADR | 85771P102 |
| XYL | XYLEM INC | 65 | $4,000 | 0.0% | $61.54 * | $23.44 | +142.1% | COM | 98419M100 |
| BCS | BARCLAYS PLC-SPONS ADR | 330 | $3,000 | 0.0% | $9.09 * | $9.68 | +6.9% | ADR | 06738E204 |
| — | ANGLO AMERICAN PLC-SPONS ADR | 323 | $3,000 | 0.0% | $9.29 | $3.10 | — | ADR | 03485P300 |
| — | RITE AID CORP | 1,500 | $3,000 | 0.0% | $2.00 | $2.00 | — | COM | 767754104 |
| TRGP | TARGA RESOURCES CORP | 62 | $3,000 | 0.0% | $48.39 * | $15.07 | +125.9% | COM | 87612G101 |
| OMF | ONEMAIN HOLDINGS INC | 100 | $3,000 | 0.0% | $30.00 * | $24.56 | +14.8% | COM | 68268W103 |
| SAIC | SCIENCE APPLICATIONS INTE | 40 | $3,000 | 0.0% | $75.00 * | $34.76 | +92.3% | COM | 808625107 |
| TWLO | TWILIO INC - A | 100 | $3,000 | 0.0% | $30.00 | $49.93 | -40.2% | COM | 90138F102 |
| — | SOUTHERN CAL ED | 125 | $3,000 | 0.0% | $24.00 | $24.00 | — | PFD | 842400301 |
| CX | CEMEX SAB-SPONS ADR PART CER | 336 | $3,000 | 0.0% | $8.93 | $8.61 | +5.5% | ADR | 151290889 |
| — | SOUTHERN CAL ED | 125 | $3,000 | 0.0% | $24.00 | $24.00 | — | PFD | 842400202 |
| SUN | SUNOCO LP | 100 | $3,000 | 0.0% | $30.00 | $30.00 | — | MLP | 86765K109 |
| AMD | ADVANCED MICRO DEVICES | 250 | $3,000 | 0.0% | $12.00 * | $4.77 | +167.5% | COM | 007903107 |
| UAL | UNITED CONTINENTAL HOLDINGS | 55 | $3,000 | 0.0% | $54.55 * | $72.28 | -15.8% | COM | 910047109 |
| JPEM | JPM DIVERSIFIED RET EM EQUIT | 60 | $3,000 | 0.0% | $50.00 * | $49.73 | +13.4% | ETF | 46641Q308 |
| — | OCWEN FINANCIAL CORP | 1,000 | $3,000 | 0.0% | $3.00 | $8.77 | — | COM | 675746309 |
| CHD | CHURCH & DWIGHT CO INC | 50 | $2,000 | 0.0% | $40.00 * | $36.46 | +19.7% | COM | 171340102 |
| PBF | PBF ENERGY INC-CLASS A | 75 | $2,000 | 0.0% | $26.67 * | $35.26 | -21.7% | COM | 69318G106 |
| KEYS | KEYSIGHT TECHNOLOGIES IN | 50 | $2,000 | 0.0% | $40.00 * | $32.07 | +29.9% | COM | 49338L103 |
| WILC | G. WILLI-FOOD INTERNATIONAL | 350 | $2,000 | 0.0% | $5.71 * | $6.38 | +2.8% | COM | M52523103 |
| — | INTREXON CORP | 100 | $2,000 | 0.0% | $20.00 | $33.33 | — | COM | 46122T102 |
| CLNE | CLEAN ENERGY FUELS CORP | 750 | $2,000 | 0.0% | $2.67 * | $13.02 | -80.9% | COM | 184499101 |
| CSX | CSX CORP | 33 | $2,000 | 0.0% | $60.61 * | $6.66 | +142.8% | COM | 126408103 |
| — | BIONDVAX PHARMACEUTICALS LTD | 10,000 | $2,000 | 0.0% | $0.20 | $0.10 | — | COM | 09073Q105 |
| — | UNITED STATES OIL FUND LP | 200 | $2,000 | 0.0% | $10.00 | $10.00 | — | ETF | 91232N108 |
| — | FLAGSTAR BANCORP INC | 50 | $2,000 | 0.0% | $40.00 | $40.00 | — | COM | 337930705 |
| TMO | THERMO FISHER SCIENTIFIC INC | 9 | $2,000 | 0.0% | $222.22 * | $79.96 | +131.5% | COM | 883556102 |
| — | BLACKROCK ENRGY & RES | 175 | $2,000 | 0.0% | $11.43 | $13.95 | — | CEF | 09250U101 |
| NRG | NRG ENERGY INC | 64 | $2,000 | 0.0% | $31.25 * | $20.46 | +3.5% | COM | 629377508 |
| EWY | ISHARES MSCI SOUTH KOREA CAP | 35 | $2,000 | 0.0% | $57.14 * | $58.44 | +18.2% | ETF | 464286772 |
| — | FANNIE MAE | 217 | $1,000 | 0.0% | $4.61 | $9.44 | — | PFD | 313586752 |
| THC | TENET HEALTHCARE CORP | 60 | $1,000 | 0.0% | $16.67 | $17.44 | -5.8% | COM | 88033G407 |
| SBRA | SABRA HEALTH CARE REIT INC | 56 | $1,000 | 0.0% | $17.86 | $17.86 | — | REIT | 78573L106 |
| ACM | AECOM | 40 | $1,000 | 0.0% | $25.00 * | $29.07 | +21.8% | COM | 00766T100 |
| — | SYNERGY PHARMACEUTICALS INC | 50 | $1,000 | 0.0% | $20.00 | $5.16 | — | COM | 871639308 |
| — | NATIONAL BANK OF GREECE-ADR | 3 | $1,000 | 0.0% | $333.33 | $333.33 | — | ADR | 633643804 |
| — | ECHO THERAPEUTICS INC | 100 | $1,000 | 0.0% | $10.00 | $10.00 | — | COM | 27876L206 |
| — | AQUABOUNTY TECHNOLOGIES | 1 | $1,000 | 0.0% | $1000.00 | $1000.00 | — | COM | 03842K200 |
| AMLM | AMERICAN LITHIUM MINERALS IN | 500 | $1,000 | 0.0% | $2.00 * | $0.04 | -23.3% | COM | 027263102 |
| TMQ | TRILOGY METALS INC | 16 | $1,000 | 0.0% | $62.50 * | $0.51 | +85.7% | COM | 89621C105 |
| — | CUMULUS MEDIA INC-CL A | 125 | $1,000 | 0.0% | $8.00 | $8.00 | — | COM | 231082603 |
| — | OCLARO INC | 6 | $1,000 | 0.0% | $166.67 | $166.67 | — | COM | 67555N206 |
| — | GLU MOBILE INC | 15 | $1,000 | 0.0% | $66.67 | $66.67 | — | COM | 379890106 |
| — | FRONTIER COMMUNICATIONS CORP | 13 | $1,000 | 0.0% | $76.92 | $4.93 | — | COM | 35906A306 |
| — | TIME INC | 12 | $1,000 | 0.0% | $83.33 | $83.33 | — | COM | 887228104 |
| — | NQ MOBILE INC - ADR -CLASS A | 50 | $1,000 | 0.0% | $20.00 | $17.45 | — | ADR | 64118U108 |
| — | DR PEPPER SNAPPLE GROUP INC | 2 | $1,000 | 0.0% | $500.00 | $500.00 | — | COM | 26138E109 |
| — | STRATA OIL & GAS INC | 13,400 | $1,000 | 0.0% | $0.07 | $0.15 | — | COM | 86270C105 |
| — | CURRENCYSHARES BRITISH POUND | 2 | $1,000 | 0.0% | $500.00 | $120.29 | — | ETF | 23129S106 |
| TDC | TERADATA CORP | 8 | $1,000 | 0.0% | $125.00 * | $26.54 | +27.3% | COM | 88076W103 |
| VYX | NCR CORPORATION | 8 | $1,000 | 0.0% | $125.00 * | $18.10 | +27.2% | COM | 62886E108 |
| — | WHITING PETROLEUM CORP | 62 | $1,000 | 0.0% | $16.13 | $9.66 | — | COM | 966387102 |
| FNDF | SCHWAB FUNDAMENTAL INTL L/C | 12 | $1,000 | 0.0% | $83.33 * | $25.09 | +19.1% | ETF | 808524755 |
| BWEN | BROADWIND ENERGY INC | 112 | $1,000 | 0.0% | $8.93 * | $6.33 | -48.8% | COM | 11161T207 |
| — | LSC COMMUNICATIONS INC | 25 | $1,000 | 0.0% | $40.00 | $40.00 | — | COM | 50218P107 |
| TRV | TRAVELERS COS INC/THE | 4 | $1,000 | 0.0% | $250.00 * | $63.44 | +61.5% | COM | 89417E109 |
| — | QUALSTAR CORP | 75 | $1,000 | 0.0% | $13.33 | $6.67 | — | COM | 74758R208 |
| DFIN | DONNELLEY FINANCIAL SOLUTION | 25 | $1,000 | 0.0% | $40.00 * | $21.18 | +1.8% | COM | 25787G100 |
| — | TEEKAY CORP | 62 | $1,000 | 0.0% | $16.13 | $60.66 | — | COM | Y8564W103 |
| CMG | CHIPOTLE MEXICAN GRILL INC | 2 | $1,000 | 0.0% | $500.00 * | $12.25 | -49.7% | COM | 169656105 |
| — | BTCS INC | 5,000 | $1,000 | 0.0% | $0.20 | $0.20 | — | COM | 05581M206 |
| — | QUALITY CARE PROPERTIES | 40 | $1,000 | 0.0% | $25.00 | $25.00 | — | REIT | 747545101 |
| — | RR DONNELLEY & SONS CO | 66 | $1,000 | 0.0% | $15.15 | $15.00 | — | COM | 257867200 |
| CWGL | CRIMSON WINE GROUP LTD | 70 | $1,000 | 0.0% | $14.29 * | $8.36 | +28.6% | COM | 22662X100 |
| IFUS | IMPACT FUSION INTERNATIONAL | 200,000 | $1,000 | 0.0% | $0.01 | $0.01 | -61.5% | COM | 45257G109 |
| — | ZYNGA INC - CL A | 214 | $1,000 | 0.0% | $4.67 | $2.47 | — | COM | 98986T108 |
| — | SPDR OIL & GAS EQUIP & SERV | 50 | $1,000 | 0.0% | $20.00 | $20.00 | — | ETF | 78464A748 |
| — | ADVERUM BIOTECHNOLOGIES INC | 250 | $1,000 | 0.0% | $4.00 | $4.00 | — | COM | 00773U108 |