CIK: 0001483864 · Show all filings
Period: Q3 2018 (← Previous) (Next →)
Filing Date: Nov 13, 2018
Total Value ($000): $680,138 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| VOO | VANGUARD S&P 500 ETF | 1,458,168 | $389,404 | 57.3% | $174.56 | — | ETF | 922908363 |
| SPY | SPDR S&P 500 ETF TRUST | 356,653 | $103,686 | 15.2% | $161.85 | — | ETF | 78462F103 |
| MSFT | MICROSOFT CORPORATION CMN | 249,610 | $28,548 | 4.2% | $60.87 | +65.6% | COM | 594918104 |
| AMZN | AMAZON.COM INC CMN | 14,000 | $28,042 | 4.1% | $32.46 | +189.7% | COM | 023135106 |
| BRK/A | BERKSHIRE HATHAWAY INC CL-A (DEL) CLASS A | 55 | $17,600 | 2.6% | $230816.08 | +34.2% | COM | 084670108 |
| GOOG | ALPHABET INC. CMN CLASS C | 10,260 | $12,245 | 1.8% | $46.38 | +28.2% | COM | 02079K107 |
| — | BLACKROCK, INC. CMN | 20,000 | $9,427 | 1.4% | $471.35 | — | COM | 09247X101 |
| BXC | BLUELINX HLDGS INC CMN | 260,466 | $8,202 | 1.2% | $33.23 | +8.5% | COM | 09624H208 |
| AMAT | APPLIED MATERIALS INC CMN | 199,230 | $7,700 | 1.1% | $22.26 | +82.8% | COM | 038222105 |
| — | ALEXION PHARMACEUTICALS, INC. CMN | 43,000 | $5,977 | 0.9% | $114.72 | — | COM | 015351109 |
| TSLA | TESLA, INC. CMN | 18,400 | $4,872 | 0.7% | $20.32 | +2.5% | COM | 88160R101 |
| — | CORPORATE CAPITAL TRUST, INC. | 300,000 | $4,578 | 0.7% | $15.38 | — | COM | 219880101 |
| BAC | BANK OF AMERICA CORP CMN | 150,000 | $4,419 | 0.6% | $16.44 | +54.9% | COM | 060505104 |
| KRNY | KEARNY FINANCIAL CORP. CMN | 313,601 | $4,343 | 0.6% | $13.54 | +1.5% | COM | 48716P108 |
| TSLA | PUT/TSLA | 5,912 | $3,701 | 0.5% | $20.32 | +2.5% | Put | 88160R101 |
| — | ALTA MESA RES INC CMN | 852,546 | $3,563 | 0.5% | $6.39 | — | COM | 02133L109 |
| INBK | FIRST INTERNET BANCORP CMN | 107,120 | $3,262 | 0.5% | $31.21 | +1.9% | COM | 320557101 |
| — | EARTHSTONE ENERGY, INC. CMN CLASS A | 291,262 | $2,731 | 0.4% | $9.78 | — | COM | 27032D304 |
| PEP | PEPSICO, INC. CMN | 21,000 | $2,348 | 0.3% | $81.92 | +10.3% | COM | 713448108 |
| — | FIRST CHOICE BANCORP CMN | 81,502 | $2,208 | 0.3% | $30.57 | — | COM | 31948P104 |
| CPRX | CATALYST PHARMACEUTICAL INC.CMN | 508,600 | $1,923 | 0.3% | $3.29 | -4.9% | COM | 14888U101 |
| — | BLUEPRINT MEDICINES CORP CMN | 22,322 | $1,742 | 0.3% | $77.14 | — | COM | 09627Y109 |
| JPM | JPMORGAN CHASE & CO CMN | 15,000 | $1,693 | 0.2% | $70.36 | +31.6% | COM | 46625H100 |
| — | BANK OF PRINCETON (THE) CMN | 50,000 | $1,527 | 0.2% | $34.33 | — | COM | 064520109 |
| — | AUDENTES THERAPEUTICS, INC. CMN | 31,300 | $1,239 | 0.2% | $32.66 | — | COM | 05070R104 |
| RDI | READING INTERNATIONAL, INC. CMN CLASS A | 74,325 | $1,174 | 0.2% | $16.14 | -1.4% | COM | 755408101 |
| BMRN | BIOMARIN PHARMACEUTICAL INC. CMN | 10,560 | $1,024 | 0.2% | $85.82 | +16.3% | COM | 09061G101 |
| BMY | BRISTOL-MYERS SQUIBB COMPANY CMN | 15,600 | $968 | 0.1% | $45.71 | -1.6% | COM | 110122108 |
| — | POLARITYTE, INC. CMN | 48,600 | $928 | 0.1% | $19.09 | — | COM | 731094108 |
| EIRL | ISHARES MSCI IRELAND ETF | 19,411 | $875 | 0.1% | $37.27 | — | ETF | 46429B507 |
| — | FIBROGEN, INC. CMN | 14,100 | $857 | 0.1% | $51.99 | — | COM | 31572Q808 |
| — | SUPPORT.COM INC | 263,256 | $763 | 0.1% | $2.90 | — | COM NEW | 86858W200 |
| — | CENTRAL SECURITIES CORP. MUTUAL FUND | 25,000 | $738 | 0.1% | $23.96 | — | COM | 155123102 |
| — | AEROJET ROCKETDYNE HOLDINGS, INC CMN | 20,000 | $680 | 0.1% | $28.05 | — | COM | 007800105 |
| XNCR | XENCOR, INC. CMN | 16,900 | $659 | 0.1% | $26.15 | +55.9% | COM | 98401F105 |
| GOOG | CALL/GOOG | 105 | $658 | 0.1% | $46.38 | +28.2% | Call | 02079K107 |
| — | WTS/ALTA MESA RES INC 11.5000 EXP04/27/2022 | 1,302,351 | $651 | 0.1% | — | — | Call | 02133L117 |
| — | SYNLOGIC INC CMN | 45,000 | $639 | 0.1% | $9.38 | — | COM | 87166L100 |
| — | NEW IRELAND FUND INC MUTUAL FUND | 60,100 | $635 | 0.1% | $12.56 | — | COM | 645673104 |
| — | TRINITY MERGER CORP. UNIT | 60,000 | $614 | 0.1% | $10.07 | — | OTHER | 89653L205 |
| — | ECLIPSE RESOURCES CORPORATION CMN | 512,676 | $610 | 0.1% | $1.44 | — | COM | 27890G100 |
| — | TRAVELCENTERS OF AMERICA LLC | 105,700 | $602 | 0.1% | $5.70 | — | COM | 894174101 |
| — | CALL/XLNX | 700 | $557 | 0.1% | — | — | Call | 983919101 |
| QURE | UNIQURE NV CMN | 15,000 | $546 | 0.1% | $32.02 | +16.2% | COM | N90064101 |
| XENE | XENON PHARMACEUTICALS INC. CMN | 40,000 | $528 | 0.1% | $6.21 | +86.5% | COM | 98420N105 |
| — | PHI INC-VOTING | 57,584 | $518 | 0.1% | $9.00 | — | COM VTG | 69336T106 |
| — | TRANS WORLD ENTERTAINMENT CP | 496,297 | $471 | 0.1% | $0.95 | — | COM | 89336Q100 |
| PEP | CALL/PEP | 1,500 | $413 | 0.1% | $81.92 | +10.3% | Call | 713448108 |
| — | CALL/SVXY1 | 1,060 | $403 | 0.1% | — | — | Call | 9EQ53XK88 |
| — | ADDVANTAGE TECHNOLOGIES GRP | 282,461 | $398 | 0.1% | $1.41 | — | COM NEW | 006743306 |
| RARE | ULTRAGENYX PHARMACEUTICAL INC. CMN | 5,000 | $382 | 0.1% | $64.59 | +25.9% | COM | 90400D108 |
| BHF | BRIGHTHOUSE FINANCIAL INC | 7,740 | $342 | 0.1% | $50.89 | -17.2% | COM | 10922N103 |
| LARK | LANDMARK BANCORP INC CMN | 11,576 | $336 | 0.0% | $19.62 | +9.6% | COM | 51504L107 |
| — | CATALYST BIOSCIENCES, INC. CMN | 30,000 | $323 | 0.0% | $10.77 | — | COM | 14888D208 |
| CMCSA | CALL/CMCSA | 1,000 | $320 | 0.0% | — | — | Call | 20030N101 |
| — | PARSLEY ENERGY, INC. CMN | 10,000 | $293 | 0.0% | $29.00 | — | COM | 701877102 |
| SNFCA | SECURITY NATL FINL CORP-CL A CMN CLASS A | 55,028 | $285 | 0.0% | $3.64 | +7.6% | COM | 814785309 |
| ALDX | ALDEYRA THERAPEUTICS, INC. CMN | 20,000 | $276 | 0.0% | $8.11 | 0.0% | COM | 01438T106 |
| — | ALJ REGIONAL HOLDINGS INC | 155,600 | $266 | 0.0% | $1.90 | — | COM | 001627108 |
| — | HUDSON GLOBAL, INC. CMN | 157,917 | $251 | 0.0% | $1.62 | — | COM | 443787106 |
| — | POTBELLY CORP CMN | 20,200 | $248 | 0.0% | $12.03 | — | COM | 73754Y100 |
| — | FIVE STAR SENIOR LIVING INC | 278,580 | $239 | 0.0% | $0.86 | — | COM | 33832D106 |
| MSTR | MICROSTRATEGY INCORPORATED CMN CLASS A | 1,650 | $232 | 0.0% | $14.05 | 0.0% | COM | 594972408 |
| KT | KT CORPORATION SPONSORED ADR CMN | 15,000 | $223 | 0.0% | $14.87 | — | COM | 48268K101 |
| UHAL | AMERCO | 600 | $213 | 0.0% | $36.91 | 0.0% | COM | 023586100 |
| PKBK | PARKE BANCORP INC CMN | 9,114 | $205 | 0.0% | $13.30 | +21.8% | COM | 700885106 |
| GHC | GRAHAM HOLDINGS CO CMN | 350 | $203 | 0.0% | $555.10 | -5.1% | COM | 384637104 |
| — | NICHOLAS FINANCIAL, INC. CMN | 17,046 | $201 | 0.0% | $9.84 | — | COM | 65373J209 |
| — | LUTHER BURBANK CORPORATION CMN | 17,831 | $194 | 0.0% | $11.50 | — | COM | 550550107 |
| MAYS | MAYS J.W. INC CMN | 5,000 | $186 | 0.0% | $39.24 | -0.4% | COM | 578473100 |
| DHIL | DIAMOND HILL INVESTMENT GROUP CMN | 1,000 | $165 | 0.0% | $112.25 | 0.0% | COM | 25264R207 |
| APWC | ASIA PACIFIC WIRE & CABLE CORP CMN | 55,843 | $151 | 0.0% | $2.67 | -4.1% | COM | G0535E106 |
| — | JAGGED PEAK ENERGY INC. CMN | 10,000 | $138 | 0.0% | $14.10 | — | COM | 47009K107 |
| — | ADESTO TECHNOLOGIES CORP CMN | 23,000 | $137 | 0.0% | $5.96 | — | COM | 00687D101 |
| — | TEAM, INC. CMN | 5,550 | $125 | 0.0% | $13.77 | — | COM | 878155100 |
| VOYA | VOYA FINANCIAL INC CMN | 2,500 | $124 | 0.0% | $44.41 | 0.0% | COM | 929089100 |
| — | ENTERCOM COMMS. CORP CLASS A COMMON STOCK | 14,000 | $111 | 0.0% | $7.63 | — | COM | 293639100 |
| MGY | MAGNOLIA OIL & GAS CORP CMN CLASS A | 6,644 | $100 | 0.0% | $13.05 | 0.0% | COM | 559663109 |
| AL | AIR LEASE CORPORATION CMN | 2,000 | $92 | 0.0% | $38.98 | 0.0% | COM | 00912X302 |
| — | LAREDO PETROLEUM INC. CMN | 10,000 | $82 | 0.0% | $8.70 | — | COM | 516806106 |
| RCUS | ARCUS BIOSCIENCES, INC. CMN | 5,712 | $80 | 0.0% | $16.66 | -23.4% | COM | 03969F109 |
| — | EXFO INC SUB VTG SHS | 14,800 | $56 | 0.0% | $3.78 | — | COM | 302046107 |
| — | OUTFRONT MEDIA INC | 2,570 | $51 | 0.0% | $19.84 | — | COM | 69007J106 |
| — | LF CAPITAL ACQUISITION CORP UNIT | 5,000 | $51 | 0.0% | $10.20 | — | OTHER | 50200K207 |
| NWL | NEWELL BRANDS INC | 2,460 | $49 | 0.0% | $16.58 | 0.0% | COM | 651229106 |
| LMB | LIMBACH HOLDINGS INC | 4,000 | $45 | 0.0% | $10.63 | 0.0% | COM | 53263P105 |
| JD | JD.COM INC-ADR | 1,744 | $45 | 0.0% | $25.80 | — | SPON ADR CL A | 47215P106 |
| — | GEMPHIRE THERAPEUTICS INC CMN | 20,000 | $41 | 0.0% | $10.20 | — | COM | 36870A108 |
| — | K12 INC | 2,000 | $35 | 0.0% | $17.50 | — | COM | 48273U102 |
| TUR | ISHARES MSCI TURKEY ETF | 1,500 | $35 | 0.0% | $23.33 | — | MSCI TURKEY ETF | 464286715 |
| MTDR | MATADOR RES CO CMN | 1,000 | $33 | 0.0% | $30.16 | +5.9% | COM | 576485205 |
| — | CONSOLIDATED COMMUNICATIONS | 2,500 | $32 | 0.0% | $12.80 | — | COM | 209034107 |
| — | PHH CORP | 3,000 | $32 | 0.0% | $10.67 | — | COM NEW | 693320202 |
| OFG | OFG BANCORP | 2,000 | $32 | 0.0% | $16.19 | 0.0% | COM | 67103X102 |
| VVX | VECTRUS INC | 1,000 | $31 | 0.0% | $32.25 | 0.0% | COM | 92242T101 |
| — | NEVADA GOLD & CASINOS INC | 13,000 | $31 | 0.0% | $2.38 | — | COM NEW | 64126Q206 |
| UNM | UNUM GROUP | 800 | $31 | 0.0% | $37.31 | 0.0% | COM | 91529Y106 |
| HVT | HAVERTY FURNITURE | 1,400 | $30 | 0.0% | $21.60 | 0.0% | COM | 419596101 |
| SPWH | SPORTSMAN'S WAREHOUSE HOLDIN | 5,000 | $29 | 0.0% | $5.44 | 0.0% | COM | 84920Y106 |
| — | TSR INC | 4,000 | $28 | 0.0% | $7.00 | — | COM NEW | 872885207 |
| UPBD | RENT-A-CENTER INC | 2,000 | $28 | 0.0% | $14.70 | 0.0% | COM | 76009N100 |
| DSWL | DESWELL INDUSTRIES INC | 8,000 | $28 | 0.0% | $2.26 | 0.0% | COM | 250639101 |
| — | ARC DOCUMENT SOLUTIONS INC | 10,000 | $28 | 0.0% | $2.80 | — | COM | 00191G103 |
| BDL | FLANIGAN'S ENTERPRISES INC | 1,000 | $28 | 0.0% | $24.85 | 0.0% | COM | 338517105 |
| VEU | VANGUARD FTSE ALL-WORLD EX-US INDEX FUND ETF | 542 | $28 | 0.0% | $51.66 | — | ETF | 922042775 |
| — | TWITTER, INC. CMN | 1,000 | $28 | 0.0% | $28.00 | — | COM | 90184L102 |
| CAPL | CROSSAMERICA PARTNERS LP | 1,500 | $27 | 0.0% | $18.00 | — | UT LTD PTN INT | 22758A105 |
| — | CINER RESOURCES LP | 1,000 | $27 | 0.0% | $27.00 | — | COM UNIT LTD | 172464109 |
| WLKP | WESTLAKE CHEMICAL PARTNERS L | 1,100 | $27 | 0.0% | $24.55 | — | COM UNIT RP LP | 960417103 |
| — | EXPRESS INC | 2,500 | $27 | 0.0% | $10.80 | — | COM | 30219E107 |
| GLP | GLOBAL PARTNERS LP | 1,500 | $27 | 0.0% | $18.00 | — | COM UNITS | 37946R109 |
| EGY | VAALCO ENERGY INC | 10,000 | $27 | 0.0% | $2.16 | 0.0% | COM NEW | 91851C201 |
| NATR | NATURES SUNSHINE PRODS INC | 3,000 | $26 | 0.0% | $8.37 | 0.0% | COM | 639027101 |
| — | LEE ENTERPRISES | 10,000 | $26 | 0.0% | $2.60 | — | COM | 523768109 |
| — | JMP GROUP LLC | 5,000 | $26 | 0.0% | $5.20 | — | COM | 46629U107 |
| — | CONSOL COAL RESOURCES LP | 1,500 | $26 | 0.0% | $17.33 | — | COM UNIT | 20855T100 |
| — | ADAMS RESOURCES & ENERGY INC | 600 | $25 | 0.0% | $41.67 | — | COM NEW | 006351308 |
| — | ESSENDANT INC | 2,000 | $25 | 0.0% | $12.50 | — | COM | 296689102 |
| — | CBL & ASSOCIATES PROPERTIES | 6,321 | $25 | 0.0% | $3.96 | — | COM | 124830100 |
| RBCN | RUBICON TECHNOLOGY INC | 2,866 | $25 | 0.0% | $8.46 | 0.0% | COM NEW | 78112T206 |
| — | INSIGNIA SYSTEMS INC | 14,000 | $24 | 0.0% | $1.71 | — | COM | 45765Y105 |
| — | ELEVATE CREDIT INC | 3,000 | $24 | 0.0% | $8.00 | — | COM | 28621V101 |
| — | ZAGG INC | 1,600 | $23 | 0.0% | $14.38 | — | COM | 98884U108 |
| — | APPROACH RESOURCES INC. CMN | 10,000 | $22 | 0.0% | $2.50 | — | COM | 03834A103 |
| — | REALOGY HOLDINGS CORP | 1,047 | $21 | 0.0% | $20.06 | — | COM | 75605Y106 |
| — | FINJAN HOLDINGS INC | 5,000 | $21 | 0.0% | $4.20 | — | COM NEW | 31788H303 |
| — | MORGAN STANLEY CHINA A SHARE FUND, INC. | 1,000 | $21 | 0.0% | $21.00 | — | COM | 617468103 |
| — | STAFFING 360 SOLUTIONS INC | 10,000 | $20 | 0.0% | $2.00 | — | COM PAR | 852387307 |
| — | AMAG PHARMACEUTICALS INC | 1,000 | $20 | 0.0% | $20.00 | — | COM | 00163U106 |
| — | O2MICRO INTERNATIONAL-ADR | 9,000 | $20 | 0.0% | $2.22 | — | SPONS ADR | 67107W100 |
| NXE | NEXGEN ENERGY LTD | 10,000 | $20 | 0.0% | $1.95 | 0.0% | COM | 65340P106 |
| — | NEW YORK & CO | 5,000 | $19 | 0.0% | $3.80 | — | COM | 649295102 |
| — | ELDORADO GOLD CORP | 20,490 | $18 | 0.0% | $0.88 | — | COM | 284902103 |
| — | CHINA NEW BORUN CORP-ADR | 11,760 | $14 | 0.0% | $1.19 | — | ADR | 16890T105 |
| — | OASIS PETROLEUM INC CMN | 1,000 | $14 | 0.0% | $8.13 | — | COM | 674215108 |
| — | RESOLUTE FOREST PRODUCTS INC CMN | 1,000 | $13 | 0.0% | $13.00 | — | COM | 76117W109 |
| — | BOULDER GROWTH & INCOME FD INC MUTUAL FUND | 1,200 | $13 | 0.0% | $10.83 | — | COM | 101507101 |
| TGB | TASEKO MINES LTD | 16,000 | $12 | 0.0% | $0.84 | 0.0% | COM | 876511106 |
| XPL | SOLITARIO ZINC CORP | 35,700 | $12 | 0.0% | $0.39 | 0.0% | COM | 8342EP107 |
| — | CLOUD PEAK ENERGY INC | 5,000 | $11 | 0.0% | $2.20 | — | COM | 18911Q102 |
| — | SINO-GLOBAL SHIPPING AMERICA | 8,850 | $10 | 0.0% | $1.13 | — | COM | 82935V109 |
| BBDC | BARINGS BDC, INC. | 1,000 | $10 | 0.0% | $5.31 | 0.0% | COM | 06759L103 |
| — | WASHINGTON PRIME GROUP INC | 1,400 | $10 | 0.0% | $7.14 | — | COM | 93964W108 |
| — | WTS/MAGNOLIA OIL & GAS CORP 11.5000 EXP06/21/2022 | 2,214 | $10 | 0.0% | — | — | Call | 559663117 |
| — | INVESCO SENIOR INCOME TRUST MUTUAL FUND | 2,200 | $9 | 0.0% | $4.09 | — | COM | 46131H107 |
| — | GULF RESOURCES INC | 9,393 | $9 | 0.0% | $0.96 | — | COM PAR $0.0005 | 40251W309 |
| — | COMMAND CENTER, INC. CMN | 1,666 | $9 | 0.0% | $5.40 | — | COM | 200497204 |
| — | CALL/CBL | 250 | $8 | 0.0% | $3.96 | — | Call | 124830100 |
| — | CHINA RECYCLING ENERGY CORP | 6,666 | $7 | 0.0% | $1.05 | — | COM NEW | 168913200 |
| — | CINEDIGM CORP - A | 5,900 | $6 | 0.0% | $1.02 | — | COM NEW | 172406209 |
| — | INTREXON CORPORATION CMN | 350 | $6 | 0.0% | $17.14 | — | COM | 46122T102 |
| — | PUT/UNG | 15 | $4 | 0.0% | — | — | Put | 912318300 |
| AMS | AMERICAN SHARED HOSPITAL SER | 1,000 | $3 | 0.0% | $2.99 | 0.0% | COM | 029595105 |
| DXYN | DIXIE GROUP, INC. (THE) CMN CLASS A | 1,000 | $2 | 0.0% | $1.96 | 0.0% | COM | 255519100 |
| — | CHINA GREEN AGRICULTURE INC | 2,495 | $2 | 0.0% | $0.80 | — | COM | 16943W105 |
| GROW | U.S. GLOBAL INVESTORS INC A CMN | 1,000 | $2 | 0.0% | $1.69 | 0.0% | COM | 902952100 |
| — | LUBYS INC CMN STOCK CMN | 900 | $2 | 0.0% | $2.22 | — | COM | 549282101 |
| — | DEL TACO RESTAURANTS INC CMN | 100 | $1 | 0.0% | $10.00 | — | COM | 245496104 |
| — | VANTAGE ENERGY ACQUISITION CORP. UNIT | 2 | $1 | 0.0% | $500.00 | — | OTHER | 92211L204 |
| — | HISTOGENICS CORP CMN | 1,000 | $1 | 0.0% | $1.00 | — | COM | 43358V109 |
| — | PUT/FANH | 4 | $1 | 0.0% | — | — | Put | 30712A103 |
| — | STRATA SKIN SCIENCES INC | 249 | $0 | 0.0% | — | — | COM NEW | 86272A206 |