Location: San Diego, CA
CIK: 0001602237 · Show all filings
Period: Q3 2017 (← Previous) (Next →)
Filing Date: Nov 3, 2017
Total Value: $290M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| AAPL | APPLE INC COM | 137,390 | $21.17M | 7.3% | $154.12 * | $21.87 | +64.5% | COM | 037833100 |
| — | TAILORED BRANDS INC COM SHS | 1,380,318 | $19.93M | 6.9% | $14.44 | $15.19 | — | COM | 87403A107 |
| MGA | MAGNA INTERNATIONAL INC COM | 343,055 | $18.31M | 6.3% | $53.38 * | $31.64 | +31.2% | COM | 559222401 |
| — | AIR TRANS SVCS GROUP INC COM | 607,700 | $14.79M | 5.1% | $24.34 | $116.72 | — | COM | 00922R105 |
| PBR | PETROLEO BRASILEIRO SA PETROBRAS SPONSORED ADR | 1,447,900 | $14.54M | 5.0% | $10.04 | $11.56 | -13.1% | SPONSORED ADR | 71654V408 |
| META | FACEBOOK INC CL A | 65,408 | $11.18M | 3.8% | $170.87 | $140.06 | +21.2% | CL A | 30303M102 |
| — | SYNTEL INC COM | 523,540 | $10.29M | 3.5% | $19.65 | $17.43 | — | COM | 87162H103 |
| AMZN | AMAZON COM INC | 10,238 | $9.842M | 3.4% | $961.35 * | $41.86 | +14.8% | COM | 023135106 |
| MD | MEDNAX INC COM | 200,520 | $8.646M | 3.0% | $43.12 | $59.06 | -27.0% | COM | 58502B106 |
| EMBJ | EMBRAER S A SPONSORED ADR REPSTG 4 COM SHS | 376,530 | $8.513M | 2.9% | $22.61 | $21.57 | +4.8% | SP ADR REP 4 COM | 29082A107 |
| QCOM | QUALCOMM INC | 144,470 | $7.489M | 2.6% | $51.84 * | $44.03 | -5.2% | COM | 747525103 |
| SHY | ISHARES TR 1-3 YR TREAS BD ETF | 83,432 | $7.046M | 2.4% | $84.45 | $84.55 | -0.1% | 1 3 YR TREAS BD | 464287457 |
| DIS | DISNEY WALT CO DISNEY COM | 67,309 | $6.635M | 2.3% | $98.57 * | $97.05 | -4.3% | COM DISNEY | 254687106 |
| — | WALGREENS BOOTS ALLIANCE INC COM | 82,686 | $6.385M | 2.2% | $77.22 | $78.81 | — | COM | 931427108 |
| — | DEUTSCHE BANK A G FIXED TO RESET NT TIER 1 | 6,000,000 | $6.367M | 2.2% | $1.06 | $1.03 | — | NOTE 7500%12/3 | 251525AN1 |
| NOK | NOKIA CORP SPONSORED ADR | 1,029,340 | $6.155M | 2.1% | $5.98 | $4.78 | +25.0% | SPONSORED ADR | 654902204 |
| — | BARCLAYS PLC RESETTING PERP SUB CONTINGENT CONV SECS | 5,620,000 | $5.938M | 2.0% | $1.06 | $1.06 | — | NOTE 8250% 12/3 | 06738EAA3 |
| CX | CEMEX S A B DE C V SPONSOR ADR NEW REP ORD PARTN CTF NEW FOR A & B SHS | 649,780 | $5.9M | 2.0% | $9.08 | $8.90 | +2.0% | SPON ADR NEW | 151290889 |
| GT | GOODYEAR TIRE & RUBR CO COM | 175,370 | $5.831M | 2.0% | $33.25 | $32.50 | +2.3% | COM | 382550101 |
| PHM | PULTEGROUP INC COM | 200,790 | $5.488M | 1.9% | $27.33 * | $20.60 | +21.1% | COM | 745867101 |
| ERIC | ERICSSON L M TEL CO ADR CL B SEK 10 NEW EXCH FOR ADR CL B SEK NEW | 823,785 | $4.737M | 1.6% | $5.75 | $5.61 | +2.5% | ADR B SEK 10 | 294821608 |
| — | POWERSHARES DB U S DLR INDEX TR POWERSHARES | 188,579 | $4.56M | 1.6% | $24.18 | $25.71 | — | DOLL INDX BULL | 73936D107 |
| TSLA | TESLA MTRS INC COM | 11,935 | $4.071M | 1.4% | $341.10 * | $14.41 | +57.8% | COM | 88160R101 |
| GLD | SPDR GOLD TR GOLD SHS | 30,200 | $3.672M | 1.3% | $121.58 | $123.00 | -1.2% | GOLD SHS | 78463V107 |
| — | POWERSHARES QQQ TR UNIT SER 1 | 21,535 | $3.132M | 1.1% | $145.45 | $6586.73 | — | UNIT SER 1 | 73935A104 |
| FLR | FLUOR CORP NEW COM | 69,545 | $2.928M | 1.0% | $42.10 * | $60.35 | -34.4% | COM | 343412102 |
| SLQD | ISHARES TR 0 5 YR INVT GRADE CORP BD ETF | 55,439 | $2.806M | 1.0% | $50.62 | $50.61 | +0.0% | 0-5YR INVT GR CP | 46434V100 |
| — | AMERICA MOVIL SAB DE C V SPONSORED ADR REPSTG SER L SHS | 148,749 | $2.64M | 0.9% | $17.75 | $17.53 | — | SPON ADR L SHS | 02364W105 |
| SPY | SPDR S&P 500 ETF TR TR UNIT | 10,207 | $2.564M | 0.9% | $251.23 | $216.76 | +15.9% | TR UNIT | 78462F103 |
| BAC | BANK AMER CORP COM | 71,581 | $1.814M | 0.6% | $25.34 * | $16.18 | +29.2% | COM | 060505104 |
| XLF | SELECT SECTOR SPDR TR FINANCIAL | 66,723 | $1.725M | 0.6% | $25.86 | $23.86 | +8.4% | SBI INT-FINL | 81369Y605 |
| TBT | PROSHARES TR PROSHARES ULTRASHORT 20 YR TREAS NEW | 44,250 | $1.574M | 0.5% | $35.58 | $54.59 | -34.8% | PSHS UNTSH 20YRS | 74347B201 |
| LMT | LOCKHEED MARTIN CORP COM | 4,877 | $1.513M | 0.5% | $310.29 * | $195.92 | +27.1% | COM | 539830109 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL CL B NEW | 8,029 | $1.472M | 0.5% | $183.32 | $141.69 | +29.4% | CL B NEW | 084670702 |
| GOOGL | ALPHABET INC CAP STK CL A | 1,495 | $1.456M | 0.5% | $973.72 * | $37.03 | +30.5% | CAP STK CL A | 02079K305 |
| — | COACH INC COM | 35,290 | $1.421M | 0.5% | $40.28 | $40.28 | — | COM | 189754104 |
| C | CITIGROUP INC COM NEW | 18,908 | $1.375M | 0.5% | $72.74 * | $36.66 | +51.1% | COM NEW | 172967424 |
| DXJ | WISDOMTREE TR JAPAN HEDGED EQUITY FD | 24,346 | $1.332M | 0.5% | $54.70 * | $155.91 | +5.3% | JAPN HEDGE EQT | 97717W851 |
| MSFT | MICROSOFT CORP COM | 17,152 | $1.278M | 0.4% | $74.49 * | $38.36 | +77.7% | COM | 594918104 |
| TXT | TEXTRON INC COM | 23,070 | $1.243M | 0.4% | $53.88 | $47.66 | +11.8% | COM | 883203101 |
| — | SENIOR HSG PPTYS TR SH BEN INT | 61,240 | $1.197M | 0.4% | $19.55 | $20.44 | — | SH BEN INT | 81721M109 |
| — | CENTRAL FD CDA LTD CL A | 94,500 | $1.196M | 0.4% | $12.66 | $11.41 | — | CL A | 153501101 |
| — | CREDIT SUISSE GROUP SPONSORED ADR | 73,940 | $1.168M | 0.4% | $15.80 | $14.60 | — | SPONSORED ADR | 225401108 |
| BABA | ALIBABA GROUP HLDG LTD SPONSORED ADS | 6,325 | $1.092M | 0.4% | $172.71 | $110.59 | +56.2% | SPONSORED ADS | 01609W102 |
| MU | MICRON TECHNOLOGY INC COM | 27,031 | $1.063M | 0.4% | $39.33 * | $23.83 | +61.0% | COM | 595112103 |
| HD | HOME DEPOT INC COM | 6,395 | $1.046M | 0.4% | $163.56 * | $113.96 | +17.6% | COM | 437076102 |
| AGNC | AGNC INVT CORP COM | 44,510 | $965K | 0.3% | $21.68 | $18.25 | — | COM | 00123Q104 |
| BBVA | BANCO BILBAO VIZCAYA ARGENTARIA SA | 103,391 | $922K | 0.3% | $8.92 | $6.46 | +38.2% | SPONSORED ADR | 05946K101 |
| EA | ELECTRONIC ARTS INC COM | 7,670 | $906K | 0.3% | $118.06 * | $112.62 | +1.9% | COM | 285512109 |
| IEI | ISHARES TR 3 7 YR TREAS BD ETF | 7,278 | $899K | 0.3% | $123.52 | $126.63 | -2.5% | 3 7 YR TREAS BD | 464288661 |
| XLE | SELECT SECTOR SPDR TR ENERGY | 12,668 | $868K | 0.3% | $68.48 * | $34.16 | +0.2% | ENERGY | 81369Y506 |
| — | ALEXION PHARMACEUTICALS INC COM | 5,750 | $807K | 0.3% | $140.29 | $134.75 | — | COM | 015351109 |
| EWW | ISHARES INC MSCI MEXICO CAPPED ETF | 14,640 | $799K | 0.3% | $54.61 | $65.47 | -16.6% | MSCI MEX CAP ETF | 464286822 |
| IYF | ISHARES TR US FINANCIALS ETF INDEX FD | 7,110 | $797K | 0.3% | $112.12 * | $43.88 | +27.8% | US FINLS ETF | 464287788 |
| EEM | ISHARES TR MSCI EMERGING MKTS ETF | 17,695 | $793K | 0.3% | $44.81 | $44.02 | +1.8% | MSCI EMG MKT ETF | 464287234 |
| GM | GENERAL MTRS CO COM | 19,464 | $786K | 0.3% | $40.38 * | $26.41 | +33.1% | COM | 37045V100 |
| YELP | YELP INC CL A | 17,160 | $743K | 0.3% | $43.30 | $38.58 | +12.2% | CL A | 985817105 |
| EFA | ISHARES TR MSCI EAFE ETF | 10,335 | $708K | 0.2% | $68.48 | $66.85 | +2.4% | MSCI EAFE ETF | 464287465 |
| — | PANDORA MEDIA INC COM | 87,740 | $676K | 0.2% | $7.70 | $10.49 | — | COM | 698354107 |
| JPM | JP MORGAN CHASE & CO COM | 6,759 | $646K | 0.2% | $95.51 * | $51.20 | +49.0% | COM | 46625H100 |
| HEDJ | WISDOMTREE TR EUROPE HEDGED EQUITY FD | 9,880 | $639K | 0.2% | $64.70 * | $29.88 | +8.3% | EUROPE HEDGE EQ | 97717X701 |
| NFLX | NETFLIX INC COM | 3,520 | $638K | 0.2% | $181.35 * | $12.48 | +45.3% | COM | 64110L106 |
| GOOG | ALPHABET INC CAP STK CL C | 617 | $592K | 0.2% | $959.11 * | $38.24 | +24.5% | CAP STK CL C | 02079K107 |
| T | AT&T INC COM | 14,850 | $582K | 0.2% | $39.17 * | $13.58 | +19.8% | COM | 00206R102 |
| — | BARCLAYS BK PLC SPON ADR PREF SHS SER 5 DIV | 21,070 | $559K | 0.2% | $26.55 | $12776.12 | — | ADR PFD SR 5 | 06739H362 |
| — | ETFS GOLD TR SH | 4,370 | $542K | 0.2% | $124.00 | $71629.75 | — | SHS | 26922Y105 |
| INTC | INTEL CORP COM | 13,792 | $525K | 0.2% | $38.08 * | $20.21 | +57.2% | COM | 458140100 |
| FEZ | SPDR INDEX SHS FDS EURO STOXX 50 ETF | 12,679 | $523K | 0.2% | $41.25 | $39.86 | +3.5% | EURO STOXX 50 | 78463X202 |
| — | GENERAL ELECTRIC CO COM | 21,485 | $520K | 0.2% | $24.18 | $3087.41 | — | COM | 369604103 |
| — | UNILEVER PLC SPON ADR NEW | 8,467 | $491K | 0.2% | $57.96 | $40.54 | — | SPON ADR NEW | 904767704 |
| — | PACWEST BANCORP DEL COM | 9,539 | $482K | 0.2% | $50.51 | $43.32 | — | COM | 695263103 |
| SBUX | STARBUCKS CORP COM | 8,968 | $482K | 0.2% | $53.71 * | $47.58 | -5.7% | COM | 855244109 |
| EWG | ISHARES INC MSCI GERMANY ETF | 13,153 | $427K | 0.1% | $32.43 | $31.08 | +4.4% | MSCI GERMANY ETF | 464286806 |
| LQD | ISHARES TR IBOXX USD INVT GRADE CORP BD ETF | 3,380 | $410K | 0.1% | $121.23 | $119.07 | +1.8% | IBOXX INV CP ETF | 464287242 |
| IWY | ISHARES TR RUSSELL TOP 200 GROWTH ETF | 6,000 | $407K | 0.1% | $67.82 | $49.52 | +37.0% | RUS TP200 GR ETF | 464289438 |
| VCSH | VANGUARD SCOTTSDALE FDS VANGUARD SHORT-TERM CORPORATE BD INDEX FD | 5,056 | $405K | 0.1% | $80.13 | $80.13 | -0.0% | SHRT TRM CORP BD | 92206C409 |
| NTNX | NUTANIX INC COM | 18,000 | $403K | 0.1% | $22.39 | $20.48 | +9.3% | CL A | 67059N108 |
| HCA | HCA HOLDINGS INC | 5,000 | $398K | 0.1% | $79.59 * | $72.42 | +2.2% | COM | 40412C101 |
| XLK | SELECT SECTOR SPDR TR TECHNOLOGY | 6,676 | $395K | 0.1% | $59.10 * | $28.81 | +2.6% | TECHNOLOGY | 81369Y803 |
| HAS | HASBRO INC SHS | 4,000 | $391K | 0.1% | $97.67 * | $41.19 | +77.1% | COM | 418056107 |
| GS | GOLDMAN SACHS GROUP INC COM | 1,630 | $387K | 0.1% | $237.19 * | $133.22 | +48.7% | COM | 38141G104 |
| AGG | ISHARES TR CORE U S AGGREGATE BD ETF | 3,495 | $383K | 0.1% | $109.59 | $109.31 | +0.3% | CORE US AGGBD ET | 464287226 |
| DIA | SPDR DOW JONES INDL AVERAGE ETF TR UNIT SER 1 | 1,677 | $375K | 0.1% | $223.82 | $187.31 | +19.5% | UT SER 1 | 78467X109 |
| WMT | WAL MART STORES INC COM | 4,800 | $375K | 0.1% | $78.14 * | $19.52 | +16.8% | COM | 931142103 |
| — | ISHARES TR MTG RUSSIA CAPPED ETF NEW | 10,845 | $365K | 0.1% | $33.63 | $33.52 | — | MSCI RUS ETF NEW | 46434G798 |
| KO | COCA COLA COMPANY | 8,050 | $362K | 0.1% | $45.01 * | $30.08 | +15.7% | COM | 191216100 |
| — | DOUBLELINE INCOME SOLUTIONS FD COM | 17,037 | $362K | 0.1% | $21.25 | $20.28 | — | COM | 258622109 |
| XLI | SELECT SECTOR SPDR TR INDL | 4,925 | $350K | 0.1% | $71.00 | $59.28 | +19.8% | SBI INT-INDS | 81369Y704 |
| EEMV | ISHARES INC EDGE MSCI MINIMUM VOLATILITY EMERGING MARKETS ETF | 5,950 | $346K | 0.1% | $58.10 | $52.78 | +10.1% | MIN VOL EMRG MKT | 464286533 |
| HYG | ISHARES TR IBOXX HIGH YIELD CORP BD ETF | 3,865 | $343K | 0.1% | $88.76 | $87.52 | +1.4% | IBOXX HI YD ETF | 464288513 |
| IWM | ISHARES TR RUSSELL 2000 ETF | 2,295 | $340K | 0.1% | $148.18 | $140.70 | +5.3% | RUSSELL 2000 ETF | 464287655 |
| NVDA | NVIDIA CORP COM | 1,900 | $340K | 0.1% | $178.77 * | $3.24 | +36.5% | COM | 67066G104 |
| VALE | VALE S A ADR | 33,644 | $339K | 0.1% | $10.07 | $7.18 | +40.3% | ADR | 91912E105 |
| MDY | SPDR S&P MIDCAP 400 ETF TR UNIT SER 1 STANDARD & POORS DEP RCPT | 1,002 | $327K | 0.1% | $326.33 | $317.84 | +2.7% | UTSER1 S&PDCRP | 78467Y107 |
| — | CELGENE CORP | 2,195 | $320K | 0.1% | $145.82 | $145.82 | — | COM | 151020104 |
| DAL | DELTA AIRLINES INC COM NEW | 6,500 | $313K | 0.1% | $48.22 * | $42.26 | +4.1% | COM NEW | 247361702 |
| IXC | ISHARES TR GLOBAL ENERGY ETF | 9,125 | $310K | 0.1% | $33.99 | $37.36 | -9.0% | GLOBAL ENERG ETF | 464287341 |
| AAL | AMERICAN AIRLS GROUP INC COM | 6,430 | $305K | 0.1% | $47.49 * | $46.06 | +0.3% | COM | 02376R102 |
| IEV | ISHARES TR EUROPE ETF | 6,350 | $298K | 0.1% | $46.87 | $47.22 | -0.8% | EUROPE ETF | 464287861 |
| XLY | SELECT SECTOR SPDR TR CONSUMER DISCRETIONARY | 3,300 | $297K | 0.1% | $90.08 * | $40.25 | +11.9% | SBI CONS DISCR | 81369Y407 |
| LUV | SOUTHWEST AIRLS CO COM | 5,275 | $295K | 0.1% | $55.98 * | $51.74 | -2.3% | COM | 844741108 |
| XLP | SELECT SECTOR SPDR TR CONSUMER STAPLES | 5,298 | $286K | 0.1% | $53.98 | $54.95 | -1.8% | SBI CONS STPLS | 81369Y308 |
| WFC | WELLS FARGO & CO NEW COM | 5,137 | $283K | 0.1% | $55.15 * | $39.70 | +10.4% | COM | 949746101 |
| PANW | PALO ALTO NETWORKS INC COM | 1,955 | $282K | 0.1% | $144.10 * | $20.20 | +18.9% | COM | 697435105 |
| SLV | ISHARES SILVER TR ISHARES | 17,830 | $281K | 0.1% | $15.74 | $16.27 | -3.3% | ISHARES | 46428Q109 |
| RRC | RANGE RES CORP COM | 13,945 | $273K | 0.1% | $19.57 | $29.98 | -34.7% | COM | 75281A109 |
| — | NUVEEN DIVID ADVANTAGE MUN FD COM | 19,003 | $270K | 0.1% | $14.19 | $13.75 | — | COM | 67066V101 |
| V | VISA INC COM CL A | 2,541 | $267K | 0.1% | $105.22 * | $80.89 | +22.9% | COM CL A | 92826C839 |
| — | SPDR SER TR S&P OIL & GAS EXPL & PRODTN ETF | 7,620 | $260K | 0.1% | $34.09 | $34.09 | — | S&P OILGAS EXP | 78464A730 |
| — | RED HAT INC COM | 2,225 | $247K | 0.1% | $110.86 | $110.86 | — | COM | 756577102 |
| XYZ | SQUARE INC CL A | 8,352 | $241K | 0.1% | $28.81 | $26.18 | +10.1% | CL A | 852234103 |
| XLV | SELECT SECTOR SPDR TR HEALTH CARE | 2,932 | $240K | 0.1% | $81.73 | $80.31 | +1.8% | SBI HEALTHCARE | 81369Y209 |
| JNJ | JOHNSON & JOHNSON COM | 1,800 | $234K | 0.1% | $130.01 * | $70.29 | +47.0% | COM | 478160104 |
| VCIT | VANGUARD SCOTTSDALE FDS VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX ETF SHS | 2,615 | $230K | 0.1% | $88.01 | $87.97 | +0.0% | INT-TERM CORP | 92206C870 |
| BP | BP PLC SPONS ADR | 5,950 | $229K | 0.1% | $38.43 | $45.12 | -14.8% | SPONSORED ADR | 055622104 |
| CVS | CVS HEALTH CORP COM | 2,810 | $229K | 0.1% | $81.32 * | $67.60 | -7.4% | COM | 126650100 |
| USMV | ISHARES MSCI USA MINIMUM VOLATILITY ETF | 4,457 | $224K | 0.1% | $50.34 | $48.70 | +3.4% | MIN VOL USA ETF | 46429B697 |
| IYH | ISHARES TR U S HEALTHCARE ETF | 1,290 | $222K | 0.1% | $171.86 * | $30.56 | +12.5% | US HLTHCARE ETF | 464287762 |
| VGSH | VANGUARD SCOTTSDALE FDS VANGUARD SHORT-TERM GOVERNMENT BOND | 3,510 | $213K | 0.1% | $60.73 | $60.75 | -0.0% | SHTRM GVT BD ETF | 92206C102 |
| TLT | ISHARES TR BARCLAYS 20YR TREAS BD ETF | 1,700 | $212K | 0.1% | $124.76 | $123.56 | +1.0% | 20 YR TR BD ETF | 464287432 |
| — | CTRIP COM INTL LTD AMERICAN DEP SHS | 4,000 | $211K | 0.1% | $52.74 | $53.86 | — | AMERICAN DEP SHS | 22943F100 |
| IEP | ICAHN ENTERPRISES LP DEPOSITARY UNIT | 3,830 | $210K | 0.1% | $54.86 | $51.66 | — | DEPOSITARY UNIT | 451100101 |
| DE | DEERE & CO | 1,655 | $208K | 0.1% | $125.59 * | $108.55 | +2.3% | COM | 244199105 |
| — | SPRINT CORP COM SER 1 | 26,550 | $207K | 0.1% | $7.78 | $7.78 | — | COM SER 1 | 85207U105 |
| WTPI | WISDOMTREE TR CBOE S&P 500 PUTWRITE STRATEGY FD | 7,000 | $206K | 0.1% | $29.48 | $29.25 | +0.8% | CBOE S&P 500 | 97717X560 |
| PFE | PFIZER INC COM | 5,671 | $202K | 0.1% | $35.70 * | $22.25 | +5.7% | COM | 717081103 |
| VWO | VANGUARD INTL EQUITY INDEX FDS FTSE EMERGING MKTS ETF | 4,639 | $202K | 0.1% | $43.57 | $43.27 | +0.7% | FTSE EMR MKT ETF | 922042858 |
| FDX | FEDEX CORP COM | 890 | $201K | 0.1% | $225.58 * | $184.90 | +6.1% | COM | 31428X106 |
| EVH | EVOLENT HEALTH INC CL A | 10,960 | $195K | 0.1% | $17.80 | $20.60 | -13.6% | CL A | 30050B101 |
| COP | CONOCOPHILLIPS COM | 3,781 | $189K | 0.1% | $50.05 * | $34.44 | +11.5% | COM | 20825C104 |
| SAN | BANCO SANTANDER SA ADR | 22,535 | $156K | 0.1% | $6.94 | $6.57 | +5.6% | ADR | 05964H105 |
| — | AK STL HLDG CORP COM | 26,000 | $145K | 0.1% | $5.59 | $5.59 | — | COM | 001547108 |
| — | NEOPHOTONICS CORP COM | 19,000 | $106K | 0.0% | $5.56 | $7.72 | — | COM | 64051T100 |
| — | OI S A SPONSORED ADR NEW 2016 | 10,408 | $81,078 | 0.0% | $7.79 | $6.04 | — | SPONSORED ADR NE | 670851500 |
| — | SIERRA METALS INC COM | 31,599 | $79,598 | 0.0% | $2.52 | $2.52 | — | COM | 82639W106 |
| — | PENNEY J C INC | 20,000 | $76,200 | 0.0% | $3.81 | $3.81 | — | COM | 708160106 |
| — | FLOTEK INDS INC DEL COM | 14,000 | $65,100 | 0.0% | $4.65 | $8.94 | — | COM | 343389102 |
| — | PROSPECT CAP CORP SR NT CONV | 60,000 | $60,863 | 0.0% | $1.01 | $1.02 | — | 5750%3/1 | 74348TAL6 |
| — | SIRIUS XM HLDGS INC COM | 11,000 | $60,720 | 0.0% | $5.52 | $5.47 | — | COM | 82968B103 |
| — | MATINAS BIOPHARMA HLDGS INC COM | 44,500 | $58,740 | 0.0% | $1.32 | $2.49 | — | COM | 576810105 |
| FLL | FULL HOUSE RESORTS INC COM | 13,246 | $36,956 | 0.0% | $2.79 | $2.33 | +19.5% | COM | 359678109 |