Location: San Diego, CA
CIK: 0001602237 · Show all filings
Period: Q4 2017 (← Previous) (Next →)
Filing Date: Feb 7, 2018
Total Value: $240M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| AAPL | APPLE INC COM | 121,048 | $20.48M | 8.5% | $169.23 * | $21.87 | +81.3% | COM | 037833100 |
| MD | MEDNAX INC COM | 359,200 | $19.2M | 8.0% | $53.44 | $53.81 | -0.7% | COM | 58502B106 |
| MGA | MAGNA INTERNATIONAL INC COM | 249,070 | $14.11M | 5.9% | $56.67 * | $31.64 | +40.0% | COM | 559222401 |
| — | AIR TRANS SVCS GROUP INC COM | 607,700 | $14.06M | 5.9% | $23.14 | $116.72 | — | COM | 00922R105 |
| — | SYNTEL INC COM | 523,540 | $12.04M | 5.0% | $22.99 | $17.43 | — | COM | 87162H103 |
| META | FACEBOOK INC CL A | 63,689 | $11.24M | 4.7% | $176.46 | $140.06 | +25.1% | CL A | 30303M102 |
| QCOM | QUALCOMM INC | 145,050 | $9.286M | 3.9% | $64.02 * | $44.03 | +18.1% | COM | 747525103 |
| DIS | DISNEY WALT CO DISNEY COM | 69,123 | $7.431M | 3.1% | $107.51 * | $97.06 | +5.2% | COM DISNEY | 254687106 |
| — | WALGREENS BOOTS ALLIANCE INC COM | 95,781 | $6.956M | 2.9% | $72.62 | $77.96 | — | COM | 931427108 |
| NOK | NOKIA CORP SPONSORED ADR | 1,449,385 | $6.754M | 2.8% | $4.66 | $4.89 | -4.7% | SPONSORED ADR | 654902204 |
| PHM | PULTEGROUP INC COM | 200,790 | $6.676M | 2.8% | $33.25 * | $20.60 | +47.7% | COM | 745867101 |
| WDC | WESTERN DIGITAL CORP COM | 82,200 | $6.537M | 2.7% | $79.53 * | $58.49 | -6.1% | COM | 958102105 |
| GT | GOODYEAR TIRE & RUBR CO COM | 182,950 | $5.911M | 2.5% | $32.31 | $32.47 | -0.5% | COM | 382550101 |
| SHY | ISHARES TR 1-3 YR TREAS BD ETF | 55,082 | $4.619M | 1.9% | $83.85 | $84.55 | -0.8% | 1 3 YR TREAS BD | 464287457 |
| AMZN | AMAZON COM INC | 3,873 | $4.529M | 1.9% | $1169.47 * | $41.86 | +39.7% | COM | 023135106 |
| — | TAILORED BRANDS INC COM SHS | 194,498 | $4.246M | 1.8% | $21.83 | $15.19 | — | COM | 87403A107 |
| GLD | SPDR GOLD TR GOLD SHS | 31,080 | $3.843M | 1.6% | $123.65 | $122.95 | +0.6% | GOLD SHS | 78463V107 |
| TSLA | TESLA MTRS INC COM | 12,115 | $3.772M | 1.6% | $311.35 * | $14.52 | +43.0% | COM | 88160R101 |
| — | POWERSHARES QQQ TR UNIT SER 1 | 17,865 | $2.783M | 1.2% | $155.76 | $6586.73 | — | UNIT SER 1 | 73935A104 |
| SLQD | ISHARES TR 0-5 YR INVT GRADE CORP BD ETF | 54,013 | $2.715M | 1.1% | $50.26 | $50.61 | -0.7% | 0 5 YR INVT GR CP | 46434V100 |
| SPY | SPDR S&P 500 ETF TR TR UNIT | 10,037 | $2.678M | 1.1% | $266.86 | $216.76 | +23.1% | TR UNIT | 78462F103 |
| BABA | ALIBABA GROUP HLDG LTD SPONSORED ADS | 15,035 | $2.592M | 1.1% | $172.43 | $150.32 | +14.7% | SPONSORED ADS | 01609W102 |
| EEM | ISHARES TR MSCI EMERGING MKTS ETF | 52,195 | $2.459M | 1.0% | $47.12 | $45.51 | +3.5% | MSCI EMG MKT ETF | 464287234 |
| IXJ | ISHARES TR GLOBAL HEALTHCARE ETF | 18,760 | $2.111M | 0.9% | $112.52 * | $56.24 | +0.0% | GLOB HLTHCRE ETF | 464287325 |
| — | POWERSHARES DB U S DLR INDEX TR | 87,147 | $2.094M | 0.9% | $24.03 | $25.71 | — | DOLL INDX BULL | 73936D107 |
| BAC | BANK AMER CORP COM | 68,388 | $2.019M | 0.8% | $29.52 * | $16.18 | +51.2% | COM | 060505104 |
| MSFT | MICROSOFT CORP COM | 21,588 | $1.847M | 0.8% | $85.54 * | $45.95 | +71.2% | COM | 594918104 |
| DAL | DELTA AIRLINES INC COM NEW | 30,500 | $1.708M | 0.7% | $56.00 * | $46.61 | +10.3% | COM NEW | 247361702 |
| TBT | PROSHARES TR PROSHARES ULTRASHORT 20 YR TREAS NEW | 47,137 | $1.592M | 0.7% | $33.78 | $53.38 | -36.7% | PSHS ULTSH 20YRS | 74347B201 |
| TPR | TAPESTRY INC COM | 34,210 | $1.513M | 0.6% | $44.23 * | $32.95 | +7.9% | COM | 876030107 |
| LMT | LOCKHEED MARTIN CORP COM | 4,704 | $1.51M | 0.6% | $321.05 * | $195.92 | +32.3% | COM | 539830109 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL CL B NEW | 7,053 | $1.398M | 0.6% | $198.22 | $141.69 | +39.9% | CL B NEW | 084670702 |
| MU | MICRON TECHNOLOGY INC COM | 31,219 | $1.284M | 0.5% | $41.12 * | $26.27 | +52.7% | COM | 595112103 |
| TXT | TEXTRON INC COM | 21,120 | $1.195M | 0.5% | $56.59 | $47.66 | +17.5% | COM | 883203101 |
| — | CHINA LODGING GROUP LTD SPONSORED ADR | 8,225 | $1.188M | 0.5% | $144.43 | $144.43 | — | SPONSORED ADR | 16949N109 |
| DXJ | WISDOMTREE TR JAPAN HEDGED EQUITY FD | 19,991 | $1.186M | 0.5% | $59.33 * | $155.91 | +14.2% | JAPAN HEDGE EQT | 97717W851 |
| C | CITIGROUP INC COM NEW | 15,883 | $1.182M | 0.5% | $74.41 * | $36.66 | +55.3% | COM NEW | 172967424 |
| — | CREDIT SUISSE GROUP SPONSORED ADR | 64,940 | $1.159M | 0.5% | $17.85 | $14.60 | — | SPONSORED ADR | 225401108 |
| — | CENTRAL FD CDA LTD CL A | 84,730 | $1.135M | 0.5% | $13.40 | $11.41 | — | CL A | 153501101 |
| — | SENIOR HSG PPTYS TR SH BEN INT | 57,600 | $1.103M | 0.5% | $19.15 | $20.44 | — | SH BEN INT | 81721M109 |
| DB | DEUTSCHE BANK AG NAMEN AKT | 61,350 | $991K | 0.4% | $16.15 * | $15.74 | +5.5% | NAMEN AKT | D18190898 |
| — | PACWEST BANCORP DEL COM | 18,039 | $909K | 0.4% | $50.40 | $46.66 | — | COM | 695263103 |
| XLE | SELECT SECTOR SPDR TR ENERGY | 12,568 | $908K | 0.4% | $72.26 * | $34.16 | +5.8% | ENERGY | 81369Y506 |
| IEI | ISHARES TR 3-7 YR TREAS BD ETF | 7,317 | $894K | 0.4% | $122.16 | $126.63 | -3.5% | 3 7 YR TREAS BD | 464288661 |
| GOOG | ALPHABET INC CAP STK CL C | 812 | $850K | 0.4% | $1046.40 * | $41.19 | +26.1% | CAP STK CL C | 02079K107 |
| — | PANDORA MEDIA INC COM | 160,360 | $773K | 0.3% | $4.82 | $7.92 | — | COM | 698354107 |
| T | AT&T INC COM | 19,650 | $764K | 0.3% | $38.88 * | $13.99 | +17.4% | COM | 00206R102 |
| — | PRICELINE GRP INC COM NEW | 432 | $751K | 0.3% | $1737.74 | $1737.74 | — | COM NEW | 741503403 |
| EFA | ISHARES TR MSCI EAFE ETF | 10,410 | $732K | 0.3% | $70.31 | $66.85 | +5.2% | MSCI EAFE ETF | 464287465 |
| EWW | ISHARES INC MSCI MEXICO CAPPED ETF | 14,840 | $731K | 0.3% | $49.29 | $65.28 | -24.5% | MSCI MEXICO EFT | 464286822 |
| — | ETFS GOLD TR SH | 5,370 | $677K | 0.3% | $126.13 | $58314.36 | — | SHS | 26922Y105 |
| EA | ELECTRONIC ARTS INC COM | 6,440 | $677K | 0.3% | $105.06 * | $112.62 | -9.3% | COM | 285512109 |
| GM | GENERAL MTRS CO COM | 16,464 | $675K | 0.3% | $40.99 * | $26.41 | +36.4% | COM | 37045V100 |
| — | GENERAL ELECTRIC CO COM | 37,360 | $652K | 0.3% | $17.45 | $1782.92 | — | COM | 369604103 |
| NTES | NETEASE INC SPONSORED ADR | 1,875 | $647K | 0.3% | $345.07 | $312.31 | +10.5% | SPONSORED ADR | 64110W102 |
| — | BROADCOM LTD SHS | 2,425 | $623K | 0.3% | $256.90 | $256.90 | — | SHS | Y09827109 |
| — | BARCLAYS BK PLC SPON ADR PREF SHS SER 5 | 23,170 | $618K | 0.3% | $26.67 | $11620.58 | — | ADR PFD SR 5 | 06739H362 |
| AGNC | AGNC INVT CORP COM | 30,100 | $608K | 0.3% | $20.19 | $18.25 | — | COM | 00123Q104 |
| XLF | SELECT SECTOR SPDR TR FINANCIAL | 21,123 | $590K | 0.2% | $27.91 | $23.86 | +17.0% | SBI INT FINL | 81369Y605 |
| IYF | ISHARES TR US FINANCIALS ETF INDEX FD | 4,930 | $589K | 0.2% | $119.43 * | $43.88 | +36.1% | U.S. FINLS ETF | 464287788 |
| NFLX | NETFLIX INC COM | 3,055 | $586K | 0.2% | $191.96 * | $12.48 | +53.8% | COM | 64110L106 |
| NVDA | NVIDIA CORP COM | 2,900 | $561K | 0.2% | $193.50 * | $3.81 | +25.4% | COM | 67066G104 |
| HEDJ | WISDOMTREE TR EUROPE HEDGED EQUITY FD | 8,590 | $547K | 0.2% | $63.71 * | $29.88 | +6.6% | EUROPE HEDGE EQ | 97717X701 |
| INTC | INTEL CORP COM | 11,467 | $529K | 0.2% | $46.16 * | $20.21 | +91.7% | COM | 458140100 |
| FEZ | SPDR INDEX SHS FDS EURO STOXX 50 ETF | 12,679 | $516K | 0.2% | $40.71 | $39.86 | +2.1% | EURO STOXX 50 | 78463X202 |
| WFC | WELLS FARGO & CO NEW COM | 8,302 | $504K | 0.2% | $60.67 * | $41.75 | +16.3% | COM | 949746101 |
| AMAT | APPLIED MATERIALS INC | 9,835 | $503K | 0.2% | $51.12 * | $49.42 | -5.5% | COM | 038222105 |
| JNJ | JOHNSON & JOHNSON COM | 3,495 | $488K | 0.2% | $139.72 * | $90.03 | +24.1% | COM | 478160104 |
| — | ACACIA COMMUNICATIONS INC COM | 13,000 | $471K | 0.2% | $36.23 | $36.23 | — | COM | 00401C108 |
| — | UNILEVER PLC SPON ADR NEW | 8,467 | $469K | 0.2% | $55.34 | $40.54 | — | SPON SDR NEW | 904767704 |
| KRE | SPDR SER TR S&P REGL BKG ETF | 7,550 | $444K | 0.2% | $58.85 | $57.45 | +2.4% | S&P REGL BKG | 78464A698 |
| HCA | HCA HOLDINGS INC | 5,000 | $439K | 0.2% | $87.84 * | $72.42 | +12.8% | COM | 40412C101 |
| IWY | ISHARES TR RUSSELL TOP 200 GROWTH ETF | 6,000 | $439K | 0.2% | $73.15 | $49.52 | +47.7% | RUS TP200 GR ETF | 464289438 |
| SLV | ISHARES SILVER TR ISHARES | 27,170 | $434K | 0.2% | $15.99 | $16.11 | -0.7% | ISHARES | 46428Q109 |
| EWG | ISHARES INC MSCI GERMANY ETF | 13,153 | $434K | 0.2% | $33.02 | $31.08 | +6.3% | MSCI GERMANY ETF | 464286806 |
| JPM | JP MORGAN CHASE & CO COM | 4,059 | $434K | 0.2% | $106.94 * | $51.20 | +67.8% | COM | 46625H100 |
| WMT | WAL MART STORES INC COM | 4,380 | $433K | 0.2% | $98.75 * | $19.52 | +48.3% | COM | 931142103 |
| BBVA | BANCO BILBAO VIZCAYA ARGENTARIA SA | 50,684 | $431K | 0.2% | $8.50 | $6.46 | +31.7% | SPONSORED ADR | 05946K101 |
| XLK | SELECT SECTOR SPDR TR TECHNOLOGY | 6,676 | $427K | 0.2% | $63.95 * | $28.81 | +11.0% | TECHNOLOGY | 81369Y803 |
| SBUX | STARBUCKS CORP COM | 7,303 | $419K | 0.2% | $57.43 * | $47.58 | +1.4% | COM | 855244109 |
| GS | GOLDMAN SACHS GROUP INC COM | 1,630 | $415K | 0.2% | $254.76 * | $133.22 | +60.3% | COM | 38141G104 |
| VCSH | VANGUARD SCOTTSDALE FDS VANGUARD SHORT-TERM CORPORATE BD INDEX FD | 5,068 | $402K | 0.2% | $79.31 | $80.13 | -1.0% | SHRT TRM CORP BD | 92206C409 |
| HAS | HASBRO INC | 4,325 | $393K | 0.2% | $90.89 * | $43.39 | +57.4% | COM | 418056107 |
| EWJ | ISHARES INC MSCI JAPAN ETF NEW | 6,413 | $384K | 0.2% | $59.93 | $58.70 | +2.1% | MSCI JPN ETF NEW | 46434G822 |
| XLI | SELECT SECTOR SPDR TR INDL | 4,925 | $373K | 0.2% | $75.67 | $59.28 | +27.6% | SBI INT INDS | 81369Y704 |
| — | ISHARES TR MTG RUSSIA CAPPED ETF NEW | 11,095 | $372K | 0.2% | $33.52 | $33.52 | — | MSCI RUSSIA ETF | 46434G798 |
| — | FOAMIX PHARMACEUTICALS LTD SHS | 61,500 | $370K | 0.2% | $6.01 | $6.01 | — | SHS | M46135105 |
| KO | COCA COLA COMPANY | 8,050 | $369K | 0.2% | $45.88 * | $30.08 | +18.9% | COM | 191216100 |
| MDY | SPDR S&P MIDCAP 400 ETF TR UNIT SER 1 STANDARD & POORS DEP RCPT | 1,002 | $346K | 0.1% | $345.41 | $317.84 | +8.7% | UTSER1 S&PDCRP | 78467Y107 |
| LUV | SOUTHWEST AIRLS CO COM | 5,275 | $345K | 0.1% | $65.45 * | $51.74 | +14.4% | COM | 844741108 |
| HYG | ISHARES TR IBOXX $ HIGH YIELD CORP BD ETF | 3,925 | $342K | 0.1% | $87.26 | $87.53 | -0.3% | IBOXX HI YD ETF | 464288513 |
| IXC | ISHARES TR GLOBAL ENERGY ETF | 9,625 | $342K | 0.1% | $35.55 | $37.21 | -4.5% | GLOBAL ENERG ETF | 464287341 |
| LQD | ISHARES TR IBOXX USD INVT GRADE CORP BD ETF | 2,680 | $326K | 0.1% | $121.56 | $119.07 | +2.1% | IBOXX INV CP ETF | 464287242 |
| XLY | SELECT SECTOR SPDR TR CONSUMER DISCRETIONARY TRANSN | 3,300 | $326K | 0.1% | $98.69 * | $40.25 | +22.6% | SBI CONS DISCR | 81369Y407 |
| ADBE | ADOBE SYS INC COM | 1,800 | $315K | 0.1% | $175.24 | $172.04 | +1.9% | COM | 00724F101 |
| VALE | VALE S A ADR | 25,644 | $314K | 0.1% | $12.23 | $7.18 | +70.3% | ADR | 91912E105 |
| — | DOUBLELINE INCOME SOLUTIONS FD COM | 15,008 | $303K | 0.1% | $20.19 | $20.28 | — | COM | 258622109 |
| XLV | SELECT SECTOR SPDR TR HEALTH CARE | 3,657 | $302K | 0.1% | $82.68 | $80.73 | +2.4% | SBI HEALTHCARE | 81369Y209 |
| XLP | SELECT SECTOR SPDR TR CONSUMER STAPLES | 5,298 | $301K | 0.1% | $56.89 | $54.95 | +3.5% | SBI CONS STPLS | 81369Y308 |
| IEV | ISHARES TR EUROPE ETF | 6,350 | $300K | 0.1% | $47.26 | $47.22 | +0.1% | EUROPE ETF | 464287861 |
| BA | BOEING CO COM | 986 | $291K | 0.1% | $294.88 * | $257.40 | +9.2% | COM | 097023105 |
| IWM | ISHARES TR RUSSELL 2000 ETF | 1,871 | $285K | 0.1% | $152.46 | $140.70 | +8.4% | RUSSELL 2000 ETF | 464287655 |
| V | VISA INC COM CL A | 2,480 | $283K | 0.1% | $114.01 * | $80.89 | +33.4% | COM CL A | 92826C839 |
| PANW | PALO ALTO NETWORKS INC COM | 1,900 | $275K | 0.1% | $144.94 * | $20.20 | +19.6% | COM | 697435105 |
| HD | HOME DEPOT INC COM | 1,445 | $274K | 0.1% | $189.53 * | $113.96 | +36.9% | COM | 437076102 |
| INCY | INCYTE CORP COM | 2,885 | $273K | 0.1% | $94.71 | $104.52 | -9.4% | COM | 45337C102 |
| IJR | ISHARES TR CORE S&P SMALL CAP ETF | 3,387 | $260K | 0.1% | $76.81 | $75.39 | +1.9% | CORE S&P SCP ETF | 464287804 |
| KBH | KB HOME COM | 8,085 | $258K | 0.1% | $31.95 * | $25.81 | +11.2% | COM | 48666K109 |
| BP | BP PLC SPONS ADR | 5,950 | $250K | 0.1% | $42.03 | $45.12 | -6.9% | SPONSORED ADR | 055622104 |
| CBOE | CBOE HLDGS INC COM | 2,000 | $249K | 0.1% | $124.59 * | $105.43 | +6.6% | COM | 12503M108 |
| VHT | VANGUARD WORLD FDS VANGUARD HEALTH CARE ETF | 1,606 | $248K | 0.1% | $154.15 | $153.46 | +0.4% | HEALTH CAR ETF | 92204A504 |
| — | KMG CHEMICALS INC COM | 3,735 | $247K | 0.1% | $66.08 | $66.08 | — | COM | 482564101 |
| ORCL | ORACLE CORP | 5,217 | $247K | 0.1% | $47.28 * | $43.49 | -3.6% | COM | 68389X105 |
| — | DOWDUPONT INC COM | 3,400 | $242K | 0.1% | $71.22 | $71.22 | — | COM | 26078J100 |
| IBB | ISHARES TR NASDAQ BIOTECHNOLOGY ETF | 2,212 | $236K | 0.1% | $106.79 | $106.89 | -0.1% | NASDAQ BIOTECH | 464287556 |
| IEP | ICAHN ENTERPRISES LP DEPOSITARY UNIT | 4,456 | $236K | 0.1% | $53.00 | $51.85 | — | DEPOSITORY UNIT | 451100101 |
| PYPL | PAYPAL HLDGS INC COM | 3,200 | $236K | 0.1% | $73.62 | $72.14 | +1.8% | COM | 70450Y103 |
| USMV | ISHARES MSCI USA MINIMUM VOLATILITY ETF | 4,457 | $235K | 0.1% | $52.78 | $48.70 | +8.4% | MIN VOL USA ETF | 46429B697 |
| IYH | ISHARES TR U S HEALTHCARE ETF | 1,340 | $233K | 0.1% | $174.23 * | $30.71 | +13.5% | US HLTHCARE ETF | 464287762 |
| PCG | PG&E CORP COM | 5,140 | $230K | 0.1% | $44.83 | $55.37 | -20.0% | COM | 69331C108 |
| VCIT | VANGUARD SCOTTSDALE FDS VANGUARD INTERMEDIATE TERM CORPORATE BOND INDEX ETF SHS | 2,615 | $229K | 0.1% | $87.39 | $87.97 | -0.7% | INT TERM CORP | 92206C870 |
| TLT | ISHARES TR BARCLAYS 20 YR TREAS BD ETF | 1,800 | $228K | 0.1% | $126.86 | $123.67 | +2.6% | 20 YR TR BD ETF | 464287432 |
| QLD | PROSHARES TR PROSHARES ULTRA QQQ | 3,110 | $228K | 0.1% | $73.33 * | $8.82 | +4.0% | PSHS ULTRA QQQ | 74347R206 |
| — | NUVEEN DIVID ADVANTAGE MUN FD COM | 15,967 | $224K | 0.1% | $14.06 | $13.75 | — | COM | 67066V101 |
| PFE | PFIZER INC COM | 6,171 | $224K | 0.1% | $36.22 * | $22.38 | +7.6% | COM | 717081103 |
| NDSN | NORDSON CORP | 1,500 | $220K | 0.1% | $146.40 * | $117.82 | +14.1% | COM | 655663102 |
| TREX | TREX INC COM | 2,020 | $219K | 0.1% | $108.39 * | $25.45 | +6.5% | COM | 89531P105 |
| AGG | ISHARES TR CORE U S AGGREGATE BD ETF | 1,999 | $219K | 0.1% | $109.31 | $109.31 | +0.0% | CORE US AGGBD ET | 464287226 |
| — | SPDR SER TR BARCLAYS HIGH YIELD BD ETF | 5,950 | $218K | 0.1% | $36.72 | $36.72 | — | BLOOMBERG BRCLYS | 78464A417 |
| — | SVB FINL GROUP COM | 910 | $213K | 0.1% | $233.77 | $233.77 | — | COM | 78486Q101 |
| VGSH | VANGUARD SCOTTSDALE FDS VANGUARD SHORT-TERM GOVERNMENT BOND | 3,510 | $212K | 0.1% | $60.27 | $60.75 | -0.8% | SHORT TERM TREAS | 92206C102 |
| WTPI | WISDOMTREE TR CBOE S&P 500 PUTWRITE STRATEGY FD | 7,000 | $203K | 0.1% | $29.06 | $29.25 | -0.7% | CBOE S&P 500 | 97717X560 |
| VGK | VANGUARD INTL EQUITY INDEX FDS FTSE EUROPE ETF | 3,420 | $202K | 0.1% | $59.15 | $58.35 | +1.4% | FTSE EUROPE ETF | 922042874 |
| SAN | BANCO SANTANDER SA ADR | 28,959 | $189K | 0.1% | $6.54 | $6.58 | -0.6% | ADR | 05964H105 |
| EVH | EVOLENT HEALTH INC CL A | 12,970 | $160K | 0.1% | $12.30 | $19.60 | -37.2% | CL A | 30050B101 |
| RUN | SUNRUN INC COM | 27,025 | $159K | 0.1% | $5.90 | $5.75 | +2.6% | COM | 86771W105 |
| — | MCEWEN MNG INC COM | 60,000 | $137K | 0.1% | $2.28 | $2.28 | — | COM | 58039P107 |
| — | OI S A SPONSORED ADR NEW 2016 | 15,603 | $87,845 | 0.0% | $5.63 | $5.90 | — | SPONSORED ADR NEW | 670851500 |
| — | SIERRA METALS INC COM | 31,599 | $74,911 | 0.0% | $2.37 | $2.52 | — | COM | 82639W106 |
| — | PROSPECT CAP CORP SR NT CONV | 60,000 | $61,013 | 0.0% | $1.02 | $1.02 | — | 5 750% 3/1 | 74348TAL6 |
| — | SIRIUS XM HLDGS INC COM | 11,000 | $58,960 | 0.0% | $5.36 | $5.47 | — | COM | 82968B103 |
| — | SANCHEZ ENERGY CORP COM | 10,000 | $53,100 | 0.0% | $5.31 | $5.31 | — | COM | 79970Y105 |
| — | CENTURYLINK INC COM | 3,127 | $52,158 | 0.0% | $16.68 | $16.68 | — | COM | 156700106 |
| FLL | FULL HOUSE RESORTS INC COM | 13,246 | $51,527 | 0.0% | $3.89 | $2.33 | +66.6% | COM | 359678109 |
| HL | HECLA MINING COMPANY | 10,000 | $39,700 | 0.0% | $3.97 * | $4.17 | -8.6% | COM | 422704106 |
| — | NUVEEN FLOATING RATE INCOME FD COM | 2,607 | $29,225 | 0.0% | $11.21 | $11.21 | — | COM | 67072T108 |
| SVM | SILVERCORP METALS INC COM | 10,000 | $26,200 | 0.0% | $2.62 | $2.55 | +2.8% | COM | 82835P103 |