Location: San Diego, CA
CIK: 0001602237 · Show all filings
Period: Q2 2017 (← Previous) (Next →)
Filing Date: Jul 28, 2017
Total Value: $249M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| AAPL | APPLE INC COM | 137,124 | $19.75M | 7.9% | $144.02 * | $21.87 | +53.1% | COM | 037833100 |
| — | AIR TRANS SVCS GROUP INC COM | 846,340 | $18.43M | 7.4% | $21.78 | $116.72 | — | COM | 00922R105 |
| MGA | MAGNA INTERNATIONAL INC COM ISIN#CA5592224011 | 343,055 | $15.89M | 6.4% | $46.33 * | $31.64 | +13.2% | COM | 559222401 |
| — | TAILORED BRANDS INC COM SHS | 1,380,318 | $15.4M | 6.2% | $11.16 | $15.19 | — | COM | 87403A107 |
| PBR | PETROLEO BRASILEIRO SA PETROBRAS SPONSORED ADR | 1,444,400 | $11.54M | 4.6% | $7.99 | $11.56 | -30.9% | SPONSORED ADR | 71654V408 |
| — | SYNTEL INC COM | 523,540 | $8.879M | 3.6% | $16.96 | $17.43 | — | COM | 87162H103 |
| MD | MEDNAX INC COM | 131,390 | $7.932M | 3.2% | $60.37 | $65.12 | -7.3% | COM | 58502B106 |
| EMBJ | EMBRAER S A SPONSORED ADR REPSTG 4 COM SHS ISIN#US29082A1079 | 376,530 | $6.864M | 2.8% | $18.23 | $21.57 | -15.5% | SP ADR REP 4 COM | 29082A107 |
| META | FACEBOOK INC CL A | 44,193 | $6.672M | 2.7% | $150.98 | $127.74 | +17.4% | CL A | 30303M102 |
| TSLA | TESLA MTRS INC COM | 18,393 | $6.651M | 2.7% | $361.61 * | $14.41 | +67.3% | COM | 88160R101 |
| JCI | JOHNSON CTLS INTL PLC SHS ISIN#IE00BY7QL619 | 150,230 | $6.514M | 2.6% | $43.36 * | $34.34 | +4.2% | SHS | G51502105 |
| NOK | NOKIA CORP SPONSORED ADR | 1,029,340 | $6.341M | 2.5% | $6.16 | $4.78 | +28.8% | SPONSORED ADR | 654902204 |
| — | DEUTSCHE BANK A G FIXED TO RESET NT TIER 1 | 6,000,000 | $6.18M | 2.5% | $1.03 | $1.03 | — | NOTE 7 500%12/3 | 251525AN1 |
| TSM | TAIWAN SEMICONDUCTOR MFG CO SPONSORED ADR ISIN#US8740391003 | 175,875 | $6.149M | 2.5% | $34.96 | $19.79 | +76.6% | SPONSORED ADR | 874039100 |
| — | BARCLAYS PLC RESETTING PERP SUB CONTINGENT CONV SECS | 5,620,000 | $5.963M | 2.4% | $1.06 | $1.06 | — | NOTE 8 250%12/3 | 06738EAA3 |
| ERIC | ERICSSON L M TEL CO ADR CL B SEK 10 NEW EXCH FOR ADR CL B SEK NEW | 823,785 | $5.907M | 2.4% | $7.17 | $5.61 | +27.8% | ADR B SEK 10 | 294821608 |
| QCOM | QUALCOMM INC | 100,965 | $5.575M | 2.2% | $55.22 * | $44.78 | -1.8% | COM | 747525103 |
| PHM | PULTEGROUP INC COM | 200,790 | $4.925M | 2.0% | $24.53 * | $20.60 | +8.3% | COM | 745867101 |
| — | POWERSHARES DB U S DLR INDEX TR POWERSHARES DV US$ INDEX BULLISH FD COM UNIT | 189,847 | $4.699M | 1.9% | $24.75 | $25.71 | — | DOLL INDX BULL | 73936D107 |
| — | WALGREENS BOOTS ALLIANCE INC COM | 51,586 | $4.04M | 1.6% | $78.31 | $79.76 | — | COM | 931427108 |
| — | POWERSHARES QQQ TR UNIT SER 1 | 28,570 | $3.932M | 1.6% | $137.64 | $6586.73 | — | UNIT SER 1 | 73935A104 |
| AMZN | AMAZON COM INC | 3,686 | $3.568M | 1.4% | $968.00 * | $28.96 | +67.1% | COM | 023135106 |
| GLD | SPDR GOLD TR GOLD SHS | 28,975 | $3.42M | 1.4% | $118.02 | $123.06 | -4.1% | GOLD SHS | 78463V107 |
| FLR | FLUOR CORP NEW COM | 70,605 | $3.232M | 1.3% | $45.78 * | $60.35 | -29.1% | COM | 343412102 |
| SPY | SPDR S&P 500 ETF TR TR UNIT | 12,239 | $2.959M | 1.2% | $241.80 | $216.76 | +11.6% | TR UNIT | 78462F103 |
| — | ROYAL BK SCOTLAND GROUP PLC SPON ADR SER L REPSTG PFD SHS | 77,450 | $1.96M | 0.8% | $25.31 | $22.23 | — | SP ADR L RP PF | 780097788 |
| BAC | BANK AMER CORP COM | 72,307 | $1.754M | 0.7% | $24.26 * | $16.18 | +23.1% | COM | 060505104 |
| TBT | PROSHARES TR PROSHARES ULTRASHORT 20 YR TREAS NEW | 41,022 | $1.471M | 0.6% | $35.87 | $56.11 | -36.1% | PSHS ULTSH 20YRS | 74347B201 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL CL B NEW | 8,289 | $1.404M | 0.6% | $169.37 | $141.69 | +19.5% | CL B NEW | 084670702 |
| GOOGL | ALPHABET INC CAP STK CL A | 1,495 | $1.39M | 0.6% | $929.68 * | $37.03 | +24.6% | CAP STK CL A | 02079K305 |
| LMT | LOCKHEED MARTIN CORP COM | 4,994 | $1.386M | 0.6% | $277.61 * | $195.92 | +13.1% | COM | 539830109 |
| XLF | SELECT SECTOR SPDR TR FINANCIAL | 52,260 | $1.289M | 0.5% | $24.67 | $23.56 | +4.7% | SBI INT-FINL | 81369Y605 |
| — | SENIOR HSG PPTYS TR SH BEN INT | 61,730 | $1.262M | 0.5% | $20.44 | $20.44 | — | SH BEN INT | 81721M109 |
| C | CITIGROUP INC COM NEW ISIN#US1729674242 | 18,833 | $1.26M | 0.5% | $66.88 * | $36.66 | +38.3% | COM NEW | 172967424 |
| GILD | GILEAD SCIENCES INC | 17,509 | $1.239M | 0.5% | $70.78 * | $53.88 | -4.0% | COM | 375558103 |
| — | CENTRAL FD CDA LTD CL A | 95,300 | $1.174M | 0.5% | $12.32 | $11.41 | — | CL A | 153501101 |
| MSFT | MICROSOFT CORP COM | 16,979 | $1.17M | 0.5% | $68.93 * | $38.08 | +64.8% | COM | 594918104 |
| — | CREDIT SUISSE GROUP SPONSORED ADR | 76,940 | $1.123M | 0.5% | $14.60 | $14.60 | — | SPONSORED ADR | 225401108 |
| SBUX | STARBUCKS CORP COM | 19,138 | $1.116M | 0.4% | $58.31 * | $47.58 | +1.9% | COM | 855244109 |
| TXT | TEXTRON INC COM | 23,290 | $1.097M | 0.4% | $47.10 | $47.66 | -2.3% | COM | 883203101 |
| DXJ | WISDOMTREE TR JAPAN HEDGED EQUITY FD | 19,935 | $1.037M | 0.4% | $52.00 * | $155.58 | +0.3% | JAPN HEDGE EQT | 97717W851 |
| BBVA | BANCO BILBAO VIZCAYA ARGENTARIA SA ISIN#US05946K1016 APONSORED ADR | 119,194 | $996K | 0.4% | $8.36 | $6.46 | +29.5% | SPONSORED ADR | 05946K101 |
| IEI | ISHARES TR 3-7 YR TREAS BD ETF | 7,998 | $988K | 0.4% | $123.57 | $126.63 | -2.4% | 3-7 YR TR BD ETF | 464288661 |
| AGNC | AGNC INVT CORP COM | 44,270 | $943K | 0.4% | $21.29 | $18.25 | — | COM | 00123Q104 |
| DIS | DISNEY WALT CO DISNEY COM | 8,369 | $889K | 0.4% | $106.24 * | $97.88 | +1.6% | COM DISNEY | 254687106 |
| CX | CEMEX S A B DE C V SPONSOR ADR NEW REP ORD PARTN CTF NEW FOR A & B SHS ISIN#US1512908898 | 87,617 | $825K | 0.3% | $9.42 | $5.16 | +82.6% | SPON ADR NEW | 151290889 |
| MU | MICRON TECHNOLOGY INC COM | 27,308 | $815K | 0.3% | $29.86 * | $23.83 | +22.3% | COM | 595112103 |
| EWW | ISHARES INC MSCI MEXICO CAPPED ETF | 14,710 | $793K | 0.3% | $53.94 | $65.47 | -17.6% | MSCI MEX CAP ETF | 464286822 |
| — | PANDORA MEDIA INC COM | 88,620 | $790K | 0.3% | $8.92 | $10.49 | — | COM | 698354107 |
| NTNX | NUTANIX INC COM | 37,225 | $750K | 0.3% | $20.15 | $20.48 | -1.6% | CL A | 67059N108 |
| — | ACACIA COMMUNICATIONS INC COM | 18,000 | $746K | 0.3% | $41.47 | $50.52 | — | COM | 00401C108 |
| GM | GENERAL MTRS CO COM | 20,888 | $730K | 0.3% | $34.93 * | $26.41 | +14.0% | COM | 37045V100 |
| BABA | ALIBABA GROUP HLDG LTD SPONSORED ADS ISIN#US01609W1027 | 4,835 | $681K | 0.3% | $140.90 | $94.71 | +48.8% | SPONSORED ADS | 01609W102 |
| — | BlackRock INC COM | 1,560 | $659K | 0.3% | $422.41 | $422.41 | — | COM | 09247X101 |
| IYF | ISHARES TR US FINANCIALS ETF INDEX FD | 6,075 | $653K | 0.3% | $107.52 * | $42.06 | +27.8% | US FINLS ETF | 464287788 |
| NFLX | NETFLIX INC COM | 4,195 | $627K | 0.3% | $149.41 * | $12.48 | +19.7% | COM | 64110L106 |
| JPM | JP MORGAN CHASE & CO COM ISIN#US46625H1005 | 6,654 | $608K | 0.2% | $91.40 * | $50.85 | +42.8% | COM | 46625H100 |
| XLB | SELECT SECTOR SPDR TR MATLS | 11,240 | $605K | 0.2% | $53.81 * | $25.96 | +3.6% | SBI MATERIALS | 81369Y100 |
| GOOG | ALPHABET INC CAP STK CL C | 632 | $574K | 0.2% | $908.73 * | $38.24 | +17.9% | CAP STK CL C | 02079K107 |
| — | BARCLAYS BK PLC SPON ADR PREF SHS SER 5 DIV | 21,070 | $560K | 0.2% | $26.59 | $12776.12 | — | ADR PFD SR 5 | 06739H362 |
| LQD | ISHARES TR IBOXX USD INVT GRADE CORP BD ETF | 4,630 | $558K | 0.2% | $120.51 | $119.07 | +1.2% | IBOXX INV CP ETF | 464287242 |
| HEDJ | WISDOMTREE TR EUROPE HEDGED EQUITY FD | 8,815 | $549K | 0.2% | $62.33 * | $29.70 | +4.9% | EUROPE HEDGE EQ | 97717X701 |
| T | AT&T INC COM | 14,450 | $545K | 0.2% | $37.73 * | $13.52 | +13.9% | COM | 00206R102 |
| — | ETFS GOLD TR SH | 4,450 | $536K | 0.2% | $120.43 | $71629.75 | — | SHS | 26922Y105 |
| IEF | ISHARES TR BARCLAYS 7 10 YR TREAS BD ETF | 4,800 | $512K | 0.2% | $106.61 | $106.80 | -0.2% | 7 10YR TR BD ETF | 464287440 |
| INTC | INTEL CORP COM | 14,652 | $494K | 0.2% | $33.74 * | $20.21 | +38.3% | COM | 458140100 |
| — | UNILEVER PLC SPON ADR NEW ISIN#US9047677045 | 8,567 | $464K | 0.2% | $54.12 | $40.54 | — | SPON ADR NEW | 904767704 |
| HAS | HASBRO INC -SHS | 4,000 | $446K | 0.2% | $111.51 * | $41.19 | +101.1% | COM | 418056107 |
| — | PACWEST BANCORP DEL COM | 9,539 | $445K | 0.2% | $46.70 | $43.32 | — | COM | 695263103 |
| HCA | HCA HOLDINGS INC | 5,000 | $436K | 0.2% | $87.20 * | $72.42 | +11.9% | COM | 40412C101 |
| WFC | WELLS FARGO & CO NEW COM | 7,850 | $435K | 0.2% | $55.41 * | $39.70 | +10.1% | COM | 949746101 |
| AGG | ISHARES TR CORE U S AGGREGATE BD ETF | 3,950 | $433K | 0.2% | $109.51 | $109.31 | +0.2% | CORE US AGGBD ET | 464287226 |
| RRC | RANGE RES CORP COM | 17,955 | $416K | 0.2% | $23.17 | $29.98 | -22.7% | COM | 75281A109 |
| HD | HOME DEPOT INC COM | 2,595 | $398K | 0.2% | $153.40 * | $97.57 | +28.0% | COM | 437076102 |
| SHY | ISHARES TR 1 3 YR TREAS BD ETF | 4,600 | $389K | 0.2% | $84.49 | $84.61 | -0.1% | 1 3 YR TR BD ETF | 464287457 |
| IWY | ISHARES TR RUSSELL TOP 200 GROWTH ETF | 6,000 | $387K | 0.2% | $64.48 | $49.52 | +30.2% | RUS TP200 GR ETF | 464289438 |
| KO | COCA COLA COMPANY | 8,550 | $383K | 0.2% | $44.85 * | $30.08 | +14.4% | COM | 191216100 |
| HYG | ISHARES TR IBOXX HIGH YIELD CORP BD ETF | 4,265 | $377K | 0.2% | $88.39 | $87.52 | +1.0% | IBOXX HI YD ETF | 464288513 |
| WMT | WAL MART STORES INC COM | 4,800 | $363K | 0.1% | $75.68 * | $19.52 | +12.4% | COM | 931142103 |
| GS | GOLDMAN SACHS GROUP INC COM | 1,530 | $340K | 0.1% | $221.90 * | $129.64 | +42.5% | COM | 38141G104 |
| — | DOUBLELINE INCOME SOLUTIONS FD COM | 16,037 | $331K | 0.1% | $20.65 | $20.22 | — | COM | 258622109 |
| IGIB | ISHARES TR INTERMEDIATE CR BD ETF | 3,000 | $329K | 0.1% | $109.78 * | $54.82 | +0.1% | INTERM CR BD ETF | 464288638 |
| TMUS | T-MOBILE US INC COM | 5,385 | $326K | 0.1% | $60.62 * | $62.94 | -7.0% | COM | 872590104 |
| — | ISHARES TR MTG RUSSIA CAPPED ETF NEW | 11,269 | $325K | 0.1% | $28.80 | $33.52 | — | MSCI RUSS ETF NEW | 46434G798 |
| — | GENERAL ELECTRIC CO COM | 12,009 | $324K | 0.1% | $27.01 | $5504.52 | — | COM | 369604103 |
| AAL | AMERICAN AIRLS GROUP INC COM | 6,430 | $324K | 0.1% | $50.32 * | $46.06 | +6.0% | COM | 02376R102 |
| — | BOFI HOLDING | 13,500 | $320K | 0.1% | $23.72 | $23.72 | — | COM | 05566U108 |
| XLE | SELECT SECTOR SPDR TR ENERGY | 4,925 | $320K | 0.1% | $64.92 * | $36.73 | -11.6% | ENERGY | 81369Y506 |
| — | AVIANCA HLDGS SA SPONS ADR ISIN#US05367G1004 | 48,700 | $317K | 0.1% | $6.50 | $7.71 | — | SPON ADR REP PFD | 05367G100 |
| DIA | SPDR DOW JONES INDL AVERAGE ETF TR UNIT SER 1 | 1,422 | $303K | 0.1% | $213.24 | $181.66 | +17.4% | UT SER 1 | 78467X109 |
| SLV | ISHARES SILVER TR ISHARES | 19,220 | $302K | 0.1% | $15.71 | $16.27 | -3.5% | ISHARES | 46428Q109 |
| XLI | SELECT SECTOR SPDR TR INDL | 4,370 | $298K | 0.1% | $68.11 | $58.08 | +17.3% | SBI INT-INDS | 81369Y704 |
| GLW | CORNING INC COM | 9,840 | $296K | 0.1% | $30.05 * | $22.77 | +4.9% | COM | 219350105 |
| EEMV | ISHARES INC EDGE MSCI MINIMUM VOLATILITY EMERGING MARKETS ETF | 5,332 | $295K | 0.1% | $55.41 | $52.24 | +6.1% | MIN VOL GBL ETF | 464286533 |
| VALE | VALE S A ADR ISIN#US91912E1055 | 33,644 | $294K | 0.1% | $8.75 | $7.18 | +21.9% | ADR | 91912E105 |
| XME | SPDR SER TR S&P METALS & MNG ETF | 9,800 | $294K | 0.1% | $29.97 | $29.05 | +3.2% | S&P METALS MNG | 78464A755 |
| — | WHITING PETE CORP COM | 53,000 | $292K | 0.1% | $5.51 | $5.51 | — | COM | 966387102 |
| — | AMERICA MOVIL SAB DE C V SPONSORED ADR REPSTG SER L SHS ISIN#US02364W1053 | 18,199 | $290K | 0.1% | $15.92 | $15.92 | — | SPON ADR L SHS | 02364W105 |
| IXC | ISHARES TR GLOBAL ENERGY ETF | 9,325 | $289K | 0.1% | $31.04 | $37.36 | -16.9% | GLOBAL ENERG ETF | 464287341 |
| IEV | ISHARES TR EUROPE ETF | 6,350 | $281K | 0.1% | $44.32 | $47.22 | -6.2% | EUROPE ETF | 464287861 |
| — | NUVEEN DIVID ADVANTAGE MUN FD COM | 19,003 | $267K | 0.1% | $14.04 | $13.75 | — | COM | 67066V101 |
| V | VISA INC COM CL A | 2,803 | $263K | 0.1% | $93.77 * | $80.89 | +9.3% | COM CL A | 92826C839 |
| PANW | PALO ALTO NETWORKS INC COM | 1,955 | $262K | 0.1% | $133.81 * | $20.20 | +10.4% | COM | 697435105 |
| XLY | SELECT SECTOR SPDR TR CONSUMER DISCRETIONARY TRANSN TO 06/24/02 | 2,910 | $261K | 0.1% | $89.63 * | $39.62 | +13.1% | SBI CONS DISCR | 81369Y407 |
| NVS | NOVARTIS AG SPONSORED ADR | 3,000 | $250K | 0.1% | $83.47 | $72.39 | +15.3% | SPONSORED ADR | 66987V109 |
| NVDA | NVIDIA CORP COM | 1,700 | $246K | 0.1% | $144.56 * | $3.13 | +13.8% | COM | 67066G104 |
| DAL | DELTA AIRLINES INC COM NEW | 4,500 | $242K | 0.1% | $53.74 * | $40.91 | +19.0% | COM NEW | 247361702 |
| — | NEOPHOTONICS CORP COM | 31,000 | $239K | 0.1% | $7.72 | $7.72 | — | COM | 64051T100 |
| JNJ | JOHNSON & JOHNSON COM | 1,800 | $238K | 0.1% | $132.29 * | $70.29 | +48.7% | COM | 478160104 |
| QLD | PROSHARES TR PROSHARES ULTRA QQQ | 2,055 | $237K | 0.1% | $115.32 * | $4.70 | +53.4% | PSHS ULTRA QQQ | 74347R206 |
| CVS | CVS HEALTH CORP COM | 2,918 | $235K | 0.1% | $80.46 * | $67.60 | -9.0% | COM | 126650100 |
| TLT | ISHARES TR BARCLAYS 20YR TREAS BD ETF | 1,775 | $222K | 0.1% | $125.12 | $123.56 | +1.3% | 20 YR TR BD ETF | 464287432 |
| MGM | MGM RESORT INT -SHS 18.10.2016 | 6,990 | $219K | 0.1% | $31.29 * | $29.35 | +1.5% | COM | 552953101 |
| USMV | ISHARES MSCI USA MINIMUM VOLATILITY ETF | 4,457 | $218K | 0.1% | $48.93 | $48.70 | +0.5% | MIN VOL USA ETF | 46429B697 |
| — | M D C HLDGS INC FORMERLY M D C CORP COLO TO 6/20/85 COM | 6,155 | $217K | 0.1% | $35.33 | $35.33 | — | COM | 552676108 |
| LUV | SOUTHWEST AIRLS CO COM | 3,475 | $216K | 0.1% | $62.14 * | $52.33 | +6.9% | COM | 844741108 |
| — | CTRIP COM INTL LTD AMERICAN DEP SHS ISIN#US22943F1003 | 4,000 | $215K | 0.1% | $53.86 | $53.86 | — | AMERICAN DEP SHS | 22943F100 |
| IYH | ISHARES TR U S HEALTHCARE ETF | 1,290 | $214K | 0.1% | $166.26 * | $30.56 | +8.8% | US HLTHCARE ETF | 464287762 |
| VGSH | VANGUARD SCOTTSDALE FDS VANGUARD SHORT-TERM GOVERNMENT BOND | 3,510 | $213K | 0.1% | $60.76 | $60.75 | +0.0% | SHTRM GVT BD ETF | 92206C102 |
| BP | BP PLC SPONS ADR | 6,150 | $213K | 0.1% | $34.65 | $45.12 | -23.2% | SPONSORED ADR | 055622104 |
| INCY | INCYTE CORP COM | 1,675 | $211K | 0.1% | $125.91 | $127.25 | -1.1% | COM | 45337C102 |
| — | ALEXION PHARMACEUTICALS INC COM | 1,710 | $208K | 0.1% | $121.67 | $121.67 | — | COM | 015351109 |
| IEP | ICAHN ENTERPRISES LP DEPOSITARY UNIT | 3,998 | $207K | 0.1% | $51.66 | $51.66 | — | DEPOSITORY UNIT | 451100101 |
| — | VALEANT PHARMACEUTICALS INTL INC CDA COM ISIN#CA91911K1021 | 11,750 | $203K | 0.1% | $17.30 | $17.30 | — | COM | 91911K102 |
| — | BARCLAYS ATI SECS SUBORD CONV | 200,000 | $199K | 0.1% | $0.99 | $0.99 | — | NOTE 6 625%12/3 | 06738EAB1 |
| CIG | COMPANHIA ENERGETICA DE MINAS GERAIS ADR ISIN#US2044096012 | 77,250 | $185K | 0.1% | $2.40 | $2.60 | -7.6% | SP ADR N-V PFD | 204409601 |
| GGB | GERDAU S A SPONSORED ADR | 58,500 | $178K | 0.1% | $3.05 | $3.89 | -21.6% | SPON ADR REP PFD | 373737105 |
| — | FLOTEK INDS INC DEL COM | 19,600 | $175K | 0.1% | $8.94 | $8.94 | — | COM | 343389102 |
| RUN | SUNRUN INC COM | 23,885 | $170K | 0.1% | $7.12 | $5.56 | +28.0% | COM | 86771W105 |
| SAN | BANCO SANTANDER SA ADR ISIN#US05964H1059 | 20,035 | $134K | 0.1% | $6.69 | $6.56 | +2.0% | ADR | 05964H105 |
| — | AEGON N V ORD AMER REG | 25,859 | $132K | 0.1% | $5.11 | $5.13 | — | NY REGISTRY SH | 007924103 |
| — | FOAMIX PHARMACEUTICALS LTD SHS ISIN#IL0011334385 | 14,575 | $67,628 | 0.0% | $4.64 | $4.64 | — | SHS | M46135105 |
| — | MATINAS BIOPHARMA HLDGS INC COM | 39,500 | $66,755 | 0.0% | $1.69 | $2.63 | — | COM | 576810105 |
| — | OI S A SPONSORED ADR NEW 2016 | 10,408 | $62,864 | 0.0% | $6.04 | $6.04 | — | SPONSORED ADR NE | 670851500 |
| — | PROSPECT CAP CORP SR NT CONV | 60,000 | $61,500 | 0.0% | $1.02 | $1.02 | — | NOTE 5 750% 3/1 | 74348TAL6 |
| — | SIRIUS XM HLDGS INC COM | 11,000 | $60,170 | 0.0% | $5.47 | $5.47 | — | COM | 82968B103 |
| FLL | FULL HOUSE RESORTS INC COM | 21,146 | $52,231 | 0.0% | $2.47 | $2.33 | +5.8% | COM | 359678109 |