Location: Chappaqua, NY
CIK: 0001544366 · Show all filings
Period: Q4 2020 (← Previous) (Next →)
Filing Date: Oct 14, 2022
Total Value: $133M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| AAPL | APPLE INC COM USD0.00001 | 40,383 | $5.358M | 4.0% | $132.68 * | $93.03 | +38.8% | COM | 037833100 |
| TIP | ISHARES TRUST UNITED STATES TREASURY | 34,098 | $4.353M | 3.3% | $127.66 | $116.49 | +9.6% | TIPS BD ETF | 464287176 |
| — | HANCOCK JOHN TAX-ADVANTAGED DI COM | 136,468 | $2.871M | 2.2% | $21.04 | $26.28 | — | COM | 41013V100 |
| EFAV | ISHARES TR MSCI EAFE MIN VL | 38,895 | $2.855M | 2.1% | $73.40 | $74.02 | -0.8% | MSCI EAFE MIN VL | 46429B689 |
| IJH | ISHARES S&P MIDCAP 400 INDEX FUND | 11,968 | $2.751M | 2.1% | $229.86 * | $39.63 | +16.0% | CORE S&P MCP ETF | 464287507 |
| SPY | SPDR S&P500 ETF TRUST TRUST UNIT DEPOSITARY RECEIPT | 7,261 | $2.715M | 2.0% | $373.92 | $322.32 | +16.0% | TR UNIT | 78462F103 |
| EEM | ISHARES TRUST MSCI EMG MKTS ETF USD DIS | 52,156 | $2.695M | 2.0% | $51.67 | $43.02 | +20.1% | MSCI EMG MKT ETF | 464287234 |
| AAAU | GOLDMAN SACHS PHYSICAL GOLD UNIT | 117,894 | $2.233M | 1.7% | $18.94 | $18.69 | +1.3% | UNIT | 38150K103 |
| MSFT | MICROSOFT CORP | 9,049 | $2.013M | 1.5% | $222.46 * | $142.20 | +50.1% | COM | 594918104 |
| — | CALAMOS CONV OPPORTUNITIES &I SH BEN INT | 146,275 | $1.981M | 1.5% | $13.54 | $11.11 | — | SH BEN INT | 128117108 |
| ISTB | ISHARES CORE 1-5 YEAR USD BOND ETF | 37,254 | $1.924M | 1.4% | $51.65 | $50.92 | +1.4% | CORE 1 5 YR USD | 46432F859 |
| BMY | BRISTOL-MYERS SQUIBB CO COM | 30,975 | $1.921M | 1.4% | $62.02 * | $46.88 | +8.5% | COM | 110122108 |
| — | COHEN &STEERS TOTAL RETURN RL COM | 144,375 | $1.916M | 1.4% | $13.27 | $14.48 | — | COM | 19247R103 |
| — | CALAMOS CONVERTIBLE & HIGH INCOME FUND | 115,428 | $1.648M | 1.2% | $14.28 | $11.40 | — | COM SHS | 12811P108 |
| JNJ | JOHNSON &JOHNSON COM USD1.00 | 10,048 | $1.582M | 1.2% | $157.44 * | $117.64 | +16.1% | COM | 478160104 |
| IWR | ISHARES TR RUS MID CAP ETF | 22,391 | $1.535M | 1.2% | $68.55 | $56.16 | +22.1% | RUS MID CAP ETF | 464287499 |
| QQQ | INVESCO QQQ TR UNIT SER 1 | 4,407 | $1.383M | 1.0% | $313.82 | $208.66 | +50.4% | UNIT SER 1 | 46090E103 |
| AMLP | ALPS ETF TR ALERIAN MLP | 52,082 | $1.336M | 1.0% | $25.65 | $24.38 | +5.3% | ALERIAN MLP | 00162Q452 |
| — | CBRE CLARION GLOBAL REAL ESTATE INCOME FUND | 192,082 | $1.322M | 1.0% | $6.88 | $7.91 | — | COM | 12504G100 |
| DIS | DISNEY WALT CO COM | 7,280 | $1.319M | 1.0% | $181.18 * | $131.53 | +34.6% | COM | 254687106 |
| — | BLACKROCK TAXABLE MUNICIPAL BOND TRUST | 48,398 | $1.305M | 1.0% | $26.96 | $25.91 | — | SHS | 09248X100 |
| PG | PROCTER AND GAMBLE CO COM | 9,196 | $1.28M | 1.0% | $139.19 * | $105.63 | +16.2% | COM | 742718109 |
| T | AT&T INC COM USD1 | 40,271 | $1.158M | 0.9% | $28.76 * | $17.21 | -9.8% | COM | 00206R102 |
| DGRO | ISHARES TRUST CORE DIVID GWTH | 24,572 | $1.101M | 0.8% | $44.81 | $38.82 | +15.5% | CORE DIV GRWTH | 46434V621 |
| BAC | BK OF AMERICA CORP COM | 36,202 | $1.097M | 0.8% | $30.30 * | $26.97 | -0.4% | COM | 060505104 |
| ITOT | ISHARES CORE S&P TOTAL US STOCK MARKET ETF | 12,601 | $1.086M | 0.8% | $86.18 | $79.58 | +8.3% | CORE S&P TTL STK | 464287150 |
| ABBV | ABBVIE INC COM USD0.01 | 9,894 | $1.06M | 0.8% | $107.14 * | $73.16 | +20.5% | COM | 00287Y109 |
| SHY | ISHARES TRUST 1-3 YEAR TREASURY BOND ETF | 12,275 | $1.06M | 0.8% | $86.35 | $84.91 | +1.7% | 1 3 YR TREAS BD | 464287457 |
| IJR | ISHARES CORE S&P SMALL-CAP E | 11,400 | $1.048M | 0.8% | $91.93 | $78.41 | +17.2% | CORE S&P SCP ETF | 464287804 |
| XLU | UTILITIES SELECT SECTOR SPDR FUND | 15,966 | $1.001M | 0.8% | $62.70 * | $31.76 | -1.3% | SBI INT-UTILS | 81369Y886 |
| — | TEMPLETON DRAGON FUND INC | 41,592 | $972K | 0.7% | $23.37 | $20.27 | — | COM | 88018T101 |
| BAB | INVESCO EXCH TRADED FD TR II TAXABLE MUN BD | 28,798 | $965K | 0.7% | $33.51 | $32.12 | +4.3% | TAXABLE MUN BD | 46138G805 |
| AMZN | AMAZON.COM INC | 287 | $935K | 0.7% | $3257.84 * | $90.35 | +80.2% | COM | 023135106 |
| IWY | ISHARES TR RUS TP200 GR ETF | 6,992 | $930K | 0.7% | $133.01 | $126.11 | +5.5% | RUS TP200 GR ETF | 464289438 |
| MPLX | MPLX LP COM UNIT REP LTD | 42,361 | $917K | 0.7% | $21.65 | $15.74 | — | COM UNIT REP LTD | 55336V100 |
| JPM | JPMORGAN CHASE & CO | 7,198 | $915K | 0.7% | $127.12 * | $106.57 | +4.7% | COM | 46625H100 |
| TSLA | TESLA INC COM | 1,218 | $860K | 0.6% | $706.08 * | $92.46 | +154.4% | COM | 88160R101 |
| STWD | STARWOOD PPTY TR INC COM | 40,465 | $781K | 0.6% | $19.30 | $24.43 | — | COM | 85571B105 |
| — | WESTERN ASSET EMER MKTS DEBT FD INC COM USD0.001 | 55,823 | $776K | 0.6% | $13.90 | $14.11 | — | COM | 95766A101 |
| IWF | ISHARES TR RUS 1000 GRW ETF | 3,050 | $736K | 0.6% | $241.31 * | $41.75 | +44.4% | RUS 1000 GRW ETF | 464287614 |
| BA | BOEING CO COM USD5.00 | 3,408 | $730K | 0.5% | $214.20 | $242.60 | -11.8% | COM | 097023105 |
| IIPR | INNOVATIVE INDL PPTYS INC COM | 3,983 | $729K | 0.5% | $183.03 | $78.48 | — | COM | 45781V101 |
| TOTL | SSGA ACTIVE ETF TR SPDR TR TACTIC | 14,718 | $725K | 0.5% | $49.26 | $49.10 | +0.4% | SPDR TR TACTIC | 78467V848 |
| VZ | VERIZON COMMUNICATIONS INC | 12,293 | $722K | 0.5% | $58.73 * | $42.55 | +2.3% | COM | 92343V104 |
| GLD | SPDR GOLD TR GOLD SHS | 3,943 | $703K | 0.5% | $178.29 | $164.61 | +8.4% | GOLD SHS | 78463V107 |
| REM | ISHARES MORTGAGE REAL ESTATE ETF | 21,278 | $678K | 0.5% | $31.86 | $33.13 | -3.8% | MORTGE REL ETF | 46435G342 |
| BSV | VANGUARD BD INDEX FDS SHORT TRM BOND | 8,131 | $674K | 0.5% | $82.89 | $80.71 | +2.7% | SHORT TRM BOND | 921937827 |
| LQD | ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF | 4,816 | $665K | 0.5% | $138.08 | $133.58 | +3.4% | IBOXX INV CP ETF | 464287242 |
| RSP | INVESCO EXCHANGE TRADED FD TR S&P500 EQL WGT | 5,172 | $660K | 0.5% | $127.61 | $111.66 | +14.2% | S&P500 EQL WGT | 46137V357 |
| ETN | EATON CORP PLC COM | 5,450 | $655K | 0.5% | $120.18 * | $79.77 | +38.8% | SHS | G29183103 |
| MDY | SPDR S&P MIDCAP 400 ETF | 1,534 | $644K | 0.5% | $419.82 | $361.72 | +16.1% | UTSER1 S&PDCRP | 78467Y107 |
| BXMT | BLACKSTONE MORTGAGE TRUST INC COM USD0.01 CLS A | 23,218 | $639K | 0.5% | $27.52 | $36.52 | — | COM CL A | 09257W100 |
| IDV | ISHARES TR INTL SEL DIV ETF | 21,540 | $635K | 0.5% | $29.48 | $30.48 | -3.3% | INTL SEL DIV ETF | 464288448 |
| AMAT | APPLIED MATERIALS INC COM USD0.01 | 7,274 | $628K | 0.5% | $86.33 * | $59.42 | +39.1% | COM | 038222105 |
| — | COHEN & STEERS INFRASTRUCTURE FUND INC | 24,104 | $622K | 0.5% | $25.80 | $25.79 | — | COM | 19248A109 |
| BX | BLACKSTONE GROUP INC COM CL A | 9,553 | $619K | 0.5% | $64.80 * | $42.44 | +28.5% | COM CL A | 09260D107 |
| — | APOLLO GLOBAL MGMT INC COM CL A | 12,609 | $618K | 0.5% | $49.01 | $47.75 | — | COM CL A | 03768E105 |
| FTEC | FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETF | 5,844 | $611K | 0.5% | $104.55 | $70.03 | +49.2% | MSCI INFO TECH I | 316092808 |
| MRK | MERCK &CO. INC COM | 7,430 | $608K | 0.5% | $81.83 * | $66.50 | +0.1% | COM | 58933Y105 |
| C | CITIGROUP INC | 9,530 | $588K | 0.4% | $61.70 * | $57.48 | -10.3% | COM NEW | 172967424 |
| IEP | ICAHN ENTERPRISES LP | 11,564 | $586K | 0.4% | $50.67 | $60.35 | — | DEPOSITARY UNIT | 451100101 |
| — | NEUBERGER BERMAN MUN FD INC COM | 38,126 | $580K | 0.4% | $15.21 | $15.41 | — | COM | 64124P101 |
| — | NUVEEN FLOATING RATE INCOME FUND | 65,753 | $575K | 0.4% | $8.74 | $9.77 | — | COM | 67072T108 |
| PPL | PPL CORP COM USD0.01 | 20,357 | $574K | 0.4% | $28.20 * | $21.71 | +7.2% | COM | 69351T106 |
| ARCC | ARES CAPITAL CORP COM | 33,842 | $572K | 0.4% | $16.90 * | $8.55 | +24.3% | COM | 04010L103 |
| KWEB | KRANESHARES TR CSI CHINA INTERNET ETF | 7,455 | $572K | 0.4% | $76.73 | $46.42 | +65.4% | CSI CHI INTERNET | 500767306 |
| — | MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP | 13,434 | $570K | 0.4% | $42.43 | $35.74 | — | COM UNIT RP LP | 559080106 |
| VRTX | VERTEX PHARMACEUTICALS INC | 2,359 | $558K | 0.4% | $236.54 | $245.19 | -3.6% | COM | 92532F100 |
| — | RIVERNORTH MANAGED DUR MUN INM COM | 31,252 | $556K | 0.4% | $17.79 | $16.72 | — | COM | 76882H105 |
| PYPL | PAYPAL HLDGS INC COM | 2,366 | $554K | 0.4% | $234.15 | $206.72 | +13.0% | COM | 70450Y103 |
| BRK/B | BERKSHIRE HATHAWAY INC COM USD0.0033 CLASS B | 2,383 | $553K | 0.4% | $232.06 | $211.29 | +9.7% | CL B NEW | 084670702 |
| HYD | VANECK VECTORS ETF TR HIGH YLD MUN ETF | 8,922 | $549K | 0.4% | $61.53 | $64.21 | -4.2% | HIGH YLD MUN ETF | 92189H409 |
| BABA | ALIBABA GROUP HOLDING LTD SPON ADS EACH REP 8 ORD SHS | 2,359 | $549K | 0.4% | $232.73 | $273.20 | -14.8% | SPONSORED ADS | 01609W102 |
| — | WESTERN ASSET MTG DEFINED OPPO COM | 38,444 | $545K | 0.4% | $14.18 | $13.12 | — | COM | 95790B109 |
| CACI | CACI INTERNATIONAL INC | 2,175 | $542K | 0.4% | $249.20 | $216.11 | +15.4% | CL A | 127190304 |
| — | MOBILE TELESYSTEMS PJSC SPON ADR EACH REP 2 ORD SHS | 60,357 | $540K | 0.4% | $8.95 | $8.73 | — | SPONSORED ADR | 607409109 |
| SWKS | SKYWORKS SOLUTIONS INC | 3,407 | $521K | 0.4% | $152.92 * | $128.41 | +4.6% | COM | 83088M102 |
| XPMAX | PIONEER MUN HIGH INCOME ADVANT COM | 44,475 | $518K | 0.4% | $11.65 | $10.81 | — | COM | 723762100 |
| PFF | ISHARES TR PFD AND INCM SEC | 13,134 | $506K | 0.4% | $38.53 | $37.13 | +3.7% | PFD AND INCM SEC | 464288687 |
| UBER | UBER TECHNOLOGIES INC COM | 9,820 | $501K | 0.4% | $51.02 | $31.17 | +63.6% | COM | 90353T100 |
| ARI | APOLLO COMMERCIAL REAL ESTATE FINANCE INC | 44,650 | $499K | 0.4% | $11.18 | $17.74 | — | COM | 03762U105 |
| KBE | SPDR SER TR S&P BK ETF | 11,771 | $492K | 0.4% | $41.80 | $42.09 | -0.6% | S&P BK ETF | 78464A797 |
| UNH | UNITEDHEALTH GROUP INC | 1,395 | $489K | 0.4% | $350.54 * | $236.60 | +36.6% | COM | 91324P102 |
| RWM | PROSHARES TR SHRT RUSSELL2000 | 18,898 | $480K | 0.4% | $25.40 | $29.00 | -12.3% | SHRT RUSSELL2000 | 74348A210 |
| GOOD | GLADSTONE COMMERCIAL CORP COM | 26,478 | $477K | 0.4% | $18.01 | $17.29 | — | COM | 376536108 |
| GOOGL | ALPHABET INC CAP STK CL A | 271 | $475K | 0.4% | $1752.77 * | $65.39 | +33.0% | CAP STK CL A | 02079K305 |
| EFV | ISHARES TR EAFE VALUE ETF | 10,018 | $473K | 0.4% | $47.22 | $47.16 | +0.1% | EAFE VALUE ETF | 464288877 |
| DIA | SPDR DOW JONES INDL AVERAGE ET UT SER 1 | 1,544 | $472K | 0.4% | $305.70 | $268.52 | +13.9% | UT SER 1 | 78467X109 |
| VNQ | VANGUARD REAL ESTATE ETF | 5,554 | $472K | 0.4% | $84.98 | $88.83 | -4.4% | REAL ESTATE ETF | 922908553 |
| FDX | FEDEX CORP COM USD0.10 | 1,808 | $470K | 0.4% | $259.96 * | $251.15 | -6.1% | COM | 31428X106 |
| XLK | SELECT SECTOR SPDR TRUST TECHNOLOGY SELECT SECTOR USD DIS | 3,546 | $461K | 0.3% | $130.01 * | $52.98 | +22.7% | TECHNOLOGY | 81369Y803 |
| — | TORTOISE ENERGY INFRA CORP COM | 22,837 | $459K | 0.3% | $20.10 | $17.13 | — | COM | 89147L886 |
| V | VISA INC | 2,057 | $450K | 0.3% | $218.77 * | $173.54 | +21.5% | COM CL A | 92826C839 |
| CVS | CVS HEALTH CORPORATION COM USD0.01 | 6,580 | $449K | 0.3% | $68.24 * | $56.79 | +2.3% | COM | 126650100 |
| IDXX | IDEXX LABORATORIES INC COM USD0.10 | 888 | $444K | 0.3% | $500.00 | $263.51 | +89.7% | COM | 45168D104 |
| — | ROYCE VALUE TRUST INC | 27,408 | $442K | 0.3% | $16.13 | $14.55 | — | COM | 780910105 |
| NVDA | NVIDIA CORPORATION COM | 842 | $440K | 0.3% | $522.57 * | $5.78 | +125.1% | COM | 67066G104 |
| KREF | KKR REAL ESTATE FIN TR INC COM | 24,333 | $436K | 0.3% | $17.92 | $16.52 | — | COM | 48251K100 |
| WMT | WALMART INC COM | 2,946 | $425K | 0.3% | $144.26 * | $36.38 | +23.4% | COM | 931142103 |
| META | FACEBOOK INC-CLASS A | 1,554 | $424K | 0.3% | $272.84 | $194.42 | +39.5% | CL A | 30303M102 |
| PHM | PULTE GROUP INC COM USD0.01 | 9,800 | $423K | 0.3% | $43.16 * | $42.08 | -2.4% | COM | 745867101 |
| — | BLACKROCK FLOATING RATE INCOME TRUST | 34,882 | $411K | 0.3% | $11.78 | $12.65 | — | COM | 091941104 |
| — | PIONEER NATURAL RESOURCES CO COM USD0.01 | 3,549 | $404K | 0.3% | $113.83 | $113.83 | — | COM | 723787107 |
| HAL | HALLIBURTON CO COM USD2.50 | 21,342 | $403K | 0.3% | $18.88 * | $10.06 | +71.8% | COM | 406216101 |
| IVW | ISHARES S&P 500 GROWTH ETF | 6,244 | $399K | 0.3% | $63.90 | $57.54 | +10.9% | S&P 500 GRWT ETF | 464287309 |
| — | FIRST TR INTER DUR PFD IN FD COM | 16,341 | $393K | 0.3% | $24.05 | $23.56 | — | COM | 33718W103 |
| MCD | MCDONALD S CORP | 1,812 | $389K | 0.3% | $214.68 * | $173.56 | +10.3% | COM | 580135101 |
| EBAY | EBAY INC. COM | 7,747 | $389K | 0.3% | $50.21 * | $46.69 | -1.4% | COM | 278642103 |
| — | NUVEEN MUN HIGH INCOME OPPORTU COM | 26,379 | $380K | 0.3% | $14.41 | $14.16 | — | COM | 670682103 |
| NEE | NEXTERA ENERGY INC COM USD0.01 | 4,901 | $378K | 0.3% | $77.13 * | $60.70 | +11.8% | COM | 65339F101 |
| INTU | INTUIT INC | 993 | $377K | 0.3% | $379.66 * | $264.89 | +39.0% | COM | 461202103 |
| — | NUVEEN AMT FREE MUN CR INC FD COM | 22,409 | $376K | 0.3% | $16.78 | $15.67 | — | COM | 67071L106 |
| SPIP | SPDR SER TR PORTFLI TIPS ETF | 12,078 | $376K | 0.3% | $31.13 | $29.02 | +7.4% | PORTFLI TIPS ETF | 78464A656 |
| CRWD | CROWDSTRIKE HLDGS INC CL A | 1,770 | $375K | 0.3% | $211.86 | $155.87 | +35.9% | CL A | 22788C105 |
| CVX | CHEVRON CORP NEW COM | 4,442 | $375K | 0.3% | $84.42 * | $79.55 | -14.2% | COM | 166764100 |
| PFE | PFIZER INC | 10,132 | $373K | 0.3% | $36.81 * | $26.64 | +8.3% | COM | 717081103 |
| MELI | MERCADOLIBRE INC COM USD0.001 | 222 | $372K | 0.3% | $1675.68 | $1410.19 | +18.8% | COM | 58733R102 |
| — | OAKTREE STRATEGIC INCOME CORP COM | 47,844 | $371K | 0.3% | $7.75 | $6.52 | — | COM | 67402D104 |
| SBUX | STARBUCKS CORP COM USD0.001 | 3,471 | $371K | 0.3% | $106.89 * | $72.28 | +32.3% | COM | 855244109 |
| NKE | NIKE INC CLASS B COM NPV | 2,613 | $370K | 0.3% | $141.60 * | $86.82 | +51.7% | CL B | 654106103 |
| XEL | XCEL ENERGY INC COM USD2.5 | 5,500 | $367K | 0.3% | $66.73 * | $59.11 | -3.8% | COM | 98389B100 |
| XYZ | SQUARE INC CL A | 1,682 | $366K | 0.3% | $217.60 | $141.19 | +54.1% | CL A | 852234103 |
| IYW | ISHARES TRUST DJ US TECHNOLOGY | 4,289 | $365K | 0.3% | $85.10 | $73.58 | +15.6% | U.S. TECH ETF | 464287721 |
| EDV | VANGUARD EXTENDED DURATION TREASURY INDEX FD | 2,392 | $364K | 0.3% | $152.17 | $158.95 | -4.2% | EXTENDED DUR | 921910709 |
| PTF | INVESCO EXCHANGE TRADED FD TR DWA TECHNOLOGY | 2,564 | $361K | 0.3% | $140.80 * | $27.73 | +69.1% | DWA TECHNOLOGY | 46137V811 |
| CSCO | CISCO SYSTEMS INC | 7,981 | $357K | 0.3% | $44.73 * | $36.91 | +4.1% | COM | 17275R102 |
| IEFA | ISHARES TRUST CORE MSCI EAFE ETF | 5,118 | $354K | 0.3% | $69.17 | $61.27 | +12.8% | CORE MSCI EAFE | 46432F842 |
| NFLX | NETFLIX INC | 651 | $352K | 0.3% | $540.71 * | $29.65 | +82.4% | COM | 64110L106 |
| — | ROYAL DUTCH SHELL ADR REP 2 CL A ORD | 10,018 | $352K | 0.3% | $35.14 | $35.14 | — | SPONS ADR A | 780259206 |
| — | TWITTER INC COM USD0.000005 | 6,467 | $350K | 0.3% | $54.12 | $29.72 | — | COM | 90184L102 |
| — | GLOBAL X FDS GLOBAL X SUPERDIV ETF | 27,194 | $349K | 0.3% | $12.83 | $13.48 | — | GLB X SUPERDIV | 37950E549 |
| KRE | SPDR SER TR S&P REGL BKG | 6,716 | $349K | 0.3% | $51.97 | $54.72 | -5.1% | S&P REGL BKG | 78464A698 |
| — | VIACOMCBS INC CL B | 9,333 | $348K | 0.3% | $37.29 | $23.71 | — | CL B | 92556H206 |
| PEP | PEPSICO INC | 2,331 | $346K | 0.3% | $148.43 * | $112.17 | +13.3% | COM | 713448108 |
| EDIV | SPDR S&P EMERGING MARKETS DIVIDEND ETF | 12,344 | $343K | 0.3% | $27.79 | $26.03 | +6.7% | S&P EM MKT DIV | 78463X533 |
| IYC | ISHARES TRUST US CONSUMER SERVICES ETF USD DIS | 4,836 | $341K | 0.3% | $70.51 | $62.89 | +12.1% | U.S. CNSM SV ETF | 464287580 |
| GOOG | ALPHABET INC CAP STK CL C | 194 | $340K | 0.3% | $1752.58 * | $66.19 | +31.4% | CAP STK CL C | 02079K107 |
| MDT | MEDTRONIC PLC | 2,905 | $340K | 0.3% | $117.04 * | $91.15 | +11.5% | SHS | G5960L103 |
| ET | ENERGY TRANSFER LP COM UT LTD PTN | 54,657 | $338K | 0.3% | $6.18 | $11.96 | — | COM UT LTD PTN | 29273V100 |
| NGG | NATIONAL GRID SPON ADR EACH REP 5 ORD SHS(POST SPLT) | 5,704 | $337K | 0.3% | $59.08 | $57.94 | +1.9% | SPONSORED ADR NE | 636274409 |
| MO | ALTRIA GROUP INC | 8,160 | $335K | 0.3% | $41.05 * | $28.79 | -3.6% | COM | 02209S103 |
| MGM | MGM RESORTS INTERNATIONAL COM USD0.01 | 10,600 | $334K | 0.3% | $31.51 | $19.81 | +59.0% | COM | 552953101 |
| RCL | ROYAL CARIBBEAN GROUP COM USD0.01 | 4,450 | $332K | 0.2% | $74.61 | $57.86 | +26.9% | COM | V7780T103 |
| KKR | KKR &CO INC COM | 8,154 | $330K | 0.2% | $40.47 * | $25.46 | +52.2% | COM | 48251W104 |
| SBRA | SABRA HEALTH CARE REIT INC COM USD0.01 | 18,918 | $329K | 0.2% | $17.39 | $17.56 | — | COM | 78573L106 |
| — | HANCOCK JOHN INVT TR TAX ADV GLB SH | 58,195 | $322K | 0.2% | $5.53 | $6.84 | — | TAX ADV GLB SH | 41013P749 |
| CSIQ | CANADIAN SOLAR INC COM STK NPV | 6,250 | $320K | 0.2% | $51.20 | $27.81 | +84.3% | COM | 136635109 |
| MAC | MACERICH CO COM USD0.01 | 29,925 | $319K | 0.2% | $10.66 | $5.86 | — | COM | 554382101 |
| CMCSA | COMCAST CORP | 6,047 | $317K | 0.2% | $52.42 * | $37.71 | +20.8% | CL A | 20030N101 |
| MDLZ | MONDELEZ INTL INC COM NPV | 5,312 | $311K | 0.2% | $58.55 * | $45.96 | +12.2% | CL A | 609207105 |
| BKNG | BOOKING HOLDINGS INC COM | 139 | $310K | 0.2% | $2230.22 | $1509.15 | +45.2% | COM | 09857L108 |
| ABT | ABBOTT LABORATORIES | 2,821 | $309K | 0.2% | $109.54 * | $75.50 | +32.5% | COM | 002824100 |
| IYJ | ISHARES TR US INDUSTRIALS | 3,184 | $309K | 0.2% | $97.05 | $80.80 | +20.2% | US INDUSTRIALS | 464287754 |
| DVY | ISHARES SELECT DIVIDEND ETF | 3,193 | $307K | 0.2% | $96.15 | $99.93 | -3.8% | SELECT DIVID ETF | 464287168 |
| HYMB | SPDR SER TR NUVEEN BBG BRCLY | 5,148 | $304K | 0.2% | $59.05 * | $29.51 | -0.0% | NUVEEN BBG BRCLY | 78464A284 |
| HD | HOME DEPOT INC | 1,137 | $302K | 0.2% | $265.61 * | $195.92 | +20.0% | COM | 437076102 |
| NVO | NOVO NORDISK A/S ADR-EACH CNV INTO 1 CLASS B DKK1 | 4,235 | $296K | 0.2% | $69.89 | $55.68 | +25.4% | ADR | 670100205 |
| — | SEAGATE TECHNOLOGY PLC COM USD0.00001 | 4,738 | $295K | 0.2% | $62.26 | $49.28 | — | SHS | G7945M107 |
| — | ANNALY CAPITAL MANAGEMENT INC COM | 34,146 | $289K | 0.2% | $8.46 | $9.24 | — | COM | 035710409 |
| HUM | HUMANA INC | 693 | $285K | 0.2% | $411.26 * | $300.46 | +30.4% | COM | 444859102 |
| LLY | ELI LILLY AND CO | 1,682 | $284K | 0.2% | $168.85 * | $107.55 | +49.0% | COM | 532457108 |
| UNP | UNION PAC CORP COM | 1,365 | $284K | 0.2% | $208.06 * | $149.44 | +24.6% | COM | 907818108 |
| — | AMERICA FIRST MULTIFAMILY INV BEN UNIT CTF | 66,000 | $281K | 0.2% | $4.26 | $4.26 | — | BEN UNIT CTF | 02364V107 |
| EFA | ISHARES MSCI EAFE ETF | 3,801 | $277K | 0.2% | $72.88 | $63.99 | +14.0% | MSCI EAFE ETF | 464287465 |
| SCZ | ISHARES TR EAFE SML CP ETF | 3,953 | $270K | 0.2% | $68.30 | $50.79 | +34.6% | EAFE SML CP ETF | 464288273 |
| HYS | PIMCO 0-5 YEAR HIGH YIELD CORPORATE BOND INDEX ETF | 2,737 | $269K | 0.2% | $98.28 | $99.15 | -0.9% | 0-5 HIGH YIELD | 72201R783 |
| IVE | ISHARES S&P 500 VALUE ETF | 2,044 | $262K | 0.2% | $128.18 | $124.19 | +3.1% | S&P 500 VAL ETF | 464287408 |
| WFC | WELLS FARGO CO NEW COM | 8,658 | $261K | 0.2% | $30.15 * | $36.35 | -26.0% | COM | 949746101 |
| HON | HONEYWELL INTERNATIONAL INC COM USD1 | 1,227 | $261K | 0.2% | $212.71 * | $133.22 | +35.9% | COM | 438516106 |
| — | BARRICK GOLD CORP COM NPV ISIN CA0679011084 SEDOL 2024644 | 11,411 | $260K | 0.2% | $22.79 | $22.79 | — | COM | 067901108 |
| LHX | L3HARRIS TECHNOLOGIES INC COM | 1,370 | $259K | 0.2% | $189.05 * | $164.87 | +3.6% | COM | 502431109 |
| KBWY | INVESCO EXCH TRADED FD TR II KBW PREM YIELD | 12,421 | $257K | 0.2% | $20.69 | $19.30 | +7.3% | KBW PREM YIELD | 46138E594 |
| CRM | SALESFORCE.COM INC COM USD0.001 | 1,150 | $256K | 0.2% | $222.61 | $166.47 | +32.1% | COM | 79466L302 |
| NSC | NORFOLK SOUTHN CORP COM | 1,039 | $247K | 0.2% | $237.73 * | $179.92 | +19.0% | COM | 655844108 |
| INTC | INTEL CORP COM USD0.001 | 4,965 | $247K | 0.2% | $49.75 * | $53.20 | -15.3% | COM | 458140100 |
| GPMT | GRANITE PT MTG TR INC COM STK | 24,527 | $245K | 0.2% | $9.99 | $17.22 | — | COM STK | 38741L107 |
| TWLO | TWILIO INC CL A | 724 | $245K | 0.2% | $338.40 | $312.48 | +8.3% | CL A | 90138F102 |
| WDAY | WORKDAY INC COM USD0.001 CL A | 1,020 | $244K | 0.2% | $239.22 | $161.65 | +48.2% | CL A | 98138H101 |
| MGIC | MAGIC SOFTWARE ENTERPRISES ORD | 15,522 | $243K | 0.2% | $15.66 * | $7.79 | +53.2% | ORD | 559166103 |
| VYMI | VANGUARD WHITEHALL FDS INTL HIGH ETF | 3,971 | $241K | 0.2% | $60.69 | $56.68 | +7.2% | INTL HIGH ETF | 921946794 |
| IWS | ISHARES RUSSELL MID-CAP VALUE ETF | 2,484 | $241K | 0.2% | $97.02 | $80.95 | +19.8% | RUS MDCP VAL ETF | 464287473 |
| CINF | CINCINNATI FINANCIAL CORP COM USD2.00 | 2,748 | $240K | 0.2% | $87.34 * | $67.52 | +14.4% | COM | 172062101 |
| TRTX | TPG RE FIN TR INC COM | 22,546 | $239K | 0.2% | $10.60 | $8.45 | — | COM | 87266M107 |
| USIG | ISHARES TR USD INV GRDE ETF | 3,855 | $239K | 0.2% | $62.00 | $61.24 | +1.2% | USD INV GRDE ETF | 464288620 |
| ADP | AUTOMATIC DATA PROCESSING INC COM USD0.10 | 1,351 | $238K | 0.2% | $176.17 * | $126.83 | +25.2% | COM | 053015103 |
| — | GW PHARMACEUTICALS PLC ADS | 2,050 | $237K | 0.2% | $115.61 | $117.73 | — | ADS | 36197T103 |
| EEMS | ISHARES INC EM MKT SM-CP ETF | 4,491 | $237K | 0.2% | $52.77 | $43.26 | +22.1% | EM MKT SM-CP ETF | 464286475 |
| FDLO | FIDELITY LOW VOLATILITY FACTOR ETF | 5,531 | $236K | 0.2% | $42.67 | $41.06 | +4.0% | LOW VOLITY ETF | 316092824 |
| EPD | ENTERPRISE PRODS PARTNERS L P COM | 11,990 | $235K | 0.2% | $19.60 | $19.60 | — | COM | 293792107 |
| — | MORGAN STANLEY INDIA INVT FD I COM | 11,077 | $235K | 0.2% | $21.22 | $19.73 | — | COM | 61745C105 |
| — | WESTERN ASSET HIGH INCOME FD I COM | 34,174 | $235K | 0.2% | $6.88 | $6.75 | — | COM | 95766J102 |
| TJX | TJX COMPANIES INC | 3,389 | $231K | 0.2% | $68.16 * | $56.47 | +12.3% | COM | 872540109 |
| SJNK | SPDR SER TR BLOOMBERG SRT TR | 8,560 | $231K | 0.2% | $26.99 | $26.39 | +2.1% | BLOOMBERG SRT TR | 78468R408 |
| IHI | ISHARES TR U.S. MED DVC ETF | 701 | $230K | 0.2% | $328.10 * | $48.43 | +12.6% | U.S. MED DVC ETF | 464288810 |
| HDV | ISHARES CORE HIGH DIVIDEND ETF | 2,595 | $228K | 0.2% | $87.86 * | $19.08 | -8.1% | CORE HIGH DV ETF | 46429B663 |
| SPYG | SPDR PORTFOLIO S&P 500 GROWTH ETF | 4,080 | $226K | 0.2% | $55.39 | $52.55 | +5.2% | PRTFLO S&P500 GW | 78464A409 |
| FVAL | FIDELITY VALUE FACTOR ETF | 5,529 | $225K | 0.2% | $40.69 | $38.15 | +6.5% | VLU FACTOR ETF | 316092782 |
| GS | GOLDMAN SACHS GROUP INC COM USD0.01 | 846 | $223K | 0.2% | $263.59 * | $197.01 | +18.9% | COM | 38141G104 |
| VTIP | VANGUARD SHT-TERM INFLATION-PROTECTED SEC IDX | 4,336 | $222K | 0.2% | $51.20 | $50.89 | +0.4% | STRM INFPROIDX | 922020805 |
| — | NEW YORK COMMUNITY BANCORP INC COM USD0.01 | 20,904 | $221K | 0.2% | $10.57 | $11.62 | — | COM | 649445103 |
| SO | SOUTHERN CO | 3,586 | $220K | 0.2% | $61.35 * | $49.52 | +2.7% | COM | 842587107 |
| BIDU | BAIDU INC SPON ADS EACH REP 0.1 ORD SHS | 977 | $211K | 0.2% | $215.97 | $148.53 | +45.6% | SPON ADR REP A | 056752108 |
| AGG | ISHARES CORE US AGGREGATE BOND ETF | 1,784 | $211K | 0.2% | $118.27 | $117.80 | +0.3% | CORE US AGGBD ET | 464287226 |
| LNT | ALLIANT ENERGY CORP COM USD0.01 | 4,000 | $206K | 0.2% | $51.50 * | $45.61 | -3.9% | COM | 018802108 |
| IYG | ISHARES TRUST DOW JONES UNITED STATES FINANCIAL | 1,339 | $201K | 0.2% | $150.11 * | $45.11 | +10.9% | U.S. FIN SVC ETF | 464287770 |
| MORT | VANECK VECTORS ETF TR MTG REIT INCOME | 11,046 | $185K | 0.1% | $16.75 | $23.60 | -29.0% | MTG REIT INCOME | 92189F452 |
| SKT | TANGER FACTORY OUTLET CTRS INC COM | 18,186 | $181K | 0.1% | $9.95 | $10.50 | — | COM | 875465106 |
| XMHIX | PIONEER MUNICIPAL HIGH INCOME TRUST | 13,752 | $171K | 0.1% | $12.43 | $12.07 | — | COM SHS | 723763108 |
| — | ALLIANZGI CONV &INCOME FD COM | 28,908 | $166K | 0.1% | $5.74 | $3.76 | — | COM | 018828103 |
| — | BLACKROCK MUNIENHANCED FUND INC | 13,504 | $162K | 0.1% | $12.00 | $11.17 | — | COM | 09253Y100 |
| — | RENESOLA LTD SPON ADS EACH REP 10 ORD | 14,000 | $160K | 0.1% | $11.43 | $1.36 | — | SPONSORED ADS | 75971T301 |
| — | ALLIANZGI CONV &INCOME FD II COM | 31,029 | $158K | 0.1% | $5.09 | $5.02 | — | COM | 018825109 |
| RITM | NEW RESIDENTIAL INVT CORP COM NPV | 15,533 | $154K | 0.1% | $9.91 | $15.18 | — | COM NEW | 64828T201 |
| PBR | PETROLEO BRASILEIRO SA PETROBRAS SPON ADS EACH REP 2 ORD SHS | 12,240 | $137K | 0.1% | $11.19 | $14.67 | -23.4% | SPONSORED ADR | 71654V408 |
| DHC | DIVERSIFIED HEALTHCARE TR COM SH BEN INT | 33,373 | $137K | 0.1% | $4.11 | $3.77 | — | COM SH BEN INT | 25525P107 |
| GEO | GEO GROUP INC COM USD0.01 NEW | 15,205 | $135K | 0.1% | $8.88 * | $12.88 | -33.2% | COM | 36162J106 |
| CXW | CORECIVIC INC COM | 17,716 | $116K | 0.1% | $6.55 | $12.16 | -46.1% | COM | 21871N101 |
| PAA | PLAINS ALL AMERN PIPELINE L P UNIT LTD PARTN | 13,975 | $115K | 0.1% | $8.23 | $8.23 | — | UNIT LTD PARTN | 726503105 |
| SAN | BANCO SANTANDER S.A. ADR | 33,539 | $102K | 0.1% | $3.04 | $3.67 | -17.0% | ADR | 05964H105 |
| — | VERASTEM INC | 28,000 | $60,000 | 0.0% | $2.14 | $1.37 | — | COM | 92337C104 |
| — | FIRST TR NEW OPPORTUNITIES MLP &EN COM SHS OF BRN INT USD0.01 | 10,700 | $46,000 | 0.0% | $4.30 | $3.64 | — | COM | 33739M100 |
| CCO | CLEAR CHANNEL OUTDOOR HLDGS IN COM | 10,000 | $17,000 | 0.0% | $1.70 * | $0.94 | +75.5% | COM | 18453H106 |
| — | BRISTOL-MYERS SQUIBB CO CONTNGNT VAL RT | 21,015 | $15,000 | 0.0% | $0.71 | $3.56 | — | RIGHT 99/99/9999 | 110122157 |