Location: Walnut Creek, CA
CIK: 0001628896 · Show all filings
Period: Q1 2017 (← Previous) (Next →)
Filing Date: May 3, 2017
Total Value: $365M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | Gugg. Corp. Bullet 2018 | 2,642,445 | $56.1M | 15.4% | $21.23 | $21.32 | — | COM | 18383M530 |
| — | Gugg. HY Bullet 2018 | 1,939,670 | $49.13M | 13.5% | $25.33 | $24.96 | — | COM | 18383M381 |
| — | Gugg. Corp. Bullet 2019 | 2,220,951 | $47.15M | 12.9% | $21.23 | $21.23 | — | COM | 18383M522 |
| IEFA | iShares Core MSCI EAFE | 541,188 | $31.36M | 8.6% | $57.95 | $57.52 | +0.7% | COM | 46432F842 |
| — | Gugg. HY Bullet 2017 | 850,684 | $21.86M | 6.0% | $25.70 | $25.39 | — | COM | 18383M399 |
| MGV | Vanguard Mega Cap Value ETF | 240,153 | $16.46M | 4.5% | $68.53 | $60.53 | +13.2% | COM | 921910840 |
| — | iShares S&P 600 Index | 171,298 | $11.85M | 3.2% | $69.16 | $90.99 | — | COM | 78464A813 |
| VOE | Vanguard Mid Cap Value ETF | 113,671 | $11.59M | 3.2% | $101.92 | $88.39 | +15.3% | COM | 922908512 |
| — | Gugg. HY Bullet 2019 | 387,545 | $9.491M | 2.6% | $24.49 | $24.44 | — | COM | 18383M373 |
| VXUS | Vanguard Total International S | 190,115 | $9.445M | 2.6% | $49.68 | $46.74 | +6.3% | COM | 921909768 |
| MGC | Vanguard Mega Cap ETF | 107,105 | $8.638M | 2.4% | $80.65 | $70.83 | +13.9% | COM | 921910873 |
| SCHD | Schwab US Dividend Equity ETF | 187,983 | $8.38M | 2.3% | $44.58 * | $13.50 | +10.0% | COM | 808524797 |
| IVV | iShares S&P 500 Index | 34,037 | $8.076M | 2.2% | $237.27 | $201.17 | +17.9% | COM | 464287200 |
| DLS | WT Intl. Small Cap Dividend ET | 118,975 | $7.789M | 2.1% | $65.47 | $61.74 | +6.0% | COM | 97717W760 |
| VPL | Vanguard Pacific Stock ETF | 121,111 | $7.664M | 2.1% | $63.28 | $57.62 | +9.8% | COM | 922042866 |
| IEMG | iShares Core MSCI Emerging Mar | 118,907 | $5.683M | 1.6% | $47.79 | $41.55 | +15.0% | COM | 46434G103 |
| MDY | SPDR S&P MidCap 400 ETF | 16,942 | $5.293M | 1.4% | $312.42 | $250.51 | +24.7% | COM | 78467Y107 |
| AAPL | Apple, Inc. | 26,163 | $3.759M | 1.0% | $143.68 * | $26.09 | +27.5% | COM | 037833100 |
| VCSH | Vanguard Short Term Corp Bond | 35,886 | $2.862M | 0.8% | $79.75 | $79.95 | -0.3% | COM | 92206C409 |
| SCHX | Schwab US Large-Cap ETF | 43,875 | $2.469M | 0.7% | $56.27 * | $8.06 | +16.4% | COM | 808524201 |
| VOO | Vanguard S&P 500 Index ETF | 11,016 | $2.383M | 0.7% | $216.32 | $185.97 | +16.3% | COM | 922908363 |
| BRK/B | Berkshire Hathaway Cl B | 14,250 | $2.375M | 0.7% | $166.67 | $153.96 | +8.3% | COM | 084670702 |
| IWM | iShares Russell 2000 | 16,076 | $2.21M | 0.6% | $137.47 | $110.78 | +24.1% | COM | 464287655 |
| CVX | Chevron Corp | 18,623 | $2M | 0.5% | $107.39 * | $70.93 | +4.1% | COM | 166764100 |
| — | General Electric | 60,253 | $1.796M | 0.5% | $29.81 | $25.13 | — | COM | 369604103 |
| T | AT&T | 40,143 | $1.668M | 0.5% | $41.55 * | $12.01 | +39.1% | COM | 00206R102 |
| XOM | Exxon Mobil Corporation | 20,282 | $1.663M | 0.5% | $81.99 * | $55.49 | -0.4% | COM | 30231G102 |
| SCHM | Schwab US Mid-Cap ETF | 32,427 | $1.535M | 0.4% | $47.34 * | $13.37 | +18.0% | COM | 808524508 |
| JNJ | Johnson & Johnson | 10,282 | $1.281M | 0.4% | $124.59 * | $69.00 | +41.6% | COM | 478160104 |
| SCHF | Schwab International Equity ET | 41,222 | $1.231M | 0.3% | $29.86 * | $15.06 | -0.8% | COM | 808524805 |
| NOC | Northrop Grumman Corp | 5,116 | $1.217M | 0.3% | $237.88 * | $87.28 | +136.6% | COM | 666807102 |
| MSFT | Microsoft Corp | 16,777 | $1.105M | 0.3% | $65.86 * | $31.27 | +90.6% | COM | 594918104 |
| AMZN | Amazon.com Inc. | 991 | $879K | 0.2% | $886.98 * | $39.33 | +12.7% | COM | 023135106 |
| PG | Procter & Gamble Co | 9,370 | $842K | 0.2% | $89.86 * | $59.79 | +18.8% | COM | 742718109 |
| PFE | Pfizer Incorporated | 24,501 | $838K | 0.2% | $34.20 * | $18.66 | +18.5% | COM | 717081103 |
| — | United Technologies Corp. | 7,409 | $831K | 0.2% | $112.16 | $113.64 | — | COM | 913017109 |
| CSCO | Cisco Systems | 23,493 | $794K | 0.2% | $33.80 * | $16.46 | +56.6% | COM | 17275R102 |
| META | Facebook Inc Class A | 5,512 | $783K | 0.2% | $142.05 | $74.53 | +89.3% | COM | 30303M102 |
| — | Intel Corp | 20,369 | $735K | 0.2% | $36.08 | $30.41 | — | COM | 458140AD2 |
| SCHE | Schwab Emerging Market Equity | 27,632 | $662K | 0.2% | $23.96 | $23.07 | +3.9% | COM | 808524706 |
| MRK | Merck & Co Inc | 10,107 | $642K | 0.2% | $63.52 * | $39.81 | +16.2% | COM | 58933Y105 |
| HON | Honeywell International | 4,260 | $532K | 0.1% | $124.88 * | $77.19 | +22.0% | COM | 438516106 |
| IBM | International Business Machine | 3,022 | $526K | 0.1% | $174.06 * | $100.19 | +13.7% | COM | 459200101 |
| VZ | Verizon Communications | 10,442 | $509K | 0.1% | $48.75 * | $27.11 | +12.7% | COM | 92343V104 |
| MCD | McDonalds Corp | 3,681 | $477K | 0.1% | $129.58 * | $74.27 | +42.1% | COM | 580135101 |
| MCK | McKesson Inc. | 3,158 | $468K | 0.1% | $148.20 * | $142.41 | -2.9% | COM | 58155Q103 |
| BAC | Bank of America Corporation | 19,715 | $465K | 0.1% | $23.59 * | $15.68 | +23.1% | COM | 060505104 |
| PEP | Pepsico Incorporated | 4,015 | $449K | 0.1% | $111.83 * | $60.26 | +42.3% | COM | 713448108 |
| VIG | Vanguard Div Appreciation | 4,888 | $440K | 0.1% | $90.02 | $77.47 | +16.1% | COM | 921908844 |
| MO | Altria | 5,651 | $404K | 0.1% | $71.49 * | $28.78 | +33.0% | COM | 02209S103 |
| VTI | Vanguard Total Stock Market ET | 3,244 | $394K | 0.1% | $121.45 | $105.18 | +15.3% | COM | 922908769 |
| PSX | Phillips 66 | 4,966 | $393K | 0.1% | $79.14 * | $56.71 | -0.3% | COM | 718546104 |
| SCHW | Charles Schwab Corp | 9,583 | $391K | 0.1% | $40.80 * | $26.03 | +39.9% | COM | 808513105 |
| — | Xilinx Inc | 6,640 | $384K | 0.1% | $57.83 | $43.02 | — | COM | 983919101 |
| MINT | Pimco Enhanced Short Maturity | 3,755 | $382K | 0.1% | $101.73 | $101.45 | +0.2% | COM | 72201R833 |
| DIS | Walt Disney Co | 3,217 | $365K | 0.1% | $113.46 * | $76.20 | +39.2% | COM | 254687106 |
| BK | Bank of NY Mellon Corp | 7,706 | $364K | 0.1% | $47.24 * | $35.50 | +5.3% | COM | 064058100 |
| AMGN | Amgen | 2,133 | $350K | 0.1% | $164.09 * | $115.10 | +9.4% | COM | 031162100 |
| MMM | 3M Company | 1,733 | $332K | 0.1% | $191.58 * | $77.16 | +54.1% | COM | 88579Y101 |
| GOOGL | Alphabet Inc Class A | 361 | $306K | 0.1% | $847.65 * | $39.24 | +7.2% | COM | 02079K305 |
| VFH | Vanguard Financials ETF | 5,042 | $305K | 0.1% | $60.49 | $42.95 | +40.8% | COM | 92204A405 |
| BA | Boeing Co | 1,685 | $298K | 0.1% | $176.85 * | $135.49 | +22.1% | COM | 097023105 |
| PM | Philip Morris Intl Inc | 2,443 | $276K | 0.1% | $112.98 * | $56.22 | +28.7% | COM | 718172109 |
| BMRC | Bank of Marin | 4,190 | $270K | 0.1% | $64.44 * | $22.37 | +8.1% | COM | 063425102 |
| SCHO | Schwab ST US Treasury ETF | 5,275 | $266K | 0.1% | $50.43 * | $25.32 | -0.4% | COM | 808524862 |
| SYK | Stryker Corp | 1,994 | $263K | 0.1% | $131.90 * | $63.06 | +89.8% | COM | 863667101 |
| SDY | SPDR S&P Dividend ETF | 2,870 | $253K | 0.1% | $88.15 | $75.14 | +17.3% | COM | 78464A763 |
| HD | Home Depot | 1,686 | $248K | 0.1% | $147.09 * | $104.12 | +14.2% | COM | 437076102 |
| KO | Coca Cola Company | 5,757 | $244K | 0.1% | $42.38 * | $29.33 | +10.1% | COM | 191216100 |
| QCOM | Qualcomm Inc | 4,249 | $244K | 0.1% | $57.43 * | $50.14 | -9.8% | COM | 747525103 |
| EXTR | Extreme Networks Inc | 31,662 | $238K | 0.1% | $7.52 | $4.53 | +65.8% | COM | 30226D106 |
| DUK | Duke Energy | 2,831 | $232K | 0.1% | $81.95 * | $56.39 | +1.7% | COM | 26441C204 |
| JPM | J P Morgan Chase & Co | 2,594 | $228K | 0.1% | $87.90 * | $59.89 | +15.8% | COM | 46625H100 |
| GOOG | Alphabet Inc Class C | 272 | $226K | 0.1% | $830.88 * | $40.71 | +1.1% | COM | 02079K107 |
| CLX | Clorox Company | 1,623 | $219K | 0.1% | $134.94 * | $100.47 | +4.2% | COM | 189054109 |
| — | Dow Chemical Company | 3,403 | $216K | 0.1% | $63.47 | $63.47 | — | COM | 260543103 |
| AXP | American Express Co | 2,596 | $205K | 0.1% | $78.97 * | $60.98 | +14.8% | COM | 025816109 |
| VEA | Vanguard FTSE Developed Market | 5,136 | $202K | 0.1% | $39.33 | $38.32 | +2.6% | COM | 921943858 |
| UNP | Union Pacific Corp | 1,895 | $201K | 0.1% | $106.07 * | $87.64 | -0.4% | COM | 907818108 |