CONFLUENCE INVESTMENT MANAGEMENT LLC Diversified Active

CIK: 0001442056 · Show all filings

Period: Q3 2020 (← Previous) (Next →)

Filing Date: Oct 19, 2020

Total Value ($000): $6,150,172 (100.0% shares, 0.0% debt)

Holdings (293)

PEP Pepsico Inc. 2.6%
Value ($000) $162,375 Shares 1,171,533 Est. Cost $69.02 Unrealized +66.9%
GGG Graco Inc. 2.5%
Value ($000) $154,972 Shares 2,526,027 Est. Cost $35.42 Unrealized +47.5%
Linde PLC 2.5%
Value ($000) $153,654 Shares 645,252 Est. Cost $156.04 Unrealized
NSRGY Nestle SA 2.3%
Value ($000) $143,308 Shares 1,201,692 Est. Cost $81.39 Unrealized
FAST Fastenal Co. 2.3%
Value ($000) $143,178 Shares 3,175,385 Est. Cost $11.23 Unrealized +78.6%
PGR Progressive Corp. 2.3%
Value ($000) $138,990 Shares 1,468,152 Est. Cost $24.34 Unrealized +214.3%
MSFT Microsoft Corp. 2.1%
Value ($000) $128,006 Shares 608,597 Est. Cost $34.01 Unrealized +490.3%
PAYX Paychex Inc. 2.1%
Value ($000) $126,664 Shares 1,587,865 Est. Cost $36.65 Unrealized +76.1%
LMT Lockheed Martin Corp 2.0%
Value ($000) $125,298 Shares 326,910 Est. Cost $222.80 Unrealized +47.7%
DEO Diageo PLC 2.0%
Value ($000) $123,102 Shares 894,246 Est. Cost $114.63 Unrealized
CL Colgate-Palmolive Co. 1.9%
Value ($000) $119,478 Shares 1,548,648 Est. Cost $53.89 Unrealized +25.0%
SNA Snap-on Inc. 1.9%
Value ($000) $117,028 Shares 795,404 Est. Cost $126.43 Unrealized -0.1%
BR Broadridge Financial Solutions 1.9%
Value ($000) $114,531 Shares 867,658 Est. Cost $48.71 Unrealized +150.7%
PII Polaris Industries 1.8%
Value ($000) $112,247 Shares 1,189,814 Est. Cost $86.92 Unrealized +13.3%
SO Southern Company 1.8%
Value ($000) $110,376 Shares 2,035,706 Est. Cost $30.44 Unrealized +43.0%
DLR Digital Realty Trust Inc. 1.7%
Value ($000) $106,988 Shares 729,000 Est. Cost $63.51 Unrealized +95.5%
ADI Analog Devices Inc. 1.6%
Value ($000) $99,409 Shares 851,542 Est. Cost $69.27 Unrealized +53.7%
NTRS Northern Trust Corporation 1.5%
Value ($000) $94,782 Shares 1,215,622 Est. Cost $53.62 Unrealized +26.8%
MMM 3M Company 1.5%
Value ($000) $94,280 Shares 588,590 Est. Cost $90.25 Unrealized +22.3%
CB Chubb Corp 1.5%
Value ($000) $91,742 Shares 790,061 Est. Cost $103.52 Unrealized +11.9%
WY Weyerhaeuser Co. 1.4%
Value ($000) $86,662 Shares 3,038,648 Est. Cost $20.22 Unrealized +10.4%
ETR Entergy Corporation 1.4%
Value ($000) $84,561 Shares 858,222 Est. Cost $35.22 Unrealized +15.4%
PFE Pfizer Inc. 1.3%
Value ($000) $82,813 Shares 2,256,496 Est. Cost $19.72 Unrealized +37.5%
DOW Dow Inc 1.3%
Value ($000) $81,625 Shares 1,734,862 Est. Cost $36.30 Unrealized -7.8%
FNF Fidelity National Financial In 1.3%
Value ($000) $81,154 Shares 2,591,944 Est. Cost $16.54 Unrealized +47.7%
Tiffany & Co. 1.3%
Value ($000) $80,356 Shares 693,618 Est. Cost $97.38 Unrealized
RYN Rayonier Inc. 1.3%
Value ($000) $80,231 Shares 3,034,443 Est. Cost $31.71 Unrealized
GILD Gilead Sciences 1.2%
Value ($000) $76,322 Shares 1,207,818 Est. Cost $56.33 Unrealized -0.4%
MA Mastercard Inc. - A 1.2%
Value ($000) $72,628 Shares 214,768 Est. Cost $110.58 Unrealized +185.5%
SYK Stryker Corp. 1.2%
Value ($000) $71,123 Shares 341,328 Est. Cost $91.47 Unrealized +100.8%
CSCO Cisco Systems, Inc. 1.2%
Value ($000) $70,806 Shares 1,797,566 Est. Cost $37.06 Unrealized +0.0%
USB US Bancorp 1.1%
Value ($000) $70,406 Shares 1,963,903 Est. Cost $37.54 Unrealized -22.9%
SBUX Starbucks Corporation 1.1%
Value ($000) $68,409 Shares 796,193 Est. Cost $53.08 Unrealized +33.4%
CVX Chevron Corp. 1.1%
Value ($000) $67,238 Shares 933,862 Est. Cost $70.39 Unrealized -5.5%
KMI Kinder Morgan Inc. 1.1%
Value ($000) $65,411 Shares 5,305,036 Est. Cost $13.60 Unrealized -25.6%
ORCL Oracle Corporation 1.0%
Value ($000) $63,628 Shares 1,065,795 Est. Cost $46.34 Unrealized +13.8%
ITW Illinois Tool Works Inc. 1.0%
Value ($000) $63,365 Shares 327,957 Est. Cost $73.64 Unrealized +127.2%
TJX TJX Companies 1.0%
Value ($000) $63,030 Shares 1,132,614 Est. Cost $36.80 Unrealized +36.0%
ARCC Ares Capital Corp. 1.0%
Value ($000) $61,875 Shares 4,435,502 Est. Cost $5.91 Unrealized +44.7%
Black Knight Inc 1.0%
Value ($000) $61,360 Shares 704,878 Est. Cost $44.51 Unrealized
LOW Lowe's Companies Inc. 1.0%
Value ($000) $59,650 Shares 359,643 Est. Cost $55.19 Unrealized +153.4%
BRK/B Berkshire Hathaway Inc. - B 0.9%
Value ($000) $58,378 Shares 274,154 Est. Cost $159.99 Unrealized +27.9%
NXPI NXP Semiconductors N.V. 0.9%
Value ($000) $57,644 Shares 461,854 Est. Cost $84.04 Unrealized +32.4%
Sl Green Realty 0.9%
Value ($000) $56,893 Shares 1,226,937 Est. Cost $43.20 Unrealized
MKL Markel Corp. 0.8%
Value ($000) $48,866 Shares 50,186 Est. Cost $734.34 Unrealized +38.3%
TMO Thermo Fisher Scientific Inc. 0.7%
Value ($000) $45,809 Shares 103,752 Est. Cost $107.59 Unrealized +278.7%
CRL Charles River Laboratories Int 0.7%
Value ($000) $45,115 Shares 199,229 Est. Cost $151.86 Unrealized +36.7%
IEF iShares 7-10 Year Treasury Bon 0.7%
Value ($000) $44,220 Shares 362,994 Est. Cost $111.78 Unrealized
BRO Brown & Brown Inc. 0.7%
Value ($000) $44,134 Shares 974,908 Est. Cost $20.58 Unrealized +108.9%
WRB W.R. Berkley Corp. 0.7%
Value ($000) $41,670 Shares 681,434 Est. Cost $15.40 Unrealized +57.4%
AXTA Axalta Coating Systems LTD 0.7%
Value ($000) $41,263 Shares 1,861,198 Est. Cost $31.46 Unrealized -26.3%
NDSN Nordson Corporation 0.7%
Value ($000) $41,056 Shares 214,037 Est. Cost $123.05 Unrealized +47.5%
GOOG Alphabet Inc. - Class C 0.7%
Value ($000) $40,383 Shares 27,479 Est. Cost $36.49 Unrealized +107.5%
Brookfield Asset Management In 0.7%
Value ($000) $40,352 Shares 1,220,580 Est. Cost $38.67 Unrealized
RTX Raytheon Technologies Corp 0.6%
Value ($000) $38,870 Shares 675,523 Est. Cost $54.59 Unrealized -1.6%
CNNE Cannae Holdings Inc 0.6%
Value ($000) $35,267 Shares 946,497 Est. Cost $27.75 Unrealized +30.1%
FTDR Frontdoor Inc 0.6%
Value ($000) $34,845 Shares 895,530 Est. Cost $31.20 Unrealized +36.8%
APD Air Products & Chemicals Inc. 0.6%
Value ($000) $34,148 Shares 114,646 Est. Cost $100.04 Unrealized +151.6%
NKE Nike Inc. - B 0.5%
Value ($000) $33,470 Shares 266,610 Est. Cost $51.32 Unrealized +94.1%
HD Home Depot Inc. 0.5%
Value ($000) $33,033 Shares 118,948 Est. Cost $77.09 Unrealized +208.3%
Cerner Corporation 0.5%
Value ($000) $32,844 Shares 454,332 Est. Cost $57.42 Unrealized
BKNG Booking Holdings Inc 0.5%
Value ($000) $32,547 Shares 19,026 Est. Cost $1690.55 Unrealized +2.2%
CFRUY Compagnie Financiere Richemont 0.5%
Value ($000) $32,461 Shares 4,888,688 Est. Cost $7.06 Unrealized
ACN Accenture PLC 0.5%
Value ($000) $31,136 Shares 137,776 Est. Cost $132.76 Unrealized +59.9%
AWK American Water Works Co. 0.5%
Value ($000) $28,978 Shares 200,014 Est. Cost $88.31 Unrealized +44.8%
PG Procter & Gamble Company 0.5%
Value ($000) $28,653 Shares 206,148 Est. Cost $65.39 Unrealized +77.9%
FIS Fidelity National Information 0.5%
Value ($000) $28,574 Shares 194,107 Est. Cost $94.79 Unrealized +35.9%
MCD McDonald's Corp. 0.5%
Value ($000) $27,739 Shares 126,377 Est. Cost $93.18 Unrealized +94.7%
DLTR Dollar Tree, Inc. 0.5%
Value ($000) $27,733 Shares 303,628 Est. Cost $85.14 Unrealized +10.5%
IHS Markit Ltd 0.4%
Value ($000) $27,374 Shares 348,667 Est. Cost $65.25 Unrealized
CLX The Clorox Company 0.4%
Value ($000) $27,346 Shares 130,114 Est. Cost $89.09 Unrealized +112.1%
TROW T. Rowe Price Group Inc. 0.4%
Value ($000) $26,946 Shares 210,158 Est. Cost $57.40 Unrealized +82.9%
EXPD Expeditors International of Wa 0.4%
Value ($000) $26,121 Shares 288,564 Est. Cost $46.34 Unrealized +72.6%
MDT Medtronic 0.4%
Value ($000) $25,485 Shares 245,234 Est. Cost $64.22 Unrealized +34.3%
PPG PPG Industries Inc. 0.4%
Value ($000) $24,523 Shares 200,877 Est. Cost $92.90 Unrealized +13.4%
ROK Rockwell Automation Inc. 0.4%
Value ($000) $24,478 Shares 110,919 Est. Cost $167.26 Unrealized +21.8%
BDX Becton Dickinson and Company 0.4%
Value ($000) $22,814 Shares 98,049 Est. Cost $124.78 Unrealized +80.6%
CBSH Commerce Bancshares Inc. 0.4%
Value ($000) $22,472 Shares 399,223 Est. Cost $31.76 Unrealized +29.3%
SPYG SPDR S&P 500 Growth ETF 0.4%
Value ($000) $22,038 Shares 439,796 Est. Cost $35.74 Unrealized
NVS Novartis AG - ADR 0.4%
Value ($000) $21,828 Shares 251,014 Est. Cost $81.42 Unrealized
DCI Donaldson Inc. 0.3%
Value ($000) $21,398 Shares 460,957 Est. Cost $34.60 Unrealized +29.0%
SPDR S&P 500 Value 0.3%
Value ($000) $21,029 Shares 696,333 Est. Cost $27.31 Unrealized
SCHW Charles Schwab 0.3%
Value ($000) $19,932 Shares 550,157 Est. Cost $39.34 Unrealized -17.6%
MBB iShares MBS Bond ETF 0.3%
Value ($000) $19,693 Shares 178,380 Est. Cost $107.85 Unrealized
SEIC SEI Investments Company 0.3%
Value ($000) $19,512 Shares 384,696 Est. Cost $43.34 Unrealized +13.4%
MORN Morningstar Inc. 0.3%
Value ($000) $18,439 Shares 114,805 Est. Cost $79.70 Unrealized +98.2%
iShares Gold Trust 0.3%
Value ($000) $17,922 Shares 996,226 Est. Cost $14.16 Unrealized
MDYG Dow Jones Mid Cap Growth ETF - 0.3%
Value ($000) $17,902 Shares 311,930 Est. Cost $42.82 Unrealized
IBDR iShares Corporate iBonds ETF 2 0.3%
Value ($000) $17,624 Shares 657,136 Est. Cost $24.72 Unrealized
IBDV iShares iBonds Dec 2030 Term C 0.3%
Value ($000) $17,562 Shares 681,796 Est. Cost $25.76 Unrealized
MDYV SPDR S&P 400 Mid Cap Value 0.3%
Value ($000) $17,218 Shares 396,810 Est. Cost $37.63 Unrealized
Avanos Medical Inc. 0.3%
Value ($000) $17,021 Shares 512,377 Est. Cost $29.87 Unrealized
GD General Dynamics Corp. 0.3%
Value ($000) $16,859 Shares 121,790 Est. Cost $112.10 Unrealized +16.9%
RMAX RE/MAX Holdings Inc. 0.3%
Value ($000) $16,327 Shares 498,847 Est. Cost $28.46 Unrealized +5.7%
Invesco BulletShares 2025 0.2%
Value ($000) $15,329 Shares 685,863 Est. Cost $20.46 Unrealized
CFR Cullen Frost Bankers Inc. 0.2%
Value ($000) $15,139 Shares 236,734 Est. Cost $60.44 Unrealized -1.2%
Dun & Bradstreet Holdings 0.2%
Value ($000) $14,811 Shares 577,204 Est. Cost $25.66 Unrealized
NJR New Jersey Resources Corp. 0.2%
Value ($000) $14,647 Shares 542,062 Est. Cost $25.02 Unrealized -0.6%
MLN VanEck Vectors Long Municipal 0.2%
Value ($000) $14,395 Shares 672,993 Est. Cost $20.84 Unrealized
MTB M&T Bank Corp. 0.2%
Value ($000) $13,659 Shares 148,326 Est. Cost $99.91 Unrealized -14.1%
HXGBY Hexagon AB 0.2%
Value ($000) $13,637 Shares 180,640 Est. Cost $49.57 Unrealized
IBDT iShares iBonds Dec 2028 Term C 0.2%
Value ($000) $13,328 Shares 458,148 Est. Cost $26.01 Unrealized
HCSG Healthcare Services Group 0.2%
Value ($000) $11,920 Shares 553,667 Est. Cost $25.71 Unrealized -9.2%
IBDS iShares iBonds Dec 2027 Term C 0.2%
Value ($000) $11,089 Shares 408,600 Est. Cost $24.03 Unrealized
Invesco BulletShares 2024 0.2%
Value ($000) $11,076 Shares 499,375 Est. Cost $20.22 Unrealized
iShares iBonds Dec 2023 Term T 0.2%
Value ($000) $10,171 Shares 395,060 Est. Cost $25.71 Unrealized
DD Dupont De Nemurs Inc 0.2%
Value ($000) $9,935 Shares 179,080 Est. Cost $26.57 Unrealized -20.7%
IBTJ iShares iBonds Dec 2029 Term T 0.2%
Value ($000) $9,510 Shares 356,995 Est. Cost $26.57 Unrealized
IBTG iShares iBonds Dec 2026 Term T 0.2%
Value ($000) $9,474 Shares 359,815 Est. Cost $26.20 Unrealized
IBDU iShares iBonds December 2029 T 0.1%
Value ($000) $8,761 Shares 323,945 Est. Cost $27.04 Unrealized
TLT Barclays 20 Plus Year Treasury 0.1%
Value ($000) $8,451 Shares 51,766 Est. Cost $128.96 Unrealized
iShares iBonds Dec 2025 Term T 0.1%
Value ($000) $8,189 Shares 312,691 Est. Cost $26.12 Unrealized
IBTE iShares iBonds Dec 2024 Term T 0.1%
Value ($000) $8,113 Shares 312,057 Est. Cost $25.91 Unrealized
GTES Gates Industrial 0.1%
Value ($000) $7,413 Shares 666,678 Est. Cost $14.79 Unrealized -24.5%
BRP Group 0.1%
Value ($000) $7,251 Shares 291,067 Est. Cost $13.14 Unrealized
SLYG S&P 600 Small Cap Growth - SPD 0.1%
Value ($000) $6,707 Shares 113,618 Est. Cost $47.54 Unrealized
SLYV SPDR S&P 600 Small CapValue ET 0.1%
Value ($000) $6,639 Shares 132,535 Est. Cost $44.72 Unrealized
VNQ REIT Index - Vanguard 0.1%
Value ($000) $6,336 Shares 80,237 Est. Cost $72.34 Unrealized
KAI Kadant Inc 0.1%
Value ($000) $6,150 Shares 56,100 Est. Cost $92.86 Unrealized +18.6%
James River Group Holdings Ltd 0.1%
Value ($000) $6,020 Shares 135,201 Est. Cost $36.24 Unrealized
ALNT Allied Motion Technologies Inc 0.1%
Value ($000) $5,843 Shares 141,564 Est. Cost $22.74 Unrealized +14.3%
IIIV I3 Verticals Inc 0.1%
Value ($000) $5,736 Shares 227,173 Est. Cost $20.20 Unrealized +32.6%
HTO SJW Group 0.1%
Value ($000) $5,721 Shares 94,003 Est. Cost $62.16 Unrealized +1.7%
IBMQ iShares iBonds Dec 2028 Term M 0.1%
Value ($000) $5,526 Shares 202,470 Est. Cost $26.27 Unrealized
JBTM John Bean Technologies Corp. 0.1%
Value ($000) $5,310 Shares 57,783 Est. Cost $67.17 Unrealized +40.0%
HTGC Hercules Technology Growth Cap 0.1%
Value ($000) $5,209 Shares 450,219 Est. Cost $12.89 Unrealized -13.8%
SPY S&P 500 - SPDR 0.1%
Value ($000) $5,200 Shares 15,526 Est. Cost $222.41 Unrealized
Faro Technologies Inc 0.1%
Value ($000) $4,995 Shares 81,906 Est. Cost $56.93 Unrealized
NMFC New Mountain Finance Corp. 0.1%
Value ($000) $4,993 Shares 522,183 Est. Cost $4.25 Unrealized +25.5%
GBDC Golub Capital BDC Inc. 0.1%
Value ($000) $4,777 Shares 360,783 Est. Cost $5.91 Unrealized +23.8%
RBC RBC Bearings Incorporated 0.1%
Value ($000) $4,723 Shares 38,972 Est. Cost $105.79 Unrealized +21.1%
IBMP Ishares Ibonds Dec 2027 Term M 0.1%
Value ($000) $4,700 Shares 173,627 Est. Cost $26.02 Unrealized
GOOD Gladstone Commercial Corp. 0.1%
Value ($000) $4,699 Shares 278,865 Est. Cost $17.77 Unrealized
LQD iShares iBoxx Corporate Bond E 0.1%
Value ($000) $4,629 Shares 34,360 Est. Cost $123.97 Unrealized
TCP Capital Corp. 0.1%
Value ($000) $4,592 Shares 468,091 Est. Cost $14.14 Unrealized
SLRC Solar Capital Ltd. 0.1%
Value ($000) $4,556 Shares 287,439 Est. Cost $7.31 Unrealized +29.7%
Forward Air Corp. 0.1%
Value ($000) $4,532 Shares 78,976 Est. Cost $46.38 Unrealized
EPC Edgewell Personal Care Company 0.1%
Value ($000) $4,515 Shares 161,957 Est. Cost $25.54 Unrealized +5.9%
XLC Communication Services Select 0.1%
Value ($000) $4,318 Shares 72,696 Est. Cost $46.10 Unrealized
Barings BDC Inc 0.1%
Value ($000) $4,199 Shares 524,850 Est. Cost $9.98 Unrealized
TSLX Sixth Street Specialty Lending 0.1%
Value ($000) $4,138 Shares 240,394 Est. Cost $16.68 Unrealized +2.7%
XLY Consumer Discret Select Sector 0.1%
Value ($000) $4,108 Shares 27,949 Est. Cost $98.09 Unrealized
NWN Northwest Natural Holding Co 0.1%
Value ($000) $3,955 Shares 87,138 Est. Cost $65.26 Unrealized -21.8%
IBMO Ishares Ibonds Dec 2026 Term M 0.1%
Value ($000) $3,905 Shares 145,067 Est. Cost $25.82 Unrealized
RGP Resources Global Professionals 0.1%
Value ($000) $3,895 Shares 337,274 Est. Cost $16.34 Unrealized -27.3%
XLK Technology Select Sector SPDR 0.1%
Value ($000) $3,876 Shares 33,211 Est. Cost $81.39 Unrealized
iShares iBonds Dec 2024 Term M 0.1%
Value ($000) $3,874 Shares 142,988 Est. Cost $25.21 Unrealized
BMRC Bank of Marin (CA) 0.1%
Value ($000) $3,789 Shares 130,831 Est. Cost $24.46 Unrealized +3.0%
JJSF J & J Snack Foods Corp 0.1%
Value ($000) $3,682 Shares 28,239 Est. Cost $114.14 Unrealized +2.3%
SLV Silver Trust - iShares 0.1%
Value ($000) $3,674 Shares 169,788 Est. Cost $19.53 Unrealized
MLM Martin Marietta Materials Inc. 0.1%
Value ($000) $3,659 Shares 15,545 Est. Cost $142.55 Unrealized +46.5%
Veritex Holdings 0.1%
Value ($000) $3,658 Shares 214,775 Est. Cost $25.47 Unrealized
iShares iBonds Dec 2022 AMT-Fr 0.1%
Value ($000) $3,643 Shares 137,460 Est. Cost $26.03 Unrealized
TPVG TriplePoint Venture Growth BDC 0.1%
Value ($000) $3,616 Shares 327,489 Est. Cost $13.88 Unrealized -19.4%
iShares iBonds Dec 2025 Term M 0.1%
Value ($000) $3,599 Shares 128,062 Est. Cost $26.55 Unrealized
iShares Muni Bond 2023 0.1%
Value ($000) $3,563 Shares 135,563 Est. Cost $25.06 Unrealized
RVNU XTrackers Municipal Infr REven 0.1%
Value ($000) $3,544 Shares 124,928 Est. Cost $27.50 Unrealized
IGSB iShares Short-Term Corporate B 0.1%
Value ($000) $3,467 Shares 63,134 Est. Cost $54.91 Unrealized
SCM Stellus Capital Investment 0.1%
Value ($000) $3,414 Shares 392,414 Est. Cost $13.21 Unrealized -38.4%
MUB iShares National AMT-Free Muni 0.1%
Value ($000) $3,300 Shares 28,468 Est. Cost $111.70 Unrealized
MOV Movado Group Inc. 0.1%
Value ($000) $3,222 Shares 324,173 Est. Cost $19.86 Unrealized -46.1%
CTVA Corteva Inc 0.1%
Value ($000) $3,097 Shares 107,514 Est. Cost $24.89 Unrealized +6.4%
THR Thermon Group Holdings Inc. 0.0%
Value ($000) $2,990 Shares 266,313 Est. Cost $19.88 Unrealized -33.4%
PAHC Phibro Animal Health Corp Clas 0.0%
Value ($000) $2,987 Shares 171,678 Est. Cost $37.89 Unrealized -43.7%
Perficient Inc 0.0%
Value ($000) $2,986 Shares 69,867 Est. Cost $35.93 Unrealized
Neenah Paper Inc 0.0%
Value ($000) $2,983 Shares 79,598 Est. Cost $81.12 Unrealized
GSBD Goldman Sachs BDC Inc. 0.0%
Value ($000) $2,805 Shares 186,532 Est. Cost $20.33 Unrealized -23.0%
BABA Alibaba Group Holding Ltd 0.0%
Value ($000) $2,710 Shares 9,218 Est. Cost $185.19 Unrealized
Natus Medical Inc. 0.0%
Value ($000) $2,580 Shares 150,610 Est. Cost $37.48 Unrealized
TFI SPDR Nuveen Barclays Capital M 0.0%
Value ($000) $2,579 Shares 49,667 Est. Cost $49.79 Unrealized
Varex Imaging Corp 0.0%
Value ($000) $2,509 Shares 197,272 Est. Cost $31.40 Unrealized
PNNT PennantPark Investment Corp. 0.0%
Value ($000) $2,450 Shares 767,824 Est. Cost $2.51 Unrealized -30.5%
OFS OFS Capital Corp. 0.0%
Value ($000) $2,161 Shares 458,930 Est. Cost $12.45 Unrealized -63.2%
TSM Taiwan Semiconductor Manufactu 0.0%
Value ($000) $2,136 Shares 26,353 Est. Cost $40.83 Unrealized
FNV Franco-Nevada Corp. 0.0%
Value ($000) $1,912 Shares 13,696 Est. Cost $96.67 Unrealized +46.4%
ICLR Icon PLC 0.0%
Value ($000) $1,894 Shares 9,914 Est. Cost $125.95 Unrealized +46.0%
SHOP Shopify Inc 0.0%
Value ($000) $1,775 Shares 1,735 Est. Cost $15.10 Unrealized +558.5%
DSDVY DSV Panalpina 0.0%
Value ($000) $1,775 Shares 21,717 Est. Cost $43.23 Unrealized
LVMUY LVMH Moet Hennessy Louis Vuitt 0.0%
Value ($000) $1,674 Shares 17,871 Est. Cost $67.98 Unrealized
SONY Sony Corp. ADS 0.0%
Value ($000) $1,662 Shares 21,659 Est. Cost $52.09 Unrealized
IEMG iShares Core MSCI Emerging Mar 0.0%
Value ($000) $1,631 Shares 30,882 Est. Cost $40.48 Unrealized
BRK/A Berkshire Hathaway Inc. - Clas 0.0%
Value ($000) $1,600 Shares 5 Est. Cost $165023.42 Unrealized +85.9%
TCEHY Tencent Holdings LTD 0.0%
Value ($000) $1,597 Shares 24,199 Est. Cost $51.68 Unrealized
MAIN Main Street Capital Corp. 0.0%
Value ($000) $1,530 Shares 51,749 Est. Cost $30.60 Unrealized +0.1%
ZTO ZTO Express Cayman Inc 0.0%
Value ($000) $1,484 Shares 49,615 Est. Cost $19.95 Unrealized
NVO Novo Nordisk A/S ADS 0.0%
Value ($000) $1,470 Shares 21,175 Est. Cost $60.20 Unrealized
HYG High Yield Corporate Bond Fund 0.0%
Value ($000) $1,457 Shares 17,362 Est. Cost $78.42 Unrealized
Annaly Capital Management Inc. 0.0%
Value ($000) $1,453 Shares 204,104 Est. Cost $7.12 Unrealized
GlaxoSmithKline Plc (Adr 1:2) 0.0%
Value ($000) $1,422 Shares 37,786 Est. Cost $44.55 Unrealized
Kirkland Lake Gold Ltd 0.0%
Value ($000) $1,409 Shares 28,919 Est. Cost $32.19 Unrealized
WCN Waste Connections, INC. 0.0%
Value ($000) $1,400 Shares 13,489 Est. Cost $71.85 Unrealized +34.2%
AAGIY AIA Group Ltd 0.0%
Value ($000) $1,366 Shares 34,863 Est. Cost $35.64 Unrealized
OBDC Owl Rock Capital Corporation 0.0%
Value ($000) $1,355 Shares 112,331 Est. Cost $6.63 Unrealized +2.0%
IBTH iShares iBonds Dec 2027 Term T 0.0%
Value ($000) $1,300 Shares 49,165 Est. Cost $26.31 Unrealized
NATH Nathan's Famous Inc 0.0%
Value ($000) $1,286 Shares 25,094 Est. Cost $77.82 Unrealized -32.3%
LRLCY L'Oreal SA 0.0%
Value ($000) $1,268 Shares 19,481 Est. Cost $64.16 Unrealized
IBTI iShares iBonds Dec 2028 Term T 0.0%
Value ($000) $1,265 Shares 47,514 Est. Cost $26.48 Unrealized
RIO Rio Tinto PLC 0.0%
Value ($000) $1,235 Shares 20,450 Est. Cost $55.98 Unrealized
Cyberark Software Ltd 0.0%
Value ($000) $1,201 Shares 11,609 Est. Cost $77.47 Unrealized
CNI Canadian National Railway 0.0%
Value ($000) $1,187 Shares 11,147 Est. Cost $72.83 Unrealized +24.5%
WTW Willis Towers Watson Public Lt 0.0%
Value ($000) $1,160 Shares 5,553 Est. Cost $181.50 Unrealized +4.6%
SPTI Spdr Portfolio Intermediate Te 0.0%
Value ($000) $1,152 Shares 34,655 Est. Cost $33.24 Unrealized
NTDOY Nintendo Co. Ltd. ADS 0.0%
Value ($000) $1,145 Shares 16,199 Est. Cost $41.10 Unrealized
SAP SAP AG - ADS 0.0%
Value ($000) $1,140 Shares 7,315 Est. Cost $111.25 Unrealized
BlackRock Kelso Capital Corp. 0.0%
Value ($000) $1,124 Shares 460,712 Est. Cost $2.20 Unrealized
WMMVY Walmart De-Mexico-Spon ADR V 0.0%
Value ($000) $1,097 Shares 45,777 Est. Cost $24.14 Unrealized
APTIV PLC 0.0%
Value ($000) $1,034 Shares 11,279 Est. Cost $90.91 Unrealized
CSWC Capital Southwest Corp. 0.0%
Value ($000) $920 Shares 65,518 Est. Cost $8.21 Unrealized -8.5%
ESLT Elbit Systems Ltd 0.0%
Value ($000) $918 Shares 7,629 Est. Cost $111.89 Unrealized +11.8%
iShares iBonds Dec 2023 Term C 0.0%
Value ($000) $880 Shares 33,539 Est. Cost $24.48 Unrealized
IUSV iShares Core US Values - ETF 0.0%
Value ($000) $844 Shares 15,546 Est. Cost $50.05 Unrealized
RHHBY Roche Holding AG 0.0%
Value ($000) $844 Shares 19,686 Est. Cost $43.31 Unrealized
PFLT PennantPark Floating Rate Capi 0.0%
Value ($000) $803 Shares 95,138 Est. Cost $5.03 Unrealized -7.3%
CCAP Crescent Capital BDC, Inc. 0.0%
Value ($000) $781 Shares 61,240 Est. Cost $6.95 Unrealized -2.3%
FANUY Fanuc Ltd. ADS 0.0%
Value ($000) $780 Shares 40,929 Est. Cost $19.76 Unrealized
DBS GROUP HOLDINGS-SPON ADR 0.0%
Value ($000) $777 Shares 13,318 Est. Cost $78.49 Unrealized
PAGS Pagseguro Digital Ltd 0.0%
Value ($000) $760 Shares 20,163 Est. Cost $34.13 Unrealized +13.8%
MINT Pimco Enhanced Short Maturity 0.0%
Value ($000) $743 Shares 7,291 Est. Cost $99.93 Unrealized
Oaktree Specialty Lending Corp 0.0%
Value ($000) $741 Shares 153,070 Est. Cost $4.90 Unrealized
PRU Prudential Financial Inc 0.0%
Value ($000) $715 Shares 11,253 Est. Cost $50.42 Unrealized 0.0%
NBIS Yandex NV 0.0%
Value ($000) $632 Shares 9,686 Est. Cost $35.85 Unrealized
WXXWY Wuxi Biologics Cayman Inc 0.0%
Value ($000) $624 Shares 12,817 Est. Cost $40.73 Unrealized
UOVEY United Overseas Bank Limited 0.0%
Value ($000) $608 Shares 21,807 Est. Cost $39.40 Unrealized
MLCO Melco Resorts & Entertainment 0.0%
Value ($000) $598 Shares 35,921 Est. Cost $24.30 Unrealized
KMTUY KOMATSU LTD 0.0%
Value ($000) $583 Shares 26,622 Est. Cost $28.21 Unrealized
VUSXX Vanguard Treasury Money Market 0.0%
Value ($000) $521 Shares 520,957 Est. Cost $1.00 Unrealized
JAZZ Jazz Pharmaceuticals Plc 0.0%
Value ($000) $511 Shares 3,587 Est. Cost $161.28 Unrealized -23.1%
V Visa, Inc. - A 0.0%
Value ($000) $507 Shares 2,534 Est. Cost $98.53 Unrealized +95.1%
GBIL Goldman Sachs Treasury Access 0.0%
Value ($000) $501 Shares 4,986 Est. Cost $100.68 Unrealized
iShares iBonds Dec 2022 Term C 0.0%
Value ($000) $495 Shares 19,321 Est. Cost $24.81 Unrealized
HTHT Huazhu Group Ltd. 0.0%
Value ($000) $480 Shares 11,098 Est. Cost $41.68 Unrealized
ICMB Investcorp Credit Management B 0.0%
Value ($000) $473 Shares 130,340 Est. Cost $6.02 Unrealized -42.4%
NVDA NVIDIA Corp. 0.0%
Value ($000) $471 Shares 870 Est. Cost $3.85 Unrealized +201.2%
AAPL Apple Inc. 0.0%
Value ($000) $457 Shares 3,948 Est. Cost $89.10 Unrealized +18.9%
Portman Ridge Finance Corp 0.0%
Value ($000) $456 Shares 340,472 Est. Cost $2.25 Unrealized
iShares iBonds Dec 2021 Term C 0.0%
Value ($000) $436 Shares 17,414 Est. Cost $24.67 Unrealized
MELI MERCADOLIBRE INC 0.0%
Value ($000) $434 Shares 401 Est. Cost $326.64 Unrealized +232.2%
Royal Dutch Shell PLC - Cl A 0.0%
Value ($000) $432 Shares 17,175 Est. Cost $67.61 Unrealized
GOOGL Alphabet Inc. - Class A 0.0%
Value ($000) $425 Shares 290 Est. Cost $31.95 Unrealized +136.7%
Medley Capital Corp. 0.0%
Value ($000) $416 Shares 23,335 Est. Cost $17.83 Unrealized
Solar Senior Capital Ltd. 0.0%
Value ($000) $414 Shares 32,843 Est. Cost $16.33 Unrealized
PYPL PayPal Holdings, Inc. 0.0%
Value ($000) $413 Shares 2,097 Est. Cost $84.47 Unrealized +122.5%
EQX Equinox Gold 0.0%
Value ($000) $395 Shares 33,717 Est. Cost $7.88 Unrealized +52.8%
FSP Franklin Street Properties Cor 0.0%
Value ($000) $375 Shares 102,500 Est. Cost $9.90 Unrealized
RDY DR. REDDY'S LABORATORIES LTD. 0.0%
Value ($000) $375 Shares 5,391 Est. Cost $52.96 Unrealized
Manatuck Hill Mariner Offshore 0.0%
Value ($000) $374 Shares 2,177 Est. Cost $153.85 Unrealized
Gold Fields Ltd 0.0%
Value ($000) $374 Shares 30,409 Est. Cost $9.41 Unrealized
MFIC Apollo Investment Corp. 0.0%
Value ($000) $370 Shares 44,780 Est. Cost $6.44 Unrealized -25.0%
SHM SPDR Nuveen Barclays Capital S 0.0%
Value ($000) $357 Shares 7,157 Est. Cost $49.88 Unrealized
LLY Eli Lilly & Co. 0.0%
Value ($000) $355 Shares 2,400 Est. Cost $73.70 Unrealized +97.8%
VIPS Vipshop Holdings Ltd 0.0%
Value ($000) $344 Shares 22,012 Est. Cost $15.56 Unrealized
YUMC Yum China Holdings Inc 0.0%
Value ($000) $336 Shares 6,336 Est. Cost $44.59 Unrealized +18.7%
GDS GDS Holdings Ltd 0.0%
Value ($000) $335 Shares 4,095 Est. Cost $79.61 Unrealized
HDB HDFC Bank Ltd 0.0%
Value ($000) $334 Shares 6,688 Est. Cost $49.14 Unrealized
AMZN Amazon.com, Inc. 0.0%
Value ($000) $327 Shares 104 Est. Cost $128.23 Unrealized +22.9%
XNGSY ENN Energy Holdings Ltd 0.0%
Value ($000) $318 Shares 7,310 Est. Cost $35.12 Unrealized
LZRFY Localiza Rent a Car SA 0.0%
Value ($000) $308 Shares 30,516 Est. Cost $6.51 Unrealized
Barrick Gold ORD Shrs 0.0%
Value ($000) $303 Shares 10,763 Est. Cost $18.35 Unrealized
COST Costco Wholesale Corporation 0.0%
Value ($000) $302 Shares 850 Est. Cost $188.31 Unrealized +64.1%
WNS Holdings Ltd 0.0%
Value ($000) $301 Shares 4,705 Est. Cost $53.10 Unrealized
KMPR Kemper Corp. 0.0%
Value ($000) $299 Shares 4,470 Est. Cost $45.62 Unrealized +66.4%
TME Tencent Music Entertainment Gr 0.0%
Value ($000) $292 Shares 19,742 Est. Cost $17.42 Unrealized
PAAS Pan American Silver Corp 0.0%
Value ($000) $287 Shares 8,913 Est. Cost $15.01 Unrealized +129.0%
SA Seabridge Gold Inc. 0.0%
Value ($000) $286 Shares 15,248 Est. Cost $11.36 Unrealized +65.1%
China Southern Airlines Co Ltd 0.0%
Value ($000) $283 Shares 10,421 Est. Cost $21.68 Unrealized
JPM JP Morgan Chase & Company 0.0%
Value ($000) $279 Shares 2,897 Est. Cost $86.49 Unrealized -1.2%
PNGAY Ping An Insurance Group Co of 0.0%
Value ($000) $263 Shares 12,808 Est. Cost $19.99 Unrealized
FCX Freeport-McMoRan Copper & Gold 0.0%
Value ($000) $258 Shares 16,504 Est. Cost $9.79 Unrealized +38.0%
RGLD Royal Gold, Inc. 0.0%
Value ($000) $252 Shares 2,097 Est. Cost $61.14 Unrealized +114.8%
Sandstorm Gold Ltd. 0.0%
Value ($000) $251 Shares 29,731 Est. Cost $5.55 Unrealized
BIDU Baidu Inc. ADS 0.0%
Value ($000) $247 Shares 1,952 Est. Cost $119.88 Unrealized
KB Financial Group Inc 0.0%
Value ($000) $245 Shares 7,640 Est. Cost $27.88 Unrealized
GLD Gold Shares - SPDR 0.0%
Value ($000) $242 Shares 1,365 Est. Cost $121.45 Unrealized
AXP American Express Company 0.0%
Value ($000) $241 Shares 2,400 Est. Cost $68.74 Unrealized +33.7%
FLOT iShares Floating Rate Note Fun 0.0%
Value ($000) $241 Shares 4,755 Est. Cost $50.89 Unrealized
BAC Bank of America Corp. 0.0%
Value ($000) $240 Shares 9,956 Est. Cost $23.45 Unrealized -6.9%
MMC Norilsk Nickel 0.0%
Value ($000) $237 Shares 9,816 Est. Cost $22.97 Unrealized
Total SA - ADR 0.0%
Value ($000) $235 Shares 6,861 Est. Cost $52.30 Unrealized
China Petroleum & Chemical Co 0.0%
Value ($000) $230 Shares 5,687 Est. Cost $48.72 Unrealized
SilverCrest Metals Inc 0.0%
Value ($000) $228 Shares 26,911 Est. Cost $5.22 Unrealized
TSLA Tesla Motors Inc 0.0%
Value ($000) $225 Shares 525 Est. Cost $118.07 Unrealized 0.0%
CNOOC Ltd. 0.0%
Value ($000) $222 Shares 2,308 Est. Cost $171.92 Unrealized
TORXF Torex Gold Res Inc 0.0%
Value ($000) $218 Shares 15,386 Est. Cost $10.29 Unrealized +54.6%
HYMB SPDR Nuveen S&P High Yield 0.0%
Value ($000) $215 Shares 3,782 Est. Cost $56.85 Unrealized
CTRA Cabot Oil & Gas Corp. 0.0%
Value ($000) $215 Shares 12,395 Est. Cost $14.31 Unrealized 0.0%
GBOOY Grupo Financiero ADR 0.0%
Value ($000) $204 Shares 11,765 Est. Cost $17.17 Unrealized
HON Honeywell International, Inc. 0.0%
Value ($000) $200 Shares 1,218 Est. Cost $133.22 Unrealized 0.0%
Cia Brasileira de Distribuicao 0.0%
Value ($000) $194 Shares 15,732 Est. Cost $12.72 Unrealized
EC Ecopetrol SA 0.0%
Value ($000) $185 Shares 18,846 Est. Cost $18.74 Unrealized
Osisko Gold Royalties Ltd 0.0%
Value ($000) $182 Shares 15,415 Est. Cost $7.46 Unrealized
CCJ Cameco Corp. 0.0%
Value ($000) $168 Shares 16,599 Est. Cost $10.99 Unrealized -3.3%
ANFGF Antofagasta plc ADR 0.0%
Value ($000) $158 Shares 12,046 Est. Cost $11.75 Unrealized 0.0%
ICICI Bank Ltd. ADS 0.0%
Value ($000) $132 Shares 13,460 Est. Cost $10.37 Unrealized