Shulman DeMeo Asset Management LLC Diversified Active

CIK: 0001767070 · Show all filings

Period: Q4 2025 (← Previous)

Filing Date: Jan 14, 2026

Total Value ($000): $440,952 (100.0% shares, 0.0% debt)

Holdings (119)

New Positions (3)

WBD WARNER BROS DISCOVERY INC 0.1%

Value ($000) $257 Shares 8,930 Est. Cost $23.37 Unrealized 0.0%

XLY SELECT SECTOR SPDR TR 0.0%

Value ($000) $213 Shares 1,783 Est. Cost $119.39 Unrealized —

WFC WELLS FARGO CO NEW 0.0%

Value ($000) $207 Shares 2,220 Est. Cost $86.63 Unrealized 0.0%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
WBD	WARNER BROS DISCOVERY INC	8,930	$257	0.1%	$23.37	0.0%	COM SER A	934423104
XLY	SELECT SECTOR SPDR TR	1,783	$213	0.0%	$119.39	—	STATE STREET CON	81369Y407
WFC	WELLS FARGO CO NEW	2,220	$207	0.0%	$86.63	0.0%	COM	949746101

Increased Positions (9)

META META PLATFORMS INC 0.8%

Value ($000) $3,346 (-7.1%) Shares 5,069 (+3.4%) Est. Cost $349.99 Unrealized +90.7%

XLK SELECT SECTOR SPDR TR 1.1%

Value ($000) $5,024 (+3.4%) Shares 34,895 (+102.3%) Est. Cost $160.34 Unrealized —

XLU SELECT SECTOR SPDR TR 0.2%

Value ($000) $1,097 (-4.1%) Shares 25,691 (+96.0%) Est. Cost $57.43 Unrealized —

XLV SELECT SECTOR SPDR TR 0.1%

Value ($000) $264 (+19.3%) Shares 1,707 (+7.2%) Est. Cost $140.66 Unrealized —

XLF SELECT SECTOR SPDR TR 0.2%

Value ($000) $718 (+6.3%) Shares 13,113 (+4.5%) Est. Cost $38.91 Unrealized —

NVDA NVIDIA CORPORATION 0.1%

Value ($000) $301 (+8.4%) Shares 1,613 (+8.4%) Est. Cost $130.50 Unrealized +42.6%

TSLA TESLA INC 0.1%

Value ($000) $471 (+2.3%) Shares 1,047 (+1.2%) Est. Cost $196.27 Unrealized +125.9%

XLE SELECT SECTOR SPDR TR 0.1%

Value ($000) $423 (-0.6%) Shares 9,467 (+98.6%) Est. Cost $51.11 Unrealized —

XLP SELECT SECTOR SPDR TR 0.1%

Value ($000) $518 (+0.5%) Shares 6,666 (+1.4%) Est. Cost $76.53 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
META	META PLATFORMS INC	5,069 (+3.4%)	$3,346 (-7.1%)	0.8%	$349.99	+90.7%	CL A	30303M102
XLK	SELECT SECTOR SPDR TR	34,895 (+102.3%)	$5,024 (+3.4%)	1.1%	$160.34	—	STATE STREET TEC	81369Y803
XLU	SELECT SECTOR SPDR TR	25,691 (+96.0%)	$1,097 (-4.1%)	0.2%	$57.43	—	STATE STREET UTI	81369Y886
XLV	SELECT SECTOR SPDR TR	1,707 (+7.2%)	$264 (+19.3%)	0.1%	$140.66	—	STATE STREET HEA	81369Y209
XLF	SELECT SECTOR SPDR TR	13,113 (+4.5%)	$718 (+6.3%)	0.2%	$38.91	—	STATE STREET FIN	81369Y605
NVDA	NVIDIA CORPORATION	1,613 (+8.4%)	$301 (+8.4%)	0.1%	$130.50	+42.6%	COM	67066G104
TSLA	TESLA INC	1,047 (+1.2%)	$471 (+2.3%)	0.1%	$196.27	+125.9%	COM	88160R101
XLE	SELECT SECTOR SPDR TR	9,467 (+98.6%)	$423 (-0.6%)	0.1%	$51.11	—	STATE STREET ENE	81369Y506
XLP	SELECT SECTOR SPDR TR	6,666 (+1.4%)	$518 (+0.5%)	0.1%	$76.53	—	STATE STREET CON	81369Y308

Exited Positions (4)

TRV TRAVELERS COMPANIES INC 0.1%

Value ($000) $285 Shares 1,022 Est. Cost $245.41 Unrealized +14.3%

— BLACKROCK CORE BD TR 0.1%

Value ($000) $239 Shares 24,009 Est. Cost $10.85 Unrealized —

RTX RTX CORPORATION 0.0%

Value ($000) $203 Shares 1,212 Est. Cost $154.28 Unrealized +12.3%

NFLX NETFLIX INC 0.0%

Value ($000) $201 Shares 168 Est. Cost $113.07 Unrealized -4.6%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
TRV	TRAVELERS COMPANIES INC	1,022	$285	0.1%	$245.41	+14.3%	—	89417E109
—	BLACKROCK CORE BD TR	24,009	$239	0.1%	$10.85	—	—	09249E101
RTX	RTX CORPORATION	1,212	$203	0.0%	$154.28	+12.3%	—	75513E101
NFLX	NETFLIX INC	168	$201	0.0%	$113.07	-4.6%	—	64110L106

Decreased Positions (29)

LLY ELI LILLY & CO 0.4%

Value ($000) $1,786 (+35.3%) Shares 1,662 (-3.9%) Est. Cost $237.86 Unrealized +301.7%

PSK SPDR SERIES TRUST 0.8%

Value ($000) $3,494 (-5.4%) Shares 110,271 (-1.2%) Est. Cost $42.91 Unrealized —

T AT&T INC 0.1%

Value ($000) $235 (-42.3%) Shares 9,448 (-34.4%) Est. Cost $14.66 Unrealized +72.5%

HON HONEYWELL INTL INC 0.1%

Value ($000) $325 (-32.8%) Shares 1,667 (-27.4%) Est. Cost $194.25 Unrealized +0.4%

PFF ISHARES TR 0.8%

Value ($000) $3,593 (-3.6%) Shares 116,068 (-1.5%) Est. Cost $38.81 Unrealized —

SDY SPDR SERIES TRUST 1.4%

Value ($000) $6,025 (-1.8%) Shares 43,296 (-1.1%) Est. Cost $129.11 Unrealized —

VZ VERIZON COMMUNICATIONS INC 0.2%

Value ($000) $729 (-11.3%) Shares 17,909 (-4.3%) Est. Cost $40.42 Unrealized +0.2%

PGX INVESCO EXCH TRADED FD TR II 0.3%

Value ($000) $1,146 (-7.0%) Shares 101,949 (-4.0%) Est. Cost $15.00 Unrealized —

INTC INTEL CORP 0.1%

Value ($000) $249 (-24.6%) Shares 6,736 (-31.4%) Est. Cost $49.27 Unrealized -23.4%

IBM INTERNATIONAL BUSINESS MACHS 0.5%

Value ($000) $2,354 (+3.0%) Shares 7,945 (-1.9%) Est. Cost $112.05 Unrealized +166.6%

MO ALTRIA GROUP INC 0.1%

Value ($000) $250 (-19.3%) Shares 4,329 (-7.5%) Est. Cost $32.89 Unrealized +80.5%

AXP AMERICAN EXPRESS CO 0.1%

Value ($000) $522 (+10.1%) Shares 1,411 (-1.2%) Est. Cost $144.05 Unrealized +147.8%

PKG PACKAGING CORP AMER 0.1%

Value ($000) $226 (-16.1%) Shares 1,095 (-11.4%) Est. Cost $114.21 Unrealized +77.2%

CVX CHEVRON CORP NEW 0.3%

Value ($000) $1,323 (-3.0%) Shares 8,682 (-1.1%) Est. Cost $84.78 Unrealized +78.6%

AMGN AMGEN INC 0.1%

Value ($000) $303 (+14.6%) Shares 925 (-1.2%) Est. Cost $201.68 Unrealized +56.7%

— NUVEEN PFD & INCOME OPPORTUN 0.2%

Value ($000) $692 (-5.2%) Shares 85,354 (-4.2%) Est. Cost $6.76 Unrealized —

SPHD INVESCO EXCH TRADED FD TR II 0.1%

Value ($000) $428 (-5.9%) Shares 8,907 (-3.0%) Est. Cost $45.77 Unrealized —

UNH UNITEDHEALTH GROUP INC 0.1%

Value ($000) $294 (-7.1%) Shares 889 (-2.9%) Est. Cost $463.07 Unrealized -27.2%

— BLACKROCK FLOATING RATE INC 0.0%

Value ($000) $192 (-10.4%) Shares 16,966 (-4.0%) Est. Cost $13.28 Unrealized —

VIG VANGUARD SPECIALIZED FUNDS 0.1%

Value ($000) $387 (-5.0%) Shares 1,761 (-6.7%) Est. Cost $153.57 Unrealized —

ED CONSOLIDATED EDISON INC 0.2%

Value ($000) $725 (-2.4%) Shares 7,297 (-1.2%) Est. Cost $64.04 Unrealized +54.3%

VYM VANGUARD WHITEHALL FDS 0.1%

Value ($000) $438 (-3.5%) Shares 3,055 (-5.2%) Est. Cost $107.43 Unrealized —

— NUVEEN S&P 500 DYNAMIC OVERW 0.2%

Value ($000) $832 (+1.8%) Shares 46,128 (-1.3%) Est. Cost $18.61 Unrealized —

— COHEN & STEERS INFRASTRUCTUR 0.1%

Value ($000) $270 (-4.8%) Shares 11,216 (-2.1%) Est. Cost $28.52 Unrealized —

CL COLGATE PALMOLIVE CO 0.1%

Value ($000) $480 (-2.4%) Shares 6,072 (-1.3%) Est. Cost $71.71 Unrealized +9.2%

— NUVEEN DOW 30 DYNMC OVERWRT 0.2%

Value ($000) $904 (+1.3%) Shares 59,250 (-1.2%) Est. Cost $17.78 Unrealized —

CAT CATERPILLAR INC 0.0%

Value ($000) $212 (+2.8%) Shares 369 (-14.4%) Est. Cost $425.39 Unrealized +30.6%

— NUVEEN S&P 500 BUY-WRITE INC 0.3%

Value ($000) $1,390 (+0.2%) Shares 94,573 (-1.5%) Est. Cost $14.65 Unrealized —

DE DEERE & CO 0.1%

Value ($000) $530 (+0.3%) Shares 1,139 (-1.5%) Est. Cost $340.63 Unrealized +37.3%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
LLY	ELI LILLY & CO	1,662 (-3.9%)	$1,786 (+35.3%)	0.4%	$237.86	+301.7%	COM	532457108
PSK	SPDR SERIES TRUST	110,271 (-1.2%)	$3,494 (-5.4%)	0.8%	$42.91	—	STATE STREET SPD	78464A292
T	AT&T INC	9,448 (-34.4%)	$235 (-42.3%)	0.1%	$14.66	+72.5%	COM	00206R102
HON	HONEYWELL INTL INC	1,667 (-27.4%)	$325 (-32.8%)	0.1%	$194.25	+0.4%	COM	438516106
PFF	ISHARES TR	116,068 (-1.5%)	$3,593 (-3.6%)	0.8%	$38.81	—	PFD AND INCM SEC	464288687
SDY	SPDR SERIES TRUST	43,296 (-1.1%)	$6,025 (-1.8%)	1.4%	$129.11	—	STATE STREET SPD	78464A763
VZ	VERIZON COMMUNICATIONS INC	17,909 (-4.3%)	$729 (-11.3%)	0.2%	$40.42	+0.2%	COM	92343V104
PGX	INVESCO EXCH TRADED FD TR II	101,949 (-4.0%)	$1,146 (-7.0%)	0.3%	$15.00	—	PFD ETF	46138E511
INTC	INTEL CORP	6,736 (-31.4%)	$249 (-24.6%)	0.1%	$49.27	-23.4%	COM	458140100
IBM	INTERNATIONAL BUSINESS MACHS	7,945 (-1.9%)	$2,354 (+3.0%)	0.5%	$112.05	+166.6%	COM	459200101
MO	ALTRIA GROUP INC	4,329 (-7.5%)	$250 (-19.3%)	0.1%	$32.89	+80.5%	COM	02209S103
AXP	AMERICAN EXPRESS CO	1,411 (-1.2%)	$522 (+10.1%)	0.1%	$144.05	+147.8%	COM	025816109
PKG	PACKAGING CORP AMER	1,095 (-11.4%)	$226 (-16.1%)	0.1%	$114.21	+77.2%	COM	695156109
CVX	CHEVRON CORP NEW	8,682 (-1.1%)	$1,323 (-3.0%)	0.3%	$84.78	+78.6%	COM	166764100
AMGN	AMGEN INC	925 (-1.2%)	$303 (+14.6%)	0.1%	$201.68	+56.7%	COM	031162100
—	NUVEEN PFD & INCOME OPPORTUN	85,354 (-4.2%)	$692 (-5.2%)	0.2%	$6.76	—	COM	67073B106
SPHD	INVESCO EXCH TRADED FD TR II	8,907 (-3.0%)	$428 (-5.9%)	0.1%	$45.77	—	S&P500 HDL VOL	46138E362
UNH	UNITEDHEALTH GROUP INC	889 (-2.9%)	$294 (-7.1%)	0.1%	$463.07	-27.2%	COM	91324P102
—	BLACKROCK FLOATING RATE INC	16,966 (-4.0%)	$192 (-10.4%)	0.0%	$13.28	—	COM	091941104
VIG	VANGUARD SPECIALIZED FUNDS	1,761 (-6.7%)	$387 (-5.0%)	0.1%	$153.57	—	DIV APP ETF	921908844
ED	CONSOLIDATED EDISON INC	7,297 (-1.2%)	$725 (-2.4%)	0.2%	$64.04	+54.3%	COM	209115104
VYM	VANGUARD WHITEHALL FDS	3,055 (-5.2%)	$438 (-3.5%)	0.1%	$107.43	—	HIGH DIV YLD	921946406
—	NUVEEN S&P 500 DYNAMIC OVERW	46,128 (-1.3%)	$832 (+1.8%)	0.2%	$18.61	—	COM	6706EW100
—	COHEN & STEERS INFRASTRUCTUR	11,216 (-2.1%)	$270 (-4.8%)	0.1%	$28.52	—	COM	19248A109
CL	COLGATE PALMOLIVE CO	6,072 (-1.3%)	$480 (-2.4%)	0.1%	$71.71	+9.2%	COM	194162103
—	NUVEEN DOW 30 DYNMC OVERWRT	59,250 (-1.2%)	$904 (+1.3%)	0.2%	$17.78	—	SHS	67075F105
CAT	CATERPILLAR INC	369 (-14.4%)	$212 (+2.8%)	0.0%	$425.39	+30.6%	COM	149123101
—	NUVEEN S&P 500 BUY-WRITE INC	94,573 (-1.5%)	$1,390 (+0.2%)	0.3%	$14.65	—	COM	6706ER101
DE	DEERE & CO	1,139 (-1.5%)	$530 (+0.3%)	0.1%	$340.63	+37.3%	COM	244199105

Unchanged Positions (78)

SPY SPDR S&P 500 ETF TR 58.5%

Value ($000) $258,171 Shares 378,595 Est. Cost $473.87 Unrealized —

AAPL APPLE INC 3.9%

Value ($000) $17,106 Shares 62,924 Est. Cost $145.57 Unrealized +84.3%

QQQ INVESCO QQQ TR 6.0%

Value ($000) $26,617 Shares 43,328 Est. Cost $551.64 Unrealized —

EFA ISHARES TR 3.2%

Value ($000) $14,158 Shares 147,434 Est. Cost $77.70 Unrealized —

HD HOME DEPOT INC 0.4%

Value ($000) $1,842 Shares 5,352 Est. Cost $320.53 Unrealized +13.7%

GOOGL ALPHABET INC 0.3%

Value ($000) $1,325 Shares 4,233 Est. Cost $114.08 Unrealized +150.3%

WDC WESTERN DIGITAL CORP 0.2%

Value ($000) $895 Shares 5,192 Est. Cost $47.33 Unrealized +220.2%

IVV ISHARES TR 3.0%

Value ($000) $13,292 Shares 19,406 Est. Cost $432.97 Unrealized —

WSM WILLIAMS SONOMA INC 0.5%

Value ($000) $2,351 Shares 13,164 Est. Cost $108.94 Unrealized +71.9%

JNJ JOHNSON & JOHNSON 0.4%

Value ($000) $1,708 Shares 8,251 Est. Cost $150.57 Unrealized +30.8%

IBB ISHARES TR 0.3%

Value ($000) $1,232 Shares 7,302 Est. Cost $161.66 Unrealized —

MSFT MICROSOFT CORP 0.5%

Value ($000) $2,288 Shares 4,731 Est. Cost $294.40 Unrealized +70.0%

MS MORGAN STANLEY 0.3%

Value ($000) $1,471 Shares 8,284 Est. Cost $88.88 Unrealized +87.3%

WMT WALMART INC 0.5%

Value ($000) $2,038 Shares 18,296 Est. Cost $54.04 Unrealized +98.4%

ORCL ORACLE CORP 0.1%

Value ($000) $322 Shares 1,651 Est. Cost $123.39 Unrealized +92.9%

GOOG ALPHABET INC 0.1%

Value ($000) $625 Shares 1,990 Est. Cost $114.09 Unrealized +151.0%

FUBO FUBOTV INC 0.0%

Value ($000) $146 Shares 57,953 Est. Cost $23.42 Unrealized -85.8%

CSCO CISCO SYS INC 0.2%

Value ($000) $698 Shares 9,064 Est. Cost $49.90 Unrealized +47.9%

SO SOUTHERN CO 0.2%

Value ($000) $755 Shares 8,660 Est. Cost $58.77 Unrealized +54.7%

KO COCA COLA CO 0.3%

Value ($000) $1,246 Shares 17,817 Est. Cost $49.75 Unrealized +39.5%

DVY ISHARES TR 1.0%

Value ($000) $4,238 Shares 30,029 Est. Cost $114.71 Unrealized —

QCOM QUALCOMM INC 0.5%

Value ($000) $2,230 Shares 13,040 Est. Cost $128.71 Unrealized +32.7%

XBI SPDR SERIES TRUST 0.1%

Value ($000) $335 Shares 2,751 Est. Cost $102.81 Unrealized —

BK BANK NEW YORK MELLON CORP 0.2%

Value ($000) $818 Shares 7,047 Est. Cost $46.20 Unrealized +139.2%

KR KROGER CO 0.2%

Value ($000) $672 Shares 10,751 Est. Cost $38.24 Unrealized +70.6%

AMZN AMAZON COM INC 0.2%

Value ($000) $1,055 Shares 4,570 Est. Cost $137.14 Unrealized +66.8%

IYJ ISHARES TR 0.6%

Value ($000) $2,832 Shares 19,112 Est. Cost $107.16 Unrealized —

— BLACKROCK ENHANCED EQUITY DI 0.3%

Value ($000) $1,283 Shares 135,379 Est. Cost $10.08 Unrealized —

PG PROCTER AND GAMBLE CO 0.1%

Value ($000) $622 Shares 4,341 Est. Cost $129.24 Unrealized +13.9%

XOM EXXON MOBIL CORP 0.1%

Value ($000) $644 Shares 5,355 Est. Cost $62.01 Unrealized +86.2%

SPGI S&P GLOBAL INC 0.1%

Value ($000) $563 Shares 1,078 Est. Cost $441.83 Unrealized +11.9%

ENB ENBRIDGE INC 0.1%

Value ($000) $638 Shares 13,346 Est. Cost $30.74 Unrealized +53.3%

TD TORONTO DOMINION BK ONT 0.1%

Value ($000) $255 Shares 2,707 Est. Cost $75.06 Unrealized +12.5%

NOC NORTHROP GRUMMAN CORP 0.1%

Value ($000) $514 Shares 902 Est. Cost $340.87 Unrealized +69.8%

TXN TEXAS INSTRS INC 0.1%

Value ($000) $551 Shares 3,174 Est. Cost $167.50 Unrealized +1.9%

RJF RAYMOND JAMES FINL INC 0.1%

Value ($000) $470 Shares 2,925 Est. Cost $85.57 Unrealized +88.1%

IJR ISHARES TR 2.4%

Value ($000) $10,567 Shares 87,928 Est. Cost $109.29 Unrealized —

COST COSTCO WHSL CORP NEW 0.1%

Value ($000) $427 Shares 495 Est. Cost $510.15 Unrealized +77.5%

MET METLIFE INC 0.2%

Value ($000) $677 Shares 8,580 Est. Cost $55.38 Unrealized +42.5%

USB US BANCORP DEL 0.1%

Value ($000) $292 Shares 5,479 Est. Cost $33.98 Unrealized +43.4%

LMT LOCKHEED MARTIN CORP 0.2%

Value ($000) $816 Shares 1,687 Est. Cost $325.62 Unrealized +46.2%

RSG REPUBLIC SVCS INC 0.1%

Value ($000) $325 Shares 1,534 Est. Cost $113.00 Unrealized +89.9%

HDV ISHARES TR 0.9%

Value ($000) $4,154 Shares 34,157 Est. Cost $100.99 Unrealized —

ITW ILLINOIS TOOL WKS INC 0.1%

Value ($000) $400 Shares 1,623 Est. Cost $203.51 Unrealized +21.7%

HCA HCA HEALTHCARE INC 0.1%

Value ($000) $287 Shares 615 Est. Cost $319.37 Unrealized +45.2%

BTI BRITISH AMERN TOB PLC 0.1%

Value ($000) $383 Shares 6,773 Est. Cost $35.27 Unrealized —

MCK MCKESSON CORP 0.1%

Value ($000) $373 Shares 454 Est. Cost $450.30 Unrealized +81.1%

IVE ISHARES TR 0.2%

Value ($000) $689 Shares 3,248 Est. Cost $146.93 Unrealized —

JPM JPMORGAN CHASE & CO. 0.3%

Value ($000) $1,273 Shares 3,950 Est. Cost $147.12 Unrealized +110.4%

TJX TJX COS INC NEW 0.1%

Value ($000) $343 Shares 2,234 Est. Cost $71.31 Unrealized +107.1%

AEP AMERICAN ELEC PWR CO INC 0.1%

Value ($000) $635 Shares 5,505 Est. Cost $74.63 Unrealized +57.7%

LOW LOWES COS INC 0.1%

Value ($000) $407 Shares 1,689 Est. Cost $197.48 Unrealized +21.4%

VOO VANGUARD INDEX FDS 0.1%

Value ($000) $618 Shares 986 Est. Cost $396.14 Unrealized —

VOOV VANGUARD ADMIRAL FDS INC 0.1%

Value ($000) $480 Shares 2,343 Est. Cost $157.22 Unrealized —

— BLACKROCK CR ALLOCATION INCO 0.1%

Value ($000) $585 Shares 54,004 Est. Cost $15.15 Unrealized —

PFE PFIZER INC 0.1%

Value ($000) $411 Shares 16,514 Est. Cost $35.92 Unrealized -30.3%

CVS CVS HEALTH CORP 0.1%

Value ($000) $221 Shares 2,781 Est. Cost $67.82 Unrealized +16.0%

— BLACKROCK CORPOR HI YLD FD I 0.0%

Value ($000) $174 Shares 19,520 Est. Cost $12.33 Unrealized —

GD GENERAL DYNAMICS CORP 0.2%

Value ($000) $673 Shares 2,000 Est. Cost $178.57 Unrealized +90.9%

— EATON VANCE ENHANCED EQUITY 0.1%

Value ($000) $303 Shares 12,935 Est. Cost $23.19 Unrealized —

DIS DISNEY WALT CO 0.2%

Value ($000) $1,054 Shares 9,268 Est. Cost $129.73 Unrealized -15.6%

AB ALLIANCEBERNSTEIN HLDG L P 0.1%

Value ($000) $554 Shares 14,397 Est. Cost $47.12 Unrealized —

SHEL SHELL PLC 0.1%

Value ($000) $312 Shares 4,250 Est. Cost $55.47 Unrealized —

— NUVEEN FLOATING RATE INCOME 0.0%

Value ($000) $169 Shares 21,639 Est. Cost $10.15 Unrealized —

KMI KINDER MORGAN INC DEL 0.0%

Value ($000) $203 Shares 7,376 Est. Cost $24.88 Unrealized +8.2%

PEP PEPSICO INC 0.1%

Value ($000) $269 Shares 1,878 Est. Cost $142.26 Unrealized +2.6%

— BLACKROCK ENHANCED LARGE CAP 0.1%

Value ($000) $497 Shares 21,247 Est. Cost $22.14 Unrealized —

— DNP SELECT INCOME FD INC 0.2%

Value ($000) $1,039 Shares 104,051 Est. Cost $10.87 Unrealized —

EMR EMERSON ELEC CO 0.1%

Value ($000) $342 Shares 2,579 Est. Cost $92.07 Unrealized +43.8%

— GABELLI EQUITY TR INC 0.1%

Value ($000) $354 Shares 57,374 Est. Cost $6.65 Unrealized —

— VIRTUS TOTAL RETURN FD INC 0.0%

Value ($000) $119 Shares 18,912 Est. Cost $9.47 Unrealized —

— WESTERN ASSET HIGH INCOM FD 0.0%

Value ($000) $48 Shares 11,444 Est. Cost $7.17 Unrealized —

COP CONOCOPHILLIPS 0.1%

Value ($000) $313 Shares 3,338 Est. Cost $62.64 Unrealized +43.7%

— PIMCO HIGH INCOME FD 0.0%

Value ($000) $55 Shares 11,389 Est. Cost $6.25 Unrealized —

BA BOEING CO 0.1%

Value ($000) $241 Shares 1,111 Est. Cost $188.88 Unrealized +8.9%

— LIBERTY ALL STAR EQUITY FD 0.0%

Value ($000) $84 Shares 13,348 Est. Cost $8.59 Unrealized —

— NUVEEN MUNICIPAL CREDIT INC 0.0%

Value ($000) $206 Shares 16,386 Est. Cost $17.12 Unrealized —

FPE FIRST TR EXCH TRADED FD III 0.1%

Value ($000) $398 Shares 21,849 Est. Cost $17.59 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
SPY	SPDR S&P 500 ETF TR	378,595	$258,171	58.5%	$473.87	—	TR UNIT	78462F103
AAPL	APPLE INC	62,924	$17,106	3.9%	$145.57	+84.3%	COM	037833100
QQQ	INVESCO QQQ TR	43,328	$26,617	6.0%	$551.64	—	UNIT SER 1	46090E103
EFA	ISHARES TR	147,434	$14,158	3.2%	$77.70	—	MSCI EAFE ETF	464287465
HD	HOME DEPOT INC	5,352	$1,842	0.4%	$320.53	+13.7%	COM	437076102
GOOGL	ALPHABET INC	4,233	$1,325	0.3%	$114.08	+150.3%	CAP STK CL A	02079K305
WDC	WESTERN DIGITAL CORP	5,192	$895	0.2%	$47.33	+220.2%	COM	958102105
IVV	ISHARES TR	19,406	$13,292	3.0%	$432.97	—	CORE S&P500 ETF	464287200
WSM	WILLIAMS SONOMA INC	13,164	$2,351	0.5%	$108.94	+71.9%	COM	969904101
JNJ	JOHNSON & JOHNSON	8,251	$1,708	0.4%	$150.57	+30.8%	COM	478160104
IBB	ISHARES TR	7,302	$1,232	0.3%	$161.66	—	ISHARES BIOTECH	464287556
MSFT	MICROSOFT CORP	4,731	$2,288	0.5%	$294.40	+70.0%	COM	594918104
MS	MORGAN STANLEY	8,284	$1,471	0.3%	$88.88	+87.3%	COM NEW	617446448
WMT	WALMART INC	18,296	$2,038	0.5%	$54.04	+98.4%	COM	931142103
ORCL	ORACLE CORP	1,651	$322	0.1%	$123.39	+92.9%	COM	68389X105
GOOG	ALPHABET INC	1,990	$625	0.1%	$114.09	+151.0%	CAP STK CL C	02079K107
FUBO	FUBOTV INC	57,953	$146	0.0%	$23.42	-85.8%	CLASS A COM SHS	35953D104
CSCO	CISCO SYS INC	9,064	$698	0.2%	$49.90	+47.9%	COM	17275R102
SO	SOUTHERN CO	8,660	$755	0.2%	$58.77	+54.7%	COM	842587107
KO	COCA COLA CO	17,817	$1,246	0.3%	$49.75	+39.5%	COM	191216100
DVY	ISHARES TR	30,029	$4,238	1.0%	$114.71	—	SELECT DIVID ETF	464287168
QCOM	QUALCOMM INC	13,040	$2,230	0.5%	$128.71	+32.7%	COM	747525103
XBI	SPDR SERIES TRUST	2,751	$335	0.1%	$102.81	—	STATE STREET SPD	78464A870
BK	BANK NEW YORK MELLON CORP	7,047	$818	0.2%	$46.20	+139.2%	COM	064058100
KR	KROGER CO	10,751	$672	0.2%	$38.24	+70.6%	COM	501044101
AMZN	AMAZON COM INC	4,570	$1,055	0.2%	$137.14	+66.8%	COM	023135106
IYJ	ISHARES TR	19,112	$2,832	0.6%	$107.16	—	US INDUSTRIALS	464287754
—	BLACKROCK ENHANCED EQUITY DI	135,379	$1,283	0.3%	$10.08	—	COM	09251A104
PG	PROCTER AND GAMBLE CO	4,341	$622	0.1%	$129.24	+13.9%	COM	742718109
XOM	EXXON MOBIL CORP	5,355	$644	0.1%	$62.01	+86.2%	COM	30231G102
SPGI	S&P GLOBAL INC	1,078	$563	0.1%	$441.83	+11.9%	COM	78409V104
ENB	ENBRIDGE INC	13,346	$638	0.1%	$30.74	+53.3%	COM	29250N105
TD	TORONTO DOMINION BK ONT	2,707	$255	0.1%	$75.06	+12.5%	COM NEW	891160509
NOC	NORTHROP GRUMMAN CORP	902	$514	0.1%	$340.87	+69.8%	COM	666807102
TXN	TEXAS INSTRS INC	3,174	$551	0.1%	$167.50	+1.9%	COM	882508104
RJF	RAYMOND JAMES FINL INC	2,925	$470	0.1%	$85.57	+88.1%	COM	754730109
IJR	ISHARES TR	87,928	$10,567	2.4%	$109.29	—	CORE S&P SCP ETF	464287804
COST	COSTCO WHSL CORP NEW	495	$427	0.1%	$510.15	+77.5%	COM	22160K105
MET	METLIFE INC	8,580	$677	0.2%	$55.38	+42.5%	COM	59156R108
USB	US BANCORP DEL	5,479	$292	0.1%	$33.98	+43.4%	COM NEW	902973304
LMT	LOCKHEED MARTIN CORP	1,687	$816	0.2%	$325.62	+46.2%	COM	539830109
RSG	REPUBLIC SVCS INC	1,534	$325	0.1%	$113.00	+89.9%	COM	760759100
HDV	ISHARES TR	34,157	$4,154	0.9%	$100.99	—	CORE HIGH DV ETF	46429B663
ITW	ILLINOIS TOOL WKS INC	1,623	$400	0.1%	$203.51	+21.7%	COM	452308109
HCA	HCA HEALTHCARE INC	615	$287	0.1%	$319.37	+45.2%	COM	40412C101
BTI	BRITISH AMERN TOB PLC	6,773	$383	0.1%	$35.27	—	SPONSORED ADR	110448107
MCK	MCKESSON CORP	454	$373	0.1%	$450.30	+81.1%	COM	58155Q103
IVE	ISHARES TR	3,248	$689	0.2%	$146.93	—	S&P 500 VAL ETF	464287408
JPM	JPMORGAN CHASE & CO.	3,950	$1,273	0.3%	$147.12	+110.4%	COM	46625H100
TJX	TJX COS INC NEW	2,234	$343	0.1%	$71.31	+107.1%	COM	872540109
AEP	AMERICAN ELEC PWR CO INC	5,505	$635	0.1%	$74.63	+57.7%	COM	025537101
LOW	LOWES COS INC	1,689	$407	0.1%	$197.48	+21.4%	COM	548661107
VOO	VANGUARD INDEX FDS	986	$618	0.1%	$396.14	—	S&P 500 ETF SHS	922908363
VOOV	VANGUARD ADMIRAL FDS INC	2,343	$480	0.1%	$157.22	—	500 VAL IDX FD	921932703
—	BLACKROCK CR ALLOCATION INCO	54,004	$585	0.1%	$15.15	—	COM	092508100
PFE	PFIZER INC	16,514	$411	0.1%	$35.92	-30.3%	COM	717081103
CVS	CVS HEALTH CORP	2,781	$221	0.1%	$67.82	+16.0%	COM	126650100
—	BLACKROCK CORPOR HI YLD FD I	19,520	$174	0.0%	$12.33	—	COM	09255P107
GD	GENERAL DYNAMICS CORP	2,000	$673	0.2%	$178.57	+90.9%	COM	369550108
—	EATON VANCE ENHANCED EQUITY	12,935	$303	0.1%	$23.19	—	COM	278277108
DIS	DISNEY WALT CO	9,268	$1,054	0.2%	$129.73	-15.6%	COM	254687106
AB	ALLIANCEBERNSTEIN HLDG L P	14,397	$554	0.1%	$47.12	—	UNIT LTD PARTN	01881G106
SHEL	SHELL PLC	4,250	$312	0.1%	$55.47	—	SPON ADS	780259305
—	NUVEEN FLOATING RATE INCOME	21,639	$169	0.0%	$10.15	—	COM	67072T108
KMI	KINDER MORGAN INC DEL	7,376	$203	0.0%	$24.88	+8.2%	COM	49456B101
PEP	PEPSICO INC	1,878	$269	0.1%	$142.26	+2.6%	COM	713448108
—	BLACKROCK ENHANCED LARGE CAP	21,247	$497	0.1%	$22.14	—	COM	09256A109
—	DNP SELECT INCOME FD INC	104,051	$1,039	0.2%	$10.87	—	COM	23325P104
EMR	EMERSON ELEC CO	2,579	$342	0.1%	$92.07	+43.8%	COM	291011104
—	GABELLI EQUITY TR INC	57,374	$354	0.1%	$6.65	—	COM	362397101
—	VIRTUS TOTAL RETURN FD INC	18,912	$119	0.0%	$9.47	—	COM	92835W107
—	WESTERN ASSET HIGH INCOM FD	11,444	$48	0.0%	$7.17	—	COM	95766J102
COP	CONOCOPHILLIPS	3,338	$313	0.1%	$62.64	+43.7%	COM	20825C104
—	PIMCO HIGH INCOME FD	11,389	$55	0.0%	$6.25	—	COM SHS	722014107
BA	BOEING CO	1,111	$241	0.1%	$188.88	+8.9%	COM	097023105
—	LIBERTY ALL STAR EQUITY FD	13,348	$84	0.0%	$8.59	—	SH BEN INT	530158104
—	NUVEEN MUNICIPAL CREDIT INC	16,386	$206	0.0%	$17.12	—	COM SH BEN INT	67070X101
FPE	FIRST TR EXCH TRADED FD III	21,849	$398	0.1%	$17.59	—	PFD SECS INC ETF	33739E108