CARDIFF ONCOLOGY INC

Ticker: CRDF CUSIP: 14147L108 Class: COM

Note: Option positions (PUT/CALL) are excluded.

New Positions (17)

Increased Positions (23)

Decreased Positions (27)

BLAIR WILLIAM & CO/IL
Value ($000) $5,476 (+20.1%) Shares 1,948,847 (-12.0%)
UBS Group AG
Value ($000) $246 (-42.2%) Shares 87,429 (-57.6%)
Nuveen, LLC
Value ($000) $225 (-43.7%) Shares 80,220 (-58.7%)
ROYAL BANK OF CANADA
Value ($000) $4 (-98.3%) Shares 1,725 (-98.5%)
MORGAN STANLEY
Value ($000) $663 (+3.6%) Shares 235,834 (-24.1%)
GOLDMAN SACHS GROUP INC
Value ($000) $1,082 (+15.5%) Shares 385,086 (-15.3%)
NORTHERN TRUST CORP
Value ($000) $1,298 (+21.2%) Shares 461,753 (-11.2%)
SUSQUEHANNA INTERNATIONAL GROUP, LLP
Value ($000) $61 (-53.5%) Shares 21,840 (-65.9%)
JANE STREET GROUP, LLC
Value ($000) $373 (+11.9%) Shares 132,850 (-18.0%)
GEODE CAPITAL MANAGEMENT, LLC
Value ($000) $4,281 (+34.6%) Shares 1,523,015 (-1.3%)
Police & Firemen's Retirement System of New Jersey
Value ($000) $22 (-54.2%) Shares 7,973 (-66.4%)
Bank of New York Mellon Corp
Value ($000) $924 (+29.1%) Shares 328,995 (-5.3%)
MAI Capital Management
Value ($000) $145 (+6.2%) Shares 51,591 (-22.2%)
Invst, LLC
Value ($000) $101 (+21.3%) Shares 36,000 (-11.1%)
Avestar Capital, LLC
Value ($000) $383 (+32.2%) Shares 136,145 (-3.1%)
RHUMBLINE ADVISERS
Value ($000) $220 (+22.5%) Shares 78,389 (-10.2%)
BANK OF AMERICA CORP /DE/
Value ($000) $116 (+14.1%) Shares 41,264 (-16.3%)
Rockefeller Capital Management L.P.
Value ($000) $159 (+23.3%) Shares 56,500 (-9.6%)
ELKHORN PARTNERS LIMITED PARTNERSHIP
Value ($000) $107 (+33.3%) Shares 38,100 (-2.3%)
Tower Research Capital LLC (TRC)
Value ($000) $17 (-16.2%) Shares 5,989 (-38.5%)

Exited Positions (19)