CARRIER GLOBAL CORPORATION

Ticker: CARR CUSIP: 14448C104 Class: COM

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
VANGUARD GROUP INC92,665,185$4,896,428
Capital Research Global Investors74,737,790$3,949,175
BlackRock, Inc.57,389,636$3,032,468
JPMORGAN CHASE & CO37,718,873$1,993,065
STATE STREET CORP33,728,829$1,782,231
Capital International Investors24,902,054$1,316,076
Capital World Investors22,653,471$1,197,087
GEODE CAPITAL MANAGEMENT, LLC17,314,406$910,722
Fisher Asset Management, LLC14,795,099$781,773
Dodge & Cox13,421,292$709,181
MORGAN STANLEY11,757,449$621,264
BROWN ADVISORY INC10,231,691$540,644
NORTHERN TRUST CORP7,950,420$420,100
NORGES BANK7,197,188$380,299
PineStone Asset Management Inc.7,153,429$377,987
Fiera Capital Corp6,923,485$365,837
UBS ASSET MANAGEMENT AMERICAS INC6,097,098$322,171
Nuveen, LLC6,078,576$321,192
DIMENSIONAL FUND ADVISORS LP6,044,588$319,425
GOLDMAN SACHS GROUP INC5,976,976$315,823
BANK OF AMERICA CORP /DE/5,761,355$304,430
D. E. Shaw & Co., Inc.5,341,850$282,263
SCHRODER INVESTMENT MANAGEMENT GROUP5,247,094$277,256
Bank of New York Mellon Corp4,904,148$259,135
Invesco Ltd.4,871,584$257,415
CITADEL ADVISORS LLC4,799,927$253,628
VICTORY CAPITAL MANAGEMENT INC4,783,753$252,774
Legal & General Group Plc4,768,122$251,948
CHARLES SCHWAB INVESTMENT MANAGEMENT INC4,758,274$251,427
Artisan Partners Limited Partnership4,394,738$232,218
FIDUCIARY MANAGEMENT INC /WI/3,972,009$209,881
Impax Asset Management Group plc3,548,911$187,524
Pictet Asset Management Holding SA3,536,274$186,867
AMERIPRISE FINANCIAL INC3,304,488$174,632
JANE STREET GROUP, LLC3,259,670$172,241
Gates Capital Management, Inc.3,220,480$170,170
Point72 Asset Management, L.P.3,049,604$161,141
PRICE T ROWE ASSOCIATES INC /MD/2,972,610$157
PRIMECAP MANAGEMENT CO/CA/2,919,575$154,270
Amundi2,601,598$137,468
ROYAL BANK OF CANADA2,597,910$137,273
RAYMOND JAMES FINANCIAL INC2,530,341$134,000
Assenagon Asset Management S.A.2,460,321$130,003
Qube Research & Technologies Ltd2,419,007$127,820
ENVESTNET ASSET MANAGEMENT INC2,413,438$127,526
DEUTSCHE BANK AG\2,403,728$127,013
FMR LLC2,308,659$121,990
UBS Group AG2,206,185$116,575
Swiss National Bank2,098,885$110,905
VOLORIDGE INVESTMENT MANAGEMENT, LLC1,974,350$104,325
SEI INVESTMENTS CO1,967,775$103,977
ONTARIO TEACHERS PENSION PLAN BOARD1,889,464$99,839
CAUSEWAY CAPITAL MANAGEMENT LLC1,848,827$97,692
PRINCIPAL FINANCIAL GROUP INC1,745,608$92,238
BANK OF MONTREAL /CAN/1,737,641$91,817
Russell Investments Group, Ltd.1,726,921$91,276
BNP PARIBAS ARBITRAGE, SA1,724,568$91,126
Sumitomo Mitsui Trust Holdings, Inc.1,715,205$90,631
HSBC HOLDINGS PLC1,649,655$87,339
Mitsubishi UFJ Kokusai Asset Management Co., Ltd.1,642,182$87,890
TWO SIGMA INVESTMENTS, LP1,618,999$85,548
Schonfeld Strategic Advisors LLC1,501,855$79,358
BARCLAYS PLC1,429,728$75,547
RHUMBLINE ADVISERS1,421,821$75,129
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM1,409,058$74,455
WELLS FARGO & COMPANY/MN1,372,315$72,513
DekaBank Deutsche Girozentrale1,336,403$92
MILLENNIUM MANAGEMENT LLC1,329,990$70,277
Bristol Gate Capital Partners Inc.1,304,888$68,950
AQR CAPITAL MANAGEMENT LLC1,280,267$67,649
Ensign Peak Advisors, Inc1,253,775$66,249
National Pension Service1,251,071$66,107
RENAISSANCE TECHNOLOGIES LLC1,239,100$65,474
PRUDENTIAL FINANCIAL INC1,223,963$64,674
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM1,210,484$63,962
Canoe Financial LP1,195,050$63,146
MASSACHUSETTS FINANCIAL SERVICES CO /MA/1,127,670$59,586
GREAT WEST LIFE ASSURANCE CO /CAN/1,040,129$55
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP1,027,734$54,305
MANUFACTURERS LIFE INSURANCE COMPANY, THE1,022,047$54,005
SUMMITRY LLC990,752$52,351
DAVENPORT & Co LLC985,720$52,347
Woodline Partners LP969,529$51,230
NEW YORK STATE COMMON RETIREMENT FUND940,955$49,720
NICHOLAS COMPANY, INC.922,625$48,752
ALLIANCEBERNSTEIN L.P.913,968$48,294
abrdn plc896,190$47,355
PNC Financial Services Group, Inc.887,987$46,921
Reynders McVeigh Capital Management, LLC884,167$47
LPL Financial LLC868,646$45,899
HighTower Advisors, LLC852,609$45,052
ExodusPoint Capital Management, LP827,872$43,745
Vident Advisory, LLC818,398$43,244
Universal- Beteiligungs- und Servicegesellschaft mbH796,217$42,158
CITIGROUP INC789,991$41,743
FRANKLIN RESOURCES INC782,564$41,351
MARSHALL WACE, LLP765,004$40,423
NOMURA ASSET MANAGEMENT INTERNATIONAL INC.749,033$39,579
CANADA PENSION PLAN INVESTMENT BOARD739,142$39,056
NATIONAL BANK OF CANADA /FI/734,921$38,830
1378 other institutions69,150,743$3,291,998
Total (1,478 institutions)699,677,649$36,278,230