REZOLUTE INC

Ticker: RZLT CUSIP: 76200L309 Class: Common Stock

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
FEDERATED HERMES, INC.16,534,712$39,022
RA CAPITAL MANAGEMENT, L.P.9,180,000$21,665
BlackRock, Inc.6,768,206$15,973
Opaleye Management Inc.6,287,156$14,838
VANGUARD GROUP INC4,788,511$11,301
BALYASNY ASSET MANAGEMENT L.P.4,506,861$10,636
BANK OF AMERICA CORP /DE/4,325,248$10,208
STATE STREET CORP3,981,708$9,397
UBS Group AG2,816,291$6,646
Affinity Asset Advisors, LLC2,351,144$5,549
FMR LLC2,305,568$5,441
Integral Health Asset Management, LLC2,000,000$4,720
GEODE CAPITAL MANAGEMENT, LLC1,954,733$4,614
BARCLAYS PLC1,911,066$4,510
MILLENNIUM MANAGEMENT LLC1,711,194$4,038
Vestal Point Capital, LP1,686,000$3,979
MORGAN STANLEY1,516,435$3,579
JANE STREET GROUP, LLC1,407,699$3,322
GOLDMAN SACHS GROUP INC1,304,782$3,079
AMERIPRISE FINANCIAL INC1,093,925$2,582
GREAT POINT PARTNERS LLC951,809$2,246
22NW, LP820,653$1,937
Velan Capital Investment Management LP750,000$1,770
NORTHERN TRUST CORP737,315$1,740
KENNEDY CAPITAL MANAGEMENT LLC697,855$1,647
Bank of New York Mellon Corp671,692$1,585
CHARLES SCHWAB INVESTMENT MANAGEMENT INC665,158$1,570
SUPERSTRING CAPITAL MANAGEMENT LP513,765$1,212
XTX Topco Ltd481,949$1,137
HRT FINANCIAL LP374,068$1
Woodline Partners LP368,166$869
Knott David M Jr340,000$802
STATE OF WISCONSIN INVESTMENT BOARD296,843$701
AQR CAPITAL MANAGEMENT LLC271,073$640
D. E. Shaw & Co., Inc.249,390$589
WELLINGTON MANAGEMENT GROUP LLP248,679$587
Caitong International Asset Management Co., Ltd209,179$494
PFM Health Sciences, LP206,265$487
Virtu Financial LLC150,586$0
Graham Capital Management, L.P.149,952$354
Virtus Investment Advisers, LLC147,795$349
DIMENSIONAL FUND ADVISORS LP141,883$335
Rafferty Asset Management, LLC139,394$329
Nuveen, LLC97,686$231
RHUMBLINE ADVISERS95,968$226
Engineers Gate Manager LP93,518$221
RENAISSANCE TECHNOLOGIES LLC91,461$216
WELLS FARGO & COMPANY/MN89,649$212
Rangeley Capital, LLC78,200$185
Scientech Research LLC77,848$184
State of Alaska, Department of Revenue77,000$0
ALPS ADVISORS INC76,143$180
Persistent Asset Partners Ltd72,641$171
CITADEL ADVISORS LLC69,373$164
AlphaCentric Advisors LLC67,056$158
SUSQUEHANNA INTERNATIONAL GROUP, LLP66,641$157
DEUTSCHE BANK AG\63,723$150
SG Americas Securities, LLC63,622$0
Decheng Capital LLC59,900$141
PROFUND ADVISORS LLC51,821$122
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.46,413$110
Invesco Ltd.45,425$107
Qube Research & Technologies Ltd45,187$107
PRICE T ROWE ASSOCIATES INC /MD/45,088$0
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.45,084$105
ALLIANCEBERNSTEIN L.P.43,870$104
INTECH INVESTMENT MANAGEMENT LLC43,819$103
MetLife Investment Management, LLC42,229$100
ADAR1 Capital Management, LLC38,679$91
SEI INVESTMENTS CO37,897$89
JPMORGAN CHASE & CO36,948$87
ACADIAN ASSET MANAGEMENT LLC35,301$0
Pale Fire Capital SE33,519$79
CITIGROUP INC32,769$77
GROUP ONE TRADING, L.P.27,676$65
MANUFACTURERS LIFE INSURANCE COMPANY, THE25,831$61
NEW YORK STATE COMMON RETIREMENT FUND24,600$58
PANAGORA ASSET MANAGEMENT INC22,680$54
Police & Firemen's Retirement System of New Jersey21,800$51
WINTON GROUP Ltd18,500$44
FOX RUN MANAGEMENT, L.L.C.17,515$41
Ikarian Capital, LLC16,479$39
Jump Financial, LLC15,271$36
Jefferies Financial Group Inc.15,000$35
PFG Investments, LLC15,000$35
ProShare Advisors LLC14,757$35
PRUDENTIAL FINANCIAL INC14,630$35
MML INVESTORS SERVICES, LLC14,625$35
Voya Investment Management LLC12,776$30
HSBC HOLDINGS PLC12,762$29
Fifth Third Wealth Advisors LLC12,135$29
HB Wealth Management, LLC11,073$26
VICTORY CAPITAL MANAGEMENT INC10,588$25
ExodusPoint Capital Management, LP10,510$25
NIA IMPACT ADVISORS, LLC10,359$24
Auxano Advisors, LLC10,000$24
Tower Research Capital LLC (TRC)9,209$22
BNP PARIBAS ARBITRAGE, SA8,264$20
Legal & General Group Plc8,115$19
Ameritas Investment Partners, Inc.6,834$16
20 other institutions41,418$86
Total (120 institutions)90,307,593$211,356