SMITH, MOORE & CO. Diversified Active

CIK: 0000200724 · Show all filings

Period: Q4 2013 (Next →)

Filing Date: Feb 10, 2014

Total Value ($000): $159,542 (100.0% shares, 0.0% debt)

Holdings (136)

VTI VANGUARD INDEX FDS 11.5%
Value ($000) $18,363 Shares 191,445 Est. Cost $95.92 Unrealized
MDY SPDR S&P MIDCAP 400 ETF TR 8.7%
Value ($000) $13,808 Shares 56,545 Est. Cost $244.19 Unrealized
IVE ISHARES 6.4%
Value ($000) $10,230 Shares 119,705 Est. Cost $85.46 Unrealized
IJR ISHARES 5.7%
Value ($000) $9,084 Shares 83,242 Est. Cost $109.13 Unrealized
IVV ISHARES 5.2%
Value ($000) $8,237 Shares 44,371 Est. Cost $185.64 Unrealized
VEA VANGUARD TAX MANAGED INTL FD 4.9%
Value ($000) $7,816 Shares 187,516 Est. Cost $41.68 Unrealized
RWR SPDR SERIES TRUST 2.1%
Value ($000) $3,308 Shares 46,419 Est. Cost $71.26 Unrealized
VWO VANGUARD INTL EQUITY INDEX F 2.0%
Value ($000) $3,242 Shares 78,800 Est. Cost $41.14 Unrealized
DLS WISDOMTREE TR 1.8%
Value ($000) $2,847 Shares 45,181 Est. Cost $63.01 Unrealized
EFA ISHARES 1.7%
Value ($000) $2,748 Shares 40,956 Est. Cost $67.10 Unrealized
IWC ISHARES 1.6%
Value ($000) $2,632 Shares 35,042 Est. Cost $75.11 Unrealized
GLD SPDR GOLD TRUST 1.6%
Value ($000) $2,510 Shares 21,615 Est. Cost $116.12 Unrealized
XOM EXXON MOBIL CORP 1.5%
Value ($000) $2,455 Shares 24,263 Est. Cost $55.94 Unrealized 0.0%
DIM WISDOMTREE TR 1.5%
Value ($000) $2,327 Shares 39,352 Est. Cost $59.13 Unrealized
SLV ISHARES SILVER TRUST 1.5%
Value ($000) $2,317 Shares 123,811 Est. Cost $18.71 Unrealized
SPY SPDR S&P 500 ETF TR 1.2%
Value ($000) $1,940 Shares 10,506 Est. Cost $184.66 Unrealized
IWM ISHARES 1.1%
Value ($000) $1,777 Shares 15,406 Est. Cost $115.34 Unrealized
IGE ISHARES 1.1%
Value ($000) $1,750 Shares 40,331 Est. Cost $43.39 Unrealized
EEM ISHARES 1.1%
Value ($000) $1,713 Shares 40,990 Est. Cost $41.79 Unrealized
HANDY & HARMAN LTD 1.0%
Value ($000) $1,642 Shares 67,843 Est. Cost $24.20 Unrealized
DGS WISDOMTREE TR 1.0%
Value ($000) $1,566 Shares 33,983 Est. Cost $46.08 Unrealized
POWERSHARES ETF TRUST II 0.8%
Value ($000) $1,305 Shares 53,636 Est. Cost $24.33 Unrealized
MARKET VECTORS ETF TR 0.8%
Value ($000) $1,281 Shares 60,604 Est. Cost $21.14 Unrealized
CVX CHEVRON CORP NEW 0.8%
Value ($000) $1,274 Shares 10,201 Est. Cost $72.49 Unrealized 0.0%
T AT&T INC 0.7%
Value ($000) $1,155 Shares 32,853 Est. Cost $11.17 Unrealized 0.0%
WMT WAL-MART STORES INC 0.7%
Value ($000) $1,085 Shares 13,793 Est. Cost $20.35 Unrealized 0.0%
ABBOTT LABS 0.6%
Value ($000) $1,025 Shares 26,732 Est. Cost $38.34 Unrealized
NORTHERN LTS ETF TR 0.6%
Value ($000) $978 Shares 36,845 Est. Cost $26.54 Unrealized
ITW ILLINOIS TOOL WKS INC 0.6%
Value ($000) $959 Shares 11,400 Est. Cost $59.45 Unrealized 0.0%
ALPS ETF TR 0.6%
Value ($000) $954 Shares 53,602 Est. Cost $17.80 Unrealized
PG PROCTER & GAMBLE CO 0.6%
Value ($000) $952 Shares 11,688 Est. Cost $58.01 Unrealized 0.0%
ABBV ABBVIE INC 0.6%
Value ($000) $929 Shares 17,591 Est. Cost $30.39 Unrealized 0.0%
GLOBAL X FDS 0.5%
Value ($000) $875 Shares 54,099 Est. Cost $16.17 Unrealized
JNJ JOHNSON & JOHNSON 0.5%
Value ($000) $875 Shares 9,556 Est. Cost $65.75 Unrealized 0.0%
EMR EMERSON ELEC CO 0.5%
Value ($000) $858 Shares 12,232 Est. Cost $48.18 Unrealized 0.0%
MCD MCDONALDS CORP 0.5%
Value ($000) $847 Shares 8,726 Est. Cost $70.01 Unrealized 0.0%
IWD ISHARES 0.5%
Value ($000) $813 Shares 8,629 Est. Cost $94.22 Unrealized
CL COLGATE PALMOLIVE CO 0.5%
Value ($000) $807 Shares 12,368 Est. Cost $48.40 Unrealized 0.0%
PEP PEPSICO INC 0.5%
Value ($000) $784 Shares 9,455 Est. Cost $57.75 Unrealized 0.0%
DE DEERE & CO 0.5%
Value ($000) $777 Shares 8,505 Est. Cost $67.46 Unrealized 0.0%
DIS DISNEY WALT CO 0.5%
Value ($000) $757 Shares 9,905 Est. Cost $61.69 Unrealized 0.0%
MARKET VECTORS ETF TR 0.5%
Value ($000) $741 Shares 23,856 Est. Cost $31.06 Unrealized
SLB SCHLUMBERGER LTD 0.5%
Value ($000) $729 Shares 8,088 Est. Cost $65.05 Unrealized 0.0%
APACHE CORP 0.4%
Value ($000) $707 Shares 8,223 Est. Cost $85.98 Unrealized
MMM 3M CO 0.4%
Value ($000) $694 Shares 4,948 Est. Cost $72.67 Unrealized 0.0%
VCSH VANGUARD SCOTTSDALE FDS 0.4%
Value ($000) $693 Shares 8,686 Est. Cost $79.78 Unrealized
ARCHER DANIELS MIDLAND CO 0.4%
Value ($000) $655 Shares 15,100 Est. Cost $43.38 Unrealized
GENERAL ELECTRIC CO 0.4%
Value ($000) $653 Shares 23,281 Est. Cost $28.05 Unrealized
SBS COMPANHIA DE SANEAMENTO BASI 0.4%
Value ($000) $635 Shares 55,980 Est. Cost $11.34 Unrealized
LACLEDE GROUP INC 0.4%
Value ($000) $630 Shares 13,832 Est. Cost $45.55 Unrealized
KMB KIMBERLY CLARK CORP 0.4%
Value ($000) $616 Shares 5,895 Est. Cost $66.36 Unrealized 0.0%
MSFT MICROSOFT CORP 0.4%
Value ($000) $614 Shares 16,408 Est. Cost $30.02 Unrealized 0.0%
PUTNAM PREMIER INCOME TR 0.4%
Value ($000) $608 Shares 111,850 Est. Cost $5.44 Unrealized
SJM SMUCKER J M CO 0.4%
Value ($000) $603 Shares 5,823 Est. Cost $74.55 Unrealized 0.0%
VT VANGUARD INTL EQUITY INDEX F 0.4%
Value ($000) $603 Shares 10,153 Est. Cost $59.39 Unrealized
AMERICAN WTR WKS CO INC NEW 0.4%
Value ($000) $573 Shares 13,555 Est. Cost $42.27 Unrealized
IBM INTERNATIONAL BUSINESS MACHS 0.4%
Value ($000) $567 Shares 3,025 Est. Cost $106.40 Unrealized 0.0%
UIS UNISYS CORP 0.3%
Value ($000) $556 Shares 16,550 Est. Cost $27.72 Unrealized 0.0%
SPMD SPDR SERIES TRUST 0.3%
Value ($000) $550 Shares 6,663 Est. Cost $82.55 Unrealized
GIS GENERAL MLS INC 0.3%
Value ($000) $549 Shares 10,998 Est. Cost $32.89 Unrealized 0.0%
PFE PFIZER INC 0.3%
Value ($000) $541 Shares 17,677 Est. Cost $17.62 Unrealized 0.0%
PHOENIX COS INC NEW 0.3%
Value ($000) $534 Shares 8,700 Est. Cost $61.38 Unrealized
USB US BANCORP DEL 0.3%
Value ($000) $531 Shares 13,149 Est. Cost $25.38 Unrealized 0.0%
DU PONT E I DE NEMOURS & CO 0.3%
Value ($000) $526 Shares 8,090 Est. Cost $65.02 Unrealized
NUVEEN CR STRATEGIES INCM FD 0.3%
Value ($000) $525 Shares 53,980 Est. Cost $9.73 Unrealized
PSX PHILLIPS 66 0.3%
Value ($000) $520 Shares 6,744 Est. Cost $43.41 Unrealized 0.0%
COP CONOCOPHILLIPS 0.3%
Value ($000) $514 Shares 7,273 Est. Cost $48.40 Unrealized 0.0%
APPLE INC 0.3%
Value ($000) $509 Shares 907 Est. Cost $561.19 Unrealized
ANADARKO PETE CORP 0.3%
Value ($000) $501 Shares 6,310 Est. Cost $79.40 Unrealized
NATIONAL OILWELL VARCO INC 0.3%
Value ($000) $494 Shares 6,210 Est. Cost $79.55 Unrealized
WALGREEN CO 0.3%
Value ($000) $491 Shares 8,550 Est. Cost $57.43 Unrealized
FCX FREEPORT-MCMORAN COPPER & GO 0.3%
Value ($000) $489 Shares 12,964 Est. Cost $30.06 Unrealized 0.0%
SO SOUTHERN CO 0.3%
Value ($000) $484 Shares 11,764 Est. Cost $24.56 Unrealized 0.0%
AFLAC INC 0.3%
Value ($000) $480 Shares 7,187 Est. Cost $66.79 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.3%
Value ($000) $479 Shares 21,149 Est. Cost $22.65 Unrealized
DMLP DORCHESTER MINERALS LP 0.3%
Value ($000) $474 Shares 18,239 Est. Cost $25.99 Unrealized
DIAMOND OFFSHORE DRILLING IN 0.3%
Value ($000) $473 Shares 8,318 Est. Cost $56.86 Unrealized
AMERICAN EXPRESS CO 0.3%
Value ($000) $473 Shares 5,216 Est. Cost $90.68 Unrealized
IWB ISHARES 0.3%
Value ($000) $462 Shares 4,479 Est. Cost $103.15 Unrealized
EATON VANCE MUN INCOME TERM 0.3%
Value ($000) $437 Shares 29,935 Est. Cost $14.60 Unrealized
AFFILIATED MANAGERS GROUP 0.3%
Value ($000) $434 Shares 2,000 Est. Cost $217.00 Unrealized
SIGMA ALDRICH CORP 0.3%
Value ($000) $428 Shares 4,550 Est. Cost $94.07 Unrealized
MEDTRONIC INC 0.3%
Value ($000) $412 Shares 7,180 Est. Cost $57.38 Unrealized
SYY SYSCO CORP 0.3%
Value ($000) $408 Shares 11,291 Est. Cost $24.38 Unrealized 0.0%
MONSANTO CO NEW 0.3%
Value ($000) $399 Shares 3,422 Est. Cost $116.60 Unrealized
IWF ISHARES 0.2%
Value ($000) $386 Shares 4,489 Est. Cost $85.99 Unrealized
KO COCA COLA CO 0.2%
Value ($000) $385 Shares 9,315 Est. Cost $26.95 Unrealized 0.0%
XLV SELECT SECTOR SPDR TR 0.2%
Value ($000) $377 Shares 6,792 Est. Cost $55.51 Unrealized
TIP ISHARES 0.2%
Value ($000) $373 Shares 3,391 Est. Cost $110.00 Unrealized
BAKER HUGHES INC 0.2%
Value ($000) $369 Shares 6,673 Est. Cost $55.30 Unrealized
BCE BCE INC 0.2%
Value ($000) $369 Shares 8,531 Est. Cost $21.68 Unrealized 0.0%
WISCONSIN ENERGY CORP 0.2%
Value ($000) $360 Shares 8,700 Est. Cost $41.38 Unrealized
UNP UNION PAC CORP 0.2%
Value ($000) $356 Shares 2,118 Est. Cost $60.55 Unrealized 0.0%
MO ALTRIA GROUP INC 0.2%
Value ($000) $349 Shares 9,082 Est. Cost $17.15 Unrealized 0.0%
AGG ISHARES 0.2%
Value ($000) $346 Shares 3,254 Est. Cost $106.33 Unrealized
HOME PROPERTIES INC 0.2%
Value ($000) $340 Shares 6,337 Est. Cost $53.65 Unrealized
ADVISORSHARES TR 0.2%
Value ($000) $337 Shares 6,518 Est. Cost $51.70 Unrealized
HYS PIMCO ETF TR 0.2%
Value ($000) $333 Shares 3,128 Est. Cost $106.46 Unrealized
GOLDCORP INC NEW 0.2%
Value ($000) $332 Shares 15,300 Est. Cost $21.70 Unrealized
TRANSAMERICA INCOME SHS INC 0.2%
Value ($000) $328 Shares 15,703 Est. Cost $20.89 Unrealized
BLACK DIAMOND INC 0.2%
Value ($000) $327 Shares 24,500 Est. Cost $13.35 Unrealized
IYH ISHARES 0.2%
Value ($000) $324 Shares 2,780 Est. Cost $116.55 Unrealized
DXJ WISDOMTREE TR 0.2%
Value ($000) $324 Shares 6,381 Est. Cost $50.78 Unrealized
XLY SELECT SECTOR SPDR TR 0.2%
Value ($000) $312 Shares 4,671 Est. Cost $66.80 Unrealized
DOL WISDOMTREE TR 0.2%
Value ($000) $309 Shares 5,944 Est. Cost $51.99 Unrealized
WELLPOINT INC 0.2%
Value ($000) $307 Shares 3,320 Est. Cost $92.47 Unrealized
XLI SELECT SECTOR SPDR TR 0.2%
Value ($000) $306 Shares 5,856 Est. Cost $52.25 Unrealized
TEMPLETON GLOBAL INCOME FD 0.2%
Value ($000) $303 Shares 38,075 Est. Cost $7.96 Unrealized
ABERDEEN ASIA PACIFIC INCOM 0.2%
Value ($000) $290 Shares 50,335 Est. Cost $5.76 Unrealized
ALCOA INC 0.2%
Value ($000) $290 Shares 27,248 Est. Cost $10.64 Unrealized
XLF SELECT SECTOR SPDR TR 0.2%
Value ($000) $284 Shares 13,000 Est. Cost $21.85 Unrealized
WESTERN ASSET VAR RT STRG FD 0.2%
Value ($000) $279 Shares 15,950 Est. Cost $17.49 Unrealized
XYL XYLEM INC 0.2%
Value ($000) $268 Shares 7,746 Est. Cost $27.59 Unrealized 0.0%
CASS CASS INFORMATION SYS INC 0.2%
Value ($000) $266 Shares 3,949 Est. Cost $34.20 Unrealized 0.0%
GLW CORNING INC 0.2%
Value ($000) $259 Shares 14,545 Est. Cost $12.05 Unrealized 0.0%
MTB M & T BK CORP 0.2%
Value ($000) $256 Shares 2,200 Est. Cost $81.40 Unrealized 0.0%
SPECTRA ENERGY CORP 0.2%
Value ($000) $253 Shares 7,099 Est. Cost $35.64 Unrealized
FIDUCIARY CLAYMORE MLP OPP F 0.2%
Value ($000) $250 Shares 9,800 Est. Cost $25.51 Unrealized
POWERSHARES ETF TRUST 0.2%
Value ($000) $250 Shares 5,802 Est. Cost $43.09 Unrealized
HD HOME DEPOT INC 0.2%
Value ($000) $248 Shares 3,017 Est. Cost $58.72 Unrealized 0.0%
BEN FRANKLIN RES INC 0.2%
Value ($000) $246 Shares 4,260 Est. Cost $32.13 Unrealized 0.0%
INTC INTEL CORP 0.1%
Value ($000) $233 Shares 8,991 Est. Cost $17.92 Unrealized 0.0%
SDY SPDR SERIES TRUST 0.1%
Value ($000) $229 Shares 3,158 Est. Cost $72.51 Unrealized
SPSB SPDR SERIES TRUST 0.1%
Value ($000) $228 Shares 7,417 Est. Cost $30.74 Unrealized
CPB CAMPBELL SOUP CO 0.1%
Value ($000) $216 Shares 5,000 Est. Cost $28.53 Unrealized 0.0%
CERNER CORP 0.1%
Value ($000) $216 Shares 3,871 Est. Cost $55.80 Unrealized
KANSAS CITY SOUTHERN 0.1%
Value ($000) $211 Shares 1,704 Est. Cost $123.83 Unrealized
IWN ISHARES 0.1%
Value ($000) $207 Shares 2,081 Est. Cost $99.47 Unrealized
JKHY HENRY JACK & ASSOC INC 0.1%
Value ($000) $206 Shares 3,480 Est. Cost $47.90 Unrealized 0.0%
UMBF UMB FINL CORP 0.1%
Value ($000) $205 Shares 3,189 Est. Cost $60.74 Unrealized 0.0%
ISHARES GOLD TRUST 0.1%
Value ($000) $167 Shares 14,266 Est. Cost $11.71 Unrealized
F FORD MTR CO DEL 0.1%
Value ($000) $160 Shares 10,369 Est. Cost $9.00 Unrealized 0.0%
FORBES ENERGY SVCS LTD 0.1%
Value ($000) $151 Shares 46,090 Est. Cost $3.28 Unrealized
MCEWEN MNG INC 0.1%
Value ($000) $127 Shares 65,000 Est. Cost $1.95 Unrealized
S&W SEED CO 0.1%
Value ($000) $84 Shares 12,100 Est. Cost $6.94 Unrealized
PROSPECT CAPITAL CORPORATION 0.0%
Value ($000) $15 Shares 14,000 Est. Cost $1.07 Unrealized