JOHN G ULLMAN & ASSOCIATES INC Diversified Active

CIK: 0000919530 · Show all filings

Period: Q3 2018 (← Previous) (Next →)

Filing Date: Nov 2, 2018

Total Value ($000): $550,035 (100.0% shares, 0.0% debt)

Holdings (129)

XOM EXXON MOBIL CORP 6.3%
Value ($000) $34,519 Shares 406,019 Est. Cost $54.89 Unrealized +6.0%
EMR EMERSON ELECTRIC CO 5.9%
Value ($000) $32,427 Shares 423,441 Est. Cost $44.64 Unrealized +38.8%
GLW CORNING INC 4.3%
Value ($000) $23,565 Shares 667,590 Est. Cost $11.96 Unrealized +121.3%
PFE PFIZER INC 3.6%
Value ($000) $19,781 Shares 448,845 Est. Cost $17.33 Unrealized +59.6%
MRK MERCK & CO INC 3.2%
Value ($000) $17,768 Shares 250,463 Est. Cost $33.50 Unrealized +51.2%
SLB SCHLUMBERGER NV 3.2%
Value ($000) $17,358 Shares 284,928 Est. Cost $55.00 Unrealized -5.4%
INTC INTEL CORP 2.7%
Value ($000) $15,051 Shares 318,278 Est. Cost $17.44 Unrealized +138.0%
NVS NOVARTIS AG 2.5%
Value ($000) $14,002 Shares 162,508 Est. Cost $76.14 Unrealized
JNJ JOHNSON & JOHNSON 2.5%
Value ($000) $13,899 Shares 100,597 Est. Cost $62.93 Unrealized +71.7%
ABT ABBOTT LABORATORIES 2.4%
Value ($000) $13,147 Shares 179,214 Est. Cost $34.38 Unrealized +68.2%
IBM INTERNATIONAL BUSINESS MACHINE 2.3%
Value ($000) $12,798 Shares 84,640 Est. Cost $103.09 Unrealized -1.8%
GVA GRANITE CONSTRUCTION INC 2.2%
Value ($000) $12,202 Shares 267,009 Est. Cost $35.72 Unrealized +36.7%
LNN LINDSAY CORP 2.1%
Value ($000) $11,728 Shares 116,998 Est. Cost $67.88 Unrealized +27.0%
MSFT MICROSOFT CORP 2.1%
Value ($000) $11,490 Shares 100,462 Est. Cost $26.70 Unrealized +277.5%
OGE OGE ENERGY CORP 2.0%
Value ($000) $10,810 Shares 297,633 Est. Cost $33.47 Unrealized +8.7%
BMY BRISTOL-MYERS SQUIBB CO 1.9%
Value ($000) $10,376 Shares 167,140 Est. Cost $31.22 Unrealized +44.0%
FLS FLOWSERVE CORP 1.8%
Value ($000) $10,141 Shares 185,435 Est. Cost $37.62 Unrealized +10.2%
INGERSOLL-RAND PLC 1.8%
Value ($000) $9,734 Shares 95,153 Est. Cost $57.46 Unrealized
BCE BCE INC 1.8%
Value ($000) $9,678 Shares 238,845 Est. Cost $24.45 Unrealized +5.9%
MDU MDU RESOURCES GROUP INC 1.6%
Value ($000) $9,010 Shares 350,731 Est. Cost $7.07 Unrealized +21.3%
EVRG EVERGY INC 1.6%
Value ($000) $8,992 Shares 163,735 Est. Cost $40.03 Unrealized +6.8%
WTS WATTS WATER TECHNOLOGIES INC 1.6%
Value ($000) $8,952 Shares 107,858 Est. Cost $55.07 Unrealized +50.3%
CIEN CIENA CORP 1.6%
Value ($000) $8,591 Shares 275,000 Est. Cost $22.19 Unrealized +26.3%
EEMV ISHR EDG MSCI MIN VOL EMG MKT 1.5%
Value ($000) $8,336 Shares 140,581 Est. Cost $57.17 Unrealized
HON HONEYWELL INTERNATIONAL INC 1.5%
Value ($000) $8,324 Shares 50,022 Est. Cost $53.13 Unrealized +128.9%
TE CONNECTIVITY LTD 1.3%
Value ($000) $7,122 Shares 81,000 Est. Cost $56.85 Unrealized
AMERICAN SOFTWARE INC 1.3%
Value ($000) $6,995 Shares 576,705 Est. Cost $9.58 Unrealized
NEE NEXTERA ENERGY INC 1.3%
Value ($000) $6,877 Shares 41,034 Est. Cost $14.15 Unrealized +150.6%
ACM AECOM 1.2%
Value ($000) $6,711 Shares 205,500 Est. Cost $32.85 Unrealized -3.5%
TMO THERMO FISHER SCIENTIFIC INC 1.2%
Value ($000) $6,529 Shares 26,750 Est. Cost $88.93 Unrealized +153.7%
BNS BANK OF NOVA SCOTIA 1.1%
Value ($000) $6,224 Shares 104,384 Est. Cost $29.86 Unrealized +32.2%
CGW INVSC S P GLOBAL WATER INDEX E 1.0%
Value ($000) $5,669 Shares 162,516 Est. Cost $33.49 Unrealized
XRAY DENTSPLY SIRONA INC 1.0%
Value ($000) $5,340 Shares 141,500 Est. Cost $41.64 Unrealized 0.0%
HAL HALLIBURTON CO 0.9%
Value ($000) $5,220 Shares 128,800 Est. Cost $41.39 Unrealized -14.1%
AZTA BROOKS AUTOMATION INC 0.9%
Value ($000) $5,196 Shares 148,335 Est. Cost $8.51 Unrealized +275.0%
DGX QUEST DIAGNOSTICS INC 0.9%
Value ($000) $5,147 Shares 47,696 Est. Cost $55.93 Unrealized +69.2%
GENERAL ELECTRIC CO 0.9%
Value ($000) $5,085 Shares 450,480 Est. Cost $17.38 Unrealized
ELMIRA SAVINGS BANK 0.9%
Value ($000) $4,968 Shares 243,556 Est. Cost $20.57 Unrealized
LFCR LANDEC CORP 0.9%
Value ($000) $4,885 Shares 339,209 Est. Cost $11.90 Unrealized +16.2%
CNDT CONDUENT INC 0.8%
Value ($000) $4,670 Shares 207,401 Est. Cost $15.91 Unrealized +29.0%
IDA IDACORP INC 0.8%
Value ($000) $4,630 Shares 46,664 Est. Cost $48.08 Unrealized +100.3%
CALAMP CORP 0.8%
Value ($000) $4,611 Shares 192,450 Est. Cost $14.84 Unrealized
BAX BAXTER INTERNATIONAL INC 0.8%
Value ($000) $4,454 Shares 57,771 Est. Cost $38.90 Unrealized +66.9%
GLAXOSMITHKLINE PLC 0.8%
Value ($000) $4,320 Shares 107,535 Est. Cost $44.11 Unrealized
EXC EXELON CORP 0.7%
Value ($000) $4,117 Shares 94,310 Est. Cost $15.40 Unrealized +54.6%
ORBOTECH LTD 0.7%
Value ($000) $3,973 Shares 66,842 Est. Cost $22.12 Unrealized
TORTOISE ENERGY INF CORP 0.7%
Value ($000) $3,663 Shares 136,025 Est. Cost $29.05 Unrealized
EWC ISHARES MSCI CANADA ETF 0.7%
Value ($000) $3,621 Shares 125,833 Est. Cost $26.42 Unrealized
DUK DUKE ENERGY CORP 0.6%
Value ($000) $3,515 Shares 43,933 Est. Cost $49.89 Unrealized +20.3%
EPU ISHARES:MSCI PERU 0.6%
Value ($000) $3,188 Shares 86,356 Est. Cost $36.92 Unrealized
EWS ISHARES MSCI SINGAPORE ETF 0.6%
Value ($000) $3,160 Shares 130,200 Est. Cost $20.01 Unrealized
PEG PUBLIC SERVICE ENTERPRISE GROU 0.6%
Value ($000) $3,106 Shares 58,835 Est. Cost $28.44 Unrealized +43.1%
OC OWENS CORNING NEW COM 0.5%
Value ($000) $2,855 Shares 52,600 Est. Cost $60.23 Unrealized 0.0%
SWK STANLEY BLACK & DECKER INC 0.5%
Value ($000) $2,819 Shares 19,250 Est. Cost $115.16 Unrealized 0.0%
VIAV VIAVI SOLUTIONS INC 0.5%
Value ($000) $2,815 Shares 248,250 Est. Cost $9.35 Unrealized +15.6%
NEW YORK COMMUNITY BANCORP INC 0.5%
Value ($000) $2,769 Shares 267,008 Est. Cost $14.04 Unrealized
SWISS HELVETIA FUND INC 0.5%
Value ($000) $2,507 Shares 294,636 Est. Cost $11.14 Unrealized
AMGN AMGEN INC 0.4%
Value ($000) $2,413 Shares 11,643 Est. Cost $73.34 Unrealized +114.6%
AGX ARGAN INC AGX 0.4%
Value ($000) $2,386 Shares 55,500 Est. Cost $32.98 Unrealized +0.4%
XEROX CORP 0.4%
Value ($000) $2,364 Shares 87,637 Est. Cost $27.59 Unrealized
EWA ISHARES MSCI AUSTRALIA ETF 0.4%
Value ($000) $2,325 Shares 105,100 Est. Cost $21.58 Unrealized
EWX SPDR S&P EM MKTS SM CP 0.4%
Value ($000) $2,155 Shares 48,106 Est. Cost $44.80 Unrealized
AGG ISHARES CORE US AGGREGATE BOND 0.4%
Value ($000) $1,935 Shares 18,340 Est. Cost $108.20 Unrealized
MOS MOSAIC CO 0.4%
Value ($000) $1,933 Shares 59,500 Est. Cost $21.70 Unrealized +22.3%
GOOGL ALPHABET INC 0.3%
Value ($000) $1,906 Shares 1,579 Est. Cost $36.73 Unrealized +63.6%
SBNY SIGNATURE BANK 0.3%
Value ($000) $1,872 Shares 16,300 Est. Cost $126.46 Unrealized
TPC TUTOR PERINI CORP 0.3%
Value ($000) $1,763 Shares 93,752 Est. Cost $26.46 Unrealized -26.8%
ZBH ZIMMER BIOMET HOLDINGS INC 0.3%
Value ($000) $1,471 Shares 11,192 Est. Cost $68.24 Unrealized +64.0%
AAPL APPLE INC 0.3%
Value ($000) $1,457 Shares 6,454 Est. Cost $22.20 Unrealized +122.0%
CSCO CISCO SYSTEMS INC 0.2%
Value ($000) $1,148 Shares 23,600 Est. Cost $15.37 Unrealized +134.6%
PBW INVSC WILDERHILL CLEAN ENERGY 0.2%
Value ($000) $1,138 Shares 45,900 Est. Cost $24.95 Unrealized
MMM 3M CO 0.2%
Value ($000) $1,053 Shares 4,996 Est. Cost $61.85 Unrealized +113.7%
BSV VANGUARD SHORT-TERM BOND ETF 0.2%
Value ($000) $987 Shares 12,647 Est. Cost $79.99 Unrealized
VOO VANGUARD S&P 500 ETF 0.2%
Value ($000) $923 Shares 3,456 Est. Cost $235.73 Unrealized
WMT WAL-MART STORES INC 0.2%
Value ($000) $871 Shares 9,278 Est. Cost $16.63 Unrealized +64.4%
KO COCA-COLA CO 0.2%
Value ($000) $834 Shares 18,056 Est. Cost $32.44 Unrealized +11.9%
KRE SPDR S&P REGIONAL BANKING ETF 0.1%
Value ($000) $767 Shares 12,900 Est. Cost $49.11 Unrealized
BRK/B BERKSHIRE HATHAWAY INC 0.1%
Value ($000) $701 Shares 3,275 Est. Cost $157.09 Unrealized +30.6%
T AT&T INC 0.1%
Value ($000) $674 Shares 20,058 Est. Cost $15.24 Unrealized -5.0%
BLBD BLUE BIRD CORP 0.1%
Value ($000) $652 Shares 26,600 Est. Cost $14.00 Unrealized +64.2%
GOOG ALPHABET INC 0.1%
Value ($000) $610 Shares 511 Est. Cost $35.61 Unrealized +67.0%
JCI JOHNSON CONTROLS INTERNATIONAL 0.1%
Value ($000) $589 Shares 16,816 Est. Cost $31.63 Unrealized -1.1%
DHR DANAHER CORP 0.1%
Value ($000) $566 Shares 5,213 Est. Cost $66.58 Unrealized +32.2%
DSI ISHARES:MSCI KLD 400 SOC 0.1%
Value ($000) $555 Shares 5,200 Est. Cost $106.73 Unrealized
BKR BAKER HUGHES A GE CO 0.1%
Value ($000) $541 Shares 16,000 Est. Cost $27.13 Unrealized -1.3%
PSX PHILLIPS 66 0.1%
Value ($000) $523 Shares 4,637 Est. Cost $54.74 Unrealized +57.2%
CELGENE CORP 0.1%
Value ($000) $502 Shares 5,608 Est. Cost $112.37 Unrealized
LABORATORY CORPORATION OF AMER 0.1%
Value ($000) $485 Shares 2,792 Est. Cost $143.91 Unrealized
BLACKROCK INC 0.1%
Value ($000) $477 Shares 1,011 Est. Cost $382.01 Unrealized
TSM TAIWAN SEMICONDUCTOR MANUFACTU 0.1%
Value ($000) $468 Shares 10,600 Est. Cost $28.77 Unrealized
PEP PEPSICO INC 0.1%
Value ($000) $456 Shares 4,075 Est. Cost $84.60 Unrealized +6.8%
BP BP PLC 0.1%
Value ($000) $445 Shares 9,650 Est. Cost $46.11 Unrealized
IQV IQVIA HOLDINGS INC 0.1%
Value ($000) $439 Shares 3,385 Est. Cost $101.80 Unrealized +18.0%
AOS A. O. SMITH CORP 0.1%
Value ($000) $432 Shares 8,100 Est. Cost $51.29 Unrealized 0.0%
ROYAL DUTCH SHELL PLC 0.1%
Value ($000) $425 Shares 6,243 Est. Cost $60.57 Unrealized
DIS WALT DISNEY CO 0.1%
Value ($000) $422 Shares 3,606 Est. Cost $56.11 Unrealized +89.9%
LLY ELI LILLY AND CO 0.1%
Value ($000) $403 Shares 3,751 Est. Cost $74.86 Unrealized +20.6%
MU MICRON TECHNOLOGY INC 0.1%
Value ($000) $393 Shares 8,700 Est. Cost $24.09 Unrealized +104.3%
VAW VANGUARD MATERIALS ETF 0.1%
Value ($000) $393 Shares 3,000 Est. Cost $131.00 Unrealized
HPE HEWLETT PACKARD ENTERPRISE CO 0.1%
Value ($000) $388 Shares 23,800 Est. Cost $11.77 Unrealized +7.6%
EEM ISHARES MSCI EMERGING MARKETS 0.1%
Value ($000) $382 Shares 8,900 Est. Cost $44.20 Unrealized
CIGNA CORP 0.1%
Value ($000) $375 Shares 1,800 Est. Cost $127.92 Unrealized
REGN REGENERON PHARMACEUTICALS INC 0.1%
Value ($000) $364 Shares 900 Est. Cost $239.29 Unrealized +58.2%
OCLARO INC 0.1%
Value ($000) $363 Shares 40,600 Est. Cost $8.32 Unrealized
SHW SHERWIN-WILLIAMS CO 0.1%
Value ($000) $333 Shares 731 Est. Cost $123.81 Unrealized +12.0%
II-VI INC 0.1%
Value ($000) $331 Shares 7,000 Est. Cost $31.46 Unrealized
GM GENERAL MOTORS CO 0.1%
Value ($000) $328 Shares 9,750 Est. Cost $25.63 Unrealized +29.1%
ITW ILLINOIS TOOL WORKS INC 0.1%
Value ($000) $325 Shares 2,301 Est. Cost $117.42 Unrealized 0.0%
QQQ INVSC QQQ TRUST SRS 1 ETF 0.1%
Value ($000) $302 Shares 1,624 Est. Cost $171.80 Unrealized
PAYX PAYCHEX INC 0.1%
Value ($000) $288 Shares 3,912 Est. Cost $38.84 Unrealized +49.2%
ST SENSATA TECHNOLOGIES HOLDING N 0.1%
Value ($000) $282 Shares 5,700 Est. Cost $52.11 Unrealized +0.5%
MCD MCDONALD'S CORP 0.0%
Value ($000) $263 Shares 1,570 Est. Cost $118.25 Unrealized +14.0%
INTREXON CORP 0.0%
Value ($000) $258 Shares 15,000 Est. Cost $17.20 Unrealized
HOLX HOLOGIC INC 0.0%
Value ($000) $254 Shares 6,200 Est. Cost $40.42 Unrealized 0.0%
CHINA MOBILE LTD 0.0%
Value ($000) $254 Shares 5,200 Est. Cost $48.85 Unrealized
VZ VERIZON COMMUNICATIONS INC 0.0%
Value ($000) $247 Shares 4,628 Est. Cost $32.99 Unrealized +8.0%
GILD GILEAD SCIENCES INC 0.0%
Value ($000) $247 Shares 3,200 Est. Cost $56.84 Unrealized 0.0%
PLOW DOUGLAS DYNAMICS INC 0.0%
Value ($000) $246 Shares 5,600 Est. Cost $20.98 Unrealized +121.8%
ANDEAVOR 0.0%
Value ($000) $232 Shares 1,514 Est. Cost $153.24 Unrealized
ON ON SEMICONDUCTOR CORP 0.0%
Value ($000) $223 Shares 12,100 Est. Cost $23.90 Unrealized -10.6%
EVOQUA WATER TECHNOLOGIES CORP 0.0%
Value ($000) $222 Shares 12,500 Est. Cost $17.76 Unrealized
CORNING NATURAL GAS HOLDING CO 0.0%
Value ($000) $217 Shares 12,048 Est. Cost $19.52 Unrealized
DOWDUPONT INC 0.0%
Value ($000) $211 Shares 3,278 Est. Cost $64.37 Unrealized
CANADIAN WESTERN BANK 0.0%
Value ($000) $203 Shares 7,700 Est. Cost $27.09 Unrealized
HD HOME DEPOT INC 0.0%
Value ($000) $203 Shares 978 Est. Cost $167.96 Unrealized 0.0%
TEO TELECOM ARGENTINA SA 0.0%
Value ($000) $200 Shares 11,500 Est. Cost $17.39 Unrealized
FAN FRST TRST ISE GLB WND ENG INX 0.0%
Value ($000) $199 Shares 16,000 Est. Cost $13.23 Unrealized
MHTX MANHATTAN SCIENTIFICS INC 0.0%
Value ($000) $2 Shares 145,000 Est. Cost $0.07 Unrealized -70.7%
AVALON ADVANCED MATERIALS INC 0.0%
Value ($000) $1 Shares 18,750 Est. Cost $0.11 Unrealized