DOHENY ASSET MANAGEMENT /CA Diversified Active

CIK: 0000936936 · Show all filings

Period: Q3 2015 (← Previous) (Next →)

Filing Date: Nov 17, 2015

Total Value ($000): $192,958 (100.0% shares, 0.0% debt)

Holdings (109)

AAPL APPLE INC. 6.4%
Value ($000) $12,399 Shares 112,408 Est. Cost $18.16 Unrealized +44.7%
SHIP FINANCE INTL LTD 5.1%
Value ($000) $9,859 Shares 606,724 Est. Cost $14.97 Unrealized
GILD GILEAD SCIENCES INC. 3.9%
Value ($000) $7,591 Shares 77,306 Est. Cost $43.92 Unrealized +76.5%
CELGENE CORP 3.5%
Value ($000) $6,784 Shares 62,719 Est. Cost $105.36 Unrealized
CHKP CHECK POINT SOFTWARE TECH 3.5%
Value ($000) $6,743 Shares 84,994 Est. Cost $48.46 Unrealized +64.9%
ENERGOUS CORP 3.1%
Value ($000) $5,989 Shares 868,025 Est. Cost $10.78 Unrealized
BGC PARTNERS INC-CL A 3.1%
Value ($000) $5,968 Shares 726,073 Est. Cost $6.23 Unrealized
CALLIDUS SOFTWARE INC 2.7%
Value ($000) $5,255 Shares 309,325 Est. Cost $10.57 Unrealized
MCHP MICROCHIP TECHNOLOGY INC 2.6%
Value ($000) $5,025 Shares 116,620 Est. Cost $13.93 Unrealized +25.7%
FRONTIER COMMUNICATIONS CORP 2.6%
Value ($000) $4,945 Shares 1,041,049 Est. Cost $4.53 Unrealized
SBUX STARBUCKS CORP 2.4%
Value ($000) $4,659 Shares 81,968 Est. Cost $33.70 Unrealized +34.5%
LEXINGTON REALTY TRUST 2.3%
Value ($000) $4,380 Shares 540,701 Est. Cost $10.90 Unrealized
JNJ JOHNSON & JOHNSON 2.2%
Value ($000) $4,330 Shares 46,389 Est. Cost $59.89 Unrealized +21.0%
FIRST POTOMAC REALTY TRUST 2.0%
Value ($000) $3,787 Shares 344,300 Est. Cost $11.78 Unrealized
GASTAR EXPLORAT 8.6250% SERIES 1.9%
Value ($000) $3,718 Shares 376,351 Est. Cost $21.59 Unrealized
GOOG ALPHABET INC - CL C 1.8%
Value ($000) $3,556 Shares 5,845 Est. Cost $30.50 Unrealized 0.0%
MORGAN STANLEY CAP TR III 6.25 1.8%
Value ($000) $3,536 Shares 139,275 Est. Cost $24.92 Unrealized
ALPHABET INC - CL A 1.8%
Value ($000) $3,533 Shares 5,534 Est. Cost $638.42 Unrealized
ACHILLION PHARMACEUTICALS 1.8%
Value ($000) $3,525 Shares 510,125 Est. Cost $4.01 Unrealized
GLNG GOLAR LNG LTD 1.7%
Value ($000) $3,243 Shares 116,330 Est. Cost $26.87 Unrealized +20.6%
RITM NEW RESIDENTIAL 1.7%
Value ($000) $3,184 Shares 243,036 Est. Cost $9.19 Unrealized
SPRAGUE RESOURCES LP 1.6%
Value ($000) $3,166 Shares 166,350 Est. Cost $24.01 Unrealized
MRK MERCK and CO INC 1.6%
Value ($000) $3,030 Shares 61,355 Est. Cost $31.13 Unrealized +23.4%
PSX PHILLIPS 66 1.6%
Value ($000) $3,018 Shares 39,275 Est. Cost $41.73 Unrealized +29.5%
BMY BRISTOL MYERS SQUIBB COM 1.5%
Value ($000) $2,982 Shares 50,365 Est. Cost $33.34 Unrealized +33.6%
CNI CANADIAN NATL RAILWAY CO 1.4%
Value ($000) $2,784 Shares 49,050 Est. Cost $43.11 Unrealized +11.6%
COUNTRYWIDE CAPITAL V 1.3%
Value ($000) $2,582 Shares 100,576 Est. Cost $25.16 Unrealized
MPC MARATHON PETROLEUM CORP 1.1%
Value ($000) $2,189 Shares 47,240 Est. Cost $32.17 Unrealized +15.7%
ANWORTH MORTGAGE ASSET CORP 1.1%
Value ($000) $2,153 Shares 435,750 Est. Cost $4.85 Unrealized
HAL HALLIBURTON CO. 1.1%
Value ($000) $2,119 Shares 59,942 Est. Cost $35.56 Unrealized -9.5%
COP CONOCOPHILLIPS 1.1%
Value ($000) $2,099 Shares 43,759 Est. Cost $40.49 Unrealized -9.1%
GENERAL ELECTRIC CO 1.1%
Value ($000) $2,082 Shares 82,560 Est. Cost $23.59 Unrealized
MDLZ MONDELEZ INTERNATIONAL -W/I 1.0%
Value ($000) $1,929 Shares 46,067 Est. Cost $23.16 Unrealized +47.0%
PFE PFIZER INC. 1.0%
Value ($000) $1,861 Shares 59,258 Est. Cost $16.52 Unrealized +24.8%
CVX CHEVRON CORP (fmly ChevronTexa 0.9%
Value ($000) $1,808 Shares 22,918 Est. Cost $71.31 Unrealized -24.5%
DIS WALT DISNEY COMPANY, THE 0.9%
Value ($000) $1,715 Shares 16,785 Est. Cost $83.43 Unrealized +19.5%
SPECTRA ENERGY CORP 0.9%
Value ($000) $1,657 Shares 63,067 Est. Cost $34.46 Unrealized
KHC THE KRAFT HEINZ CO 0.9%
Value ($000) $1,641 Shares 23,247 Est. Cost $47.82 Unrealized 0.0%
RWT REDWOOD TRUST INC 0.8%
Value ($000) $1,586 Shares 114,617 Est. Cost $17.00 Unrealized
INTC INTEL CORP COM 0.8%
Value ($000) $1,564 Shares 51,878 Est. Cost $17.18 Unrealized +31.7%
AL AIR LEASE CORP 0.8%
Value ($000) $1,480 Shares 47,850 Est. Cost $28.06 Unrealized +1.4%
T AT&T INC 0.7%
Value ($000) $1,431 Shares 43,927 Est. Cost $11.75 Unrealized +4.4%
NORDIC AMERICAN TANKERS LTD 0.7%
Value ($000) $1,414 Shares 93,000 Est. Cost $8.24 Unrealized
AMGN AMGEN INC. 0.7%
Value ($000) $1,372 Shares 9,918 Est. Cost $96.49 Unrealized +20.5%
XOM EXXON MOBIL CORPORATION 0.7%
Value ($000) $1,342 Shares 18,049 Est. Cost $54.69 Unrealized -10.2%
EWBC EAST WEST BANCORP INC 0.7%
Value ($000) $1,278 Shares 33,275 Est. Cost $19.26 Unrealized +72.9%
VRTX VERTEX PHARMACEUTICALS INC 0.6%
Value ($000) $1,240 Shares 11,910 Est. Cost $120.01 Unrealized +7.1%
PEP PEPSICO INC COM 0.6%
Value ($000) $1,199 Shares 12,716 Est. Cost $60.99 Unrealized +14.0%
DUK DUKE ENERGY CORP-NEW 0.6%
Value ($000) $1,166 Shares 16,207 Est. Cost $41.83 Unrealized +12.8%
VZ VERIZON COMMUNICATIONS-fmly Be 0.6%
Value ($000) $1,156 Shares 26,577 Est. Cost $27.50 Unrealized -1.8%
IBM INTERNATIONAL BUSINESS MACHINE 0.5%
Value ($000) $1,050 Shares 7,243 Est. Cost $111.61 Unrealized -14.6%
ADI ANALOG DEVICES INC 0.5%
Value ($000) $1,042 Shares 18,467 Est. Cost $34.29 Unrealized +37.6%
WFC WELLS FARGO COMPANY 0.5%
Value ($000) $1,013 Shares 19,732 Est. Cost $36.07 Unrealized +13.9%
LMT LOCKHEED MARTIN CORPORATION 0.5%
Value ($000) $974 Shares 4,700 Est. Cost $114.02 Unrealized +35.0%
BP BP P.L.C. ADR (fmly BP Amoco P 0.5%
Value ($000) $931 Shares 30,459 Est. Cost $41.64 Unrealized
PG PROCTER & GAMBLE CO. 0.5%
Value ($000) $907 Shares 12,610 Est. Cost $55.00 Unrealized +2.4%
NEW SENIOR INVESTMENT GROUP 0.5%
Value ($000) $881 Shares 84,242 Est. Cost $10.46 Unrealized
MO ALTRIA GROUP (fka Philip Morri 0.5%
Value ($000) $873 Shares 16,040 Est. Cost $16.28 Unrealized +65.9%
NKE NIKE INC CL B 0.4%
Value ($000) $824 Shares 6,698 Est. Cost $37.76 Unrealized +31.3%
USB US BANCORP - NEW 0.4%
Value ($000) $760 Shares 18,535 Est. Cost $29.85 Unrealized -0.1%
TEVA TEVA PHARMACEUTICAL-SP ADR 0.4%
Value ($000) $727 Shares 12,875 Est. Cost $39.20 Unrealized
HALOZYME THERAPEAUTICS INC 0.4%
Value ($000) $691 Shares 51,415 Est. Cost $8.07 Unrealized
KO COCA COLA COMPANY 0.4%
Value ($000) $690 Shares 17,195 Est. Cost $27.89 Unrealized +3.4%
BRK/B BERKSHIRE HATHAWAY INC - CLASS 0.4%
Value ($000) $681 Shares 5,225 Est. Cost $129.74 Unrealized +5.6%
TXN TEXAS INSTRUMENTS INC. 0.3%
Value ($000) $671 Shares 13,560 Est. Cost $25.31 Unrealized +45.1%
KMB KIMBERLY CLARK 0.3%
Value ($000) $656 Shares 6,020 Est. Cost $63.06 Unrealized +22.7%
MMM 3M Co (fmly Minnesota Mining & 0.3%
Value ($000) $633 Shares 4,465 Est. Cost $68.03 Unrealized +28.6%
PM PHILLIP MORRIS INTERNATIONAL 0.3%
Value ($000) $608 Shares 7,664 Est. Cost $49.82 Unrealized -1.9%
QCOM QUALCOMM INC 0.3%
Value ($000) $503 Shares 9,353 Est. Cost $45.84 Unrealized -3.7%
PSA PUBLIC STORAGE 0.2%
Value ($000) $461 Shares 2,180 Est. Cost $97.56 Unrealized +38.7%
SLB SCHLUMBERGER LTD COM 0.2%
Value ($000) $461 Shares 6,689 Est. Cost $53.74 Unrealized +9.6%
CELLDEX THERAPEUTICS INC 0.2%
Value ($000) $457 Shares 43,345 Est. Cost $16.43 Unrealized
NVS NOVARTIS AG-ADR 0.2%
Value ($000) $432 Shares 4,700 Est. Cost $92.64 Unrealized
NOC NORTHROP GRUMMAN CORP 0.2%
Value ($000) $427 Shares 2,575 Est. Cost $62.64 Unrealized +126.1%
SCHW SCHWAB (CHARLES) CORP 0.2%
Value ($000) $394 Shares 13,800 Est. Cost $20.40 Unrealized +38.4%
HON HONEYWELL INTERNATIONAL INC 0.2%
Value ($000) $386 Shares 4,075 Est. Cost $73.03 Unrealized +0.4%
MIDD MIDDLEBY CORP 0.2%
Value ($000) $379 Shares 3,600 Est. Cost $91.43 Unrealized +26.0%
LOW LOWES COMPANIES INC. 0.2%
Value ($000) $376 Shares 5,454 Est. Cost $38.28 Unrealized +48.7%
APD AIR PRODUCTS & CHEMICALS INC 0.2%
Value ($000) $359 Shares 2,817 Est. Cost $62.08 Unrealized +58.5%
WAB WABTEC CORP 0.2%
Value ($000) $352 Shares 4,000 Est. Cost $79.15 Unrealized +13.5%
ABBV ABBVIE INC 0.2%
Value ($000) $348 Shares 6,400 Est. Cost $40.60 Unrealized +4.7%
TMUS T-MOBILE US INC 0.2%
Value ($000) $346 Shares 8,690 Est. Cost $29.77 Unrealized +29.5%
BJRI BJ'S RESTAURANTS INC 0.2%
Value ($000) $316 Shares 7,333 Est. Cost $34.68 Unrealized +31.7%
MSFT MICROSOFT 0.2%
Value ($000) $311 Shares 7,021 Est. Cost $39.29 Unrealized -1.0%
NSRGY NESTLE SA - SPONS ADR FOR REG 0.2%
Value ($000) $300 Shares 4,000 Est. Cost $73.50 Unrealized
COMCAST CORP NEW CLASS A SPECI 0.1%
Value ($000) $286 Shares 5,000 Est. Cost $57.60 Unrealized
EXPRESS SCRIPTS HOLDING COMPAN 0.1%
Value ($000) $286 Shares 3,528 Est. Cost $61.70 Unrealized
GD GENERAL DYNAMICS CORP 0.1%
Value ($000) $276 Shares 2,000 Est. Cost $107.02 Unrealized +7.9%
VFC VF CORP 0.1%
Value ($000) $273 Shares 4,000 Est. Cost $66.14 Unrealized +3.6%
AXP AMERICAN EXPRESS CO. 0.1%
Value ($000) $256 Shares 3,447 Est. Cost $68.05 Unrealized -2.7%
SWK STANLEY BLACK & DECKER INC 0.1%
Value ($000) $247 Shares 2,546 Est. Cost $62.68 Unrealized +25.7%
RAYTHEON COMPANY 0.1%
Value ($000) $243 Shares 2,223 Est. Cost $90.87 Unrealized
EFX EQUIFAX INC. 0.1%
Value ($000) $243 Shares 2,500 Est. Cost $69.46 Unrealized +29.6%
EEFT EURONET WORLDWIDE INC 0.1%
Value ($000) $241 Shares 3,250 Est. Cost $59.48 Unrealized +12.5%
JPM J.P. MORGAN CHASE & CO 0.1%
Value ($000) $241 Shares 3,952 Est. Cost $49.14 Unrealized +1.0%
LLY LILLY ELI & CO COM 0.1%
Value ($000) $239 Shares 2,850 Est. Cost $58.64 Unrealized +20.2%
RHHBY ROCHE HOLDINGS-SPONS ADR 0.1%
Value ($000) $230 Shares 7,000 Est. Cost $34.00 Unrealized
EQR EQUITY RESIDENTIAL- fka Equity 0.1%
Value ($000) $225 Shares 3,000 Est. Cost $39.89 Unrealized +8.5%
MARATHON OIL CORP 0.1%
Value ($000) $220 Shares 14,258 Est. Cost $34.58 Unrealized
CVS CVS HEALTH CORP 0.1%
Value ($000) $217 Shares 2,250 Est. Cost $77.80 Unrealized 0.0%
ALLERGAN INC 0.1%
Value ($000) $212 Shares 780 Est. Cost $303.85 Unrealized
STWD STARWOOD PROPERTY TRUST INC 0.1%
Value ($000) $205 Shares 10,000 Est. Cost $23.20 Unrealized
ANNALY CAPITAL MANAGEMENT INC 0.1%
Value ($000) $197 Shares 20,000 Est. Cost $10.80 Unrealized
EPIZYME INC 0.1%
Value ($000) $142 Shares 11,050 Est. Cost $12.85 Unrealized
FIRST NIAGARA FINANCIAL GROUP, 0.1%
Value ($000) $119 Shares 11,652 Est. Cost $10.10 Unrealized
TRANSENTERIX INC 0.0%
Value ($000) $88 Shares 39,000 Est. Cost $3.00 Unrealized
TVI CORP 0.0%
Value ($000) $0 Shares 17,500 Est. Cost Unrealized
TRANSTEXAS GAS CORP - CLASS A 0.0%
Value ($000) $0 Shares 15,041 Est. Cost Unrealized
TRANSTEXAS GAS CORP SR PFD SER 0.0%
Value ($000) $0 Shares 41,140 Est. Cost Unrealized