CIK: 0001040762 · Show all filings
Period: Q4 2013 (← Previous) (Next →)
Filing Date: Feb 11, 2014
Total Value ($000): $973,928 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | State Bank Financial Corporation | 2,235,000 | $40,655 | 4.2% | $15.03 | — | Common Stock | 856190103 |
| C | Citigroup Inc. | 625,000 | $32,569 | 3.3% | $36.18 | +4.1% | Common Stock | 172967424 |
| STT | State Street Corporation | 366,500 | $26,897 | 2.8% | $46.71 | +8.4% | Common Stock | 857477103 |
| JPM | JPMorgan Chase & Co. | 369,900 | $21,632 | 2.2% | $37.14 | +6.7% | Common Stock | 46625H100 |
| MET | MetLife, Inc. | 363,700 | $19,611 | 2.0% | $26.32 | +14.5% | Common Stock | 59156R108 |
| AIG | American International Group, Inc. | 366,800 | $18,725 | 1.9% | $34.86 | +8.6% | Common Stock | 026874784 |
| FCNCA | First Citizens BancShares, Inc. Class A | 82,431 | $18,352 | 1.9% | $183.72 | +12.2% | Common Stock | 31946M103 |
| AMH | American Homes 4 Rent Class A | 1,109,300 | $17,971 | 1.8% | $16.20 | — | Common Stock | 02665T306 |
| — | Lazard Ltd | 384,100 | $17,407 | 1.8% | $33.18 | — | SHS A | G54050102 |
| — | OmniAmerican Bancorp, Inc. | 767,600 | $16,411 | 1.7% | $22.03 | — | Common Stock | 68216R107 |
| — | Southwest Bancorp, Inc. | 1,001,200 | $15,939 | 1.6% | $13.67 | — | Common Stock | 844767103 |
| — | First NBC Bank Holding Company | 490,000 | $15,827 | 1.6% | $24.40 | — | Common Stock | 32115D106 |
| OSG | Ambac Financial Group, Inc. | 605,600 | $14,874 | 1.5% | $22.78 | -8.1% | Common Stock | 023139884 |
| PNC | PNC Financial Services Group, Inc. | 191,500 | $14,857 | 1.5% | $51.33 | +1.1% | Common Stock | 693475105 |
| IBCP | Independent Bank Corporation | 1,150,000 | $13,800 | 1.4% | $5.65 | +29.5% | Common Stock | 453838609 |
| RJF | Raymond James Financial, Inc. | 260,000 | $13,569 | 1.4% | $24.13 | +7.7% | Common Stock | 754730109 |
| — | First Midwest Bancorp, Inc. | 751,600 | $13,176 | 1.4% | $13.72 | — | Common Stock | 320867104 |
| — | CoBiz Financial Inc. | 1,065,500 | $12,743 | 1.3% | $9.06 | — | Common Stock | 190897108 |
| AER | AerCap Holdings NV | 325,000 | $12,464 | 1.3% | $16.06 | +44.4% | SHS | N00985106 |
| BANF | BancFirst Corporation | 221,100 | $12,395 | 1.3% | $16.45 | +30.7% | Common Stock | 05945F103 |
| — | Territorial Bancorp Inc. | 522,600 | $12,124 | 1.2% | $22.38 | — | Common Stock | 88145X108 |
| — | North Valley Bancorp | 607,700 | $11,492 | 1.2% | $16.90 | — | Common Stock | 66304M204 |
| MS | Morgan Stanley | 358,200 | $11,233 | 1.2% | $20.87 | +4.5% | Common Stock | 617446448 |
| — | Palmetto Bancshares, Inc. | 783,306 | $10,152 | 1.0% | $13.00 | — | Common Stock | 697062206 |
| PFBC | Preferred Bank | 501,709 | $10,059 | 1.0% | $16.08 | +22.5% | Common Stock | 740367404 |
| — | MB Financial, Inc. | 305,100 | $9,782 | 1.0% | $26.80 | — | Common Stock | 55264U108 |
| BMO | Bank of Montreal | 139,200 | $9,279 | 1.0% | $39.79 | +4.6% | Common Stock | 063671101 |
| — | 1st United Bancorp, Inc. | 1,213,535 | $9,235 | 0.9% | $6.72 | — | Common Stock | 33740N105 |
| — | United Community Financial Corp. | 2,570,200 | $9,176 | 0.9% | $4.37 | — | Common Stock | 909839102 |
| — | Century Bancorp, Inc. Class A Non-Vtg | 257,700 | $8,569 | 0.9% | $34.89 | — | Common Stock | 156432106 |
| — | HF Financial Corp. | 655,900 | $8,494 | 0.9% | $13.01 | — | Common Stock | 404172108 |
| FFBC | First Financial Bancorp. | 480,000 | $8,365 | 0.9% | $9.47 | +7.5% | Common Stock | 320209109 |
| AJG | Arthur J. Gallagher & Co. | 172,100 | $8,077 | 0.8% | $33.77 | +8.1% | Common Stock | 363576109 |
| SBCF | Seacoast Banking Corporation of Florida | 656,171 | $8,005 | 0.8% | $11.18 | 0.0% | Common Stock | 811707801 |
| — | Fox Chase Bancorp, Inc. | 463,021 | $7,997 | 0.8% | $17.00 | — | Common Stock | 35137T108 |
| — | Call - ZION $36.27 Exp 11/14/2018 | 1,911,500 | $7,990 | 0.8% | — | — | Call | 989701131 |
| — | HopFed Bancorp, Inc. | 679,503 | $7,740 | 0.8% | $10.80 | — | Common Stock | 439734104 |
| — | Boston Private Financial Holdings, Inc. | 608,100 | $7,674 | 0.8% | $10.64 | — | Common Stock | 101119105 |
| — | American River Bankshares | 803,400 | $7,592 | 0.8% | $8.22 | — | Common Stock | 029326105 |
| WFC | Wells Fargo & Company | 164,500 | $7,468 | 0.8% | $29.73 | +3.5% | Common Stock | 949746101 |
| BRO | Brown & Brown, Inc. | 234,000 | $7,345 | 0.8% | $14.05 | +0.3% | Common Stock | 115236101 |
| SMBC | Southern Missouri Bancorp, Inc. | 220,400 | $7,333 | 0.8% | $10.20 | +23.3% | Common Stock | 843380106 |
| — | Call - MTB $73.86 Exp 12/23/2018 | 167,300 | $7,194 | 0.7% | — | — | Call | 55261F112 |
| IVZ | Invesco Ltd. | 197,200 | $7,178 | 0.7% | $19.09 | +6.3% | SHS | G491BT108 |
| BKU | BankUnited, Inc. | 218,000 | $7,177 | 0.7% | $22.24 | 0.0% | Common Stock | 06652K103 |
| — | Malvern Bancorp, Inc. | 640,675 | $7,047 | 0.7% | $11.97 | — | Common Stock | 561409103 |
| IROQ | IF Bancorp, Inc. | 410,600 | $6,857 | 0.7% | $15.28 | +7.5% | Common Stock | 44951J105 |
| HWC | Hancock Holding Company | 182,600 | $6,698 | 0.7% | $32.32 | +4.4% | Common Stock | 410120109 |
| NMIH | NMI Holdings Class A | 523,000 | $6,658 | 0.7% | $13.30 | 0.0% | Common Stock | 629209305 |
| WTFC | Wintrust Financial Corporation | 142,600 | $6,577 | 0.7% | $36.77 | +20.3% | Common Stock | 97650W108 |
| COF | Capital One Financial Corporation | 84,500 | $6,474 | 0.7% | $47.00 | +22.0% | Common Stock | 14040H105 |
| — | Evans Bancorp, Inc. | 306,700 | $6,471 | 0.7% | $17.56 | — | Common Stock | 29911Q208 |
| — | 1st Century Bancshares, Inc. | 899,900 | $6,434 | 0.7% | $6.17 | — | Common Stock | 31943X102 |
| — | Heritage Oaks Bancorp | 854,495 | $6,409 | 0.7% | $6.17 | — | Common Stock | 42724R107 |
| — | Charter Financial Corporation | 589,600 | $6,350 | 0.7% | $10.19 | — | Common Stock | 16122W108 |
| — | SI Financial Group, Inc. | 521,307 | $6,282 | 0.6% | $11.15 | — | Common Stock | 78425V104 |
| — | City National Corporation | 77,700 | $6,155 | 0.6% | $63.37 | — | Common Stock | 178566105 |
| — | Stonegate Mortgage Corp | 368,111 | $6,085 | 0.6% | $16.53 | — | Common Stock | 86181Q300 |
| — | Bridge Bancorp, Inc. | 232,300 | $6,040 | 0.6% | $23.61 | — | Common Stock | 108035106 |
| NRIM | Northrim BanCorp, Inc. | 230,119 | $6,038 | 0.6% | $3.58 | +14.7% | Common Stock | 666762109 |
| BOKF | BOK Financial Corporation | 90,900 | $6,028 | 0.6% | $47.07 | -1.3% | Common Stock | 05561Q201 |
| UCB | United Community Banks, Inc. | 333,200 | $5,914 | 0.6% | $11.35 | +45.8% | Common Stock | 90984P303 |
| AL | Air Lease Corporation Class A | 189,300 | $5,883 | 0.6% | $23.31 | +11.1% | Common Stock | 00912X302 |
| — | Ocwen Financial Corporation | 105,000 | $5,822 | 0.6% | $55.45 | — | Common Stock | 675746309 |
| — | Bridge Capital Holdings | 283,100 | $5,815 | 0.6% | $15.86 | — | Common Stock | 108030107 |
| — | Xenith Bankshares, Inc. | 985,900 | $5,807 | 0.6% | $5.32 | — | Common Stock | 98410X105 |
| — | Standard Financial Corp. | 296,100 | $5,537 | 0.6% | $19.05 | — | Common Stock | 853393106 |
| SAMG | Silvercrest Asset Management Group Inc. Class A | 322,400 | $5,497 | 0.6% | $13.19 | +14.5% | Common Stock | 828359109 |
| — | Laporte Bancorp Inc. | 480,000 | $5,338 | 0.5% | $10.12 | — | Common Stock | 516651106 |
| USB | U.S. Bancorp | 130,000 | $5,252 | 0.5% | $24.24 | +4.7% | Common Stock | 902973304 |
| — | Chemical Financial Corporation | 165,400 | $5,238 | 0.5% | $28.27 | — | Common Stock | 163731102 |
| — | Hamilton Bancorp Inc. | 364,900 | $5,178 | 0.5% | $13.24 | — | Common Stock | 407015106 |
| HTBK | Heritage Commerce Corp | 628,000 | $5,175 | 0.5% | $7.06 | +10.3% | Common Stock | 426927109 |
| SFNC | Simmons First National Corporation Class A $1 Par | 137,300 | $5,101 | 0.5% | $13.71 | +23.0% | Common Stock | 828730200 |
| — | Park Sterling Corp | 700,000 | $4,998 | 0.5% | $5.91 | — | Common Stock | 70086Y105 |
| — | Wilshire Bancorp, Inc. | 450,000 | $4,919 | 0.5% | $6.62 | — | Common Stock | 97186T108 |
| — | Prudential Bancorp, Inc. | 447,000 | $4,823 | 0.5% | $10.79 | — | Common Stock | 74431A101 |
| RVSB | Riverview Bancorp, Inc. | 1,622,700 | $4,706 | 0.5% | $1.95 | +7.2% | Common Stock | 769397100 |
| — | First Busey Corporation | 794,600 | $4,609 | 0.5% | $4.50 | — | Common Stock | 319383105 |
| FBIZ | First Business Financial Services, Inc. | 118,100 | $4,444 | 0.5% | $12.82 | +2.0% | Common Stock | 319390100 |
| BSRR | Sierra Bancorp | 271,000 | $4,360 | 0.4% | $9.11 | +27.9% | Common Stock | 82620P102 |
| — | Guaranty Bancorp | 306,405 | $4,305 | 0.4% | $12.16 | — | Common Stock | 40075T607 |
| — | XL Group PLC | 135,200 | $4,305 | 0.4% | $31.84 | — | SHS | G98290102 |
| — | Chicopee Bancorp, Inc. | 247,200 | $4,304 | 0.4% | $16.90 | — | Common Stock | 168565109 |
| NBHC | National Bank Holdings Corporation Class A | 200,000 | $4,280 | 0.4% | $14.73 | +11.2% | Common Stock | 633707104 |
| FCCO | First Community Corporation | 406,200 | $4,224 | 0.4% | $6.72 | +13.4% | Common Stock | 319835104 |
| — | Capital Bank Financial Corporation Class A | 183,000 | $4,163 | 0.4% | $19.02 | — | Common Stock | 139794101 |
| — | Synovus Financial Corp. | 1,148,300 | $4,134 | 0.4% | $2.92 | — | Common Stock | 87161C105 |
| — | Peoples Federal Bancshares, Inc. | 225,600 | $4,002 | 0.4% | $18.07 | — | Common Stock | 711037101 |
| — | MainSource Financial Group, Inc. | 221,800 | $3,999 | 0.4% | $13.47 | — | Common Stock | 56062Y102 |
| CZNC | Citizens & Northern Corporation | 193,500 | $3,992 | 0.4% | $10.63 | +2.3% | Common Stock | 172922106 |
| — | Suffolk Bancorp | 188,200 | $3,915 | 0.4% | $16.59 | — | Common Stock | 864739107 |
| FNB | F.N.B. Corporation | 305,000 | $3,849 | 0.4% | $7.80 | 0.0% | Common Stock | 302520101 |
| — | OBA Financial Services, Inc. | 209,900 | $3,820 | 0.4% | $18.44 | — | Common Stock | 67424G101 |
| BEN | Franklin Resources, Inc. | 65,100 | $3,758 | 0.4% | $29.80 | +7.8% | Common Stock | 354613101 |
| BMRC | Bank of Marin Bancorp | 84,200 | $3,653 | 0.4% | $14.73 | +3.7% | Common Stock | 063425102 |
| MOFG | MidWestOne Financial Group, Inc. | 133,300 | $3,626 | 0.4% | $23.69 | +11.2% | Common Stock | 598511103 |
| — | State Investors Bancorp, Inc. | 232,300 | $3,489 | 0.4% | $14.86 | — | Common Stock | 857030100 |
| — | Wolverine Bancorp, Inc. | 160,200 | $3,412 | 0.4% | $19.04 | — | Common Stock | 977880103 |
| — | Louisiana Bancorp, Inc. | 186,300 | $3,394 | 0.3% | $17.00 | — | Common Stock | 54619P104 |
| — | Poage Bankshares, Inc. | 236,700 | $3,316 | 0.3% | $15.00 | — | Common Stock | 730206109 |
| — | Polonia Bancorp, Inc. | 319,600 | $3,161 | 0.3% | $9.33 | — | Common Stock | 73158Q109 |
| — | LNB Bancorp, Inc. | 315,000 | $3,159 | 0.3% | $8.59 | — | Common Stock | 502100100 |
| — | Bank Mutual Corporation | 450,000 | $3,155 | 0.3% | $5.64 | — | Common Stock | 063750103 |
| WD | Walker & Dunlop, Inc. | 191,800 | $3,101 | 0.3% | $14.35 | -18.2% | Common Stock | 93148P102 |
| — | Jacksonville Bancorp, Inc. | 243,407 | $3,067 | 0.3% | $12.60 | — | Common Stock | 469249205 |
| — | Alliance Bancorp, Inc. of Pennsylvania | 196,100 | $3,020 | 0.3% | $13.75 | — | Common Stock | 01890A108 |
| — | Cowen Group, Inc. Class A | 751,100 | $2,937 | 0.3% | $3.05 | — | Common Stock | 223622101 |
| — | United Community Bancorp | 271,900 | $2,920 | 0.3% | $10.22 | — | Common Stock | 90984R101 |
| HIFS | Hingham Institution for Savings | 37,200 | $2,920 | 0.3% | $55.77 | +14.1% | Common Stock | 433323102 |
| TD | Toronto-Dominion Bank | 30,400 | $2,865 | 0.3% | $42.92 | +6.0% | Common Stock | 891160509 |
| HTB | HomeTrust Bancshares, Inc. | 172,630 | $2,760 | 0.3% | $16.07 | +0.7% | Common Stock | 437872104 |
| PROV | Provident Financial Holdings, Inc. | 179,300 | $2,690 | 0.3% | $15.43 | 0.0% | Common Stock | 743868101 |
| HTH | Hilltop Holdings Inc. | 109,600 | $2,535 | 0.3% | $17.13 | +18.9% | Common Stock | 432748101 |
| TCBI | Texas Capital Bancshares, Inc. | 39,200 | $2,438 | 0.3% | $42.69 | +24.9% | Common Stock | 88224Q107 |
| — | First Bancshares Inc. | 170,665 | $2,393 | 0.2% | $14.00 | — | Common Stock | 318916103 |
| — | Colonial Financial Services, Inc. | 173,100 | $2,302 | 0.2% | $13.50 | — | Common Stock | 19566B101 |
| AMP | Ameriprise Financial, Inc. | 20,000 | $2,301 | 0.2% | $80.05 | 0.0% | Common Stock | 03076C106 |
| FHN | First Horizon National Corporation | 191,900 | $2,236 | 0.2% | $7.73 | 0.0% | Common Stock | 320517105 |
| WLFC | Willis Lease Finance Corporation | 126,100 | $2,189 | 0.2% | $13.54 | +26.2% | Common Stock | 970646105 |
| — | ASB Bancorp, Inc. | 126,300 | $2,179 | 0.2% | $16.41 | — | Common Stock | 00213T109 |
| — | Old Line Bancshares, Inc. | 144,300 | $2,092 | 0.2% | $13.19 | — | Common Stock | 67984M100 |
| — | FedFirst Financial Corporation | 104,700 | $2,090 | 0.2% | $18.51 | — | Common Stock | 31429C101 |
| WTBA | West Bancorporation, Inc. Cap Stk | 128,700 | $2,036 | 0.2% | $12.16 | +18.9% | Common Stock | 95123P106 |
| WAL | Western Alliance Bancorporation | 85,000 | $2,028 | 0.2% | $18.93 | 0.0% | Common Stock | 957638109 |
| — | Georgetown Bancorp, Inc. | 124,287 | $1,976 | 0.2% | $14.20 | — | Common Stock | 372591107 |
| HFBL | Home Federal Bancorp, Inc. of Louisiana | 107,000 | $1,905 | 0.2% | $8.84 | -3.7% | Common Stock | 43708L108 |
| — | Access National Corporation | 124,200 | $1,857 | 0.2% | $12.98 | — | Common Stock | 004337101 |
| — | Greenhill & Co., Inc. | 31,700 | $1,837 | 0.2% | $57.95 | — | Common Stock | 395259104 |
| — | Walter Investment Management Corporation | 49,071 | $1,735 | 0.2% | $34.87 | — | Common Stock | 93317W102 |
| FIBK | First Interstate BancSystem, Inc. Class A | 56,800 | $1,611 | 0.2% | $14.45 | +6.8% | Common Stock | 32055Y201 |
| BPOP | Popular, Inc. | 54,800 | $1,574 | 0.2% | $20.37 | 0.0% | Common Stock | 733174700 |
| — | Connectone Bancorp, Inc. | 37,100 | $1,470 | 0.2% | $30.74 | — | Common Stock | 20786U101 |
| CHMI | Cherry Hill Mortgage Investment Corporation | 82,200 | $1,463 | 0.2% | $17.80 | — | Common Stock | 164651101 |
| — | ESSA Bancorp, Inc. | 121,000 | $1,399 | 0.1% | $11.56 | — | Common Stock | 29667D104 |
| — | Dime Community Bancshares, Inc. | 82,000 | $1,387 | 0.1% | $16.91 | — | Common Stock | 253922108 |
| — | Call - STI $33.70 Exp 12/31/2018 | 139,860 | $1,378 | 0.1% | — | — | Call | 867914129 |
| — | Premier Financial Bancorp, Inc. | 93,400 | $1,322 | 0.1% | $12.04 | — | Common Stock | 74050M105 |
| NWBI | Northwest Bancshares, Inc. | 77,000 | $1,138 | 0.1% | $6.88 | 0.0% | Common Stock | 667340103 |
| — | Westfield Financial, Inc. | 148,600 | $1,109 | 0.1% | $7.40 | — | Common Stock | 96008P104 |
| MBWM | Mercantile Bank Corporation | 50,800 | $1,096 | 0.1% | $12.77 | 0.0% | Common Stock | 587376104 |
| — | Call - JPM $42.42 Exp 10/28/2018 | 55,985 | $1,086 | 0.1% | — | — | Call | 46634E114 |
| — | Fly Leasing Ltd. Sponsored ADR | 66,100 | $1,062 | 0.1% | $13.88 | — | Common Stock | 34407D109 |
| — | MutualFirst Financial, Inc. | 58,600 | $1,004 | 0.1% | $17.13 | — | Common Stock | 62845B104 |
| — | Jacksonville Bancorp, Inc. (IL) | 49,700 | $972 | 0.1% | $19.08 | — | Common Stock | 46924R106 |
| — | Call - AMBC $16.67 Exp 4/30/2023 | 58,600 | $875 | 0.1% | — | — | Call | 023139116 |
| TROW | T. Rowe Price Group, Inc. | 9,400 | $787 | 0.1% | $47.59 | +6.1% | Common Stock | 74144T108 |
| — | Pathfinder Bancorp, Inc. | 54,730 | $739 | 0.1% | $13.50 | — | Common Stock | 70320A103 |
| FNLC | First Bancorp, Inc. | 41,700 | $726 | 0.1% | $9.14 | +6.3% | Common Stock | 31866P102 |
| FMNB | Farmers National Banc Corp. | 98,800 | $647 | 0.1% | $4.31 | 0.0% | Common Stock | 309627107 |
| CZWI | Citizens Community Bancorp Inc. | 86,100 | $638 | 0.1% | $5.89 | +3.4% | Common Stock | 174903104 |
| STBA | S&T Bancorp, Inc. | 24,000 | $607 | 0.1% | $24.66 | 0.0% | Common Stock | 783859101 |
| — | HMN Financial, Inc. | 57,146 | $604 | 0.1% | $9.21 | — | Common Stock | 40424G108 |
| GBCI | Glacier Bancorp, Inc. | 20,000 | $596 | 0.1% | $15.97 | +17.4% | Common Stock | 37637Q105 |
| — | Yadkin Financial Corporation | 30,000 | $511 | 0.1% | $14.04 | — | Common Stock | 984305102 |
| CAC | Camden National Corporation | 12,018 | $503 | 0.1% | $18.06 | 0.0% | Common Stock | 133034108 |
| — | Camco Financial Corporation | 74,100 | $495 | 0.1% | $3.70 | — | Common Stock | 132618109 |
| — | Meetinghouse Bancorp, Inc. | 38,400 | $461 | 0.0% | $12.01 | — | Common Stock | 58514H109 |
| — | Fortegra Financial Corporation | 50,472 | $417 | 0.0% | $6.86 | — | Common Stock | 34954W104 |
| FBNC | First Bancorp | 24,700 | $411 | 0.0% | $10.64 | +14.4% | Common Stock | 318910106 |
| — | Simplicity Bancorp Inc. | 22,500 | $364 | 0.0% | $14.93 | — | Common Stock | 828867101 |
| — | DNB Financial Corporation | 17,100 | $355 | 0.0% | $17.69 | — | Common Stock | 233237106 |
| — | Oneida Financial Corp. | 23,300 | $295 | 0.0% | $13.65 | — | Common Stock | 682479100 |
| — | TF Financial Corporation | 10,200 | $287 | 0.0% | $28.14 | — | Common Stock | 872391107 |
| — | Beneficial Mutual Bancorp, Inc. (MHC) | 25,000 | $273 | 0.0% | $10.92 | — | Common Stock | 08173R104 |
| — | First South Bancorp, Inc. | 30,000 | $234 | 0.0% | $7.80 | — | Common Stock | 33646W100 |
| — | Bank of Commerce Holdings | 37,400 | $214 | 0.0% | $5.72 | — | Common Stock | 06424J103 |
| OVLY | Oak Valley Bancorp. | 16,800 | $141 | 0.0% | $8.10 | 0.0% | Common Stock | 671807105 |
| — | Southcoast Financial Corporation | 21,100 | $122 | 0.0% | $5.52 | — | Common Stock | 84129R100 |
| — | First Capital Bancorp, Inc. | 15,400 | $71 | 0.0% | $4.61 | — | Common Stock | 319438107 |
| — | Intermountain Community Bancorp | 2,550 | $37 | 0.0% | $14.51 | — | Common Stock | 45881M308 |