Location: Incline Village, NV
CIK: 0001009012 · Show all filings
Period: Q2 2017 (← Previous) (Next →)
Filing Date: Jul 28, 2017
Total Value: $1.918B (4.2% shares, 95.8% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | PRICELINE COM | 94,914,000 | $109M | 5.7% | $1.14 | $1.13 | — | NOTE 0 900 9/1 | 741503AX4 |
| — | LIBERTY MEDIA CORPORATION | 90,403,000 | $107M | 5.6% | $1.19 | $0.99 | — | NOTE 1 375 10/1 | 531229AB8 |
| — | TEVA PHARM | 91,833,000 | $98.95M | 5.2% | $1.08 | $1.09 | — | DBCV 0 250 2/0 | 88163VAE9 |
| — | CITRIX SYSTEMS INC | 78,547,000 | $94.46M | 4.9% | $1.20 | $1.12 | — | NOTE 0 500 4/1 | 177376AD2 |
| — | ARCONIC INC | 88,258,000 | $94.38M | 4.9% | $1.07 | $1.05 | — | NOTE 1 625 10/1 | 74973WAB3 |
| — | JANUS CAPITAL GROUP INC | 53,541,000 | $78.84M | 4.1% | $1.47 | $1.28 | — | NOTE 0 750 7/1 | 47102XAH8 |
| — | SALESFORCE COM INC | 51,555,000 | $68.36M | 3.6% | $1.33 | $1.21 | — | NOTE 0 250 4/0 | 79466LAD6 |
| — | RPM INTERNATIONAL INC | 56,664,000 | $67.08M | 3.5% | $1.18 | $1.15 | — | NOTE 2 250 12/1 | 749685AT0 |
| — | AIR LEASE CORPORATION | 46,979,000 | $64.95M | 3.4% | $1.38 | $1.33 | — | NOTE 3 875 12/0 | 00912XAK0 |
| — | MACQUARIE INFRASTRUCTURE COMPANY LLC | 58,142,000 | $64.43M | 3.4% | $1.11 | $1.13 | — | NOTE 2 875 7/1 | 55608BAA3 |
| — | RED HAT INC | 42,328,000 | $58.62M | 3.1% | $1.38 | $1.24 | — | NOTE 0 250 10/0 | 756577AD4 |
| — | INTEL CORPORATION | 34,802,000 | $57.52M | 3.0% | $1.65 | $1.28 | — | SDCV 3 250 8/0 | 458140AF7 |
| — | JOHNSON JOHNSON | 30,839,000 | $56.05M | 2.9% | $1.82 | $1.18 | — | SDCV 7/2 | 02261WAB5 |
| — | TRINITY INDUSTRIES INC | 42,670,000 | $53.6M | 2.8% | $1.26 | $1.21 | — | NOTE 3 875 6/0 | 896522AF6 |
| — | EURONET WORLDWIDE INC | 37,744,000 | $48.29M | 2.5% | $1.28 | $1.23 | — | NOTE 1 500 10/0 | 298736AH2 |
| — | DYCOM INDUSTRIES INC | 39,228,000 | $45.65M | 2.4% | $1.16 | $1.09 | — | NOTE 0 750 9/1 | 267475AB7 |
| — | INTEL CORP | 33,680,000 | $44.08M | 2.3% | $1.31 | $1.28 | — | SDCV 12/1 | 458140AD2 |
| — | WORKDAY INC | 29,680,000 | $39.59M | 2.1% | $1.33 | $1.10 | — | NOTE 1 500 7/1 | 98138HAD3 |
| — | PALO ALTO NETWORKS INC | 25,400,000 | $33.35M | 1.7% | $1.31 | $1.24 | — | NOTE 7/0 | 697435AB1 |
| — | FINISAR CORPORATION | 27,600,000 | $30.84M | 1.6% | $1.12 | $1.13 | — | NOTE 0 500 12/1 | 31787AAM3 |
| — | COWEN GROUP INC | 28,387,000 | $29.24M | 1.5% | $1.03 | $1.02 | — | NOTE 3 000 3/1 | 223622AB7 |
| — | NEW YORK COMMUNITY BANCORP TRUST | 549,358 | $28.2M | 1.5% | $51.33 | $51.33 | — | UNIT 11/01/2051 | 64944P307 |
| — | ROYAL GOLD INC | 25,868,000 | $28.04M | 1.5% | $1.08 | $1.02 | — | NOTE 2 875 6/1 | 780287AA6 |
| — | ALON USA ENERGY INC | 24,444,000 | $27.82M | 1.5% | $1.14 | $0.96 | — | NOTE 3 000 9/1 | 020520AB8 |
| — | COLONY NORTHSTAR | 27,029,000 | $27.49M | 1.4% | $1.02 | $1.01 | — | NOTE 3 875 1/1 | 19624RAB2 |
| — | CARRIAGE SERVICES | 20,017,000 | $26.07M | 1.4% | $1.30 | $1.19 | — | NOTE 2 750 3/1 | 143905AM9 |
| — | NATIONAL HEALTH INVESTORS INC | 21,217,000 | $24.74M | 1.3% | $1.17 | $1.02 | — | NOTE 3 250 4/0 | 63633DAE4 |
| — | GREENBRIER COMPANIES | 17,703,000 | $24.03M | 1.3% | $1.36 | $1.28 | — | NOTE 3 500 4/0 | 393657AH4 |
| — | MEDICINES COMPANY | 21,850,000 | $22.89M | 1.2% | $1.05 | $1.05 | — | NOTE 2 750 7/1 | 584688AG0 |
| — | CORENERGY INFRASTRUCTURE TRUST | 17,815,000 | $19.96M | 1.0% | $1.12 | $0.90 | — | NOTE 7 000 6/1 | 21870UAA4 |
| — | INTERDIGITAL INC | 15,350,000 | $18.62M | 1.0% | $1.21 | $1.19 | — | NOTE 1 500 3/0 | 458660AD9 |
| — | ALTABA | 15,340,000 | $17.45M | 0.9% | $1.14 | $1.14 | — | NOTE 12/0 | 984332AF3 |
| — | PRA GROUP INC | 18,155,000 | $17.34M | 0.9% | $0.95 | $0.95 | — | NOTE 3 000 8/0 | 73640QAB1 |
| — | HORIZON GLOBAL | 15,825,000 | $15.19M | 0.8% | $0.96 | $0.92 | — | NOTE 2 750 7/0 | 44052WAA2 |
| — | HARMONIC INC | 13,207,000 | $15.12M | 0.8% | $1.14 | $1.13 | — | NOTE 4 000 12/0 | 413160AB8 |
| — | ATLAS AIR WORLDWIDE HOLDINGS | 13,650,000 | $14.92M | 0.8% | $1.09 | $1.09 | — | NOTE 1 875 6/0 | 049164BJ4 |
| — | TELIGENT INC | 12,323,000 | $13.24M | 0.7% | $1.07 | $0.87 | — | NOTE 3 750 12/1 | 449575AB5 |
| — | SILVER STANDARD RESOURCES INC | 13,550,000 | $13.17M | 0.7% | $0.97 | $0.93 | — | NOTE 2 875 2/0 | 82823LAC0 |
| — | MOLINA HEALTHCARE INC | 9,945,000 | $12.71M | 0.7% | $1.28 | $1.15 | — | DBCV 1 625 8/1 | 60855RAD2 |
| — | AMYRIS | 16,936,000 | $11.43M | 0.6% | $0.68 | $0.69 | — | NOTE 6 500 5/1 | 03236MAC5 |
| — | OASIS PETROLEUM | 11,500,000 | $11.29M | 0.6% | $0.98 | $0.98 | — | NOTE 2 625 9/1 | 674215AJ7 |
| — | GENERAL MOTORS CORP | 643,467 | $11.19M | 0.6% | $17.39 | $15.80 | — | *W EXP 07/10/201 | 37045V126 |
| — | AKAMAI TECH | 11,300,000 | $11.07M | 0.6% | $0.98 | $0.97 | — | DBCV 2/1 | 00971TAG6 |
| — | CSG SYSTEMS INTERNATIONAL INC | 9,150,000 | $9.899M | 0.5% | $1.08 | $1.04 | — | NOTE 4 250 3/1 | 126349AF6 |
| — | WELLS FARGO COMPANY | 6,879 | $9.046M | 0.5% | $1315.02 | $1181.89 | — | PERP PFD CNV A | 949746804 |
| — | PDL BIOPHARMA INC | 9,880,000 | $8.914M | 0.5% | $0.90 | $0.82 | — | NOTE 2 750 12/0 | 69329YAG9 |
| — | B2GOLD CORPORATION | 8,285,000 | $8.71M | 0.5% | $1.05 | $0.95 | — | NOTE 3 250 10/0 | 11777QAB6 |
| — | MICROCHIP TECHNOLOGY INC | 5,702,000 | $8.549M | 0.4% | $1.50 | $1.02 | — | NOTE 1 625 2/1 | 595017AD6 |
| — | CLOVIS ONCOLOGY INC | 4,030,000 | $6.833M | 0.4% | $1.70 | $1.41 | — | NOTE 2 500 9/1 | 189464AB6 |
| — | TERRAVIA HOLDINGS | 14,610,000 | $6.1M | 0.3% | $0.42 | $1.13 | — | NOTE 5 000 10/0 | 83415TAC5 |
| — | ELECTRONICS FOR IMAGING | 5,450,000 | $5.859M | 0.3% | $1.08 | $1.03 | — | NOTE 0 750 9/0 | 286082AC6 |
| — | VITAMIN SHOPPE INC | 7,180,000 | $5.681M | 0.3% | $0.79 | $0.92 | — | NOTE 2 250 12/0 | 92849EAB7 |
| — | MACQUARIE INFRASTRUCTURE | 5,525,000 | $5.513M | 0.3% | $1.00 | $1.01 | — | NOTE 2 000 10/0 | 55608BAB1 |
| — | RESOURCE CAPITAL CORPORATION | 4,705,000 | $4.858M | 0.3% | $1.03 | $0.97 | — | NOTE 8 000 1/1 | 76120WAB0 |
| — | PRICELINE COM | 3,290,000 | $4.834M | 0.3% | $1.47 | $1.37 | — | NOTE 0 350 6/1 | 741503AS5 |
| — | KEYW HOLDING CORP | 4,767,000 | $4.606M | 0.2% | $0.97 | $0.98 | — | NOTE 2 500 7/1 | 493723AA8 |
| — | URBAN ONE CLASS D | 1,996,881 | $4.493M | 0.2% | $2.25 | $2.25 | — | CL D NON VTG | 91705J204 |
| — | TERRAVIA HOLDINGS | 7,160,000 | $4.403M | 0.2% | $0.61 | $1.54 | — | NOTE 6 000 2/0 | 83415TAB7 |
| — | IRIDIUM COMMUNICATIONS | 10,580 | $4.061M | 0.2% | $383.84 | $333.79 | — | PERP PFD CNV B | 46269C409 |
| — | EATON VANCE LIMITED DURATION INCOME FUND | 273,998 | $3.863M | 0.2% | $14.10 | $14.74 | — | COM | 27828H105 |
| — | WEBMD HEALTH CORP | 3,021,000 | $3.84M | 0.2% | $1.27 | $1.13 | — | NOTE 1 500 12/0 | 94770VAK8 |
| — | ARBOR REALTY TRUST | 3,575,000 | $3.809M | 0.2% | $1.07 | $1.05 | — | NOTE 6 500 10/0 | 038923AA6 |
| — | COLONY NORTHSTAR | 3,020,000 | $3.184M | 0.2% | $1.05 | $1.01 | — | NOTE 5 000 4/1 | 19624RAA4 |
| — | GLOBAL EAGLE ENTERTAINMENT INC | 4,705,000 | $3.058M | 0.2% | $0.65 | $0.75 | — | NOTE 2 750 2/1 | 37951DAB8 |
| — | CEMEX S A | 2,225,000 | $2.66M | 0.1% | $1.20 | $1.20 | — | NOTE 3 750 3/1 | 151290BC6 |
| — | NUVEEN CREDIT STRATEGIES INCOME FUND | 303,805 | $2.616M | 0.1% | $8.61 | $9.27 | — | COM SHS | 67073D102 |
| — | CTRIP COM INTERNATIONAL LTD | 2,140,000 | $2.614M | 0.1% | $1.22 | $1.07 | — | NOTE 1 990 7/0 | 22943FAH3 |
| EMMS | EMMIS COMMUNICATIONS | 858,684 | $2.464M | 0.1% | $2.87 * | $3.54 | -23.0% | COM NEW CL A | 291525400 |
| — | SEACOR HOLDING INC | 2,585,000 | $2.192M | 0.1% | $0.85 | $0.91 | — | NOTE 3 000 11/1 | 81170YAB5 |
| — | PDL BIOPHARMA INC | 2,080,000 | $2.081M | 0.1% | $1.00 | $0.94 | — | NOTE 4 000 2/0 | 69329YAF1 |
| — | GLOBAL BROKERAGE INC | 4,735,000 | $2.036M | 0.1% | $0.43 | $1.01 | — | NOTE 2 250 6/1 | 302693AB2 |
| — | SAFEGUARD SCIENTIFICS | 1,815,000 | $1.867M | 0.1% | $1.03 | $1.37 | — | DBCV 5 250 5/1 | 786449AK4 |
| — | GSV CAPITAL CORP | 1,845,000 | $1.822M | 0.1% | $0.99 | $0.94 | — | NOTE 5 250 9/1 | 36191JAB7 |
| — | QUANTUM CORP | 1,500,000 | $1.501M | 0.1% | $1.00 | $0.95 | — | NOTE 4 500 11/1 | 747906AJ4 |
| — | BANK OF AMERICA | 105,000 | $1.264M | 0.1% | $12.04 | $5.52 | — | *W EXP 01/16/201 | 060505146 |
| — | COLONY NORTHSTAR | 85,174 | $1.2M | 0.1% | $14.09 | $12.91 | — | CL A COM | 19625W104 |
| — | BANK OF AMERICA | 900 | $1.136M | 0.1% | $1262.22 | $1195.56 | — | 7 25 CNV PFD L | 060505682 |
| — | GDL FUND | 110,269 | $1.131M | 0.1% | $10.26 | $9.86 | — | COM SH BEN IT | 361570104 |
| — | WELLTOWER INC | 17,000 | $1.125M | 0.1% | $66.18 | $61.32 | — | 6 50 PFD PREPET | 95040Q203 |
| — | FELCOR LODGING TRUST INC | 39,700 | $1.106M | 0.1% | $27.86 | $25.11 | — | PFD CV A $1 95 | 31430F200 |
| — | AMERICAN REALTY CAPITAL PROPERTIES INC | 1,000,000 | $1.007M | 0.1% | $1.01 | $0.93 | — | NOTE 3 000 8/0 | 02917TAA2 |
| — | REDWOOD TRUST INC | 900,000 | $946K | 0.0% | $1.05 | $0.96 | — | NOTE 5 625 11/1 | 749772AB5 |
| — | BROOKFIELD REAL ASSETS INCOME FUND | 36,347 | $843K | 0.0% | $23.19 | $22.31 | — | SHS BEN INT | 112830104 |
| — | LIBERTY MEDIA | 1,310,000 | $830K | 0.0% | $0.63 | $0.59 | — | DEB 3 750 2/1 | 530715AL5 |
| — | CLEAR CHANNEL OUTDOOR HOLDINGS INC | 169,442 | $822K | 0.0% | $4.85 | $4.93 | — | CL A | 18451C109 |
| — | DEPOMED INC | 800,000 | $704K | 0.0% | $0.88 | $1.06 | — | NOTE 2 500 9/0 | 249908AA2 |
| — | MODUSLINK GLOBAL SOLUTIONS INC | 700,000 | $658K | 0.0% | $0.94 | $0.82 | — | NOTE 5 250 3/0 | 60786LAB3 |
| — | COHEN STEERS CLOSED-END OPPORTUNITY FUND | 49,031 | $637K | 0.0% | $12.99 | $12.30 | — | COM | 19248P106 |
| — | COHEN STEERS INFRASTRUCTURE FUND | 26,758 | $632K | 0.0% | $23.62 | $21.53 | — | COM | 19248A109 |
| — | GABELLI CONVERTIBLE AND INCOME FUND | 30,347 | $614K | 0.0% | $20.23 | $18.29 | — | COM SH BEN INT | 36242L105 |
| — | BLACKROCK DEBT STRATEGIES FUND | 50,668 | $585K | 0.0% | $11.55 | $11.35 | — | COM NEW | 09255R202 |
| XPHDX | PIONEER FLOATING RATE TRUST | 47,798 | $569K | 0.0% | $11.90 | $11.80 | — | COM | 72369J102 |
| — | DUFF PHELPS GLOBAL UTILITY INCOME FUND | 33,833 | $562K | 0.0% | $16.61 | $17.08 | — | COM | 26433C105 |
| — | PERNIX THERAPEUTICS HOLDINGS | 2,000,000 | $550K | 0.0% | $0.28 | $0.23 | — | DBCV 4 250 4/0 | 71426VAK4 |
| — | SIRIUS XM RADIO INC | 100,000 | $547K | 0.0% | $5.47 | $4.45 | — | COM | 82968B103 |
| — | INTEGRATED DEVICE TECH | 400,000 | $425K | 0.0% | $1.06 | $1.03 | — | NOTE 0 875 11/1 | 458118AC0 |
| — | DURECT CORPORATION | 255,000 | $398K | 0.0% | $1.56 | $1.22 | — | COM | 266605104 |
| — | CUMULUS MEDIA INC | 700,576 | $315K | 0.0% | $0.45 | $1.00 | — | CL A NEW | 231082603 |
| — | EATON VANCE SHORT DURATION DIVERSIFIED INC FUND | 18,602 | $261K | 0.0% | $14.03 | $13.71 | — | COM | 27828V104 |
| — | APOLLO SENIOR FLOATING RATE | 14,507 | $245K | 0.0% | $16.89 | $16.96 | — | COM | 037636107 |
| — | AMERICAN INTERNATIONAL GROUP | 10,610 | $224K | 0.0% | $21.11 | $21.19 | — | *W EXP 01/19/202 | 026874156 |
| — | EASTMAN KODAK | 11,128 | $5,000 | 0.0% | $0.45 | $17.39 | — | *W EXP 09/03/201 | 277461133 |
| — | EASTMAN KODAK | 11,700 | $4,000 | 0.0% | $0.34 | $16.19 | — | *W EXP 09/03/201 | 277461141 |
| — | HOSTESS BRANDS | 300 | $1,000 | 0.0% | $3.33 | $3.33 | — | *W EXP 11/04/202 | 44109J114 |