Empirical Financial Services, LLC d.b.a. Empirical Wealth Management Diversified Active

CIK: 0001510434 · Show all filings

Period: Q4 2014 (← Previous) (Next →)

Filing Date: Feb 10, 2015

Total Value ($000): $409,413 (100.0% shares, 0.0% debt)

Holdings (100)

VCSH VANGUARD SCOTTSDALE FDS 19.7%
Value ($000) $80,601 Shares 1,012,192 Est. Cost $79.24 Unrealized —
VCIT VANGUARD SCOTTSDALE FDS 12.2%
Value ($000) $49,898 Shares 579,538 Est. Cost $83.32 Unrealized —
SCHX SCHWAB STRATEGIC TR 7.8%
Value ($000) $32,064 Shares 653,703 Est. Cost $39.65 Unrealized —
SHY ISHARES TR 6.2%
Value ($000) $25,556 Shares 302,612 Est. Cost $84.51 Unrealized —
VTIP VANGUARD MALVERN FDS 5.1%
Value ($000) $20,769 Shares 430,540 Est. Cost $48.80 Unrealized —
VNQ VANGUARD INDEX FDS 4.5%
Value ($000) $18,464 Shares 227,945 Est. Cost $68.68 Unrealized —
VEA VANGUARD TAX MANAGED INTL FD 3.5%
Value ($000) $14,506 Shares 382,955 Est. Cost $38.84 Unrealized —
— BARCLAYS BK PLC 2.9%
Value ($000) $11,915 Shares 564,684 Est. Cost $31.54 Unrealized —
VV VANGUARD INDEX FDS 2.7%
Value ($000) $11,250 Shares 119,188 Est. Cost $73.41 Unrealized —
IEMG ISHARES INC 2.7%
Value ($000) $10,984 Shares 233,556 Est. Cost $48.65 Unrealized —
SCHP SCHWAB STRATEGIC TR 2.3%
Value ($000) $9,235 Shares 170,259 Est. Cost $53.86 Unrealized —
SJNK SPDR SER TR 2.1%
Value ($000) $8,401 Shares 290,597 Est. Cost $30.33 Unrealized —
TIP ISHARES TR 1.9%
Value ($000) $7,709 Shares 68,820 Est. Cost $112.06 Unrealized —
HYS PIMCO ETF TR 1.7%
Value ($000) $7,150 Shares 70,912 Est. Cost $102.71 Unrealized —
MUB ISHARES 1.3%
Value ($000) $5,473 Shares 49,598 Est. Cost $104.84 Unrealized —
— PIMCO ETF TR 1.2%
Value ($000) $5,005 Shares 98,179 Est. Cost $50.80 Unrealized —
VTI VANGUARD INDEX FDS 1.1%
Value ($000) $4,526 Shares 42,702 Est. Cost $82.67 Unrealized —
HYMB SPDR SERIES TRUST 1.0%
Value ($000) $4,228 Shares 73,316 Est. Cost $54.34 Unrealized —
SCHZ SCHWAB STRATEGIC TR 1.0%
Value ($000) $3,933 Shares 75,121 Est. Cost $50.87 Unrealized —
SCHE SCHWAB STRATEGIC TR 0.9%
Value ($000) $3,543 Shares 148,263 Est. Cost $23.89 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.7%
Value ($000) $2,774 Shares 125,537 Est. Cost $22.24 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.7%
Value ($000) $2,674 Shares 123,372 Est. Cost $21.83 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.6%
Value ($000) $2,625 Shares 115,571 Est. Cost $22.61 Unrealized —
EBND SPDR SERIES TRUST 0.6%
Value ($000) $2,597 Shares 91,409 Est. Cost $29.60 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.6%
Value ($000) $2,489 Shares 117,862 Est. Cost $20.87 Unrealized —
— ISHARES 0.6%
Value ($000) $2,392 Shares 77,672 Est. Cost $34.72 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.6%
Value ($000) $2,319 Shares 110,904 Est. Cost $20.65 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.6%
Value ($000) $2,293 Shares 108,724 Est. Cost $20.61 Unrealized —
EFA ISHARES TR 0.5%
Value ($000) $2,110 Shares 34,676 Est. Cost $60.41 Unrealized —
VNQI VANGUARD INTL EQUITY INDEX F 0.5%
Value ($000) $2,081 Shares 38,884 Est. Cost $53.85 Unrealized —
AAPL APPLE INC 0.4%
Value ($000) $1,826 Shares 16,547 Est. Cost $19.06 Unrealized +26.4%
AGG ISHARES TR 0.4%
Value ($000) $1,817 Shares 16,498 Est. Cost $107.60 Unrealized —
SCHF SCHWAB STRATEGIC TR 0.4%
Value ($000) $1,817 Shares 62,854 Est. Cost $28.25 Unrealized —
MSFT MICROSOFT CORP 0.4%
Value ($000) $1,700 Shares 36,592 Est. Cost $29.27 Unrealized +36.3%
RWR SPDR SERIES TRUST 0.4%
Value ($000) $1,667 Shares 18,335 Est. Cost $75.62 Unrealized —
— SPDR SERIES TRUST 0.4%
Value ($000) $1,586 Shares 65,296 Est. Cost $24.16 Unrealized —
— MARKET VECTORS ETF TR 0.4%
Value ($000) $1,489 Shares 48,269 Est. Cost $30.55 Unrealized —
IEFA ISHARES TR 0.4%
Value ($000) $1,473 Shares 26,630 Est. Cost $55.31 Unrealized —
— MARKET VECTORS ETF TR 0.4%
Value ($000) $1,446 Shares 61,078 Est. Cost $22.13 Unrealized —
BSV VANGUARD BD INDEX FD INC 0.3%
Value ($000) $1,427 Shares 17,852 Est. Cost $80.07 Unrealized —
VT VANGUARD INTL EQUITY INDEX F 0.3%
Value ($000) $1,368 Shares 22,748 Est. Cost $51.51 Unrealized —
IGSB ISHARES 0.3%
Value ($000) $1,366 Shares 12,988 Est. Cost $105.04 Unrealized —
SCZ ISHARES 0.3%
Value ($000) $1,360 Shares 29,106 Est. Cost $44.98 Unrealized —
IWC ISHARES 0.3%
Value ($000) $1,199 Shares 15,580 Est. Cost $70.04 Unrealized —
SPIB SPDR SERIES TRUST 0.3%
Value ($000) $1,142 Shares 33,403 Est. Cost $33.60 Unrealized —
SPY SPDR S&P 500 ETF TR 0.3%
Value ($000) $1,132 Shares 5,505 Est. Cost $184.80 Unrealized —
— ISHARES 0.2%
Value ($000) $961 Shares 26,530 Est. Cost $35.53 Unrealized —
ELD WISDOMTREE TR 0.2%
Value ($000) $911 Shares 21,894 Est. Cost $47.95 Unrealized —
PG PROCTER & GAMBLE CO 0.2%
Value ($000) $897 Shares 9,845 Est. Cost $57.71 Unrealized +11.9%
EEM ISHARES TR 0.2%
Value ($000) $890 Shares 22,645 Est. Cost $39.63 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $873 Shares 41,839 Est. Cost $19.95 Unrealized —
IVV ISHARES TR 0.2%
Value ($000) $829 Shares 4,006 Est. Cost $196.78 Unrealized —
— TWITTER INC 0.2%
Value ($000) $775 Shares 21,592 Est. Cost $48.33 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $773 Shares 29,881 Est. Cost $26.56 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $763 Shares 29,454 Est. Cost $26.51 Unrealized —
RWO SPDR INDEX SHS FDS 0.2%
Value ($000) $748 Shares 15,671 Est. Cost $42.17 Unrealized —
MMM 3M CO 0.2%
Value ($000) $742 Shares 4,517 Est. Cost $61.96 Unrealized +44.8%
— GENERAL ELECTRIC CO 0.2%
Value ($000) $741 Shares 29,335 Est. Cost $23.83 Unrealized —
VYM VANGUARD WHITEHALL FDS INC 0.2%
Value ($000) $741 Shares 10,785 Est. Cost $57.22 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $737 Shares 28,389 Est. Cost $26.70 Unrealized —
VTV VANGUARD INDEX FDS 0.2%
Value ($000) $725 Shares 8,578 Est. Cost $68.35 Unrealized —
EWX SPDR INDEX SHS FDS 0.2%
Value ($000) $694 Shares 15,643 Est. Cost $44.59 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $692 Shares 26,907 Est. Cost $26.46 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $644 Shares 25,859 Est. Cost $26.23 Unrealized —
IEI ISHARES 0.1%
Value ($000) $611 Shares 4,993 Est. Cost $120.71 Unrealized —
CVX CHEVRON CORP NEW 0.1%
Value ($000) $551 Shares 4,908 Est. Cost $72.76 Unrealized -3.1%
BAC BANK AMER CORP 0.1%
Value ($000) $529 Shares 29,547 Est. Cost $10.95 Unrealized +23.8%
AMGN AMGEN INC 0.1%
Value ($000) $520 Shares 3,267 Est. Cost $78.57 Unrealized +44.2%
SBUX STARBUCKS CORP 0.1%
Value ($000) $519 Shares 6,327 Est. Cost $27.09 Unrealized +15.4%
SPSB SPDR SERIES TRUST 0.1%
Value ($000) $459 Shares 15,015 Est. Cost $30.76 Unrealized —
DES WISDOMTREE TR 0.1%
Value ($000) $438 Shares 6,182 Est. Cost $59.16 Unrealized —
DEM WISDOMTREE TR 0.1%
Value ($000) $395 Shares 9,371 Est. Cost $46.78 Unrealized —
XOM EXXON MOBIL CORP 0.1%
Value ($000) $393 Shares 4,250 Est. Cost $59.88 Unrealized -3.1%
TIPZ PIMCO ETF TR 0.1%
Value ($000) $377 Shares 6,614 Est. Cost $56.32 Unrealized —
VWO VANGUARD INTL EQUITY INDEX F 0.1%
Value ($000) $367 Shares 9,176 Est. Cost $40.79 Unrealized —
DWX SPDR INDEX SHS FDS 0.1%
Value ($000) $349 Shares 8,311 Est. Cost $47.27 Unrealized —
— POWERSHARES GLOBAL ETF TRUST 0.1%
Value ($000) $347 Shares 13,901 Est. Cost $24.98 Unrealized —
COP CONOCOPHILLIPS 0.1%
Value ($000) $340 Shares 4,922 Est. Cost $46.02 Unrealized +6.2%
BND VANGUARD BD INDEX FD INC 0.1%
Value ($000) $335 Shares 4,072 Est. Cost $81.28 Unrealized —
DIS DISNEY WALT CO 0.1%
Value ($000) $308 Shares 3,272 Est. Cost $62.89 Unrealized +29.3%
BA BOEING CO 0.1%
Value ($000) $303 Shares 2,334 Est. Cost $86.02 Unrealized +28.6%
COST COSTCO WHSL CORP NEW 0.1%
Value ($000) $300 Shares 2,115 Est. Cost $97.13 Unrealized +12.7%
DLS WISDOMTREE TR 0.1%
Value ($000) $297 Shares 5,341 Est. Cost $55.02 Unrealized —
IJR ISHARES TR 0.1%
Value ($000) $292 Shares 2,557 Est. Cost $109.90 Unrealized —
KO COCA COLA CO 0.1%
Value ($000) $278 Shares 6,583 Est. Cost $27.85 Unrealized +7.9%
— PETROLEUM & RES CORP 0.1%
Value ($000) $276 Shares 11,593 Est. Cost $27.02 Unrealized —
LUV SOUTHWEST AIRLS CO 0.1%
Value ($000) $273 Shares 6,460 Est. Cost $26.90 Unrealized +22.4%
GILD GILEAD SCIENCES INC 0.1%
Value ($000) $259 Shares 2,748 Est. Cost $54.08 Unrealized +32.9%
JNJ JOHNSON & JOHNSON 0.1%
Value ($000) $258 Shares 2,465 Est. Cost $65.05 Unrealized +18.8%
IBM INTERNATIONAL BUSINESS MACHS 0.1%
Value ($000) $254 Shares 1,582 Est. Cost $112.34 Unrealized -10.6%
EFV ISHARES 0.1%
Value ($000) $250 Shares 4,900 Est. Cost $51.02 Unrealized —
SDY SPDR SERIES TRUST 0.1%
Value ($000) $245 Shares 3,105 Est. Cost $76.55 Unrealized —
— POWERSHARES QQQ TRUST 0.1%
Value ($000) $244 Shares 2,360 Est. Cost $93.73 Unrealized —
CMF ISHARES 0.1%
Value ($000) $236 Shares 2,006 Est. Cost $107.98 Unrealized —
BRK/A BERKSHIRE HATHAWAY INC DEL 0.1%
Value ($000) $226 Shares 1 Est. Cost $199815.62 Unrealized +8.3%
AXP AMERICAN EXPRESS CO 0.1%
Value ($000) $225 Shares 2,421 Est. Cost $76.41 Unrealized 0.0%
— COTT CORP QUE 0.1%
Value ($000) $220 Shares 32,000 Est. Cost $6.88 Unrealized —
— RYDEX ETF TRUST 0.1%
Value ($000) $214 Shares 2,671 Est. Cost $76.70 Unrealized —
LQD ISHARES TR 0.1%
Value ($000) $210 Shares 1,760 Est. Cost $114.20 Unrealized —
OPK OPKO HEALTH INC 0.0%
Value ($000) $200 Shares 20,000 Est. Cost $6.91 Unrealized +23.9%