Empirical Financial Services, LLC d.b.a. Empirical Wealth Ma Diversified Active

Location: Seattle, WA

CIK: 0001510434 · Show all filings

Period: Q4 2014 (← Previous) (Next →)

Filing Date: Feb 10, 2015

Total Value: $409M (100.0% shares, 0.0% debt)

Holdings (100)

VCSH VANGUARD SCOTTSDALE FDS 19.7%
Value $80.6M Shares 1,012,192 Est. Cost $79.24 Unrealized
VCIT VANGUARD SCOTTSDALE FDS 12.2%
Value $49.9M Shares 579,538 Est. Cost $83.32 Unrealized
SCHX SCHWAB STRATEGIC TR 7.8%
Value $32.06M Shares 653,703 Est. Cost $39.65 Unrealized
SHY ISHARES TR 6.2%
Value $25.56M Shares 302,612 Est. Cost $84.51 Unrealized
VTIP VANGUARD MALVERN FDS 5.1%
Value $20.77M Shares 430,540 Est. Cost $48.80 Unrealized
VNQ VANGUARD INDEX FDS 4.5%
Value $18.46M Shares 227,945 Est. Cost $68.68 Unrealized
VEA VANGUARD TAX MANAGED INTL FD 3.5%
Value $14.51M Shares 382,955 Est. Cost $38.84 Unrealized
BARCLAYS BK PLC 2.9%
Value $11.91M Shares 564,684 Est. Cost $31.54 Unrealized
VV VANGUARD INDEX FDS 2.7%
Value $11.25M Shares 119,188 Est. Cost $73.41 Unrealized
IEMG ISHARES INC 2.7%
Value $10.98M Shares 233,556 Est. Cost $48.65 Unrealized
SCHP SCHWAB STRATEGIC TR 2.3%
Value $9.235M Shares 170,259 Est. Cost $53.86 Unrealized
SJNK SPDR SER TR 2.1%
Value $8.401M Shares 290,597 Est. Cost $30.33 Unrealized
TIP ISHARES TR 1.9%
Value $7.709M Shares 68,820 Est. Cost $112.06 Unrealized
HYS PIMCO ETF TR 1.7%
Value $7.15M Shares 70,912 Est. Cost $102.71 Unrealized
MUB ISHARES 1.3%
Value $5.473M Shares 49,598 Est. Cost $104.84 Unrealized
PIMCO ETF TR 1.2%
Value $5.005M Shares 98,179 Est. Cost $50.80 Unrealized
VTI VANGUARD INDEX FDS 1.1%
Value $4.526M Shares 42,702 Est. Cost $82.67 Unrealized
HYMB SPDR SERIES TRUST 1.0%
Value $4.228M Shares 73,316 Est. Cost $54.34 Unrealized
SCHZ SCHWAB STRATEGIC TR 1.0%
Value $3.933M Shares 75,121 Est. Cost $50.87 Unrealized
SCHE SCHWAB STRATEGIC TR 0.9%
Value $3.543M Shares 148,263 Est. Cost $23.89 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.7%
Value $2.774M Shares 125,537 Est. Cost $22.24 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.7%
Value $2.674M Shares 123,372 Est. Cost $21.83 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.6%
Value $2.625M Shares 115,571 Est. Cost $22.61 Unrealized
EBND SPDR SERIES TRUST 0.6%
Value $2.597M Shares 91,409 Est. Cost $29.60 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.6%
Value $2.489M Shares 117,862 Est. Cost $20.87 Unrealized
ISHARES 0.6%
Value $2.392M Shares 77,672 Est. Cost $34.72 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.6%
Value $2.319M Shares 110,904 Est. Cost $20.65 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.6%
Value $2.293M Shares 108,724 Est. Cost $20.61 Unrealized
EFA ISHARES TR 0.5%
Value $2.11M Shares 34,676 Est. Cost $60.41 Unrealized
VNQI VANGUARD INTL EQUITY INDEX F 0.5%
Value $2.081M Shares 38,884 Est. Cost $53.85 Unrealized
AAPL APPLE INC 0.4%
Value $1.826M Shares 16,547 Est. Cost $19.06 Unrealized +26.4%
AGG ISHARES TR 0.4%
Value $1.817M Shares 16,498 Est. Cost $107.60 Unrealized
SCHF SCHWAB STRATEGIC TR 0.4%
Value $1.817M Shares 62,854 Est. Cost $28.25 Unrealized
MSFT MICROSOFT CORP 0.4%
Value $1.7M Shares 36,592 Est. Cost $29.27 Unrealized +36.3%
RWR SPDR SERIES TRUST 0.4%
Value $1.667M Shares 18,335 Est. Cost $75.62 Unrealized
SPDR SERIES TRUST 0.4%
Value $1.586M Shares 65,296 Est. Cost $24.16 Unrealized
MARKET VECTORS ETF TR 0.4%
Value $1.489M Shares 48,269 Est. Cost $30.55 Unrealized
IEFA ISHARES TR 0.4%
Value $1.473M Shares 26,630 Est. Cost $55.31 Unrealized
MARKET VECTORS ETF TR 0.4%
Value $1.446M Shares 61,078 Est. Cost $22.13 Unrealized
BSV VANGUARD BD INDEX FD INC 0.3%
Value $1.427M Shares 17,852 Est. Cost $80.07 Unrealized
VT VANGUARD INTL EQUITY INDEX F 0.3%
Value $1.368M Shares 22,748 Est. Cost $51.51 Unrealized
IGSB ISHARES 0.3%
Value $1.366M Shares 12,988 Est. Cost $105.04 Unrealized
SCZ ISHARES 0.3%
Value $1.36M Shares 29,106 Est. Cost $44.98 Unrealized
IWC ISHARES 0.3%
Value $1.199M Shares 15,580 Est. Cost $70.04 Unrealized
SPIB SPDR SERIES TRUST 0.3%
Value $1.142M Shares 33,403 Est. Cost $33.60 Unrealized
SPY SPDR S&P 500 ETF TR 0.3%
Value $1.132M Shares 5,505 Est. Cost $184.80 Unrealized
ISHARES 0.2%
Value $961K Shares 26,530 Est. Cost $35.53 Unrealized
ELD WISDOMTREE TR 0.2%
Value $911K Shares 21,894 Est. Cost $47.95 Unrealized
PG PROCTER & GAMBLE CO 0.2%
Value $897K Shares 9,845 Est. Cost $57.71 Unrealized +11.9%
EEM ISHARES TR 0.2%
Value $890K Shares 22,645 Est. Cost $39.63 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.2%
Value $873K Shares 41,839 Est. Cost $19.95 Unrealized
IVV ISHARES TR 0.2%
Value $829K Shares 4,006 Est. Cost $196.78 Unrealized
TWITTER INC 0.2%
Value $775K Shares 21,592 Est. Cost $48.33 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.2%
Value $773K Shares 29,881 Est. Cost $26.56 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.2%
Value $763K Shares 29,454 Est. Cost $26.51 Unrealized
RWO SPDR INDEX SHS FDS 0.2%
Value $748K Shares 15,671 Est. Cost $42.17 Unrealized
MMM 3M CO 0.2%
Value $742K Shares 4,517 Est. Cost $61.96 Unrealized +44.8%
GENERAL ELECTRIC CO 0.2%
Value $741K Shares 29,335 Est. Cost $23.83 Unrealized
VYM VANGUARD WHITEHALL FDS INC 0.2%
Value $741K Shares 10,785 Est. Cost $57.22 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.2%
Value $737K Shares 28,389 Est. Cost $26.70 Unrealized
VTV VANGUARD INDEX FDS 0.2%
Value $725K Shares 8,578 Est. Cost $68.35 Unrealized
EWX SPDR INDEX SHS FDS 0.2%
Value $694K Shares 15,643 Est. Cost $44.59 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.2%
Value $692K Shares 26,907 Est. Cost $26.46 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.2%
Value $644K Shares 25,859 Est. Cost $26.23 Unrealized
IEI ISHARES 0.1%
Value $611K Shares 4,993 Est. Cost $120.71 Unrealized
CVX CHEVRON CORP NEW 0.1%
Value $551K Shares 4,908 Est. Cost $72.76 Unrealized -3.1%
BAC BANK AMER CORP 0.1%
Value $529K Shares 29,547 Est. Cost $10.95 Unrealized +23.8%
AMGN AMGEN INC 0.1%
Value $520K Shares 3,267 Est. Cost $78.57 Unrealized +44.2%
SBUX STARBUCKS CORP 0.1%
Value $519K Shares 6,327 Est. Cost $27.09 Unrealized +15.4%
SPSB SPDR SERIES TRUST 0.1%
Value $459K Shares 15,015 Est. Cost $30.76 Unrealized
DES WISDOMTREE TR 0.1%
Value $438K Shares 6,182 Est. Cost $59.16 Unrealized
DEM WISDOMTREE TR 0.1%
Value $395K Shares 9,371 Est. Cost $46.78 Unrealized
XOM EXXON MOBIL CORP 0.1%
Value $393K Shares 4,250 Est. Cost $59.88 Unrealized -3.1%
TIPZ PIMCO ETF TR 0.1%
Value $377K Shares 6,614 Est. Cost $56.32 Unrealized
VWO VANGUARD INTL EQUITY INDEX F 0.1%
Value $367K Shares 9,176 Est. Cost $40.79 Unrealized
DWX SPDR INDEX SHS FDS 0.1%
Value $349K Shares 8,311 Est. Cost $47.27 Unrealized
POWERSHARES GLOBAL ETF TRUST 0.1%
Value $347K Shares 13,901 Est. Cost $24.98 Unrealized
COP CONOCOPHILLIPS 0.1%
Value $340K Shares 4,922 Est. Cost $46.02 Unrealized +6.2%
BND VANGUARD BD INDEX FD INC 0.1%
Value $335K Shares 4,072 Est. Cost $81.28 Unrealized
DIS DISNEY WALT CO 0.1%
Value $308K Shares 3,272 Est. Cost $62.89 Unrealized +29.3%
BA BOEING CO 0.1%
Value $303K Shares 2,334 Est. Cost $86.02 Unrealized +28.6%
COST COSTCO WHSL CORP NEW 0.1%
Value $300K Shares 2,115 Est. Cost $97.13 Unrealized +12.7%
DLS WISDOMTREE TR 0.1%
Value $297K Shares 5,341 Est. Cost $55.02 Unrealized
IJR ISHARES TR 0.1%
Value $292K Shares 2,557 Est. Cost $109.90 Unrealized
KO COCA COLA CO 0.1%
Value $278K Shares 6,583 Est. Cost $27.85 Unrealized +7.9%
PETROLEUM & RES CORP 0.1%
Value $276K Shares 11,593 Est. Cost $27.02 Unrealized
LUV SOUTHWEST AIRLS CO 0.1%
Value $273K Shares 6,460 Est. Cost $26.90 Unrealized +22.4%
GILD GILEAD SCIENCES INC 0.1%
Value $259K Shares 2,748 Est. Cost $54.08 Unrealized +32.9%
JNJ JOHNSON & JOHNSON 0.1%
Value $258K Shares 2,465 Est. Cost $65.05 Unrealized +18.8%
IBM INTERNATIONAL BUSINESS MACHS 0.1%
Value $254K Shares 1,582 Est. Cost $112.34 Unrealized -10.6%
EFV ISHARES 0.1%
Value $250K Shares 4,900 Est. Cost $51.02 Unrealized
SDY SPDR SERIES TRUST 0.1%
Value $245K Shares 3,105 Est. Cost $76.55 Unrealized
POWERSHARES QQQ TRUST 0.1%
Value $244K Shares 2,360 Est. Cost $93.73 Unrealized
CMF ISHARES 0.1%
Value $236K Shares 2,006 Est. Cost $107.98 Unrealized
BRK/A BERKSHIRE HATHAWAY INC DEL 0.1%
Value $226K Shares 1 Est. Cost $199815.62 Unrealized +8.3%
AXP AMERICAN EXPRESS CO 0.1%
Value $225K Shares 2,421 Est. Cost $76.41 Unrealized 0.0%
COTT CORP QUE 0.1%
Value $220K Shares 32,000 Est. Cost $6.88 Unrealized
RYDEX ETF TRUST 0.1%
Value $214K Shares 2,671 Est. Cost $76.70 Unrealized
LQD ISHARES TR 0.1%
Value $210K Shares 1,760 Est. Cost $114.20 Unrealized
OPK OPKO HEALTH INC 0.0%
Value $200K Shares 20,000 Est. Cost $6.91 Unrealized +23.9%