Empirical Financial Services, LLC d.b.a. Empirical Wealth Management Diversified Active

CIK: 0001510434 · Show all filings

Period: Q1 2015 (← Previous) (Next →)

Filing Date: May 7, 2015

Total Value ($000): $416,960 (100.0% shares, 0.0% debt)

Holdings (99)

VCSH VANGUARD SCOTTSDALE FDS 19.5%
Value ($000) $81,290 Shares 1,013,469 Est. Cost $79.24 Unrealized —
VCIT VANGUARD SCOTTSDALE FDS 12.3%
Value ($000) $51,182 Shares 583,605 Est. Cost $83.32 Unrealized —
SCHX SCHWAB STRATEGIC TR 8.0%
Value ($000) $33,253 Shares 670,836 Est. Cost $39.90 Unrealized —
SHY ISHARES TR 6.4%
Value ($000) $26,636 Shares 313,803 Est. Cost $84.52 Unrealized —
VTIP VANGUARD MALVERN FDS 6.0%
Value ($000) $24,859 Shares 512,988 Est. Cost $48.75 Unrealized —
VNQ VANGUARD INDEX FDS 4.4%
Value ($000) $18,443 Shares 218,751 Est. Cost $68.68 Unrealized —
VEA VANGUARD TAX MANAGED INTL FD 3.7%
Value ($000) $15,396 Shares 386,535 Est. Cost $38.84 Unrealized —
— BARCLAYS BK PLC 3.6%
Value ($000) $15,160 Shares 805,938 Est. Cost $27.73 Unrealized —
IEMG ISHARES INC 2.8%
Value ($000) $11,722 Shares 242,533 Est. Cost $48.64 Unrealized —
VV VANGUARD INDEX FDS 2.7%
Value ($000) $11,145 Shares 117,065 Est. Cost $73.41 Unrealized —
SJNK SPDR SER TR 2.3%
Value ($000) $9,444 Shares 323,520 Est. Cost $30.21 Unrealized —
TIP ISHARES TR 1.7%
Value ($000) $7,290 Shares 64,182 Est. Cost $112.06 Unrealized —
HYS PIMCO ETF TR 1.6%
Value ($000) $6,824 Shares 67,226 Est. Cost $102.71 Unrealized —
SCHP SCHWAB STRATEGIC TR 1.5%
Value ($000) $6,146 Shares 111,903 Est. Cost $53.86 Unrealized —
MUB ISHARES 1.3%
Value ($000) $5,261 Shares 47,564 Est. Cost $104.84 Unrealized —
VTI VANGUARD INDEX FDS 1.0%
Value ($000) $4,377 Shares 40,811 Est. Cost $82.67 Unrealized —
HYMB SPDR SERIES TRUST 1.0%
Value ($000) $4,085 Shares 70,952 Est. Cost $54.34 Unrealized —
SCHZ SCHWAB STRATEGIC TR 0.9%
Value ($000) $3,865 Shares 73,051 Est. Cost $50.87 Unrealized —
SCHE SCHWAB STRATEGIC TR 0.9%
Value ($000) $3,647 Shares 149,714 Est. Cost $23.89 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.7%
Value ($000) $2,888 Shares 129,926 Est. Cost $22.24 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.7%
Value ($000) $2,828 Shares 123,893 Est. Cost $22.62 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.7%
Value ($000) $2,783 Shares 128,365 Est. Cost $21.83 Unrealized —
— PIMCO ETF TR 0.7%
Value ($000) $2,717 Shares 53,275 Est. Cost $50.80 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.6%
Value ($000) $2,595 Shares 121,704 Est. Cost $20.89 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.6%
Value ($000) $2,493 Shares 117,137 Est. Cost $20.68 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.6%
Value ($000) $2,343 Shares 108,955 Est. Cost $20.61 Unrealized —
— ISHARES 0.5%
Value ($000) $2,254 Shares 75,803 Est. Cost $34.72 Unrealized —
VNQI VANGUARD INTL EQUITY INDEX F 0.5%
Value ($000) $2,219 Shares 39,434 Est. Cost $53.88 Unrealized —
EFA ISHARES TR 0.5%
Value ($000) $2,124 Shares 33,105 Est. Cost $60.41 Unrealized —
EBND SPDR SERIES TRUST 0.5%
Value ($000) $2,092 Shares 76,772 Est. Cost $29.60 Unrealized —
SCHF SCHWAB STRATEGIC TR 0.5%
Value ($000) $1,918 Shares 63,435 Est. Cost $28.25 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.4%
Value ($000) $1,844 Shares 86,612 Est. Cost $20.64 Unrealized —
AGG ISHARES TR 0.4%
Value ($000) $1,771 Shares 15,895 Est. Cost $107.60 Unrealized —
RWR SPDR SERIES TRUST 0.4%
Value ($000) $1,654 Shares 17,487 Est. Cost $75.62 Unrealized —
— TWITTER INC 0.4%
Value ($000) $1,608 Shares 32,100 Est. Cost $48.91 Unrealized —
IEFA ISHARES TR 0.4%
Value ($000) $1,532 Shares 26,198 Est. Cost $55.31 Unrealized —
— MARKET VECTORS ETF TR 0.4%
Value ($000) $1,474 Shares 47,023 Est. Cost $30.55 Unrealized —
BSV VANGUARD BD INDEX FD INC 0.4%
Value ($000) $1,462 Shares 18,159 Est. Cost $80.07 Unrealized —
— SPDR SERIES TRUST 0.3%
Value ($000) $1,456 Shares 59,887 Est. Cost $24.16 Unrealized —
— MARKET VECTORS ETF TR 0.3%
Value ($000) $1,438 Shares 60,402 Est. Cost $22.13 Unrealized —
MSFT MICROSOFT CORP 0.3%
Value ($000) $1,428 Shares 35,126 Est. Cost $29.27 Unrealized +27.3%
SCZ ISHARES 0.3%
Value ($000) $1,362 Shares 27,523 Est. Cost $44.98 Unrealized —
IGSB ISHARES 0.3%
Value ($000) $1,338 Shares 12,679 Est. Cost $105.04 Unrealized —
VT VANGUARD INTL EQUITY INDEX F 0.3%
Value ($000) $1,311 Shares 21,294 Est. Cost $51.51 Unrealized —
IWC ISHARES 0.3%
Value ($000) $1,222 Shares 15,448 Est. Cost $70.04 Unrealized —
ELD WISDOMTREE TR 0.3%
Value ($000) $1,099 Shares 27,644 Est. Cost $46.25 Unrealized —
SPY SPDR S&P 500 ETF TR 0.3%
Value ($000) $1,098 Shares 5,321 Est. Cost $184.80 Unrealized —
AAPL APPLE INC 0.3%
Value ($000) $1,082 Shares 8,692 Est. Cost $19.06 Unrealized +40.8%
— ISHARES 0.2%
Value ($000) $1,012 Shares 26,530 Est. Cost $35.53 Unrealized —
SPIB SPDR SERIES TRUST 0.2%
Value ($000) $1,001 Shares 28,995 Est. Cost $33.60 Unrealized —
EEM ISHARES TR 0.2%
Value ($000) $909 Shares 22,645 Est. Cost $39.63 Unrealized —
PG PROCTER & GAMBLE CO 0.2%
Value ($000) $809 Shares 9,875 Est. Cost $57.71 Unrealized +10.2%
— CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $787 Shares 29,787 Est. Cost $26.69 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $786 Shares 30,094 Est. Cost $26.56 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $780 Shares 29,615 Est. Cost $26.51 Unrealized —
RWO SPDR INDEX SHS FDS 0.2%
Value ($000) $746 Shares 15,015 Est. Cost $42.17 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $730 Shares 28,134 Est. Cost $26.44 Unrealized —
VTV VANGUARD INDEX FDS 0.2%
Value ($000) $718 Shares 8,578 Est. Cost $68.35 Unrealized —
VYM VANGUARD WHITEHALL FDS INC 0.2%
Value ($000) $685 Shares 10,025 Est. Cost $57.22 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $664 Shares 26,297 Est. Cost $26.22 Unrealized —
— GENERAL ELECTRIC CO 0.2%
Value ($000) $652 Shares 26,296 Est. Cost $23.83 Unrealized —
MMM 3M CO 0.1%
Value ($000) $606 Shares 3,673 Est. Cost $61.96 Unrealized +56.3%
EWX SPDR INDEX SHS FDS 0.1%
Value ($000) $601 Shares 13,430 Est. Cost $44.59 Unrealized —
IEI ISHARES 0.1%
Value ($000) $597 Shares 4,810 Est. Cost $120.71 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.1%
Value ($000) $503 Shares 19,711 Est. Cost $25.52 Unrealized —
AMGN AMGEN INC 0.1%
Value ($000) $490 Shares 3,067 Est. Cost $78.57 Unrealized +46.4%
CVX CHEVRON CORP NEW 0.1%
Value ($000) $469 Shares 4,469 Est. Cost $72.76 Unrealized -8.1%
LQD ISHARES TR 0.1%
Value ($000) $465 Shares 3,823 Est. Cost $118.21 Unrealized —
SPSB SPDR SERIES TRUST 0.1%
Value ($000) $464 Shares 15,076 Est. Cost $30.76 Unrealized —
DEM WISDOMTREE TR 0.1%
Value ($000) $452 Shares 10,633 Est. Cost $46.27 Unrealized —
BAC BANK AMER CORP 0.1%
Value ($000) $440 Shares 28,616 Est. Cost $10.95 Unrealized +16.5%
IVV ISHARES TR 0.1%
Value ($000) $431 Shares 2,073 Est. Cost $196.78 Unrealized —
DES WISDOMTREE TR 0.1%
Value ($000) $419 Shares 5,816 Est. Cost $59.16 Unrealized —
TIPZ PIMCO ETF TR 0.1%
Value ($000) $381 Shares 6,614 Est. Cost $56.32 Unrealized —
VWO VANGUARD INTL EQUITY INDEX F 0.1%
Value ($000) $375 Shares 9,176 Est. Cost $40.79 Unrealized —
XOM EXXON MOBIL CORP 0.1%
Value ($000) $354 Shares 4,160 Est. Cost $59.88 Unrealized -7.2%
— POWERSHARES GLOBAL ETF TRUST 0.1%
Value ($000) $347 Shares 13,901 Est. Cost $24.98 Unrealized —
BND VANGUARD BD INDEX FD INC 0.1%
Value ($000) $341 Shares 4,088 Est. Cost $81.28 Unrealized —
SBUX STARBUCKS CORP 0.1%
Value ($000) $332 Shares 3,509 Est. Cost $27.09 Unrealized +33.3%
EMB ISHARES 0.1%
Value ($000) $322 Shares 2,876 Est. Cost $111.96 Unrealized —
DLS WISDOMTREE TR 0.1%
Value ($000) $314 Shares 5,291 Est. Cost $55.02 Unrealized —
DWX SPDR INDEX SHS FDS 0.1%
Value ($000) $312 Shares 7,451 Est. Cost $47.27 Unrealized —
IJR ISHARES TR 0.1%
Value ($000) $302 Shares 2,557 Est. Cost $109.90 Unrealized —
DIS DISNEY WALT CO 0.1%
Value ($000) $286 Shares 2,725 Est. Cost $62.89 Unrealized +46.1%
LUV SOUTHWEST AIRLS CO 0.1%
Value ($000) $286 Shares 6,460 Est. Cost $26.90 Unrealized +43.5%
OPK OPKO HEALTH INC 0.1%
Value ($000) $283 Shares 20,000 Est. Cost $6.91 Unrealized +88.4%
GILD GILEAD SCIENCES INC 0.1%
Value ($000) $270 Shares 2,748 Est. Cost $54.08 Unrealized +30.5%
KO COCA COLA CO 0.1%
Value ($000) $267 Shares 6,583 Est. Cost $27.85 Unrealized +6.3%
EFV ISHARES 0.1%
Value ($000) $261 Shares 4,900 Est. Cost $51.02 Unrealized —
— POWERSHARES QQQ TRUST 0.1%
Value ($000) $249 Shares 2,360 Est. Cost $93.73 Unrealized —
BA BOEING CO 0.1%
Value ($000) $247 Shares 1,643 Est. Cost $86.02 Unrealized +48.6%
SDY SPDR SERIES TRUST 0.1%
Value ($000) $243 Shares 3,108 Est. Cost $76.55 Unrealized —
COST COSTCO WHSL CORP NEW 0.1%
Value ($000) $230 Shares 1,517 Est. Cost $97.13 Unrealized +24.5%
MRK MERCK & CO INC NEW 0.1%
Value ($000) $229 Shares 3,991 Est. Cost $40.30 Unrealized 0.0%
BRK/A BERKSHIRE HATHAWAY INC DEL 0.1%
Value ($000) $218 Shares 1 Est. Cost $199815.62 Unrealized +10.6%
— RYDEX ETF TRUST 0.1%
Value ($000) $216 Shares 2,671 Est. Cost $76.70 Unrealized —
AMZN AMAZON COM INC 0.1%
Value ($000) $211 Shares 567 Est. Cost $17.58 Unrealized 0.0%
IWM ISHARES TR 0.1%
Value ($000) $210 Shares 1,690 Est. Cost $124.26 Unrealized —
IBM INTERNATIONAL BUSINESS MACHS 0.0%
Value ($000) $200 Shares 1,244 Est. Cost $112.34 Unrealized -14.1%