Empirical Financial Services, LLC d.b.a. Empirical Wealth Management Diversified Active

CIK: 0001510434 · Show all filings

Period: Q3 2014 (← Previous) (Next →)

Filing Date: Nov 12, 2014

Total Value ($000): $413,479 (100.0% shares, 0.0% debt)

Holdings (104)

VCSH VANGUARD SCOTTSDALE FDS 19.3%
Value ($000) $79,795 Shares 999,061 Est. Cost $79.23 Unrealized —
VCIT VANGUARD SCOTTSDALE FDS 11.9%
Value ($000) $49,123 Shares 572,727 Est. Cost $83.28 Unrealized —
SCHX SCHWAB STRATEGIC TR 7.5%
Value ($000) $30,870 Shares 656,956 Est. Cost $39.65 Unrealized —
SHY ISHARES TR 4.8%
Value ($000) $19,822 Shares 234,549 Est. Cost $84.52 Unrealized —
SCHP SCHWAB STRATEGIC TR 4.6%
Value ($000) $18,872 Shares 348,321 Est. Cost $53.86 Unrealized —
— BARCLAYS BK PLC 4.0%
Value ($000) $16,657 Shares 559,909 Est. Cost $31.54 Unrealized —
VNQ VANGUARD INDEX FDS 3.9%
Value ($000) $16,321 Shares 227,150 Est. Cost $68.68 Unrealized —
VEA VANGUARD TAX MANAGED INTL FD 3.8%
Value ($000) $15,818 Shares 397,942 Est. Cost $38.84 Unrealized —
IEMG ISHARES INC 2.9%
Value ($000) $12,111 Shares 242,027 Est. Cost $48.65 Unrealized —
— PIMCO ETF TR 2.9%
Value ($000) $12,034 Shares 236,430 Est. Cost $50.80 Unrealized —
VV VANGUARD INDEX FDS 2.8%
Value ($000) $11,388 Shares 125,889 Est. Cost $73.41 Unrealized —
VTIP VANGUARD MALVERN FDS 2.5%
Value ($000) $10,538 Shares 213,450 Est. Cost $49.37 Unrealized —
TIP ISHARES TR 2.0%
Value ($000) $8,382 Shares 74,793 Est. Cost $112.06 Unrealized —
SJNK SPDR SER TR 1.9%
Value ($000) $8,044 Shares 268,767 Est. Cost $30.44 Unrealized —
HYS PIMCO ETF TR 1.7%
Value ($000) $7,117 Shares 68,664 Est. Cost $102.77 Unrealized —
MUB ISHARES 1.6%
Value ($000) $6,431 Shares 58,637 Est. Cost $104.84 Unrealized —
VTI VANGUARD INDEX FDS 1.1%
Value ($000) $4,541 Shares 44,851 Est. Cost $82.67 Unrealized —
HYMB SPDR SERIES TRUST 1.0%
Value ($000) $4,107 Shares 72,287 Est. Cost $54.30 Unrealized —
SCHZ SCHWAB STRATEGIC TR 0.9%
Value ($000) $3,856 Shares 74,495 Est. Cost $50.87 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.7%
Value ($000) $2,901 Shares 129,961 Est. Cost $22.24 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.7%
Value ($000) $2,786 Shares 128,155 Est. Cost $21.83 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.7%
Value ($000) $2,754 Shares 130,623 Est. Cost $21.23 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.6%
Value ($000) $2,669 Shares 117,269 Est. Cost $22.61 Unrealized —
— ISHARES 0.6%
Value ($000) $2,572 Shares 67,967 Est. Cost $35.28 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.6%
Value ($000) $2,528 Shares 119,590 Est. Cost $20.87 Unrealized —
EBND SPDR SERIES TRUST 0.6%
Value ($000) $2,463 Shares 83,187 Est. Cost $29.72 Unrealized —
SCHE SCHWAB STRATEGIC TR 0.6%
Value ($000) $2,436 Shares 95,922 Est. Cost $23.89 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.6%
Value ($000) $2,362 Shares 112,425 Est. Cost $20.65 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.6%
Value ($000) $2,316 Shares 109,885 Est. Cost $20.61 Unrealized —
EFA ISHARES TR 0.5%
Value ($000) $2,018 Shares 31,470 Est. Cost $60.37 Unrealized —
AGG ISHARES TR 0.5%
Value ($000) $1,931 Shares 17,699 Est. Cost $107.60 Unrealized —
AAPL APPLE INC 0.5%
Value ($000) $1,923 Shares 19,083 Est. Cost $19.06 Unrealized +13.5%
SCHF SCHWAB STRATEGIC TR 0.4%
Value ($000) $1,835 Shares 59,158 Est. Cost $28.21 Unrealized —
MSFT MICROSOFT CORP 0.4%
Value ($000) $1,764 Shares 38,058 Est. Cost $29.27 Unrealized +28.7%
VNQI VANGUARD INTL EQUITY INDEX F 0.4%
Value ($000) $1,590 Shares 29,204 Est. Cost $53.95 Unrealized —
IGSB ISHARES 0.4%
Value ($000) $1,516 Shares 14,402 Est. Cost $105.04 Unrealized —
— MARKET VECTORS ETF TR 0.4%
Value ($000) $1,514 Shares 49,239 Est. Cost $30.55 Unrealized —
RWR SPDR SERIES TRUST 0.4%
Value ($000) $1,511 Shares 18,934 Est. Cost $75.62 Unrealized —
BSV VANGUARD BD INDEX FD INC 0.4%
Value ($000) $1,492 Shares 18,640 Est. Cost $80.07 Unrealized —
— SPDR SERIES TRUST 0.4%
Value ($000) $1,468 Shares 60,135 Est. Cost $24.15 Unrealized —
— MARKET VECTORS ETF TR 0.3%
Value ($000) $1,432 Shares 61,054 Est. Cost $22.13 Unrealized —
VT VANGUARD INTL EQUITY INDEX F 0.3%
Value ($000) $1,412 Shares 23,392 Est. Cost $51.51 Unrealized —
SPIB SPDR SERIES TRUST 0.3%
Value ($000) $1,147 Shares 33,600 Est. Cost $33.60 Unrealized —
— TWITTER INC 0.3%
Value ($000) $1,116 Shares 21,639 Est. Cost $48.33 Unrealized —
ELD WISDOMTREE TR 0.2%
Value ($000) $1,014 Shares 22,736 Est. Cost $47.95 Unrealized —
SPY SPDR S&P 500 ETF TR 0.2%
Value ($000) $969 Shares 4,917 Est. Cost $182.31 Unrealized —
EEM ISHARES TR 0.2%
Value ($000) $961 Shares 23,126 Est. Cost $39.63 Unrealized —
— ISHARES 0.2%
Value ($000) $960 Shares 26,234 Est. Cost $35.53 Unrealized —
VTV VANGUARD INDEX FDS 0.2%
Value ($000) $938 Shares 11,554 Est. Cost $68.35 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $937 Shares 45,156 Est. Cost $19.95 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $799 Shares 30,233 Est. Cost $26.56 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $792 Shares 29,742 Est. Cost $26.51 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $777 Shares 29,459 Est. Cost $26.43 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $765 Shares 28,601 Est. Cost $26.70 Unrealized —
— GENERAL ELECTRIC CO 0.2%
Value ($000) $763 Shares 29,763 Est. Cost $23.83 Unrealized —
VYM VANGUARD WHITEHALL FDS INC 0.2%
Value ($000) $725 Shares 10,915 Est. Cost $57.22 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $724 Shares 27,119 Est. Cost $26.46 Unrealized —
RWO SPDR INDEX SHS FDS 0.2%
Value ($000) $690 Shares 15,566 Est. Cost $42.17 Unrealized —
— POWERSHARES GLOBAL ETF TRUST 0.2%
Value ($000) $673 Shares 26,959 Est. Cost $24.98 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $671 Shares 26,119 Est. Cost $26.23 Unrealized —
IEI ISHARES 0.2%
Value ($000) $665 Shares 5,479 Est. Cost $120.71 Unrealized —
MMM 3M CO 0.2%
Value ($000) $624 Shares 4,407 Est. Cost $61.26 Unrealized +36.3%
PG PROCTER & GAMBLE CO 0.1%
Value ($000) $600 Shares 7,162 Est. Cost $55.12 Unrealized +8.4%
IVV ISHARES TR 0.1%
Value ($000) $587 Shares 2,961 Est. Cost $193.20 Unrealized —
IWC ISHARES 0.1%
Value ($000) $557 Shares 8,008 Est. Cost $63.50 Unrealized —
SCZ ISHARES 0.1%
Value ($000) $525 Shares 10,826 Est. Cost $42.04 Unrealized —
CVX CHEVRON CORP NEW 0.1%
Value ($000) $522 Shares 4,374 Est. Cost $73.04 Unrealized +7.5%
BAC BANK AMER CORP 0.1%
Value ($000) $488 Shares 28,621 Est. Cost $10.86 Unrealized +15.7%
SBUX STARBUCKS CORP 0.1%
Value ($000) $477 Shares 6,327 Est. Cost $27.09 Unrealized +13.9%
SPSB SPDR SERIES TRUST 0.1%
Value ($000) $459 Shares 14,970 Est. Cost $30.76 Unrealized —
AMGN AMGEN INC 0.1%
Value ($000) $459 Shares 3,266 Est. Cost $78.57 Unrealized +20.3%
PM PHILIP MORRIS INTL INC 0.1%
Value ($000) $428 Shares 5,128 Est. Cost $47.89 Unrealized 0.0%
DES WISDOMTREE TR 0.1%
Value ($000) $401 Shares 6,178 Est. Cost $59.16 Unrealized —
TIPZ PIMCO ETF TR 0.1%
Value ($000) $375 Shares 6,614 Est. Cost $56.32 Unrealized —
DWX SPDR INDEX SHS FDS 0.1%
Value ($000) $375 Shares 8,094 Est. Cost $47.41 Unrealized —
COP CONOCOPHILLIPS 0.1%
Value ($000) $339 Shares 4,431 Est. Cost $45.71 Unrealized +24.0%
EWX SPDR INDEX SHS FDS 0.1%
Value ($000) $336 Shares 7,012 Est. Cost $44.86 Unrealized —
— PETROLEUM & RES CORP 0.1%
Value ($000) $334 Shares 11,593 Est. Cost $27.02 Unrealized —
BND VANGUARD BD INDEX FD INC 0.1%
Value ($000) $330 Shares 4,029 Est. Cost $81.26 Unrealized —
VWO VANGUARD INTL EQUITY INDEX F 0.1%
Value ($000) $317 Shares 7,608 Est. Cost $40.96 Unrealized —
DLS WISDOMTREE TR 0.1%
Value ($000) $310 Shares 5,239 Est. Cost $55.01 Unrealized —
GILD GILEAD SCIENCES INC 0.1%
Value ($000) $293 Shares 2,748 Est. Cost $54.08 Unrealized +25.8%
IBM INTERNATIONAL BUSINESS MACHS 0.1%
Value ($000) $291 Shares 1,534 Est. Cost $112.71 Unrealized +1.4%
DEM WISDOMTREE TR 0.1%
Value ($000) $287 Shares 6,016 Est. Cost $49.36 Unrealized —
JNJ JOHNSON & JOHNSON 0.1%
Value ($000) $284 Shares 2,664 Est. Cost $65.05 Unrealized +16.2%
KO COCA COLA CO 0.1%
Value ($000) $281 Shares 6,579 Est. Cost $27.85 Unrealized +3.6%
BA BOEING CO 0.1%
Value ($000) $278 Shares 2,181 Est. Cost $84.29 Unrealized +29.6%
DIS DISNEY WALT CO 0.1%
Value ($000) $273 Shares 3,072 Est. Cost $61.69 Unrealized +28.6%
IJR ISHARES TR 0.1%
Value ($000) $267 Shares 2,557 Est. Cost $109.90 Unrealized —
COST COSTCO WHSL CORP NEW 0.1%
Value ($000) $265 Shares 2,112 Est. Cost $97.13 Unrealized 0.0%
— POWERSHARES QQQ TRUST 0.1%
Value ($000) $233 Shares 2,360 Est. Cost $93.73 Unrealized —
CMF ISHARES 0.1%
Value ($000) $233 Shares 2,000 Est. Cost $107.98 Unrealized —
SDY SPDR SERIES TRUST 0.1%
Value ($000) $231 Shares 3,089 Est. Cost $76.55 Unrealized —
MO ALTRIA GROUP INC 0.1%
Value ($000) $225 Shares 4,900 Est. Cost $20.68 Unrealized 0.0%
TGT TARGET CORP 0.1%
Value ($000) $219 Shares 2,854 Est. Cost $43.23 Unrealized 0.0%
— ISHARES 0.1%
Value ($000) $218 Shares 4,129 Est. Cost $53.19 Unrealized —
LUV SOUTHWEST AIRLS CO 0.1%
Value ($000) $218 Shares 6,460 Est. Cost $26.90 Unrealized 0.0%
XOM EXXON MOBIL CORP 0.1%
Value ($000) $215 Shares 2,282 Est. Cost $61.50 Unrealized 0.0%
— RYDEX ETF TRUST 0.1%
Value ($000) $213 Shares 2,811 Est. Cost $76.70 Unrealized —
MRK MERCK & CO INC NEW 0.1%
Value ($000) $211 Shares 3,566 Est. Cost $39.37 Unrealized 0.0%
SLB SCHLUMBERGER LTD 0.1%
Value ($000) $210 Shares 2,064 Est. Cost $79.49 Unrealized 0.0%
LQD ISHARES TR 0.1%
Value ($000) $208 Shares 1,760 Est. Cost $114.20 Unrealized —
BRK/A BERKSHIRE HATHAWAY INC DEL 0.1%
Value ($000) $207 Shares 1 Est. Cost $199815.62 Unrealized 0.0%
OPK OPKO HEALTH INC 0.0%
Value ($000) $170 Shares 20,000 Est. Cost $6.91 Unrealized +27.2%