Empirical Financial Services, LLC d.b.a. Empirical Wealth Management Diversified Active

CIK: 0001510434 · Show all filings

Period: Q2 2015 (← Previous) (Next →)

Filing Date: Aug 6, 2015

Total Value ($000): $430,274 (100.0% shares, 0.0% debt)

Holdings (113)

VCSH VANGUARD SCOTTSDALE FDS 19.3%
Value ($000) $82,884 Shares 1,041,517 Est. Cost $79.25 Unrealized —
VCIT VANGUARD SCOTTSDALE FDS 12.0%
Value ($000) $51,610 Shares 605,035 Est. Cost $83.39 Unrealized —
SCHX SCHWAB STRATEGIC TR 7.7%
Value ($000) $33,053 Shares 670,317 Est. Cost $39.90 Unrealized —
VTIP VANGUARD MALVERN FDS 6.4%
Value ($000) $27,656 Shares 568,126 Est. Cost $48.74 Unrealized —
SHY ISHARES TR 6.3%
Value ($000) $27,033 Shares 318,555 Est. Cost $84.52 Unrealized —
— BARCLAYS BK PLC 4.7%
Value ($000) $20,129 Shares 974,292 Est. Cost $26.51 Unrealized —
VNQ VANGUARD INDEX FDS 3.8%
Value ($000) $16,541 Shares 221,461 Est. Cost $68.75 Unrealized —
VEA VANGUARD TAX MANAGED INTL FD 3.6%
Value ($000) $15,546 Shares 392,091 Est. Cost $38.85 Unrealized —
IEMG ISHARES INC 2.8%
Value ($000) $12,215 Shares 254,270 Est. Cost $48.61 Unrealized —
SJNK SPDR SER TR 2.6%
Value ($000) $11,040 Shares 381,877 Est. Cost $30.01 Unrealized —
VV VANGUARD INDEX FDS 2.5%
Value ($000) $10,765 Shares 113,526 Est. Cost $73.41 Unrealized —
TIP ISHARES TR 1.6%
Value ($000) $6,920 Shares 61,759 Est. Cost $112.06 Unrealized —
HYS PIMCO ETF TR 1.4%
Value ($000) $6,064 Shares 60,721 Est. Cost $102.71 Unrealized —
MUB ISHARES 1.2%
Value ($000) $5,251 Shares 48,522 Est. Cost $104.91 Unrealized —
SCHP SCHWAB STRATEGIC TR 1.1%
Value ($000) $4,796 Shares 88,473 Est. Cost $53.86 Unrealized —
VTI VANGUARD INDEX FDS 1.0%
Value ($000) $4,328 Shares 40,439 Est. Cost $82.67 Unrealized —
HYMB SPDR SERIES TRUST 1.0%
Value ($000) $4,188 Shares 75,563 Est. Cost $54.41 Unrealized —
SCHZ SCHWAB STRATEGIC TR 0.9%
Value ($000) $3,799 Shares 73,449 Est. Cost $50.87 Unrealized —
SCHE SCHWAB STRATEGIC TR 0.9%
Value ($000) $3,704 Shares 150,705 Est. Cost $23.89 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.6%
Value ($000) $2,526 Shares 113,722 Est. Cost $22.24 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.6%
Value ($000) $2,507 Shares 110,197 Est. Cost $22.62 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.6%
Value ($000) $2,407 Shares 111,129 Est. Cost $21.83 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.5%
Value ($000) $2,304 Shares 108,367 Est. Cost $20.89 Unrealized —
PG PROCTER & GAMBLE CO 0.5%
Value ($000) $2,281 Shares 29,153 Est. Cost $59.20 Unrealized +1.3%
— PIMCO ETF TR 0.5%
Value ($000) $2,265 Shares 44,463 Est. Cost $50.80 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.5%
Value ($000) $2,235 Shares 106,052 Est. Cost $20.68 Unrealized —
VNQI VANGUARD INTL EQUITY INDEX F 0.5%
Value ($000) $2,131 Shares 38,430 Est. Cost $53.88 Unrealized —
EFA ISHARES TR 0.5%
Value ($000) $2,089 Shares 32,903 Est. Cost $60.41 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.5%
Value ($000) $2,047 Shares 96,437 Est. Cost $20.61 Unrealized —
MSFT MICROSOFT CORP 0.5%
Value ($000) $2,008 Shares 45,472 Est. Cost $31.55 Unrealized +24.6%
SCHF SCHWAB STRATEGIC TR 0.4%
Value ($000) $1,765 Shares 57,934 Est. Cost $28.25 Unrealized —
AGG ISHARES TR 0.4%
Value ($000) $1,649 Shares 15,160 Est. Cost $107.60 Unrealized —
— ISHARES 0.4%
Value ($000) $1,605 Shares 54,835 Est. Cost $34.72 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.4%
Value ($000) $1,594 Shares 76,511 Est. Cost $20.64 Unrealized —
EMB ISHARES 0.4%
Value ($000) $1,578 Shares 14,353 Est. Cost $110.35 Unrealized —
IEFA ISHARES TR 0.4%
Value ($000) $1,527 Shares 26,198 Est. Cost $55.31 Unrealized —
AAPL APPLE INC 0.4%
Value ($000) $1,517 Shares 12,097 Est. Cost $21.73 Unrealized +31.4%
EBND SPDR SERIES TRUST 0.3%
Value ($000) $1,458 Shares 53,823 Est. Cost $29.60 Unrealized —
— SPDR SERIES TRUST 0.3%
Value ($000) $1,456 Shares 59,968 Est. Cost $24.16 Unrealized —
— MARKET VECTORS ETF TR 0.3%
Value ($000) $1,410 Shares 47,167 Est. Cost $30.55 Unrealized —
SCZ ISHARES 0.3%
Value ($000) $1,404 Shares 27,523 Est. Cost $44.98 Unrealized —
— MARKET VECTORS ETF TR 0.3%
Value ($000) $1,383 Shares 59,610 Est. Cost $22.13 Unrealized —
RWR SPDR SERIES TRUST 0.3%
Value ($000) $1,354 Shares 16,048 Est. Cost $75.62 Unrealized —
IGSB ISHARES 0.3%
Value ($000) $1,341 Shares 12,728 Est. Cost $105.04 Unrealized —
VT VANGUARD INTL EQUITY INDEX F 0.3%
Value ($000) $1,329 Shares 21,610 Est. Cost $51.66 Unrealized —
IWC ISHARES 0.3%
Value ($000) $1,251 Shares 15,343 Est. Cost $70.04 Unrealized —
INTC INTEL CORP 0.3%
Value ($000) $1,208 Shares 39,713 Est. Cost $25.10 Unrealized 0.0%
BSV VANGUARD BD INDEX FD INC 0.3%
Value ($000) $1,207 Shares 15,054 Est. Cost $80.07 Unrealized —
SPY SPDR S&P 500 ETF TR 0.3%
Value ($000) $1,149 Shares 5,581 Est. Cost $185.78 Unrealized —
— TWITTER INC 0.3%
Value ($000) $1,149 Shares 31,710 Est. Cost $48.91 Unrealized —
SPIB SPDR SERIES TRUST 0.2%
Value ($000) $983 Shares 28,943 Est. Cost $33.60 Unrealized —
— ISHARES 0.2%
Value ($000) $915 Shares 24,595 Est. Cost $35.53 Unrealized —
NKE NIKE INC 0.2%
Value ($000) $837 Shares 7,748 Est. Cost $44.79 Unrealized 0.0%
EEM ISHARES TR 0.2%
Value ($000) $779 Shares 19,654 Est. Cost $39.63 Unrealized —
VTV VANGUARD INDEX FDS 0.2%
Value ($000) $765 Shares 9,172 Est. Cost $69.32 Unrealized —
MMM 3M CO 0.2%
Value ($000) $737 Shares 4,778 Est. Cost $69.56 Unrealized +36.3%
CVX CHEVRON CORP NEW 0.2%
Value ($000) $735 Shares 7,623 Est. Cost $70.15 Unrealized -5.3%
— CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $716 Shares 27,102 Est. Cost $26.69 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $710 Shares 27,275 Est. Cost $26.56 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $709 Shares 26,937 Est. Cost $26.51 Unrealized —
RWO SPDR INDEX SHS FDS 0.2%
Value ($000) $684 Shares 14,932 Est. Cost $42.17 Unrealized —
— GLOBAL X FDS 0.2%
Value ($000) $680 Shares 30,855 Est. Cost $22.04 Unrealized —
— GENERAL ELECTRIC CO 0.2%
Value ($000) $674 Shares 25,351 Est. Cost $23.83 Unrealized —
VYM VANGUARD WHITEHALL FDS INC 0.2%
Value ($000) $668 Shares 9,925 Est. Cost $57.22 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $660 Shares 25,474 Est. Cost $26.44 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.1%
Value ($000) $604 Shares 24,010 Est. Cost $26.22 Unrealized —
IEI ISHARES 0.1%
Value ($000) $602 Shares 4,892 Est. Cost $120.74 Unrealized —
ELD WISDOMTREE TR 0.1%
Value ($000) $577 Shares 14,853 Est. Cost $46.25 Unrealized —
IVV ISHARES TR 0.1%
Value ($000) $575 Shares 2,775 Est. Cost $199.42 Unrealized —
EWX SPDR INDEX SHS FDS 0.1%
Value ($000) $574 Shares 12,750 Est. Cost $44.59 Unrealized —
FEM FIRST TR EXCH TRD ALPHA FD I 0.1%
Value ($000) $565 Shares 24,609 Est. Cost $22.96 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.1%
Value ($000) $521 Shares 20,583 Est. Cost $25.51 Unrealized —
XOM EXXON MOBIL CORP 0.1%
Value ($000) $513 Shares 6,163 Est. Cost $58.07 Unrealized -6.5%
SDY SPDR SERIES TRUST 0.1%
Value ($000) $504 Shares 6,612 Est. Cost $76.38 Unrealized —
DEM WISDOMTREE TR 0.1%
Value ($000) $482 Shares 11,090 Est. Cost $46.15 Unrealized —
BAC BANK AMER CORP 0.1%
Value ($000) $471 Shares 27,679 Est. Cost $10.95 Unrealized +19.9%
AMGN AMGEN INC 0.1%
Value ($000) $471 Shares 3,067 Est. Cost $78.57 Unrealized +49.7%
AMZN AMAZON COM INC 0.1%
Value ($000) $463 Shares 1,067 Est. Cost $19.14 Unrealized +9.2%
SPSB SPDR SERIES TRUST 0.1%
Value ($000) $463 Shares 15,127 Est. Cost $30.76 Unrealized —
DIS DISNEY WALT CO 0.1%
Value ($000) $460 Shares 4,034 Est. Cost $74.93 Unrealized +33.5%
LQD ISHARES TR 0.1%
Value ($000) $442 Shares 3,823 Est. Cost $118.21 Unrealized —
USB US BANCORP DEL 0.1%
Value ($000) $421 Shares 9,707 Est. Cost $29.91 Unrealized 0.0%
DES WISDOMTREE TR 0.1%
Value ($000) $414 Shares 5,878 Est. Cost $59.28 Unrealized —
VWO VANGUARD INTL EQUITY INDEX F 0.1%
Value ($000) $403 Shares 9,864 Est. Cost $40.80 Unrealized —
COST COSTCO WHSL CORP NEW 0.1%
Value ($000) $401 Shares 2,971 Est. Cost $108.44 Unrealized +10.9%
BMY BRISTOL MYERS SQUIBB CO 0.1%
Value ($000) $394 Shares 5,919 Est. Cost $46.01 Unrealized 0.0%
IBM INTERNATIONAL BUSINESS MACHS 0.1%
Value ($000) $384 Shares 2,360 Est. Cost $107.92 Unrealized -4.6%
KO COCA COLA CO 0.1%
Value ($000) $369 Shares 9,410 Est. Cost $28.21 Unrealized +2.9%
SBUX STARBUCKS CORP 0.1%
Value ($000) $367 Shares 6,847 Est. Cost $33.84 Unrealized +20.9%
— BLACKROCK INC 0.1%
Value ($000) $364 Shares 1,053 Est. Cost $345.68 Unrealized —
MRK MERCK & CO INC NEW 0.1%
Value ($000) $353 Shares 6,204 Est. Cost $40.28 Unrealized -0.1%
BA BOEING CO 0.1%
Value ($000) $351 Shares 2,531 Est. Cost $101.04 Unrealized +27.5%
— POWERSHARES GLOBAL ETF TRUST 0.1%
Value ($000) $347 Shares 13,901 Est. Cost $24.98 Unrealized —
COP CONOCOPHILLIPS 0.1%
Value ($000) $346 Shares 5,630 Est. Cost $46.39 Unrealized 0.0%
BND VANGUARD BD INDEX FD INC 0.1%
Value ($000) $334 Shares 4,114 Est. Cost $81.28 Unrealized —
OPK OPKO HEALTH INC 0.1%
Value ($000) $322 Shares 20,000 Est. Cost $6.91 Unrealized +125.2%
GILD GILEAD SCIENCES INC 0.1%
Value ($000) $322 Shares 2,748 Est. Cost $54.08 Unrealized +40.5%
DLS WISDOMTREE TR 0.1%
Value ($000) $320 Shares 5,298 Est. Cost $55.02 Unrealized —
DWX SPDR INDEX SHS FDS 0.1%
Value ($000) $309 Shares 7,456 Est. Cost $47.27 Unrealized —
JNJ JOHNSON & JOHNSON 0.1%
Value ($000) $309 Shares 3,168 Est. Cost $74.49 Unrealized 0.0%
TIPZ PIMCO ETF TR 0.1%
Value ($000) $306 Shares 5,380 Est. Cost $56.32 Unrealized —
— POWERSHARES QQQ TRUST 0.1%
Value ($000) $306 Shares 2,862 Est. Cost $96.04 Unrealized —
V VISA INC 0.1%
Value ($000) $303 Shares 4,512 Est. Cost $62.92 Unrealized 0.0%
IJR ISHARES TR 0.1%
Value ($000) $301 Shares 2,557 Est. Cost $109.90 Unrealized —
EFV ISHARES 0.1%
Value ($000) $256 Shares 4,900 Est. Cost $51.02 Unrealized —
PSX PHILLIPS 66 0.1%
Value ($000) $248 Shares 3,080 Est. Cost $53.68 Unrealized 0.0%
PPG PPG INDS INC 0.1%
Value ($000) $235 Shares 2,044 Est. Cost $94.40 Unrealized 0.0%
SRE SEMPRA ENERGY 0.1%
Value ($000) $230 Shares 2,324 Est. Cost $37.85 Unrealized 0.0%
BRK/B BERKSHIRE HATHAWAY INC DEL 0.1%
Value ($000) $225 Shares 1,650 Est. Cost $142.63 Unrealized 0.0%
LUV SOUTHWEST AIRLS CO 0.0%
Value ($000) $214 Shares 6,460 Est. Cost $26.90 Unrealized +28.6%
— RYDEX ETF TRUST 0.0%
Value ($000) $213 Shares 2,671 Est. Cost $76.70 Unrealized —
EMR EMERSON ELEC CO 0.0%
Value ($000) $210 Shares 3,784 Est. Cost $44.23 Unrealized 0.0%
DXJ WISDOMTREE TR 0.0%
Value ($000) $202 Shares 3,534 Est. Cost $57.16 Unrealized —