Empirical Financial Services, LLC d.b.a. Empirical Wealth Ma Diversified Active

Location: Seattle, WA

CIK: 0001510434 · Show all filings

Period: Q2 2015 (← Previous) (Next →)

Filing Date: Aug 6, 2015

Total Value: $430M (100.0% shares, 0.0% debt)

Holdings (113)

VCSH VANGUARD SCOTTSDALE FDS 19.3%
Value $82.88M Shares 1,041,517 Est. Cost $79.25 Unrealized
VCIT VANGUARD SCOTTSDALE FDS 12.0%
Value $51.61M Shares 605,035 Est. Cost $83.39 Unrealized
SCHX SCHWAB STRATEGIC TR 7.7%
Value $33.05M Shares 670,317 Est. Cost $39.90 Unrealized
VTIP VANGUARD MALVERN FDS 6.4%
Value $27.66M Shares 568,126 Est. Cost $48.74 Unrealized
SHY ISHARES TR 6.3%
Value $27.03M Shares 318,555 Est. Cost $84.52 Unrealized
BARCLAYS BK PLC 4.7%
Value $20.13M Shares 974,292 Est. Cost $26.51 Unrealized
VNQ VANGUARD INDEX FDS 3.8%
Value $16.54M Shares 221,461 Est. Cost $68.75 Unrealized
VEA VANGUARD TAX MANAGED INTL FD 3.6%
Value $15.55M Shares 392,091 Est. Cost $38.85 Unrealized
IEMG ISHARES INC 2.8%
Value $12.21M Shares 254,270 Est. Cost $48.61 Unrealized
SJNK SPDR SER TR 2.6%
Value $11.04M Shares 381,877 Est. Cost $30.01 Unrealized
VV VANGUARD INDEX FDS 2.5%
Value $10.77M Shares 113,526 Est. Cost $73.41 Unrealized
TIP ISHARES TR 1.6%
Value $6.92M Shares 61,759 Est. Cost $112.06 Unrealized
HYS PIMCO ETF TR 1.4%
Value $6.064M Shares 60,721 Est. Cost $102.71 Unrealized
MUB ISHARES 1.2%
Value $5.251M Shares 48,522 Est. Cost $104.91 Unrealized
SCHP SCHWAB STRATEGIC TR 1.1%
Value $4.796M Shares 88,473 Est. Cost $53.86 Unrealized
VTI VANGUARD INDEX FDS 1.0%
Value $4.328M Shares 40,439 Est. Cost $82.67 Unrealized
HYMB SPDR SERIES TRUST 1.0%
Value $4.188M Shares 75,563 Est. Cost $54.41 Unrealized
SCHZ SCHWAB STRATEGIC TR 0.9%
Value $3.799M Shares 73,449 Est. Cost $50.87 Unrealized
SCHE SCHWAB STRATEGIC TR 0.9%
Value $3.704M Shares 150,705 Est. Cost $23.89 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.6%
Value $2.526M Shares 113,722 Est. Cost $22.24 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.6%
Value $2.507M Shares 110,197 Est. Cost $22.62 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.6%
Value $2.407M Shares 111,129 Est. Cost $21.83 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.5%
Value $2.304M Shares 108,367 Est. Cost $20.89 Unrealized
PG PROCTER & GAMBLE CO 0.5%
Value $2.281M Shares 29,153 Est. Cost $59.20 Unrealized +1.3%
PIMCO ETF TR 0.5%
Value $2.265M Shares 44,463 Est. Cost $50.80 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.5%
Value $2.235M Shares 106,052 Est. Cost $20.68 Unrealized
VNQI VANGUARD INTL EQUITY INDEX F 0.5%
Value $2.131M Shares 38,430 Est. Cost $53.88 Unrealized
EFA ISHARES TR 0.5%
Value $2.089M Shares 32,903 Est. Cost $60.41 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.5%
Value $2.047M Shares 96,437 Est. Cost $20.61 Unrealized
MSFT MICROSOFT CORP 0.5%
Value $2.008M Shares 45,472 Est. Cost $31.55 Unrealized +24.6%
SCHF SCHWAB STRATEGIC TR 0.4%
Value $1.765M Shares 57,934 Est. Cost $28.25 Unrealized
AGG ISHARES TR 0.4%
Value $1.649M Shares 15,160 Est. Cost $107.60 Unrealized
ISHARES 0.4%
Value $1.605M Shares 54,835 Est. Cost $34.72 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.4%
Value $1.594M Shares 76,511 Est. Cost $20.64 Unrealized
EMB ISHARES 0.4%
Value $1.578M Shares 14,353 Est. Cost $110.35 Unrealized
IEFA ISHARES TR 0.4%
Value $1.527M Shares 26,198 Est. Cost $55.31 Unrealized
AAPL APPLE INC 0.4%
Value $1.517M Shares 12,097 Est. Cost $21.73 Unrealized +31.4%
EBND SPDR SERIES TRUST 0.3%
Value $1.458M Shares 53,823 Est. Cost $29.60 Unrealized
SPDR SERIES TRUST 0.3%
Value $1.456M Shares 59,968 Est. Cost $24.16 Unrealized
MARKET VECTORS ETF TR 0.3%
Value $1.41M Shares 47,167 Est. Cost $30.55 Unrealized
SCZ ISHARES 0.3%
Value $1.404M Shares 27,523 Est. Cost $44.98 Unrealized
MARKET VECTORS ETF TR 0.3%
Value $1.383M Shares 59,610 Est. Cost $22.13 Unrealized
RWR SPDR SERIES TRUST 0.3%
Value $1.354M Shares 16,048 Est. Cost $75.62 Unrealized
IGSB ISHARES 0.3%
Value $1.341M Shares 12,728 Est. Cost $105.04 Unrealized
VT VANGUARD INTL EQUITY INDEX F 0.3%
Value $1.329M Shares 21,610 Est. Cost $51.66 Unrealized
IWC ISHARES 0.3%
Value $1.251M Shares 15,343 Est. Cost $70.04 Unrealized
INTC INTEL CORP 0.3%
Value $1.208M Shares 39,713 Est. Cost $25.10 Unrealized 0.0%
BSV VANGUARD BD INDEX FD INC 0.3%
Value $1.207M Shares 15,054 Est. Cost $80.07 Unrealized
SPY SPDR S&P 500 ETF TR 0.3%
Value $1.149M Shares 5,581 Est. Cost $185.78 Unrealized
TWITTER INC 0.3%
Value $1.149M Shares 31,710 Est. Cost $48.91 Unrealized
SPIB SPDR SERIES TRUST 0.2%
Value $983K Shares 28,943 Est. Cost $33.60 Unrealized
ISHARES 0.2%
Value $915K Shares 24,595 Est. Cost $35.53 Unrealized
NKE NIKE INC 0.2%
Value $837K Shares 7,748 Est. Cost $44.79 Unrealized 0.0%
EEM ISHARES TR 0.2%
Value $779K Shares 19,654 Est. Cost $39.63 Unrealized
VTV VANGUARD INDEX FDS 0.2%
Value $765K Shares 9,172 Est. Cost $69.32 Unrealized
MMM 3M CO 0.2%
Value $737K Shares 4,778 Est. Cost $69.56 Unrealized +36.3%
CVX CHEVRON CORP NEW 0.2%
Value $735K Shares 7,623 Est. Cost $70.15 Unrealized -5.3%
CLAYMORE EXCHANGE TRD FD TR 0.2%
Value $716K Shares 27,102 Est. Cost $26.69 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.2%
Value $710K Shares 27,275 Est. Cost $26.56 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.2%
Value $709K Shares 26,937 Est. Cost $26.51 Unrealized
RWO SPDR INDEX SHS FDS 0.2%
Value $684K Shares 14,932 Est. Cost $42.17 Unrealized
GLOBAL X FDS 0.2%
Value $680K Shares 30,855 Est. Cost $22.04 Unrealized
GENERAL ELECTRIC CO 0.2%
Value $674K Shares 25,351 Est. Cost $23.83 Unrealized
VYM VANGUARD WHITEHALL FDS INC 0.2%
Value $668K Shares 9,925 Est. Cost $57.22 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.2%
Value $660K Shares 25,474 Est. Cost $26.44 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.1%
Value $604K Shares 24,010 Est. Cost $26.22 Unrealized
IEI ISHARES 0.1%
Value $602K Shares 4,892 Est. Cost $120.74 Unrealized
ELD WISDOMTREE TR 0.1%
Value $577K Shares 14,853 Est. Cost $46.25 Unrealized
IVV ISHARES TR 0.1%
Value $575K Shares 2,775 Est. Cost $199.42 Unrealized
EWX SPDR INDEX SHS FDS 0.1%
Value $574K Shares 12,750 Est. Cost $44.59 Unrealized
FEM FIRST TR EXCH TRD ALPHA FD I 0.1%
Value $565K Shares 24,609 Est. Cost $22.96 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.1%
Value $521K Shares 20,583 Est. Cost $25.51 Unrealized
XOM EXXON MOBIL CORP 0.1%
Value $513K Shares 6,163 Est. Cost $58.07 Unrealized -6.5%
SDY SPDR SERIES TRUST 0.1%
Value $504K Shares 6,612 Est. Cost $76.38 Unrealized
DEM WISDOMTREE TR 0.1%
Value $482K Shares 11,090 Est. Cost $46.15 Unrealized
BAC BANK AMER CORP 0.1%
Value $471K Shares 27,679 Est. Cost $10.95 Unrealized +19.9%
AMGN AMGEN INC 0.1%
Value $471K Shares 3,067 Est. Cost $78.57 Unrealized +49.7%
AMZN AMAZON COM INC 0.1%
Value $463K Shares 1,067 Est. Cost $19.14 Unrealized +9.2%
SPSB SPDR SERIES TRUST 0.1%
Value $463K Shares 15,127 Est. Cost $30.76 Unrealized
DIS DISNEY WALT CO 0.1%
Value $460K Shares 4,034 Est. Cost $74.93 Unrealized +33.5%
LQD ISHARES TR 0.1%
Value $442K Shares 3,823 Est. Cost $118.21 Unrealized
USB US BANCORP DEL 0.1%
Value $421K Shares 9,707 Est. Cost $29.91 Unrealized 0.0%
DES WISDOMTREE TR 0.1%
Value $414K Shares 5,878 Est. Cost $59.28 Unrealized
VWO VANGUARD INTL EQUITY INDEX F 0.1%
Value $403K Shares 9,864 Est. Cost $40.80 Unrealized
COST COSTCO WHSL CORP NEW 0.1%
Value $401K Shares 2,971 Est. Cost $108.44 Unrealized +10.9%
BMY BRISTOL MYERS SQUIBB CO 0.1%
Value $394K Shares 5,919 Est. Cost $46.01 Unrealized 0.0%
IBM INTERNATIONAL BUSINESS MACHS 0.1%
Value $384K Shares 2,360 Est. Cost $107.92 Unrealized -4.6%
KO COCA COLA CO 0.1%
Value $369K Shares 9,410 Est. Cost $28.21 Unrealized +2.9%
SBUX STARBUCKS CORP 0.1%
Value $367K Shares 6,847 Est. Cost $33.84 Unrealized +20.9%
BLACKROCK INC 0.1%
Value $364K Shares 1,053 Est. Cost $345.68 Unrealized
MRK MERCK & CO INC NEW 0.1%
Value $353K Shares 6,204 Est. Cost $40.28 Unrealized -0.1%
BA BOEING CO 0.1%
Value $351K Shares 2,531 Est. Cost $101.04 Unrealized +27.5%
POWERSHARES GLOBAL ETF TRUST 0.1%
Value $347K Shares 13,901 Est. Cost $24.98 Unrealized
COP CONOCOPHILLIPS 0.1%
Value $346K Shares 5,630 Est. Cost $46.39 Unrealized 0.0%
BND VANGUARD BD INDEX FD INC 0.1%
Value $334K Shares 4,114 Est. Cost $81.28 Unrealized
OPK OPKO HEALTH INC 0.1%
Value $322K Shares 20,000 Est. Cost $6.91 Unrealized +125.2%
GILD GILEAD SCIENCES INC 0.1%
Value $322K Shares 2,748 Est. Cost $54.08 Unrealized +40.5%
DLS WISDOMTREE TR 0.1%
Value $320K Shares 5,298 Est. Cost $55.02 Unrealized
JNJ JOHNSON & JOHNSON 0.1%
Value $309K Shares 3,168 Est. Cost $74.49 Unrealized 0.0%
DWX SPDR INDEX SHS FDS 0.1%
Value $309K Shares 7,456 Est. Cost $47.27 Unrealized
POWERSHARES QQQ TRUST 0.1%
Value $306K Shares 2,862 Est. Cost $96.04 Unrealized
TIPZ PIMCO ETF TR 0.1%
Value $306K Shares 5,380 Est. Cost $56.32 Unrealized
V VISA INC 0.1%
Value $303K Shares 4,512 Est. Cost $62.92 Unrealized 0.0%
IJR ISHARES TR 0.1%
Value $301K Shares 2,557 Est. Cost $109.90 Unrealized
EFV ISHARES 0.1%
Value $256K Shares 4,900 Est. Cost $51.02 Unrealized
PSX PHILLIPS 66 0.1%
Value $248K Shares 3,080 Est. Cost $53.68 Unrealized 0.0%
PPG PPG INDS INC 0.1%
Value $235K Shares 2,044 Est. Cost $94.40 Unrealized 0.0%
SRE SEMPRA ENERGY 0.1%
Value $230K Shares 2,324 Est. Cost $37.85 Unrealized 0.0%
BRK/B BERKSHIRE HATHAWAY INC DEL 0.1%
Value $225K Shares 1,650 Est. Cost $142.63 Unrealized 0.0%
LUV SOUTHWEST AIRLS CO 0.0%
Value $214K Shares 6,460 Est. Cost $26.90 Unrealized +28.6%
RYDEX ETF TRUST 0.0%
Value $213K Shares 2,671 Est. Cost $76.70 Unrealized
EMR EMERSON ELEC CO 0.0%
Value $210K Shares 3,784 Est. Cost $44.23 Unrealized 0.0%
DXJ WISDOMTREE TR 0.0%
Value $202K Shares 3,534 Est. Cost $57.16 Unrealized