Empirical Financial Services, LLC d.b.a. Empirical Wealth Management Diversified Active

CIK: 0001510434 · Show all filings

Period: Q1 2016 (← Previous) (Next →)

Filing Date: Apr 21, 2016

Total Value ($000): $413,469 (100.0% shares, 0.0% debt)

Holdings (104)

VCSH VANGUARD SCOTTSDALE FDS 19.6%
Value ($000) $81,138 Shares 1,013,845 Est. Cost $79.25 Unrealized —
VCIT VANGUARD SCOTTSDALE FDS 12.5%
Value ($000) $51,650 Shares 594,160 Est. Cost $83.39 Unrealized —
VTIP VANGUARD MALVERN FDS 8.9%
Value ($000) $36,732 Shares 747,652 Est. Cost $48.71 Unrealized —
SCHX SCHWAB STRATEGIC TR 8.4%
Value ($000) $34,658 Shares 709,618 Est. Cost $40.28 Unrealized —
SHY ISHARES TR 6.9%
Value ($000) $28,573 Shares 336,039 Est. Cost $84.53 Unrealized —
SJNK SPDR SER TR 4.2%
Value ($000) $17,335 Shares 671,392 Est. Cost $28.32 Unrealized —
VEA VANGUARD TAX MANAGED INTL FD 4.1%
Value ($000) $17,120 Shares 477,140 Est. Cost $38.35 Unrealized —
IEMG ISHARES INC 3.7%
Value ($000) $15,185 Shares 364,838 Est. Cost $45.68 Unrealized —
VNQ VANGUARD INDEX FDS 3.6%
Value ($000) $14,910 Shares 177,927 Est. Cost $69.04 Unrealized —
VV VANGUARD INDEX FDS 2.5%
Value ($000) $10,275 Shares 109,295 Est. Cost $73.64 Unrealized —
HYMB SPDR SERIES TRUST 1.4%
Value ($000) $5,667 Shares 98,251 Est. Cost $55.04 Unrealized —
TIP ISHARES TR 1.1%
Value ($000) $4,604 Shares 40,162 Est. Cost $112.06 Unrealized —
EMB ISHARES TR 1.0%
Value ($000) $4,209 Shares 38,145 Est. Cost $107.97 Unrealized —
VTI VANGUARD INDEX FDS 1.0%
Value ($000) $4,130 Shares 39,399 Est. Cost $83.21 Unrealized —
SCHZ SCHWAB STRATEGIC TR 1.0%
Value ($000) $4,085 Shares 77,331 Est. Cost $50.98 Unrealized —
MUB ISHARES TR 0.9%
Value ($000) $3,780 Shares 33,854 Est. Cost $104.91 Unrealized —
AAPL APPLE INC 0.6%
Value ($000) $2,520 Shares 23,122 Est. Cost $22.88 Unrealized -1.5%
MSFT MICROSOFT CORP 0.6%
Value ($000) $2,307 Shares 41,778 Est. Cost $32.58 Unrealized +41.4%
— ISHARES 0.5%
Value ($000) $2,182 Shares 88,823 Est. Cost $31.08 Unrealized —
IVV ISHARES TR 0.5%
Value ($000) $2,041 Shares 9,877 Est. Cost $204.07 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.5%
Value ($000) $2,029 Shares 96,070 Est. Cost $20.90 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.5%
Value ($000) $2,026 Shares 89,482 Est. Cost $22.62 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.5%
Value ($000) $2,020 Shares 91,629 Est. Cost $22.24 Unrealized —
IEFA ISHARES TR 0.5%
Value ($000) $2,017 Shares 37,951 Est. Cost $54.52 Unrealized —
SCHP SCHWAB STRATEGIC TR 0.5%
Value ($000) $1,938 Shares 34,902 Est. Cost $53.86 Unrealized —
SCHE SCHWAB STRATEGIC TR 0.5%
Value ($000) $1,917 Shares 92,319 Est. Cost $23.36 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.5%
Value ($000) $1,902 Shares 89,611 Est. Cost $20.70 Unrealized —
CAC CAMDEN NATL CORP 0.5%
Value ($000) $1,870 Shares 44,513 Est. Cost $18.93 Unrealized 0.0%
— CLAYMORE EXCHANGE TRD FD TR 0.4%
Value ($000) $1,849 Shares 86,394 Est. Cost $20.69 Unrealized —
SHM SPDR SER TR 0.4%
Value ($000) $1,839 Shares 37,670 Est. Cost $48.82 Unrealized —
SUB ISHARES TR 0.4%
Value ($000) $1,778 Shares 16,750 Est. Cost $105.97 Unrealized —
AGG ISHARES TR 0.4%
Value ($000) $1,630 Shares 14,704 Est. Cost $107.76 Unrealized —
SPSB SPDR SERIES TRUST 0.4%
Value ($000) $1,549 Shares 50,559 Est. Cost $30.59 Unrealized —
INTC INTEL CORP 0.4%
Value ($000) $1,513 Shares 46,781 Est. Cost $24.57 Unrealized -0.7%
— CLAYMORE EXCHANGE TRD FD TR 0.3%
Value ($000) $1,382 Shares 65,465 Est. Cost $20.64 Unrealized —
VNQI VANGUARD INTL EQUITY INDEX F 0.3%
Value ($000) $1,359 Shares 25,391 Est. Cost $53.88 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.3%
Value ($000) $1,335 Shares 63,393 Est. Cost $21.06 Unrealized —
— MARKET VECTORS ETF TR 0.3%
Value ($000) $1,263 Shares 40,298 Est. Cost $30.59 Unrealized —
SCZ ISHARES TR 0.3%
Value ($000) $1,220 Shares 24,496 Est. Cost $44.98 Unrealized —
SPY SPDR S&P 500 ETF TR 0.3%
Value ($000) $1,212 Shares 5,897 Est. Cost $186.48 Unrealized —
RWR SPDR SERIES TRUST 0.3%
Value ($000) $1,199 Shares 12,603 Est. Cost $75.62 Unrealized —
IGSB ISHARES TR 0.3%
Value ($000) $1,189 Shares 11,281 Est. Cost $105.06 Unrealized —
VT VANGUARD INTL EQUITY INDEX F 0.3%
Value ($000) $1,175 Shares 20,361 Est. Cost $51.77 Unrealized —
BSV VANGUARD BD INDEX FD INC 0.3%
Value ($000) $1,147 Shares 14,224 Est. Cost $80.07 Unrealized —
SPIB SPDR SERIES TRUST 0.3%
Value ($000) $1,136 Shares 33,141 Est. Cost $33.77 Unrealized —
— MARKET VECTORS ETF TR 0.3%
Value ($000) $1,115 Shares 46,036 Est. Cost $22.13 Unrealized —
SCHF SCHWAB STRATEGIC TR 0.3%
Value ($000) $1,114 Shares 41,099 Est. Cost $28.25 Unrealized —
VYM VANGUARD WHITEHALL FDS INC 0.3%
Value ($000) $1,092 Shares 15,812 Est. Cost $59.58 Unrealized —
IWC ISHARES TR 0.3%
Value ($000) $1,092 Shares 16,074 Est. Cost $70.57 Unrealized —
CVX CHEVRON CORP NEW 0.2%
Value ($000) $1,033 Shares 10,828 Est. Cost $66.51 Unrealized -13.7%
— CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $921 Shares 35,673 Est. Cost $26.35 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $917 Shares 38,004 Est. Cost $25.77 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $904 Shares 35,447 Est. Cost $26.37 Unrealized —
— GENERAL ELECTRIC CO 0.2%
Value ($000) $892 Shares 28,052 Est. Cost $24.55 Unrealized —
SBUX STARBUCKS CORP 0.2%
Value ($000) $864 Shares 14,471 Est. Cost $40.96 Unrealized +15.8%
— CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $822 Shares 35,538 Est. Cost $25.32 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $818 Shares 35,833 Est. Cost $24.54 Unrealized —
FEM FIRST TR EXCH TRD ALPHA FD I 0.2%
Value ($000) $790 Shares 41,044 Est. Cost $19.20 Unrealized —
VTV VANGUARD INDEX FDS 0.2%
Value ($000) $784 Shares 9,511 Est. Cost $70.40 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $777 Shares 33,232 Est. Cost $23.38 Unrealized —
EFA ISHARES TR 0.2%
Value ($000) $755 Shares 13,214 Est. Cost $60.41 Unrealized —
PG PROCTER & GAMBLE CO 0.2%
Value ($000) $746 Shares 9,063 Est. Cost $59.07 Unrealized +4.4%
— ISHARES TR 0.1%
Value ($000) $583 Shares 15,949 Est. Cost $35.53 Unrealized —
DWX SPDR INDEX SHS FDS 0.1%
Value ($000) $579 Shares 16,498 Est. Cost $40.10 Unrealized —
XOM EXXON MOBIL CORP 0.1%
Value ($000) $567 Shares 6,781 Est. Cost $55.90 Unrealized -7.0%
IEI ISHARES TR 0.1%
Value ($000) $561 Shares 4,456 Est. Cost $121.47 Unrealized —
VIG VANGUARD SPECIALIZED PORTFOL 0.1%
Value ($000) $544 Shares 6,693 Est. Cost $77.77 Unrealized —
RWO SPDR INDEX SHS FDS 0.1%
Value ($000) $537 Shares 10,960 Est. Cost $42.31 Unrealized —
HYS PIMCO ETF TR 0.1%
Value ($000) $506 Shares 5,447 Est. Cost $102.71 Unrealized —
AMZN AMAZON COM INC 0.1%
Value ($000) $496 Shares 835 Est. Cost $21.01 Unrealized +35.1%
SCHC SCHWAB STRATEGIC TR 0.1%
Value ($000) $484 Shares 16,729 Est. Cost $28.77 Unrealized —
LQD ISHARES TR 0.1%
Value ($000) $469 Shares 3,946 Est. Cost $118.23 Unrealized —
AMGN AMGEN INC 0.1%
Value ($000) $460 Shares 3,067 Est. Cost $78.57 Unrealized +41.0%
GILD GILEAD SCIENCES INC 0.1%
Value ($000) $424 Shares 4,611 Est. Cost $60.19 Unrealized +5.4%
DES WISDOMTREE TR 0.1%
Value ($000) $422 Shares 6,146 Est. Cost $59.94 Unrealized —
BAC BANK AMER CORP 0.1%
Value ($000) $404 Shares 29,846 Est. Cost $11.22 Unrealized -3.2%
USB US BANCORP DEL 0.1%
Value ($000) $400 Shares 9,846 Est. Cost $29.88 Unrealized -7.0%
EWX SPDR INDEX SHS FDS 0.1%
Value ($000) $393 Shares 10,095 Est. Cost $40.68 Unrealized —
COST COSTCO WHSL CORP NEW 0.1%
Value ($000) $388 Shares 2,460 Est. Cost $110.24 Unrealized +15.9%
BND VANGUARD BD INDEX FD INC 0.1%
Value ($000) $387 Shares 4,668 Est. Cost $81.45 Unrealized —
DIS DISNEY WALT CO 0.1%
Value ($000) $363 Shares 3,652 Est. Cost $78.13 Unrealized +13.9%
— POWERSHARES ETF TR II 0.1%
Value ($000) $346 Shares 13,901 Est. Cost $24.98 Unrealized —
SLV ISHARES SILVER TRUST 0.1%
Value ($000) $345 Shares 23,485 Est. Cost $13.81 Unrealized —
MMM 3M CO 0.1%
Value ($000) $345 Shares 2,071 Est. Cost $69.56 Unrealized +33.4%
KO COCA COLA CO 0.1%
Value ($000) $334 Shares 7,192 Est. Cost $28.49 Unrealized +11.8%
IBM INTERNATIONAL BUSINESS MACHS 0.1%
Value ($000) $331 Shares 2,185 Est. Cost $104.10 Unrealized -19.2%
NKE NIKE INC 0.1%
Value ($000) $327 Shares 5,324 Est. Cost $44.79 Unrealized +18.8%
COP CONOCOPHILLIPS 0.1%
Value ($000) $323 Shares 8,019 Est. Cost $38.66 Unrealized -27.3%
DEM WISDOMTREE TR 0.1%
Value ($000) $319 Shares 9,159 Est. Cost $42.81 Unrealized —
DLS WISDOMTREE TR 0.1%
Value ($000) $311 Shares 5,278 Est. Cost $55.05 Unrealized —
— POWERSHARES QQQ TRUST 0.1%
Value ($000) $308 Shares 2,821 Est. Cost $97.23 Unrealized —
JNJ JOHNSON & JOHNSON 0.1%
Value ($000) $298 Shares 2,754 Est. Cost $74.54 Unrealized +5.7%
LUV SOUTHWEST AIRLS CO 0.1%
Value ($000) $289 Shares 6,460 Est. Cost $26.90 Unrealized +34.6%
— TWITTER INC 0.1%
Value ($000) $285 Shares 17,209 Est. Cost $48.91 Unrealized —
CSCO CISCO SYS INC 0.1%
Value ($000) $277 Shares 9,732 Est. Cost $18.95 Unrealized 0.0%
EBND SPDR SERIES TRUST 0.1%
Value ($000) $266 Shares 9,879 Est. Cost $29.60 Unrealized —
DHR DANAHER CORP DEL 0.1%
Value ($000) $251 Shares 2,646 Est. Cost $36.03 Unrealized +1.2%
META FACEBOOK INC 0.1%
Value ($000) $237 Shares 2,076 Est. Cost $91.13 Unrealized +15.0%
FPE FIRST TR EXCHANGE-TRADED FD 0.1%
Value ($000) $233 Shares 12,493 Est. Cost $18.65 Unrealized —
BRK/A BERKSHIRE HATHAWAY INC DEL 0.1%
Value ($000) $213 Shares 1 Est. Cost $199512.94 Unrealized 0.0%
EMLP FIRST TR EXCHANGE TRADED FD 0.1%
Value ($000) $212 Shares 9,701 Est. Cost $21.85 Unrealized —
T AT&T INC 0.1%
Value ($000) $208 Shares 5,307 Est. Cost $13.84 Unrealized 0.0%
OPK OPKO HEALTH INC 0.1%
Value ($000) $208 Shares 20,000 Est. Cost $6.91 Unrealized +32.3%
PEP PEPSICO INC 0.0%
Value ($000) $205 Shares 2,005 Est. Cost $73.47 Unrealized -0.3%