Empirical Financial Services, LLC d.b.a. Empirical Wealth Management Diversified Active

CIK: 0001510434 · Show all filings

Period: Q2 2016 (← Previous) (Next →)

Filing Date: Aug 1, 2016

Total Value ($000): $380,766 (100.0% shares, 0.0% debt)

Holdings (107)

VCSH VANGUARD SCOTTSDALE FDS 21.4%
Value ($000) $81,635 Shares 1,009,840 Est. Cost $79.25 Unrealized
VCIT VANGUARD SCOTTSDALE FDS 13.7%
Value ($000) $52,305 Shares 585,000 Est. Cost $83.39 Unrealized
VTIP VANGUARD MALVERN FDS 10.2%
Value ($000) $38,772 Shares 783,584 Est. Cost $48.74 Unrealized
SHY ISHARES TR 7.2%
Value ($000) $27,452 Shares 321,749 Est. Cost $84.53 Unrealized
SJNK SPDR SER TR 5.0%
Value ($000) $19,185 Shares 710,831 Est. Cost $28.24 Unrealized
IEMG ISHARES INC 4.2%
Value ($000) $15,810 Shares 377,869 Est. Cost $45.55 Unrealized
SCHX SCHWAB STRATEGIC TR 3.9%
Value ($000) $15,011 Shares 301,610 Est. Cost $40.28 Unrealized
VNQ VANGUARD INDEX FDS 3.1%
Value ($000) $11,990 Shares 135,217 Est. Cost $69.04 Unrealized
VV VANGUARD INDEX FDS 2.5%
Value ($000) $9,449 Shares 98,580 Est. Cost $73.64 Unrealized
HYMB SPDR SERIES TRUST 1.8%
Value ($000) $6,862 Shares 114,752 Est. Cost $55.72 Unrealized
VEA VANGUARD TAX MANAGED INTL FD 1.6%
Value ($000) $6,012 Shares 170,031 Est. Cost $38.35 Unrealized
TIP ISHARES TR 1.2%
Value ($000) $4,520 Shares 38,743 Est. Cost $112.06 Unrealized
EMB ISHARES TR 1.2%
Value ($000) $4,392 Shares 38,143 Est. Cost $107.97 Unrealized
SCHZ SCHWAB STRATEGIC TR 1.1%
Value ($000) $4,159 Shares 77,429 Est. Cost $50.98 Unrealized
MUB ISHARES TR 1.1%
Value ($000) $4,033 Shares 35,401 Est. Cost $105.30 Unrealized
VTI VANGUARD INDEX FDS 1.0%
Value ($000) $3,950 Shares 36,860 Est. Cost $83.21 Unrealized
ISHARES 0.6%
Value ($000) $2,216 Shares 90,503 Est. Cost $30.96 Unrealized
MSFT MICROSOFT CORP 0.6%
Value ($000) $2,189 Shares 42,788 Est. Cost $32.90 Unrealized +39.8%
SCHE SCHWAB STRATEGIC TR 0.5%
Value ($000) $2,094 Shares 98,362 Est. Cost $23.23 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.5%
Value ($000) $1,989 Shares 87,369 Est. Cost $22.62 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.5%
Value ($000) $1,970 Shares 92,208 Est. Cost $20.90 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.5%
Value ($000) $1,969 Shares 91,891 Est. Cost $20.72 Unrealized
SHM SPDR SER TR 0.5%
Value ($000) $1,969 Shares 40,116 Est. Cost $48.83 Unrealized
SCHP SCHWAB STRATEGIC TR 0.5%
Value ($000) $1,940 Shares 34,355 Est. Cost $53.86 Unrealized
AAPL APPLE INC 0.5%
Value ($000) $1,936 Shares 20,252 Est. Cost $22.88 Unrealized -1.2%
CLAYMORE EXCHANGE TRD FD TR 0.5%
Value ($000) $1,883 Shares 86,722 Est. Cost $20.69 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.5%
Value ($000) $1,824 Shares 82,751 Est. Cost $22.24 Unrealized
SUB ISHARES TR 0.5%
Value ($000) $1,781 Shares 16,750 Est. Cost $105.97 Unrealized
IVV ISHARES TR 0.4%
Value ($000) $1,606 Shares 7,629 Est. Cost $204.07 Unrealized
CAC CAMDEN NATL CORP 0.4%
Value ($000) $1,542 Shares 36,713 Est. Cost $18.93 Unrealized +6.3%
SPSB SPDR SERIES TRUST 0.4%
Value ($000) $1,521 Shares 49,429 Est. Cost $30.59 Unrealized
INTC INTEL CORP 0.4%
Value ($000) $1,517 Shares 46,241 Est. Cost $24.57 Unrealized +2.2%
AGG ISHARES TR 0.4%
Value ($000) $1,448 Shares 12,859 Est. Cost $107.76 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.4%
Value ($000) $1,393 Shares 64,714 Est. Cost $20.64 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.4%
Value ($000) $1,392 Shares 64,639 Est. Cost $21.07 Unrealized
SCZ ISHARES TR 0.4%
Value ($000) $1,375 Shares 28,501 Est. Cost $45.44 Unrealized
VANECK VECTORS ETF TR 0.3%
Value ($000) $1,311 Shares 40,563 Est. Cost $32.32 Unrealized
SBUX STARBUCKS CORP 0.3%
Value ($000) $1,226 Shares 21,472 Est. Cost $42.75 Unrealized +8.7%
VT VANGUARD INTL EQUITY INDEX F 0.3%
Value ($000) $1,173 Shares 20,206 Est. Cost $51.77 Unrealized
VANECK VECTORS ETF TR 0.3%
Value ($000) $1,144 Shares 46,036 Est. Cost $24.85 Unrealized
SPY SPDR S&P 500 ETF TR 0.3%
Value ($000) $1,133 Shares 5,409 Est. Cost $186.48 Unrealized
SPIB SPDR SERIES TRUST 0.3%
Value ($000) $1,114 Shares 31,941 Est. Cost $33.77 Unrealized
RWR SPDR SERIES TRUST 0.3%
Value ($000) $1,082 Shares 10,878 Est. Cost $75.62 Unrealized
BSV VANGUARD BD INDEX FD INC 0.3%
Value ($000) $1,057 Shares 13,039 Est. Cost $80.07 Unrealized
VYM VANGUARD WHITEHALL FDS INC 0.3%
Value ($000) $1,051 Shares 14,712 Est. Cost $59.58 Unrealized
IGSB ISHARES TR 0.3%
Value ($000) $1,019 Shares 9,604 Est. Cost $105.06 Unrealized
CVX CHEVRON CORP NEW 0.3%
Value ($000) $996 Shares 9,498 Est. Cost $66.51 Unrealized +0.4%
VNQI VANGUARD INTL EQUITY INDEX F 0.3%
Value ($000) $969 Shares 17,926 Est. Cost $53.88 Unrealized
VTV VANGUARD INDEX FDS 0.2%
Value ($000) $926 Shares 10,899 Est. Cost $72.26 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $903 Shares 35,014 Est. Cost $26.35 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $901 Shares 36,276 Est. Cost $25.77 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $889 Shares 37,532 Est. Cost $25.23 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $865 Shares 33,452 Est. Cost $26.37 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $832 Shares 34,604 Est. Cost $23.41 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $811 Shares 34,205 Est. Cost $24.54 Unrealized
PG PROCTER & GAMBLE CO 0.2%
Value ($000) $794 Shares 9,380 Est. Cost $59.22 Unrealized +7.0%
GENERAL ELECTRIC CO 0.2%
Value ($000) $730 Shares 23,191 Est. Cost $24.55 Unrealized
EFA ISHARES TR 0.2%
Value ($000) $720 Shares 12,891 Est. Cost $60.41 Unrealized
HYS PIMCO ETF TR 0.2%
Value ($000) $712 Shares 7,347 Est. Cost $101.21 Unrealized
IEFA ISHARES TR 0.2%
Value ($000) $702 Shares 13,530 Est. Cost $54.52 Unrealized
IWC ISHARES TR 0.2%
Value ($000) $691 Shares 9,771 Est. Cost $70.57 Unrealized
AMZN AMAZON COM INC 0.2%
Value ($000) $598 Shares 835 Est. Cost $21.01 Unrealized +61.0%
DWX SPDR INDEX SHS FDS 0.2%
Value ($000) $580 Shares 16,481 Est. Cost $40.10 Unrealized
FEM FIRST TR EXCH TRD ALPHA FD I 0.1%
Value ($000) $557 Shares 29,004 Est. Cost $19.20 Unrealized
XOM EXXON MOBIL CORP 0.1%
Value ($000) $529 Shares 5,640 Est. Cost $55.90 Unrealized +3.5%
AMGN AMGEN INC 0.1%
Value ($000) $501 Shares 3,292 Est. Cost $81.18 Unrealized +43.8%
DES WISDOMTREE TR 0.1%
Value ($000) $495 Shares 6,911 Est. Cost $61.23 Unrealized
VIG VANGUARD SPECIALIZED PORTFOL 0.1%
Value ($000) $492 Shares 5,913 Est. Cost $77.77 Unrealized
ISHARES TR 0.1%
Value ($000) $480 Shares 13,052 Est. Cost $35.53 Unrealized
SCHC SCHWAB STRATEGIC TR 0.1%
Value ($000) $477 Shares 16,567 Est. Cost $28.77 Unrealized
LQD ISHARES TR 0.1%
Value ($000) $471 Shares 3,835 Est. Cost $118.23 Unrealized
SCHF SCHWAB STRATEGIC TR 0.1%
Value ($000) $458 Shares 16,891 Est. Cost $28.25 Unrealized
IEI ISHARES TR 0.1%
Value ($000) $454 Shares 3,568 Est. Cost $121.47 Unrealized
RWO SPDR INDEX SHS FDS 0.1%
Value ($000) $426 Shares 8,468 Est. Cost $42.31 Unrealized
SLV ISHARES SILVER TRUST 0.1%
Value ($000) $420 Shares 23,485 Est. Cost $13.81 Unrealized
COST COSTCO WHSL CORP NEW 0.1%
Value ($000) $399 Shares 2,543 Est. Cost $110.82 Unrealized +15.5%
USB US BANCORP DEL 0.1%
Value ($000) $397 Shares 9,846 Est. Cost $29.88 Unrealized -2.3%
BAC BANK AMER CORP 0.1%
Value ($000) $372 Shares 28,011 Est. Cost $11.22 Unrealized +1.1%
GILD GILEAD SCIENCES INC 0.1%
Value ($000) $371 Shares 4,443 Est. Cost $60.19 Unrealized +4.3%
DIS DISNEY WALT CO 0.1%
Value ($000) $361 Shares 3,689 Est. Cost $78.28 Unrealized +17.8%
BND VANGUARD BD INDEX FD INC 0.1%
Value ($000) $353 Shares 4,193 Est. Cost $81.45 Unrealized
DLS WISDOMTREE TR 0.1%
Value ($000) $352 Shares 6,268 Est. Cost $55.23 Unrealized
POWERSHARES ETF TR II 0.1%
Value ($000) $346 Shares 13,901 Est. Cost $24.98 Unrealized
JNJ JOHNSON & JOHNSON 0.1%
Value ($000) $345 Shares 2,848 Est. Cost $74.96 Unrealized +16.1%
DEM WISDOMTREE TR 0.1%
Value ($000) $328 Shares 9,273 Est. Cost $42.71 Unrealized
MMM 3M CO 0.1%
Value ($000) $326 Shares 1,864 Est. Cost $69.56 Unrealized +47.3%
IJR ISHARES TR 0.1%
Value ($000) $312 Shares 2,688 Est. Cost $116.07 Unrealized
KO COCA COLA CO 0.1%
Value ($000) $312 Shares 6,876 Est. Cost $28.49 Unrealized +16.9%
NKE NIKE INC 0.1%
Value ($000) $304 Shares 5,504 Est. Cost $44.97 Unrealized +11.9%
CSCO CISCO SYS INC 0.1%
Value ($000) $282 Shares 9,838 Est. Cost $18.97 Unrealized +10.0%
EBND SPDR SERIES TRUST 0.1%
Value ($000) $278 Shares 9,984 Est. Cost $29.58 Unrealized
POWERSHARES QQQ TRUST 0.1%
Value ($000) $276 Shares 2,565 Est. Cost $97.23 Unrealized
DHR DANAHER CORP DEL 0.1%
Value ($000) $267 Shares 2,646 Est. Cost $36.03 Unrealized +11.2%
IJH ISHARES TR 0.1%
Value ($000) $263 Shares 1,758 Est. Cost $149.60 Unrealized
EWX SPDR INDEX SHS FDS 0.1%
Value ($000) $258 Shares 6,558 Est. Cost $40.68 Unrealized
T AT&T INC 0.1%
Value ($000) $250 Shares 5,777 Est. Cost $13.94 Unrealized +8.4%
VBR VANGUARD INDEX FDS 0.1%
Value ($000) $249 Shares 2,366 Est. Cost $105.24 Unrealized
IBM INTERNATIONAL BUSINESS MACHS 0.1%
Value ($000) $241 Shares 1,587 Est. Cost $104.10 Unrealized -8.6%
TWITTER INC 0.1%
Value ($000) $239 Shares 14,154 Est. Cost $48.91 Unrealized
META FACEBOOK INC 0.1%
Value ($000) $237 Shares 2,076 Est. Cost $91.13 Unrealized +25.6%
COP CONOCOPHILLIPS 0.1%
Value ($000) $224 Shares 5,148 Est. Cost $38.66 Unrealized -15.2%
RYDEX ETF TRUST 0.1%
Value ($000) $222 Shares 2,765 Est. Cost $80.29 Unrealized
BA BOEING CO 0.1%
Value ($000) $222 Shares 1,706 Est. Cost $118.53 Unrealized 0.0%
PEP PEPSICO INC 0.1%
Value ($000) $212 Shares 2,005 Est. Cost $73.47 Unrealized +4.9%
OPK OPKO HEALTH INC 0.0%
Value ($000) $187 Shares 20,000 Est. Cost $6.91 Unrealized +47.1%
IRT INDEPENDENCE RLTY TR INC 0.0%
Value ($000) $106 Shares 13,000 Est. Cost $8.15 Unrealized
RAIT FINANCIAL TRUST 0.0%
Value ($000) $95 Shares 30,500 Est. Cost $3.11 Unrealized