Empirical Financial Services, LLC d.b.a. Empirical Wealth Management Diversified Active

CIK: 0001510434 · Show all filings

Period: Q4 2015 (← Previous) (Next →)

Filing Date: Jan 26, 2016

Total Value ($000): $411,018 (100.0% shares, 0.0% debt)

Holdings (104)

VCSH VANGUARD SCOTTSDALE FDS 19.8%
Value ($000) $81,387 Shares 1,030,343 Est. Cost $79.25 Unrealized —
VCIT VANGUARD SCOTTSDALE FDS 12.3%
Value ($000) $50,706 Shares 602,999 Est. Cost $83.39 Unrealized —
SCHX SCHWAB STRATEGIC TR 8.3%
Value ($000) $34,294 Shares 706,081 Est. Cost $40.28 Unrealized —
VTIP VANGUARD MALVERN FDS 8.2%
Value ($000) $33,516 Shares 693,197 Est. Cost $48.67 Unrealized —
SHY ISHARES TR 6.8%
Value ($000) $27,893 Shares 330,643 Est. Cost $84.52 Unrealized —
VNQ VANGUARD INDEX FDS 4.5%
Value ($000) $18,507 Shares 232,116 Est. Cost $69.04 Unrealized —
VEA VANGUARD TAX MANAGED INTL FD 3.8%
Value ($000) $15,472 Shares 421,344 Est. Cost $38.67 Unrealized —
SJNK SPDR SER TR 3.7%
Value ($000) $15,066 Shares 586,443 Est. Cost $28.68 Unrealized —
IEMG ISHARES INC 3.6%
Value ($000) $14,923 Shares 378,857 Est. Cost $45.68 Unrealized —
VV VANGUARD INDEX FDS 2.5%
Value ($000) $10,104 Shares 108,069 Est. Cost $73.41 Unrealized —
— BARCLAYS BK PLC 1.5%
Value ($000) $6,289 Shares 483,415 Est. Cost $26.27 Unrealized —
TIP ISHARES TR 1.3%
Value ($000) $5,338 Shares 48,669 Est. Cost $112.06 Unrealized —
HYMB SPDR SERIES TRUST 1.2%
Value ($000) $5,068 Shares 88,829 Est. Cost $54.76 Unrealized —
SCHZ SCHWAB STRATEGIC TR 1.1%
Value ($000) $4,401 Shares 85,450 Est. Cost $50.98 Unrealized —
VTI VANGUARD INDEX FDS 1.0%
Value ($000) $4,127 Shares 39,568 Est. Cost $83.21 Unrealized —
EMB ISHARES TR 0.9%
Value ($000) $3,822 Shares 36,130 Est. Cost $107.84 Unrealized —
MUB ISHARES TR 0.9%
Value ($000) $3,793 Shares 34,258 Est. Cost $104.91 Unrealized —
SCHP SCHWAB STRATEGIC TR 0.6%
Value ($000) $2,559 Shares 48,171 Est. Cost $53.86 Unrealized —
MSFT MICROSOFT CORP 0.6%
Value ($000) $2,267 Shares 40,869 Est. Cost $32.28 Unrealized +42.3%
— ISHARES 0.5%
Value ($000) $2,129 Shares 85,543 Est. Cost $31.33 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.5%
Value ($000) $2,041 Shares 92,436 Est. Cost $22.24 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.5%
Value ($000) $2,034 Shares 90,333 Est. Cost $22.62 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.5%
Value ($000) $1,873 Shares 89,107 Est. Cost $20.89 Unrealized —
— SPDR SERIES TRUST 0.4%
Value ($000) $1,840 Shares 75,543 Est. Cost $24.20 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.4%
Value ($000) $1,814 Shares 86,949 Est. Cost $20.68 Unrealized —
SUB ISHARES TR 0.4%
Value ($000) $1,775 Shares 16,750 Est. Cost $105.97 Unrealized —
IEFA ISHARES TR 0.4%
Value ($000) $1,723 Shares 31,690 Est. Cost $54.79 Unrealized —
IWC ISHARES TR 0.4%
Value ($000) $1,661 Shares 23,039 Est. Cost $70.57 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.4%
Value ($000) $1,631 Shares 78,094 Est. Cost $20.61 Unrealized —
FEM FIRST TR EXCH TRD ALPHA FD I 0.4%
Value ($000) $1,586 Shares 88,257 Est. Cost $19.20 Unrealized —
AGG ISHARES TR 0.4%
Value ($000) $1,510 Shares 13,979 Est. Cost $107.60 Unrealized —
IGSB ISHARES TR 0.4%
Value ($000) $1,506 Shares 14,402 Est. Cost $105.06 Unrealized —
SCHE SCHWAB STRATEGIC TR 0.4%
Value ($000) $1,495 Shares 76,609 Est. Cost $23.89 Unrealized —
VNQI VANGUARD INTL EQUITY INDEX F 0.4%
Value ($000) $1,486 Shares 29,081 Est. Cost $53.88 Unrealized —
HYS PIMCO ETF TR 0.4%
Value ($000) $1,459 Shares 15,925 Est. Cost $102.71 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.3%
Value ($000) $1,422 Shares 69,331 Est. Cost $20.64 Unrealized —
— MARKET VECTORS ETF TR 0.3%
Value ($000) $1,382 Shares 57,655 Est. Cost $22.13 Unrealized —
SCZ ISHARES TR 0.3%
Value ($000) $1,376 Shares 27,552 Est. Cost $44.98 Unrealized —
SCHF SCHWAB STRATEGIC TR 0.3%
Value ($000) $1,365 Shares 49,515 Est. Cost $28.25 Unrealized —
AAPL APPLE INC 0.3%
Value ($000) $1,362 Shares 12,942 Est. Cost $23.15 Unrealized +11.1%
RWR SPDR SERIES TRUST 0.3%
Value ($000) $1,348 Shares 14,714 Est. Cost $75.62 Unrealized —
SPSB SPDR SERIES TRUST 0.3%
Value ($000) $1,339 Shares 44,059 Est. Cost $30.58 Unrealized —
VT VANGUARD INTL EQUITY INDEX F 0.3%
Value ($000) $1,269 Shares 22,031 Est. Cost $51.77 Unrealized —
— MARKET VECTORS ETF TR 0.3%
Value ($000) $1,268 Shares 41,046 Est. Cost $30.59 Unrealized —
INTC INTEL CORP 0.3%
Value ($000) $1,257 Shares 36,487 Est. Cost $24.62 Unrealized +8.2%
EFA ISHARES TR 0.3%
Value ($000) $1,162 Shares 19,791 Est. Cost $60.41 Unrealized —
SPY SPDR S&P 500 ETF TR 0.3%
Value ($000) $1,160 Shares 5,688 Est. Cost $185.78 Unrealized —
BSV VANGUARD BD INDEX FD INC 0.3%
Value ($000) $1,130 Shares 14,196 Est. Cost $80.07 Unrealized —
VYM VANGUARD WHITEHALL FDS INC 0.2%
Value ($000) $1,007 Shares 15,088 Est. Cost $59.12 Unrealized —
CVX CHEVRON CORP NEW 0.2%
Value ($000) $976 Shares 10,848 Est. Cost $66.51 Unrealized -12.1%
— CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $931 Shares 35,987 Est. Cost $26.35 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $889 Shares 35,631 Est. Cost $26.37 Unrealized —
— GENERAL ELECTRIC CO 0.2%
Value ($000) $847 Shares 27,189 Est. Cost $24.32 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $838 Shares 35,422 Est. Cost $25.89 Unrealized —
VTV VANGUARD INDEX FDS 0.2%
Value ($000) $817 Shares 10,021 Est. Cost $70.40 Unrealized —
SPIB SPDR SERIES TRUST 0.2%
Value ($000) $816 Shares 24,411 Est. Cost $33.58 Unrealized —
PG PROCTER & GAMBLE CO 0.2%
Value ($000) $808 Shares 10,177 Est. Cost $59.07 Unrealized -1.9%
— CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $783 Shares 34,440 Est. Cost $25.39 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $763 Shares 33,902 Est. Cost $24.63 Unrealized —
— ISHARES TR 0.2%
Value ($000) $694 Shares 19,758 Est. Cost $35.53 Unrealized —
IEI ISHARES TR 0.2%
Value ($000) $683 Shares 5,571 Est. Cost $121.47 Unrealized —
— PIMCO ETF TR 0.2%
Value ($000) $671 Shares 13,247 Est. Cost $50.80 Unrealized —
RWO SPDR INDEX SHS FDS 0.2%
Value ($000) $665 Shares 14,220 Est. Cost $42.31 Unrealized —
XOM EXXON MOBIL CORP 0.2%
Value ($000) $656 Shares 8,420 Est. Cost $55.90 Unrealized -8.1%
IVV ISHARES TR 0.2%
Value ($000) $633 Shares 3,092 Est. Cost $198.41 Unrealized —
EWX SPDR INDEX SHS FDS 0.2%
Value ($000) $633 Shares 16,773 Est. Cost $40.68 Unrealized —
VIG VANGUARD SPECIALIZED PORTFOL 0.1%
Value ($000) $580 Shares 7,458 Est. Cost $77.77 Unrealized —
MMM 3M CO 0.1%
Value ($000) $555 Shares 3,685 Est. Cost $69.56 Unrealized +32.4%
SBUX STARBUCKS CORP 0.1%
Value ($000) $548 Shares 9,136 Est. Cost $37.19 Unrealized +32.9%
BAC BANK AMER CORP 0.1%
Value ($000) $510 Shares 30,279 Est. Cost $11.22 Unrealized +20.9%
AMGN AMGEN INC 0.1%
Value ($000) $498 Shares 3,067 Est. Cost $78.57 Unrealized +48.3%
DWX SPDR INDEX SHS FDS 0.1%
Value ($000) $489 Shares 14,645 Est. Cost $40.74 Unrealized —
— TWITTER INC 0.1%
Value ($000) $470 Shares 20,304 Est. Cost $48.91 Unrealized —
AMZN AMAZON COM INC 0.1%
Value ($000) $468 Shares 693 Est. Cost $19.50 Unrealized +61.6%
DES WISDOMTREE TR 0.1%
Value ($000) $458 Shares 7,060 Est. Cost $59.94 Unrealized —
LQD ISHARES TR 0.1%
Value ($000) $436 Shares 3,823 Est. Cost $118.21 Unrealized —
EBND SPDR SERIES TRUST 0.1%
Value ($000) $420 Shares 17,097 Est. Cost $29.60 Unrealized —
USB US BANCORP DEL 0.1%
Value ($000) $414 Shares 9,707 Est. Cost $29.91 Unrealized -1.0%
GILD GILEAD SCIENCES INC 0.1%
Value ($000) $386 Shares 3,811 Est. Cost $59.50 Unrealized +22.5%
COST COSTCO WHSL CORP NEW 0.1%
Value ($000) $381 Shares 2,357 Est. Cost $109.47 Unrealized +21.3%
DIS DISNEY WALT CO 0.1%
Value ($000) $377 Shares 3,585 Est. Cost $77.93 Unrealized +31.2%
DLS WISDOMTREE TR 0.1%
Value ($000) $357 Shares 6,149 Est. Cost $55.05 Unrealized —
NKE NIKE INC 0.1%
Value ($000) $353 Shares 5,649 Est. Cost $44.79 Unrealized +26.5%
— POWERSHARES GLOBAL ETF TRUST 0.1%
Value ($000) $346 Shares 13,901 Est. Cost $24.98 Unrealized —
BND VANGUARD BD INDEX FD INC 0.1%
Value ($000) $336 Shares 4,166 Est. Cost $81.28 Unrealized —
— POWERSHARES QQQ TRUST 0.1%
Value ($000) $287 Shares 2,565 Est. Cost $96.04 Unrealized —
KO COCA COLA CO 0.1%
Value ($000) $285 Shares 6,640 Est. Cost $28.21 Unrealized +9.3%
IJR ISHARES TR 0.1%
Value ($000) $282 Shares 2,557 Est. Cost $109.90 Unrealized —
LUV SOUTHWEST AIRLS CO 0.1%
Value ($000) $278 Shares 6,460 Est. Cost $26.90 Unrealized +46.2%
JNJ JOHNSON & JOHNSON 0.1%
Value ($000) $275 Shares 2,677 Est. Cost $74.42 Unrealized +2.0%
META FACEBOOK INC 0.1%
Value ($000) $264 Shares 2,522 Est. Cost $91.13 Unrealized +11.9%
FTSL FIRST TR EXCHANGE TRADED FD 0.1%
Value ($000) $252 Shares 5,387 Est. Cost $46.78 Unrealized —
IBM INTERNATIONAL BUSINESS MACHS 0.1%
Value ($000) $252 Shares 1,835 Est. Cost $107.92 Unrealized -18.9%
DEM WISDOMTREE TR 0.1%
Value ($000) $251 Shares 7,923 Est. Cost $44.05 Unrealized —
DHR DANAHER CORP DEL 0.1%
Value ($000) $246 Shares 2,646 Est. Cost $36.03 Unrealized +6.1%
SDY SPDR SERIES TRUST 0.1%
Value ($000) $239 Shares 3,245 Est. Cost $75.93 Unrealized —
MRK MERCK & CO INC NEW 0.1%
Value ($000) $228 Shares 4,312 Est. Cost $40.28 Unrealized -8.7%
BA BOEING CO 0.1%
Value ($000) $225 Shares 1,559 Est. Cost $102.01 Unrealized +26.3%
SCHC SCHWAB STRATEGIC TR 0.1%
Value ($000) $223 Shares 7,719 Est. Cost $28.59 Unrealized —
COP CONOCOPHILLIPS 0.1%
Value ($000) $216 Shares 4,629 Est. Cost $46.39 Unrealized -17.3%
PFE PFIZER INC 0.0%
Value ($000) $204 Shares 6,318 Est. Cost $20.38 Unrealized 0.0%
OPK OPKO HEALTH INC 0.0%
Value ($000) $201 Shares 20,000 Est. Cost $6.91 Unrealized +45.1%
PEP PEPSICO INC 0.0%
Value ($000) $200 Shares 2,005 Est. Cost $73.47 Unrealized 0.0%
SLV ISHARES SILVER TRUST 0.0%
Value ($000) $183 Shares 13,865 Est. Cost $13.20 Unrealized —