NWAM LLC Diversified Active

CIK: 0001655006 · Show all filings

Period: Q4 2013 (← Previous) (Next →)

Filing Date: Sep 9, 2016

Total Value ($000): $188,355 (100.0% shares, 0.0% debt)

Holdings (178)

MSFT MICROSOFT CORP 5.5%
Value ($000) $10,383 Shares 277,549 Est. Cost $27.70 Unrealized +8.4%
RYDEX ETF TRUST 2.8%
Value ($000) $5,220 Shares 73,261 Est. Cost $49.81 Unrealized
DVY ISHARES 2.2%
Value ($000) $4,207 Shares 58,970 Est. Cost $56.19 Unrealized
VUG VANGUARD INDEX FDS 2.2%
Value ($000) $4,070 Shares 43,743 Est. Cost $72.38 Unrealized
USB US BANCORP DEL 2.1%
Value ($000) $3,977 Shares 98,448 Est. Cost $31.36 Unrealized -19.1%
BAC BANK OF AMERICA CORPORATION 2.1%
Value ($000) $3,912 Shares 251,255 Est. Cost $9.08 Unrealized +28.7%
VTV VANGUARD INDEX FDS 2.0%
Value ($000) $3,834 Shares 50,184 Est. Cost $61.22 Unrealized
SBUX STARBUCKS CORP 2.0%
Value ($000) $3,805 Shares 55,059 Est. Cost $46.74 Unrealized -33.2%
AAPL APPLE INC 2.0%
Value ($000) $3,696 Shares 14,097 Est. Cost $93.89 Unrealized -82.6%
GENERAL ELECTRIC CO 1.9%
Value ($000) $3,592 Shares 128,145 Est. Cost $21.65 Unrealized
BA BOEING CO 1.9%
Value ($000) $3,524 Shares 25,816 Est. Cost $73.05 Unrealized +51.9%
POWERSHARES QQQ TRUST 1.8%
Value ($000) $3,328 Shares 37,831 Est. Cost $67.88 Unrealized
VNQ VANGUARD INDEX FDS 1.7%
Value ($000) $3,175 Shares 49,173 Est. Cost $66.14 Unrealized
BRK/B BERKSHIRE HATHAWAY INC DEL 1.7%
Value ($000) $3,170 Shares 23,737 Est. Cost $84.39 Unrealized +37.0%
EFA ISHARES 1.6%
Value ($000) $3,046 Shares 45,403 Est. Cost $50.74 Unrealized
IWF ISHARES 1.6%
Value ($000) $2,982 Shares 34,696 Est. Cost $63.45 Unrealized
IWD ISHARES 1.5%
Value ($000) $2,743 Shares 29,132 Est. Cost $69.47 Unrealized
INTC INTEL CORP 1.4%
Value ($000) $2,570 Shares 99,019 Est. Cost $18.13 Unrealized -1.1%
PCAR PACCAR INC 1.3%
Value ($000) $2,520 Shares 42,584 Est. Cost $29.41 Unrealized -18.4%
DJP BARCLAYS BK PLC 1.3%
Value ($000) $2,500 Shares 68,033 Est. Cost $39.76 Unrealized
CVX CHEVRON CORP NEW 1.3%
Value ($000) $2,494 Shares 19,967 Est. Cost $102.24 Unrealized -29.1%
IJT ISHARES 1.3%
Value ($000) $2,472 Shares 20,838 Est. Cost $80.72 Unrealized
VZ VERIZON COMMUNICATIONS INC 1.3%
Value ($000) $2,428 Shares 49,414 Est. Cost $33.00 Unrealized -19.4%
HYG ISHARES 1.3%
Value ($000) $2,408 Shares 25,923 Est. Cost $91.52 Unrealized
MDY SPDR S&P MIDCAP 400 ETF TR 1.3%
Value ($000) $2,381 Shares 9,752 Est. Cost $209.77 Unrealized
DOW CHEM CO 1.2%
Value ($000) $2,333 Shares 52,539 Est. Cost $31.65 Unrealized
PG PROCTER & GAMBLE CO 1.2%
Value ($000) $2,260 Shares 27,756 Est. Cost $61.31 Unrealized -5.4%
DLS WISDOMTREE TR 1.2%
Value ($000) $2,206 Shares 35,011 Est. Cost $55.22 Unrealized
AGG ISHARES 1.2%
Value ($000) $2,200 Shares 20,671 Est. Cost $111.17 Unrealized
FERRELLGAS PARTNERS L.P. 1.1%
Value ($000) $2,164 Shares 94,273 Est. Cost $18.53 Unrealized
AMERIGAS PARTNERS L P 1.1%
Value ($000) $2,127 Shares 47,721 Est. Cost $44.12 Unrealized
T AT&T INC 1.1%
Value ($000) $2,001 Shares 56,911 Est. Cost $24.39 Unrealized -54.2%
CSCO CISCO SYS INC 1.0%
Value ($000) $1,883 Shares 83,952 Est. Cost $15.03 Unrealized +1.1%
JPM JPMORGAN CHASE & CO 1.0%
Value ($000) $1,851 Shares 31,651 Est. Cost $35.70 Unrealized +11.0%
COST COSTCO WHSL CORP NEW 1.0%
Value ($000) $1,807 Shares 15,180 Est. Cost $95.54 Unrealized -0.4%
XOM EXXON MOBIL CORP 0.9%
Value ($000) $1,761 Shares 17,403 Est. Cost $84.47 Unrealized -33.8%
BND VANGUARD BD INDEX FD INC 0.9%
Value ($000) $1,729 Shares 21,598 Est. Cost $83.91 Unrealized
POWERSHARES ETF TRUST II 0.9%
Value ($000) $1,698 Shares 93,443 Est. Cost $19.99 Unrealized
BMY BRISTOL MYERS SQUIBB CO 0.9%
Value ($000) $1,648 Shares 31,001 Est. Cost $33.60 Unrealized +1.7%
EMB ISHARES 0.9%
Value ($000) $1,631 Shares 15,079 Est. Cost $114.68 Unrealized
ADVISORSHARES TR 0.8%
Value ($000) $1,591 Shares 30,776 Est. Cost $51.23 Unrealized
POWERSHARES ETF TRUST II 0.8%
Value ($000) $1,580 Shares 59,639 Est. Cost $21.33 Unrealized
LQD ISHARES 0.8%
Value ($000) $1,579 Shares 13,831 Est. Cost $117.38 Unrealized
NEW RESIDENTIAL INVT CORP 0.8%
Value ($000) $1,565 Shares 234,239 Est. Cost $6.68 Unrealized
ALLIANCEBERNSTEIN NATL MUNI 0.8%
Value ($000) $1,541 Shares 107,905 Est. Cost $14.28 Unrealized
MRK MERCK & CO INC NEW 0.8%
Value ($000) $1,491 Shares 29,792 Est. Cost $34.22 Unrealized -8.6%
DU PONT E I DE NEMOURS & CO 0.8%
Value ($000) $1,478 Shares 22,742 Est. Cost $49.62 Unrealized
PIMCO CORPORATE INCOME STRAT 0.8%
Value ($000) $1,461 Shares 92,447 Est. Cost $16.59 Unrealized
BSV VANGUARD BD INDEX FD INC 0.8%
Value ($000) $1,430 Shares 17,896 Est. Cost $80.71 Unrealized
POWERSHARES GLOBAL ETF TRUST 0.8%
Value ($000) $1,416 Shares 105,391 Est. Cost $14.81 Unrealized
O REALTY INCOME CORP 0.7%
Value ($000) $1,370 Shares 36,705 Est. Cost $23.25 Unrealized -6.8%
BP BP PLC 0.7%
Value ($000) $1,314 Shares 27,030 Est. Cost $41.78 Unrealized
PFE PFIZER INC 0.7%
Value ($000) $1,312 Shares 42,838 Est. Cost $21.13 Unrealized -16.6%
XLK SELECT SECTOR SPDR TR 0.7%
Value ($000) $1,229 Shares 34,387 Est. Cost $28.75 Unrealized
HCP INC 0.6%
Value ($000) $1,214 Shares 33,413 Est. Cost $43.78 Unrealized
HFWA HERITAGE FINL CORP WASH 0.6%
Value ($000) $1,054 Shares 61,654 Est. Cost $14.62 Unrealized +12.1%
COP CONOCOPHILLIPS 0.5%
Value ($000) $1,018 Shares 14,406 Est. Cost $47.45 Unrealized +2.0%
QCOM QUALCOMM INC 0.5%
Value ($000) $998 Shares 13,439 Est. Cost $54.76 Unrealized -8.0%
SPY SPDR S&P 500 ETF TR 0.5%
Value ($000) $986 Shares 5,340 Est. Cost $143.77 Unrealized
MO ALTRIA GROUP INC 0.5%
Value ($000) $969 Shares 25,245 Est. Cost $24.96 Unrealized -31.3%
SPRINT CORP 0.5%
Value ($000) $964 Shares 89,698 Est. Cost $6.22 Unrealized
SLF SUN LIFE FINL INC 0.5%
Value ($000) $943 Shares 25,139 Est. Cost $28.28 Unrealized +20.4%
CHESAPEAKE ENERGY CORP 0.5%
Value ($000) $919 Shares 33,852 Est. Cost $19.88 Unrealized
CENTURYLINK INC 0.5%
Value ($000) $917 Shares 28,805 Est. Cost $36.13 Unrealized
KEY KEYCORP NEW 0.4%
Value ($000) $839 Shares 62,541 Est. Cost $7.23 Unrealized +11.3%
BLACKROCK MUN 2020 TERM TR 0.4%
Value ($000) $822 Shares 52,170 Est. Cost $16.44 Unrealized
VEU VANGUARD INTL EQUITY INDEX F 0.4%
Value ($000) $815 Shares 16,073 Est. Cost $42.05 Unrealized
PRECISION CASTPARTS CORP 0.4%
Value ($000) $791 Shares 2,938 Est. Cost $167.75 Unrealized
TIP ISHARES 0.4%
Value ($000) $724 Shares 6,592 Est. Cost $111.28 Unrealized
FRONTIER COMMUNICATIONS CORP 0.4%
Value ($000) $722 Shares 155,284 Est. Cost $3.93 Unrealized
GSG ISHARES S&P GSCI COMMODITY I 0.4%
Value ($000) $701 Shares 21,775 Est. Cost $32.76 Unrealized
VB VANGUARD INDEX FDS 0.4%
Value ($000) $697 Shares 6,343 Est. Cost $109.88 Unrealized
JNJ JOHNSON & JOHNSON 0.4%
Value ($000) $690 Shares 7,531 Est. Cost $67.63 Unrealized -2.8%
F FORD MTR CO DEL 0.4%
Value ($000) $689 Shares 44,654 Est. Cost $9.42 Unrealized -4.4%
EEM ISHARES 0.4%
Value ($000) $681 Shares 16,299 Est. Cost $41.27 Unrealized
AMZN AMAZON COM INC 0.4%
Value ($000) $662 Shares 1,659 Est. Cost $228.64 Unrealized -92.1%
NEWCASTLE INVT CORP 0.3%
Value ($000) $655 Shares 114,189 Est. Cost $5.74 Unrealized
DHR DANAHER CORP DEL 0.3%
Value ($000) $652 Shares 8,446 Est. Cost $52.09 Unrealized -43.0%
DUK DUKE ENERGY CORP NEW 0.3%
Value ($000) $650 Shares 9,422 Est. Cost $40.19 Unrealized +5.4%
CBL & ASSOC PPTYS INC 0.3%
Value ($000) $606 Shares 33,726 Est. Cost $22.30 Unrealized
BOH BANK HAWAII CORP 0.3%
Value ($000) $591 Shares 10,000 Est. Cost $43.79 Unrealized -14.3%
META FACEBOOK INC 0.3%
Value ($000) $581 Shares 10,633 Est. Cost $28.24 Unrealized +76.6%
NUVEEN MD PREM INCOME MUN FD 0.3%
Value ($000) $551 Shares 55,000 Est. Cost $10.02 Unrealized
GOOGLE INC 0.3%
Value ($000) $539 Shares 481 Est. Cost $1120.58 Unrealized
E M C CORP MASS 0.3%
Value ($000) $534 Shares 21,216 Est. Cost $25.29 Unrealized
VEA VANGUARD TAX MANAGED INTL FD 0.3%
Value ($000) $534 Shares 12,813 Est. Cost $39.61 Unrealized
JOHNSON CTLS INC 0.3%
Value ($000) $534 Shares 10,400 Est. Cost $27.90 Unrealized
IBM INTERNATIONAL BUSINESS MACHS 0.3%
Value ($000) $524 Shares 2,793 Est. Cost $192.70 Unrealized -44.8%
WFC WELLS FARGO & CO NEW 0.3%
Value ($000) $516 Shares 11,357 Est. Cost $29.99 Unrealized +2.6%
PFF ISHARES 0.3%
Value ($000) $509 Shares 13,828 Est. Cost $40.13 Unrealized
MEDLEY CAP CORP 0.3%
Value ($000) $499 Shares 36,050 Est. Cost $13.84 Unrealized
IJS ISHARES 0.3%
Value ($000) $497 Shares 4,463 Est. Cost $79.05 Unrealized
MCD MCDONALDS CORP 0.3%
Value ($000) $486 Shares 5,011 Est. Cost $80.67 Unrealized -13.2%
ELD WISDOMTREE TR 0.3%
Value ($000) $483 Shares 10,494 Est. Cost $46.95 Unrealized
UNP UNION PAC CORP 0.3%
Value ($000) $477 Shares 2,837 Est. Cost $93.51 Unrealized -35.2%
RIG TRANSOCEAN LTD 0.2%
Value ($000) $460 Shares 9,304 Est. Cost $47.28 Unrealized +3.5%
CMCSA COMCAST CORP NEW 0.2%
Value ($000) $448 Shares 8,627 Est. Cost $31.99 Unrealized -42.5%
VBR VANGUARD INDEX FDS 0.2%
Value ($000) $433 Shares 4,451 Est. Cost $91.26 Unrealized
IJH ISHARES 0.2%
Value ($000) $430 Shares 3,211 Est. Cost $115.12 Unrealized
AXP AMERICAN EXPRESS CO 0.2%
Value ($000) $430 Shares 4,742 Est. Cost $57.98 Unrealized +19.5%
C CITIGROUP INC 0.2%
Value ($000) $426 Shares 8,180 Est. Cost $29.30 Unrealized +28.5%
SPDR SERIES TRUST 0.2%
Value ($000) $414 Shares 10,204 Est. Cost $39.92 Unrealized
IYM ISHARES 0.2%
Value ($000) $411 Shares 5,048 Est. Cost $70.17 Unrealized
MMM 3M CO 0.2%
Value ($000) $410 Shares 2,921 Est. Cost $89.57 Unrealized -18.9%
SNY SANOFI 0.2%
Value ($000) $404 Shares 7,541 Est. Cost $51.02 Unrealized
PLUM CREEK TIMBER CO INC 0.2%
Value ($000) $397 Shares 8,533 Est. Cost $40.42 Unrealized
FORTRESS INVESTMENT GROUP LL 0.2%
Value ($000) $385 Shares 45,000 Est. Cost $8.56 Unrealized
VCSH VANGUARD SCOTTSDALE FDS 0.2%
Value ($000) $384 Shares 4,819 Est. Cost $79.97 Unrealized
NORDSTROM INC 0.2%
Value ($000) $379 Shares 6,129 Est. Cost $50.80 Unrealized
KAYNE ANDERSON MLP INVT CO 0.2%
Value ($000) $365 Shares 9,167 Est. Cost $36.17 Unrealized
WY WEYERHAEUSER CO 0.2%
Value ($000) $358 Shares 11,347 Est. Cost $22.03 Unrealized -14.5%
VIG VANGUARD SPECIALIZED PORTFOL 0.2%
Value ($000) $351 Shares 4,665 Est. Cost $65.71 Unrealized
ICF ISHARES 0.2%
Value ($000) $349 Shares 4,668 Est. Cost $78.53 Unrealized
GRACE W R & CO DEL NEW 0.2%
Value ($000) $346 Shares 3,495 Est. Cost $99.00 Unrealized
NUVEEN GA DIV ADV MUN FD 2 0.2%
Value ($000) $341 Shares 34,100 Est. Cost $9.99 Unrealized
CABLEVISION SYS CORP 0.2%
Value ($000) $336 Shares 18,752 Est. Cost $14.94 Unrealized
ABT ABBOTT LABS 0.2%
Value ($000) $336 Shares 8,778 Est. Cost $58.89 Unrealized -50.4%
CLX CLOROX CO DEL 0.2%
Value ($000) $334 Shares 3,600 Est. Cost $56.30 Unrealized +13.3%
IWN ISHARES 0.2%
Value ($000) $331 Shares 3,327 Est. Cost $85.85 Unrealized
AMGN AMGEN INC 0.2%
Value ($000) $329 Shares 2,887 Est. Cost $72.90 Unrealized +11.3%
ARCC ARES CAP CORP 0.2%
Value ($000) $323 Shares 18,191 Est. Cost $11.44 Unrealized -51.7%
OMER OMEROS CORP 0.2%
Value ($000) $322 Shares 28,556 Est. Cost $9.65 Unrealized 0.0%
MILLER ENERGY RES INC 0.2%
Value ($000) $313 Shares 13,050 Est. Cost $23.98 Unrealized
KINDER MORGAN ENERGY PARTNER 0.2%
Value ($000) $310 Shares 3,842 Est. Cost $82.01 Unrealized
PIMCO CORPORATE & INCOME OPP 0.2%
Value ($000) $299 Shares 17,300 Est. Cost $19.17 Unrealized
BIDU BAIDU INC 0.2%
Value ($000) $297 Shares 1,667 Est. Cost $178.16 Unrealized
PSX PHILLIPS 66 0.2%
Value ($000) $296 Shares 3,839 Est. Cost $34.41 Unrealized +26.2%
BROADCOM CORP 0.2%
Value ($000) $295 Shares 9,937 Est. Cost $31.97 Unrealized
MANNKIND CORP 0.2%
Value ($000) $293 Shares 56,275 Est. Cost $4.69 Unrealized
BMO BANK MONTREAL QUE 0.2%
Value ($000) $285 Shares 4,269 Est. Cost $48.63 Unrealized -14.4%
ORCL ORACLE CORP 0.1%
Value ($000) $279 Shares 7,285 Est. Cost $29.59 Unrealized -2.7%
EFX EQUIFAX INC 0.1%
Value ($000) $276 Shares 4,000 Est. Cost $46.99 Unrealized +22.6%
NKE NIKE INC 0.1%
Value ($000) $273 Shares 3,470 Est. Cost $71.28 Unrealized -53.9%
TXN TEXAS INSTRS INC 0.1%
Value ($000) $272 Shares 6,205 Est. Cost $28.59 Unrealized +5.2%
RESOURCE CAP CORP 0.1%
Value ($000) $270 Shares 4,025 Est. Cost $62.11 Unrealized
VOT VANGUARD INDEX FDS 0.1%
Value ($000) $264 Shares 2,928 Est. Cost $85.54 Unrealized
ONEBEACON INSURANCE GROUP LT 0.1%
Value ($000) $262 Shares 16,540 Est. Cost $13.22 Unrealized
VANGUARD NAT RES LLC 0.1%
Value ($000) $260 Shares 8,796 Est. Cost $28.44 Unrealized
IWP ISHARES 0.1%
Value ($000) $255 Shares 3,027 Est. Cost $61.26 Unrealized
IJR ISHARES 0.1%
Value ($000) $246 Shares 2,254 Est. Cost $90.36 Unrealized
ANNALY CAP MGMT INC 0.1%
Value ($000) $246 Shares 24,664 Est. Cost $15.29 Unrealized
SDY SPDR SERIES TRUST 0.1%
Value ($000) $245 Shares 3,372 Est. Cost $66.22 Unrealized
NUVEEN CONN PREM INCOME MUN 0.1%
Value ($000) $239 Shares 23,900 Est. Cost $10.05 Unrealized
TIBCO SOFTWARE INC 0.1%
Value ($000) $236 Shares 10,500 Est. Cost $20.49 Unrealized
MLCO MELCO CROWN ENTMT LTD 0.1%
Value ($000) $235 Shares 6,000 Est. Cost $39.17 Unrealized
DIS DISNEY WALT CO 0.1%
Value ($000) $234 Shares 3,057 Est. Cost $48.55 Unrealized +27.1%
AFL AFLAC INC 0.1%
Value ($000) $223 Shares 3,341 Est. Cost $42.86 Unrealized -42.6%
JPMORGAN CHASE & CO 0.1%
Value ($000) $223 Shares 4,801 Est. Cost $45.38 Unrealized
STIP ISHARES 0.1%
Value ($000) $211 Shares 2,090 Est. Cost $102.25 Unrealized
GLAXOSMITHKLINE PLC 0.1%
Value ($000) $209 Shares 3,906 Est. Cost $45.50 Unrealized
COLB COLUMBIA BKG SYS INC 0.1%
Value ($000) $205 Shares 7,442 Est. Cost $18.78 Unrealized -16.6%
PM PHILIP MORRIS INTL INC 0.1%
Value ($000) $203 Shares 2,332 Est. Cost $85.87 Unrealized -44.3%
SHIP FINANCE INTERNATIONAL L 0.1%
Value ($000) $202 Shares 12,318 Est. Cost $17.20 Unrealized
TSN TYSON FOODS INC 0.1%
Value ($000) $201 Shares 6,016 Est. Cost $15.90 Unrealized +47.5%
BLACKROCK ENHANCED EQT DIV T 0.1%
Value ($000) $201 Shares 25,280 Est. Cost $7.24 Unrealized
NEW YORK CMNTY BANCORP INC 0.1%
Value ($000) $191 Shares 11,350 Est. Cost $13.41 Unrealized
NMFC NEW MTN FIN CORP 0.1%
Value ($000) $190 Shares 12,600 Est. Cost $4.07 Unrealized 0.0%
SONUS NETWORKS INC 0.1%
Value ($000) $187 Shares 59,400 Est. Cost $2.95 Unrealized
AMERICAN CAP LTD 0.1%
Value ($000) $182 Shares 11,657 Est. Cost $12.13 Unrealized
PUTNAM MANAGED MUN INCOM TR 0.1%
Value ($000) $162 Shares 24,400 Est. Cost $7.74 Unrealized
ALPHA NATURAL RESOURCES INC 0.1%
Value ($000) $155 Shares 21,691 Est. Cost $7.13 Unrealized
CIMATRON LTD 0.1%
Value ($000) $149 Shares 16,525 Est. Cost $6.16 Unrealized
GAMCO GLOBAL GOLD NAT RES & 0.1%
Value ($000) $144 Shares 16,000 Est. Cost $11.64 Unrealized
REVOLUTION LIGHTING TECHNOLO 0.1%
Value ($000) $141 Shares 41,100 Est. Cost $3.43 Unrealized
WELLS FARGO ADVANTAGE INCOME 0.1%
Value ($000) $133 Shares 14,485 Est. Cost $10.00 Unrealized
NUVEEN NY DIVID ADVNTG MUN F 0.1%
Value ($000) $131 Shares 13,025 Est. Cost $10.06 Unrealized
CALAMOS STRATEGIC TOTL RETN 0.1%
Value ($000) $129 Shares 11,819 Est. Cost $10.16 Unrealized
NUVEEN MASS AMT-FREE MUN INC 0.1%
Value ($000) $117 Shares 11,700 Est. Cost $9.98 Unrealized
UQM TECHNOLOGIES INC 0.1%
Value ($000) $105 Shares 48,913 Est. Cost $0.77 Unrealized
DREYFUS STRATEGIC MUNS INC 0.1%
Value ($000) $99 Shares 13,000 Est. Cost $9.22 Unrealized
FX ENERGY INC 0.0%
Value ($000) $59 Shares 16,000 Est. Cost $3.38 Unrealized
WINDSTREAM HLDGS INC 0.0%
Value ($000) $56 Shares 10,017 Est. Cost $3.98 Unrealized
AMD ADVANCED MICRO DEVICES INC 0.0%
Value ($000) $39 Shares 10,090 Est. Cost $3.81 Unrealized -5.8%
PARAMOUNT GOLD & SILVER CORP 0.0%
Value ($000) $28 Shares 30,000 Est. Cost $0.93 Unrealized
NEVADA GOLD & CASINOS INC 0.0%
Value ($000) $23 Shares 17,000 Est. Cost $1.06 Unrealized
ENERGIZER HLDGS INC 0.0%
Value ($000) $12 Shares 62,096 Est. Cost $0.21 Unrealized
U S GEOTHERMAL INC 0.0%
Value ($000) $6 Shares 15,000 Est. Cost $0.40 Unrealized
LGL LGL GROUP INC 0.0%
Value ($000) $1 Shares 12,650 Est. Cost $2.10 Unrealized 0.0%