SANDERS MORRIS HARRIS LLC Diversified Active

CIK: 0001053994 · Show all filings

Period: Q3 2018 (← Previous) (Next →)

Filing Date: Oct 10, 2018

Total Value ($000): $213,370 (100.0% shares, 0.0% debt)

Holdings (136)

QQQ INVESCO QQQ TR 9.0%
Value ($000) $19,215 Shares 103,427 Est. Cost $173.40 Unrealized
EPD ENTERPRISE PRODS PARTNERS L 8.4%
Value ($000) $17,819 Shares 620,235 Est. Cost $25.56 Unrealized
MAIN MAIN STREET CAPITAL CORP 7.4%
Value ($000) $15,716 Shares 408,221 Est. Cost $29.05 Unrealized +36.4%
JYNT JOINT CORP 5.7%
Value ($000) $12,236 Shares 1,431,127 Est. Cost $3.75 Unrealized +125.3%
BLACKSTONE GROUP L P 3.9%
Value ($000) $8,300 Shares 217,950 Est. Cost $30.05 Unrealized
PWR QUANTA SVCS INC 3.5%
Value ($000) $7,481 Shares 224,113 Est. Cost $33.45 Unrealized -0.2%
XEROX CORP 3.0%
Value ($000) $6,420 Shares 237,943 Est. Cost $24.80 Unrealized
CNP CENTERPOINT ENERGY INC 2.9%
Value ($000) $6,266 Shares 226,600 Est. Cost $21.49 Unrealized +4.9%
TELIGENT INC NEW 2.7%
Value ($000) $5,753 Shares 1,456,447 Est. Cost $4.30 Unrealized
ECLIPSE RES CORP 2.6%
Value ($000) $5,506 Shares 4,627,171 Est. Cost $2.11 Unrealized
BRSL INTERNATIONAL GAME TECHNOLOG 2.1%
Value ($000) $4,532 Shares 229,500 Est. Cost $13.83 Unrealized 0.0%
PFENEX INC 2.1%
Value ($000) $4,414 Shares 863,910 Est. Cost $4.92 Unrealized
GOLDCORP INC NEW 1.9%
Value ($000) $4,118 Shares 403,700 Est. Cost $13.82 Unrealized
HALCON RES CORP 1.8%
Value ($000) $3,928 Shares 878,551 Est. Cost $4.62 Unrealized
JEF JEFFERIES FINL GROUP INC 1.7%
Value ($000) $3,521 Shares 160,350 Est. Cost $16.63 Unrealized -0.0%
FLEX FLEX LTD 1.6%
Value ($000) $3,459 Shares 263,600 Est. Cost $11.80 Unrealized -11.3%
EARTHSTONE ENERGY INC 1.6%
Value ($000) $3,379 Shares 360,243 Est. Cost $10.58 Unrealized
SPARK ENERGY INC 1.6%
Value ($000) $3,344 Shares 405,278 Est. Cost $12.40 Unrealized
ALTA MESA RES INC 1.5%
Value ($000) $3,118 Shares 745,748 Est. Cost $5.25 Unrealized
AAPL APPLE INC 1.5%
Value ($000) $3,106 Shares 13,761 Est. Cost $27.90 Unrealized +76.6%
THERAPEUTICSMD INC 1.3%
Value ($000) $2,821 Shares 430,010 Est. Cost $7.57 Unrealized
YUMA ENERGY INC NEW 1.1%
Value ($000) $2,353 Shares 5,883,090 Est. Cost $1.20 Unrealized
EZPW EZCORP INC 1.1%
Value ($000) $2,318 Shares 216,635 Est. Cost $4.54 Unrealized +150.7%
BARRICK GOLD CORP 1.1%
Value ($000) $2,277 Shares 205,500 Est. Cost $15.96 Unrealized
CRTO CRITEO S A 1.0%
Value ($000) $2,168 Shares 94,500 Est. Cost $35.92 Unrealized
MO ALTRIA GROUP INC 1.0%
Value ($000) $2,042 Shares 33,850 Est. Cost $31.38 Unrealized +6.9%
CVS CVS HEALTH CORP 0.9%
Value ($000) $1,866 Shares 23,700 Est. Cost $55.78 Unrealized +1.3%
XOM EXXON MOBIL CORP 0.9%
Value ($000) $1,862 Shares 21,893 Est. Cost $56.37 Unrealized +3.2%
AR ANTERO RES CORP 0.9%
Value ($000) $1,844 Shares 104,136 Est. Cost $19.64 Unrealized -1.4%
INTREXON CORP 0.8%
Value ($000) $1,807 Shares 104,968 Est. Cost $22.57 Unrealized
WM WASTE MGMT INC DEL 0.7%
Value ($000) $1,532 Shares 16,952 Est. Cost $45.95 Unrealized +70.3%
GOLF ACUSHNET HOLDINGS CORP 0.7%
Value ($000) $1,509 Shares 55,000 Est. Cost $19.10 Unrealized +35.9%
GEL GENESIS ENERGY L P 0.7%
Value ($000) $1,418 Shares 59,600 Est. Cost $30.52 Unrealized
JPM JPMORGAN CHASE & CO 0.7%
Value ($000) $1,398 Shares 12,396 Est. Cost $49.30 Unrealized +87.9%
AEM AGNICO EAGLE MINES LTD 0.6%
Value ($000) $1,351 Shares 39,500 Est. Cost $36.84 Unrealized -9.6%
SBUX STARBUCKS CORP 0.6%
Value ($000) $1,244 Shares 21,875 Est. Cost $47.26 Unrealized -4.6%
T AT&T INC 0.6%
Value ($000) $1,191 Shares 35,473 Est. Cost $14.00 Unrealized +3.4%
CONCHO RES INC 0.5%
Value ($000) $1,169 Shares 7,656 Est. Cost $104.59 Unrealized
HD HOME DEPOT INC 0.5%
Value ($000) $1,164 Shares 5,619 Est. Cost $108.05 Unrealized +55.4%
CSWC CAPITAL SOUTHWEST CORP 0.5%
Value ($000) $1,122 Shares 59,100 Est. Cost $7.80 Unrealized 0.0%
ROST ROSS STORES INC 0.5%
Value ($000) $1,080 Shares 10,900 Est. Cost $55.87 Unrealized +52.8%
NRP NATURAL RESOURCE PARTNERS L 0.5%
Value ($000) $1,030 Shares 33,231 Est. Cost $7.50 Unrealized
NKE NIKE INC 0.5%
Value ($000) $1,025 Shares 12,100 Est. Cost $63.84 Unrealized +14.3%
JNJ JOHNSON & JOHNSON 0.5%
Value ($000) $975 Shares 7,055 Est. Cost $86.09 Unrealized +25.5%
SANCHEZ ENERGY CORP 0.5%
Value ($000) $968 Shares 421,000 Est. Cost $5.93 Unrealized
OKE ONEOK INC NEW 0.5%
Value ($000) $962 Shares 14,199 Est. Cost $32.05 Unrealized +33.5%
KMI KINDER MORGAN INC DEL 0.4%
Value ($000) $954 Shares 53,768 Est. Cost $11.17 Unrealized +4.7%
LLY LILLY ELI & CO 0.4%
Value ($000) $871 Shares 8,120 Est. Cost $64.21 Unrealized +40.6%
BMY BRISTOL MYERS SQUIBB CO 0.4%
Value ($000) $824 Shares 13,272 Est. Cost $41.72 Unrealized +7.8%
NMFC NEW MTN FIN CORP 0.4%
Value ($000) $791 Shares 58,575 Est. Cost $6.18 Unrealized 0.0%
TRGP TARGA RES CORP 0.3%
Value ($000) $690 Shares 12,261 Est. Cost $15.18 Unrealized +171.9%
GLP GLOBAL PARTNERS LP 0.3%
Value ($000) $654 Shares 35,950 Est. Cost $13.52 Unrealized
UYG PROSHARES TR 0.3%
Value ($000) $649 Shares 15,000 Est. Cost $57.76 Unrealized
SPDR SERIES TRUST 0.3%
Value ($000) $649 Shares 15,000 Est. Cost $30.78 Unrealized
DAL DELTA AIR LINES INC DEL 0.3%
Value ($000) $648 Shares 11,200 Est. Cost $50.74 Unrealized +1.3%
MARATHON OIL CORP 0.3%
Value ($000) $629 Shares 27,000 Est. Cost $16.34 Unrealized
ENERGY TRANSFER PARTNERS LP 0.3%
Value ($000) $596 Shares 26,740 Est. Cost $20.39 Unrealized
IBM INTERNATIONAL BUSINESS MACHS 0.3%
Value ($000) $592 Shares 3,915 Est. Cost $98.40 Unrealized +2.9%
GRAN TIERRA ENERGY INC 0.3%
Value ($000) $579 Shares 151,587 Est. Cost $2.47 Unrealized
PAYC PAYCOM SOFTWARE INC 0.3%
Value ($000) $575 Shares 3,700 Est. Cost $105.70 Unrealized +24.8%
SPY SPDR S&P 500 ETF TR 0.2%
Value ($000) $509 Shares 1,751 Est. Cost $224.32 Unrealized
NAVIOS MARITIME PARTNERS L P 0.2%
Value ($000) $497 Shares 283,650 Est. Cost $1.72 Unrealized
PG PROCTER AND GAMBLE CO 0.2%
Value ($000) $473 Shares 5,683 Est. Cost $63.01 Unrealized +7.6%
TSLA TESLA INC 0.2%
Value ($000) $468 Shares 1,766 Est. Cost $20.83 Unrealized 0.0%
DOWDUPONT INC 0.2%
Value ($000) $466 Shares 7,241 Est. Cost $68.50 Unrealized
HOLLY ENERGY PARTNERS L P 0.2%
Value ($000) $460 Shares 14,612 Est. Cost $33.81 Unrealized
PUTNAM PREMIER INCOME TR 0.2%
Value ($000) $457 Shares 86,890 Est. Cost $5.29 Unrealized
PRAXAIR INC 0.2%
Value ($000) $434 Shares 2,700 Est. Cost $112.50 Unrealized
AVT AVNET INC 0.2%
Value ($000) $428 Shares 9,570 Est. Cost $32.81 Unrealized +16.6%
KO COCA COLA CO 0.2%
Value ($000) $428 Shares 9,266 Est. Cost $32.24 Unrealized +12.6%
UNH UNITEDHEALTH GROUP INC 0.2%
Value ($000) $426 Shares 1,600 Est. Cost $111.26 Unrealized +107.3%
VZ VERIZON COMMUNICATIONS INC 0.2%
Value ($000) $422 Shares 7,885 Est. Cost $30.88 Unrealized +15.4%
U S CONCRETE INC 0.2%
Value ($000) $413 Shares 9,016 Est. Cost $52.46 Unrealized
BLACKROCK CORE BD TR 0.2%
Value ($000) $408 Shares 31,955 Est. Cost $13.61 Unrealized
MSFT MICROSOFT CORP 0.2%
Value ($000) $405 Shares 3,533 Est. Cost $56.91 Unrealized +77.1%
IBB ISHARES TR 0.2%
Value ($000) $402 Shares 3,300 Est. Cost $166.44 Unrealized
SKECHERS U S A INC 0.2%
Value ($000) $399 Shares 14,300 Est. Cost $33.38 Unrealized
CVX CHEVRON CORP NEW 0.2%
Value ($000) $391 Shares 3,195 Est. Cost $57.42 Unrealized +53.1%
IJH ISHARES TR 0.2%
Value ($000) $390 Shares 1,937 Est. Cost $190.37 Unrealized
PFE PFIZER INC 0.2%
Value ($000) $390 Shares 8,843 Est. Cost $20.25 Unrealized +36.6%
PM PHILIP MORRIS INTL INC 0.2%
Value ($000) $379 Shares 4,650 Est. Cost $57.48 Unrealized -3.5%
PAA PLAINS ALL AMERN PIPELINE L 0.2%
Value ($000) $369 Shares 14,745 Est. Cost $21.93 Unrealized
XXINSIXX INSIGHT SELECT INCOME FD 0.2%
Value ($000) $368 Shares 19,734 Est. Cost $19.15 Unrealized
GM GENERAL MTRS CO 0.2%
Value ($000) $367 Shares 10,890 Est. Cost $34.80 Unrealized -4.9%
CONTAINER STORE GROUP INC 0.2%
Value ($000) $366 Shares 33,000 Est. Cost $5.80 Unrealized
AZN ASTRAZENECA PLC 0.2%
Value ($000) $356 Shares 9,000 Est. Cost $28.16 Unrealized
BAC BANK AMER CORP 0.2%
Value ($000) $354 Shares 12,003 Est. Cost $11.83 Unrealized +115.3%
NVDA NVIDIA CORP 0.2%
Value ($000) $353 Shares 1,256 Est. Cost $6.15 Unrealized +4.7%
MCD MCDONALDS CORP 0.2%
Value ($000) $351 Shares 2,100 Est. Cost $93.96 Unrealized +43.5%
ABT ABBOTT LABS 0.2%
Value ($000) $347 Shares 4,729 Est. Cost $36.93 Unrealized +56.6%
AXP AMERICAN EXPRESS CO 0.2%
Value ($000) $337 Shares 3,170 Est. Cost $50.49 Unrealized +86.4%
VUG VANGUARD INDEX FDS 0.2%
Value ($000) $330 Shares 2,046 Est. Cost $125.80 Unrealized
EMERGE ENERGY SVCS LP 0.2%
Value ($000) $329 Shares 82,600 Est. Cost $7.40 Unrealized
V VISA INC 0.2%
Value ($000) $324 Shares 2,157 Est. Cost $80.89 Unrealized +67.0%
NWL NEWELL BRANDS INC 0.2%
Value ($000) $324 Shares 15,950 Est. Cost $16.58 Unrealized 0.0%
CAT CATERPILLAR INC DEL 0.2%
Value ($000) $323 Shares 2,120 Est. Cost $88.08 Unrealized +36.8%
WMT WALMART INC 0.1%
Value ($000) $319 Shares 3,400 Est. Cost $27.34 Unrealized -0.0%
IVV ISHARES TR 0.1%
Value ($000) $318 Shares 1,085 Est. Cost $267.48 Unrealized
AMZN AMAZON COM INC 0.1%
Value ($000) $314 Shares 157 Est. Cost $94.03 Unrealized 0.0%
GIS GENERAL MLS INC 0.1%
Value ($000) $292 Shares 6,800 Est. Cost $33.42 Unrealized +4.6%
LANDMARK INFRASTRUCTURE LP 0.1%
Value ($000) $275 Shares 19,860 Est. Cost $15.10 Unrealized
EFX EQUIFAX INC 0.1%
Value ($000) $274 Shares 2,100 Est. Cost $95.83 Unrealized +27.6%
SLB SCHLUMBERGER LTD 0.1%
Value ($000) $264 Shares 4,345 Est. Cost $61.74 Unrealized -15.7%
DIS DISNEY WALT CO 0.1%
Value ($000) $255 Shares 2,186 Est. Cost $97.42 Unrealized +9.4%
FOOT LOCKER INC 0.1%
Value ($000) $255 Shares 5,000 Est. Cost $51.00 Unrealized
TXN TEXAS INSTRS INC 0.1%
Value ($000) $249 Shares 2,320 Est. Cost $78.44 Unrealized +15.0%
TYL TYLER TECHNOLOGIES INC 0.1%
Value ($000) $245 Shares 1,000 Est. Cost $200.06 Unrealized +18.9%
SCM STELLUS CAP INVT CORP 0.1%
Value ($000) $242 Shares 17,742 Est. Cost $13.43 Unrealized +0.5%
F FORD MTR CO DEL 0.1%
Value ($000) $239 Shares 25,800 Est. Cost $7.13 Unrealized -3.9%
APD AIR PRODS & CHEMS INC 0.1%
Value ($000) $228 Shares 1,362 Est. Cost $135.95 Unrealized 0.0%
NOMD NOMAD FOODS LTD 0.1%
Value ($000) $227 Shares 11,200 Est. Cost $19.78 Unrealized 0.0%
BUCKEYE PARTNERS L P 0.1%
Value ($000) $214 Shares 6,000 Est. Cost $68.00 Unrealized
IEP ICAHN ENTERPRISES LP 0.1%
Value ($000) $212 Shares 3,000 Est. Cost $57.72 Unrealized
KMG CHEMICALS INC 0.1%
Value ($000) $210 Shares 2,775 Est. Cost $73.87 Unrealized
AN AUTONATION INC 0.1%
Value ($000) $208 Shares 5,000 Est. Cost $48.43 Unrealized -4.4%
META FACEBOOK INC 0.1%
Value ($000) $206 Shares 1,255 Est. Cost $175.65 Unrealized +2.3%
GENERAL ELECTRIC CO 0.1%
Value ($000) $202 Shares 17,899 Est. Cost $24.30 Unrealized
MDY SPDR S&P MIDCAP 400 ETF TR 0.1%
Value ($000) $202 Shares 550 Est. Cost $367.27 Unrealized
SIRIUS XM HLDGS INC 0.1%
Value ($000) $202 Shares 32,000 Est. Cost $6.31 Unrealized
ET ENERGY TRANSFER EQUITY L P 0.1%
Value ($000) $195 Shares 11,200 Est. Cost $19.58 Unrealized
TV GRUPO TELEVISA SA 0.1%
Value ($000) $186 Shares 10,500 Est. Cost $27.50 Unrealized
MPT MEDICAL PPTYS TRUST INC 0.1%
Value ($000) $179 Shares 12,000 Est. Cost $13.00 Unrealized
SIGMATRON INTL INC 0.1%
Value ($000) $173 Shares 30,000 Est. Cost $10.13 Unrealized
HNRG HALLADOR ENERGY COMPANY 0.1%
Value ($000) $163 Shares 26,270 Est. Cost $8.63 Unrealized -26.8%
CAPITAL PRODUCT PARTNERS L P 0.1%
Value ($000) $154 Shares 55,200 Est. Cost $3.37 Unrealized
DNP SELECT INCOME FD 0.1%
Value ($000) $122 Shares 11,000 Est. Cost $10.00 Unrealized
NEW YORK CMNTY BANCORP INC 0.1%
Value ($000) $114 Shares 11,000 Est. Cost $10.36 Unrealized
AMTX AEMETIS INC 0.0%
Value ($000) $72 Shares 70,757 Est. Cost $0.77 Unrealized +69.6%
VOYA PRIME RATE TR 0.0%
Value ($000) $62 Shares 12,400 Est. Cost $5.00 Unrealized
APPROACH RESOURCES INC 0.0%
Value ($000) $60 Shares 27,112 Est. Cost $1.16 Unrealized
SANDRIDGE MISSISSIPPIAN TR I 0.0%
Value ($000) $35 Shares 27,050 Est. Cost $1.69 Unrealized
PED PEDEVCO CORP 0.0%
Value ($000) $33 Shares 15,050 Est. Cost $0.76 Unrealized +182.4%
MID CON ENERGY PARTNERS LP 0.0%
Value ($000) $30 Shares 19,720 Est. Cost $1.74 Unrealized
WEATHERFORD INTL PLC 0.0%
Value ($000) $27 Shares 10,000 Est. Cost $2.70 Unrealized
FLOTEK INDS INC DEL 0.0%
Value ($000) $24 Shares 10,000 Est. Cost $6.10 Unrealized
MNKD MANNKIND CORP 0.0%
Value ($000) $18 Shares 10,000 Est. Cost $2.69 Unrealized -43.1%