CIK: 0001784235 · Show all filings
Period: Q1 2020 (← Previous) (Next →)
Filing Date: Apr 23, 2020
Total Value ($000): $263,195 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SPAB | SPDR SER TR | 985,437 | $30,060 | 11.4% | $29.61 | — | PORTFOLIO AGRGTE | 78464A649 |
| IUSB | ISHARES TR | 373,762 | $20,012 | 7.6% | $52.96 | — | CORE TOTAL USD | 46434V613 |
| SPYM | SPDR SER TR | 589,295 | $19,491 | 7.4% | $34.97 | — | PORTFOLIO S&P500 | 78464A854 |
| LMBS | FIRST TR EXCHANGE-TRADED FD | 265,276 | $13,673 | 5.2% | $51.62 | — | FST LOW OPPT EFT | 33739Q200 |
| MTUM | ISHARES TR | 87,533 | $10,242 | 3.9% | $125.98 | — | USA MOMENTUM FCT | 46432F396 |
| JPIB | J P MORGAN EXCHANGE-TRADED F | 184,445 | $8,847 | 3.4% | $50.10 | — | GLOBAL BD OPRT | 46641Q852 |
| FVD | FIRST TR VALUE LINE DIVID IN | 278,267 | $8,044 | 3.1% | $35.95 | — | SHS | 33734H106 |
| SCHM | SCHWAB STRATEGIC TR | 172,674 | $7,771 | 3.0% | $60.89 | — | US MID-CAP ETF | 808524508 |
| IVV | ISHARES TR | 24,307 | $6,866 | 2.6% | $307.77 | — | CORE S&P500 ETF | 464287200 |
| DFEB | FIRST TR EXCHNG TRADED FD VI | 231,912 | $6,620 | 2.5% | $28.55 | — | US EQT DEEP DUFR | 33740F771 |
| DAUG | FIRST TR EXCHNG TRADED FD VI | 213,189 | $6,222 | 2.4% | $29.19 | — | VEST US DEEP | 33740F854 |
| EFG | ISHARES TR | 75,531 | $5,616 | 2.1% | $82.85 | — | EAFE GRWTH ETF | 464288885 |
| SPY | SPDR S&P 500 ETF TR | 19,129 | $5,388 | 2.0% | $286.15 | — | TR UNIT | 78462F103 |
| RODM | LATTICE STRATEGIES TR | 212,280 | $4,751 | 1.8% | $29.40 | — | HARTFORD MLT ETF | 518416102 |
| SMMV | ISHARES TR | 174,926 | $4,686 | 1.8% | $26.79 | — | EDGE MSCI MINM | 46435G433 |
| SPTS | SPDR SER TR | 143,695 | $4,412 | 1.7% | $30.12 | — | PORTFOLIO SH TSR | 78468R101 |
| SPDW | SPDR INDEX SHS FDS | 165,577 | $4,093 | 1.6% | $30.27 | — | PORTFOLIO DEVLPD | 78463X889 |
| SPMD | SPDR SER TR | 137,342 | $3,689 | 1.4% | $34.07 | — | PORTFOLIO S&P400 | 78464A847 |
| ZIG | ETF SER SOLUTIONS | 169,964 | $3,470 | 1.3% | $24.42 | — | ACQUIRERS FD | 26922A263 |
| AAPL | APPLE INC | 10,045 | $2,787 | 1.1% | $58.99 | +20.5% | COM | 037833100 |
| QLD | PROSHARES TR | 23,953 | $2,646 | 1.0% | $110.47 | — | PSHS ULTRA QQQ | 74347R206 |
| GOVT | ISHARES TR | 93,786 | $2,645 | 1.0% | $28.20 | — | US TREAS BD ETF | 46429B267 |
| QQQ | INVESCO QQQ TR | 12,094 | $2,577 | 1.0% | $211.30 | — | UNIT SER 1 | 46090E103 |
| SMLV | SPDR SER TR | 36,861 | $2,462 | 0.9% | $93.31 | — | SSGA US SMAL ETF | 78468R887 |
| AMZN | AMAZON COM INC | 1,027 | $2,456 | 0.9% | $92.05 | +5.2% | COM | 023135106 |
| — | SSGA ACTIVE ETF TR | 43,857 | $2,421 | 0.9% | $67.80 | — | MFS SYS VAL EQ | 78467V871 |
| FV | FIRST TR EXCHANGE-TRADED FD | 81,289 | $2,344 | 0.9% | $30.40 | — | DORSEY WRT 5 ETF | 33738R605 |
| MSFT | MICROSOFT CORP | 12,787 | $2,242 | 0.9% | $123.41 | +26.7% | COM | 594918104 |
| SHY | ISHARES TR | 20,499 | $1,774 | 0.7% | $86.54 | — | 1 3 YR TREAS BD | 464287457 |
| BOND | PIMCO ETF TR | 16,083 | $1,755 | 0.7% | $108.78 | — | ACTIVE BD ETF | 72201R775 |
| TLT | ISHARES TR | 9,691 | $1,639 | 0.6% | $159.69 | — | 20 YR TR BD ETF | 464287432 |
| GLD | SPDR GOLD TRUST | 8,946 | $1,433 | 0.5% | $151.83 | — | GOLD SHS | 78463V107 |
| MU | MICRON TECHNOLOGY INC | 29,749 | $1,293 | 0.5% | $48.06 | +5.6% | COM | 595112103 |
| GDX | VANECK VECTORS ETF TR | 41,319 | $1,268 | 0.5% | $29.48 | — | GOLD MINERS ETF | 92189F106 |
| VOO | VANGUARD INDEX FDS | 4,806 | $1,241 | 0.5% | $275.45 | — | S&P 500 ETF SHS | 922908363 |
| — | BROADMARK RLTY CAP INC | 141,892 | $1,063 | 0.4% | $7.49 | — | COM | 11135B100 |
| XLV | SELECT SECTOR SPDR TR | 10,484 | $1,045 | 0.4% | $99.68 | — | SBI HEALTHCARE | 81369Y209 |
| IJR | ISHARES TR | 17,434 | $1,012 | 0.4% | $75.31 | — | CORE S&P SCP ETF | 464287804 |
| SPEM | SPDR INDEX SHS FDS | 33,488 | $995 | 0.4% | $36.15 | — | PORTFOLIO EMG MK | 78463X509 |
| SPYG | SPDR SER TR | 25,038 | $985 | 0.4% | $38.95 | — | PRTFLO S&P500 GW | 78464A409 |
| FPE | FIRST TR EXCH TRADED FD III | 54,715 | $983 | 0.4% | $19.47 | — | PFD SECS INC ETF | 33739E108 |
| EES | WISDOMTREE TR | 40,775 | $946 | 0.4% | $36.54 | — | US SMALLCAP FUND | 97717W562 |
| FSLY | FASTLY INC | 38,433 | $922 | 0.4% | $21.08 | -2.0% | CL A | 31188V100 |
| IWF | ISHARES TR | 5,383 | $907 | 0.3% | $157.26 | — | RUS 1000 GRW ETF | 464287614 |
| DNOV | FIRST TR EXCHNG TRADED FD VI | 30,305 | $889 | 0.3% | $29.34 | — | CBOE EQT DEP NOV | 33740F839 |
| AOA | ISHARES TR | 17,515 | $883 | 0.3% | $54.69 | — | AGGRES ALLOC ETF | 464289859 |
| FTSL | FIRST TR EXCHANGE-TRADED FD | 19,440 | $864 | 0.3% | $47.58 | — | SENIOR LN FD | 33738D309 |
| IAGG | ISHARES TR | 15,191 | $842 | 0.3% | $54.58 | — | CORE INTL AGGR | 46435G672 |
| IHI | ISHARES TR | 3,231 | $838 | 0.3% | $261.76 | — | U.S. MED DVC ETF | 464288810 |
| JPM | JPMORGAN CHASE & CO | 9,063 | $830 | 0.3% | $100.26 | +3.3% | COM | 46625H100 |
| LQD | ISHARES TR | 6,272 | $816 | 0.3% | $128.62 | — | IBOXX INV CP ETF | 464287242 |
| — | BLACKROCK MULTI-SECTOR INC T | 61,553 | $816 | 0.3% | $17.44 | — | COM | 09258A107 |
| RDVY | FIRST TR EXCHANGE-TRADED FD | 28,158 | $786 | 0.3% | $27.91 | — | RISNG DIVD ACHIV | 33738R506 |
| XOM | EXXON MOBIL CORP | 18,734 | $770 | 0.3% | $55.49 | -24.2% | COM | 30231G102 |
| SPTI | SPDR SER TR | 21,555 | $712 | 0.3% | $33.03 | — | PORTFLI INTRMDIT | 78464A672 |
| EFAV | ISHARES TR | 11,109 | $711 | 0.3% | $64.00 | — | MIN VOL EAFE ETF | 46429B689 |
| CZA | INVESCO EXCHANGE TRADED FD T | 12,520 | $683 | 0.3% | $54.55 | — | ZACKS MID CAP | 46137Y401 |
| AGG | ISHARES TR | 5,726 | $671 | 0.3% | $115.20 | — | CORE US AGGBD ET | 464287226 |
| MDYG | SPDR SER TR | 14,204 | $654 | 0.2% | $46.04 | — | S&P 400 MDCP GRW | 78464A821 |
| NKE | NIKE INC | 7,425 | $653 | 0.2% | $85.89 | 0.0% | CL B | 654106103 |
| HISF | FIRST TR EXCHANGE-TRADED FD | 14,534 | $631 | 0.2% | $50.66 | — | FT STRG INCM ETF | 33739Q309 |
| IWR | ISHARES TR | 12,713 | $597 | 0.2% | $56.80 | — | RUS MID CAP ETF | 464287499 |
| DAL | DELTA AIR LINES INC DEL | 25,156 | $595 | 0.2% | $48.02 | 0.0% | COM NEW | 247361702 |
| HYLS | FIRST TR EXCHANGE-TRADED FD | 12,800 | $579 | 0.2% | $48.63 | — | FIRST TR TA HIYL | 33738D408 |
| ABT | ABBOTT LABS | 5,911 | $572 | 0.2% | $73.02 | +3.2% | COM | 002824100 |
| IDA | IDACORP INC | 6,100 | $564 | 0.2% | $100.97 | +1.9% | COM | 451107106 |
| CWB | SPDR SER TR | 10,692 | $557 | 0.2% | $53.93 | — | BLMBRG BRC CNVRT | 78464A359 |
| BA | BOEING CO | 3,890 | $552 | 0.2% | $308.53 | -11.6% | COM | 097023105 |
| VZ | VERIZON COMMUNICATIONS INC | 9,394 | $546 | 0.2% | $40.57 | +1.1% | COM | 92343V104 |
| DIS | DISNEY WALT CO | 5,316 | $542 | 0.2% | $128.37 | -3.8% | COM DISNEY | 254687106 |
| VB | VANGUARD INDEX FDS | 4,332 | $535 | 0.2% | $123.50 | — | SMALL CP ETF | 922908751 |
| FAUG | FIRST TR EXCHNG TRADED FD VI | 18,200 | $524 | 0.2% | $28.79 | — | VEST US BUFFER | 33740F862 |
| FTCS | FIRST TR EXCHANGE-TRADED FD | 9,697 | $519 | 0.2% | $58.82 | — | CAP STRENGTH ETF | 33733E104 |
| META | FACEBOOK INC | 2,944 | $515 | 0.2% | $184.36 | +5.5% | CL A | 30303M102 |
| GOOG | ALPHABET INC | 402 | $514 | 0.2% | $59.08 | +14.0% | CAP STK CL C | 02079K107 |
| JPST | J P MORGAN EXCHANGE-TRADED F | 10,150 | $510 | 0.2% | $50.25 | — | ULTRA SHRT INC | 46641Q837 |
| PFE | PFIZER INC | 14,238 | $508 | 0.2% | $28.93 | -10.7% | COM | 717081103 |
| T | AT&T INC | 16,163 | $503 | 0.2% | $16.92 | +7.4% | COM | 00206R102 |
| FDN | FIRST TR EXCHANGE-TRADED FD | 3,538 | $497 | 0.2% | $142.92 | — | DJ INTERNT IDX | 33733E302 |
| — | PIMCO INCOME STRATEGY FD II | 62,641 | $484 | 0.2% | $7.73 | — | COM | 72201J104 |
| — | WELLS FARGO INCOME OPPORTUNI | 73,221 | $483 | 0.2% | $8.29 | — | WF INC OPPTY FD | 94987B105 |
| XLU | SELECT SECTOR SPDR TR | 8,176 | $473 | 0.2% | $57.85 | — | SBI INT-UTILS | 81369Y886 |
| FNOV | FIRST TR EXCHNG TRADED FD VI | 16,500 | $471 | 0.2% | $28.55 | — | CBOE EQT BUFER | 33740F847 |
| EFV | ISHARES TR | 13,006 | $465 | 0.2% | $48.06 | — | EAFE VALUE ETF | 464288877 |
| BND | VANGUARD BD INDEX FDS | 5,159 | $452 | 0.2% | $82.91 | — | TOTAL BND MRKT | 921937835 |
| XLY | SELECT SECTOR SPDR TR | 3,913 | $435 | 0.2% | $119.14 | — | SBI CONS DISCR | 81369Y407 |
| ANGL | VANECK VECTORS ETF TR | 16,140 | $433 | 0.2% | $29.09 | — | FALLEN ANGEL HG | 92189F437 |
| EFA | ISHARES TR | 7,606 | $421 | 0.2% | $61.12 | — | MSCI EAFE ETF | 464287465 |
| FMB | FIRST TR EXCH TRADED FD III | 7,830 | $421 | 0.2% | $54.89 | — | MANAGD MUN ETF | 33739N108 |
| COST | COSTCO WHSL CORP NEW | 1,344 | $420 | 0.2% | $237.20 | +17.1% | COM | 22160K105 |
| IPKW | INVESCO EXCHANGE-TRADED FD T | 16,739 | $415 | 0.2% | $32.02 | — | INTL BUYBACK | 46138E644 |
| AMT | AMERICAN TOWER CORP NEW | 1,657 | $409 | 0.2% | $197.22 | 0.0% | COM | 03027X100 |
| JNJ | JOHNSON & JOHNSON | 2,581 | $396 | 0.2% | $114.77 | +4.7% | COM | 478160104 |
| TSLA | TESLA INC | 521 | $388 | 0.1% | $41.46 | 0.0% | COM | 88160R101 |
| — | NUVEEN AMT FREE MUN CR INC F | 26,197 | $382 | 0.1% | $15.91 | — | COM | 67071L106 |
| — | ALLIANCEBERNSTEIN GLOBAL HIG | 37,708 | $366 | 0.1% | $11.76 | — | COM | 01879R106 |
| VMC | VULCAN MATLS CO | 3,381 | $365 | 0.1% | $121.47 | 0.0% | COM | 929160109 |
| COP | CONOCOPHILLIPS | 10,608 | $364 | 0.1% | $40.98 | 0.0% | COM | 20825C104 |
| BABA | ALIBABA GROUP HLDG LTD | 1,702 | $360 | 0.1% | $170.92 | — | SPONSORED ADS | 01609W102 |
| STNG | SCORPIO TANKERS INC | 15,154 | $355 | 0.1% | $23.43 | — | SHS | Y7542C130 |
| XHE | SPDR SER TR | 4,438 | $354 | 0.1% | $81.36 | — | HLTH CR EQUIP | 78464A581 |
| FXL | FIRST TR EXCHANGE TRADED FD | 5,254 | $350 | 0.1% | $71.13 | — | TECH ALPHADEX | 33734X176 |
| NVDA | NVIDIA CORP | 1,213 | $347 | 0.1% | $6.28 | 0.0% | COM | 67066G104 |
| TDOC | TELADOC HEALTH INC | 1,880 | $341 | 0.1% | $116.34 | 0.0% | COM | 87918A105 |
| XLP | SELECT SECTOR SPDR TR | 5,644 | $335 | 0.1% | $59.36 | — | SBI CONS STPLS | 81369Y308 |
| PTNQ | PACER FDS TR | 9,049 | $333 | 0.1% | $36.80 | — | TRENDP 100 ETF | 69374H303 |
| CAT | CATERPILLAR INC DEL | 2,898 | $332 | 0.1% | $113.38 | 0.0% | COM | 149123101 |
| EQT | EQT CORPORATION | 20,499 | $320 | 0.1% | $6.58 | 0.0% | COM | 26884L109 |
| FLTR | VANECK VECTORS ETF TR | 13,063 | $320 | 0.1% | $24.50 | — | INVT GRADE FLTG | 92189F486 |
| — | EQUITRANS MIDSTREAM CORP | 38,675 | $315 | 0.1% | $8.14 | — | COM | 294600101 |
| GOOGL | ALPHABET INC | 247 | $312 | 0.1% | $59.99 | +12.1% | CAP STK CL A | 02079K305 |
| LUV | SOUTHWEST AIRLS CO | 9,996 | $310 | 0.1% | $45.99 | 0.0% | COM | 844741108 |
| DSSI | DIAMOND S SHIPPING INC | 23,660 | $309 | 0.1% | $13.06 | — | COM | Y20676105 |
| MGC | VANGUARD WORLD FD | 2,926 | $303 | 0.1% | $103.55 | — | MEGA CAP INDEX | 921910873 |
| DFE | WISDOMTREE TR | 7,130 | $302 | 0.1% | $58.04 | — | EUROPE SMCP DV | 97717W869 |
| CRSP | CRISPR THERAPEUTICS AG | 5,679 | $300 | 0.1% | $40.28 | +28.2% | NAMEN AKT | H17182108 |
| FDX | FEDEX CORP | 2,456 | $300 | 0.1% | $148.69 | -15.2% | COM | 31428X106 |
| TGT | TARGET CORP | 2,726 | $298 | 0.1% | $94.98 | 0.0% | COM | 87612E106 |
| — | LAM RESEARCH CORP | 1,091 | $292 | 0.1% | $195.05 | — | COM | 512807108 |
| AOM | ISHARES TR | 7,576 | $285 | 0.1% | $38.84 | — | MODERT ALLOC ETF | 464289875 |
| NOBL | PROSHARES TR | 4,649 | $285 | 0.1% | $75.77 | — | S&P 500 DV ARIST | 74348A467 |
| — | APOLLO TACTICAL INCOME FD IN | 24,988 | $283 | 0.1% | $14.74 | — | COM | 037638103 |
| KO | COCA COLA CO | 5,948 | $278 | 0.1% | $40.79 | +10.3% | COM | 191216100 |
| PG | PROCTER & GAMBLE CO | 2,293 | $277 | 0.1% | $91.32 | +13.7% | COM | 742718109 |
| BOTZ | GLOBAL X FDS | 13,994 | $272 | 0.1% | $20.84 | — | RBTCS ARTFL INTE | 37954Y715 |
| FLOT | ISHARES TR | 5,492 | $271 | 0.1% | $51.17 | — | FLTG RATE NT ETF | 46429B655 |
| QLYS | QUALYS INC | 2,500 | $268 | 0.1% | $83.95 | 0.0% | COM | 74758T303 |
| PEP | PEPSICO INC | 1,960 | $267 | 0.1% | $105.39 | +7.0% | COM | 713448108 |
| — | ALEXION PHARMACEUTICALS INC | 2,465 | $267 | 0.1% | $108.32 | — | COM | 015351109 |
| KRE | SPDR SER TR | 7,738 | $259 | 0.1% | $53.08 | — | S&P REGL BKG | 78464A698 |
| BP | BP PLC | 11,567 | $256 | 0.1% | $32.31 | — | SPONSORED ADR | 055622104 |
| IWM | ISHARES TR | 2,126 | $255 | 0.1% | $119.94 | — | RUSSELL 2000 ETF | 464287655 |
| ISTB | ISHARES TR | 4,946 | $252 | 0.1% | $50.95 | — | CORE 1 5 YR USD | 46432F859 |
| IBB | ISHARES TR | 1,970 | $246 | 0.1% | $124.87 | — | NASDAQ BIOTECH | 464287556 |
| BAX | BAXTER INTL INC | 2,590 | $245 | 0.1% | $76.74 | 0.0% | COM | 071813109 |
| SO | SOUTHERN CO | 4,234 | $235 | 0.1% | $42.19 | +19.6% | COM | 842587107 |
| GHYG | ISHARES INC | 5,341 | $234 | 0.1% | $49.33 | — | US INTL HGH YLD | 464286178 |
| HEEM | ISHARES INC | 10,050 | $231 | 0.1% | $27.10 | — | CUR HD MSCI EM | 46434G509 |
| WMT | WALMART INC | 1,747 | $228 | 0.1% | $36.38 | -2.8% | COM | 931142103 |
| FXH | FIRST TR EXCHANGE TRADED FD | 2,692 | $226 | 0.1% | $86.43 | — | HLTH CARE ALPH | 33734X143 |
| VO | VANGUARD INDEX FDS | 1,554 | $225 | 0.1% | $144.79 | — | MID CAP ETF | 922908629 |
| MOH | MOLINA HEALTHCARE INC | 1,404 | $223 | 0.1% | $133.82 | 0.0% | COM | 60855R100 |
| IGPT | INVESCO EXCHANGE TRADED FD T | 2,342 | $222 | 0.1% | $96.44 | — | DYNMC SOFTWARE | 46137V639 |
| EMB | ISHARES TR | 2,191 | $219 | 0.1% | $113.20 | — | JPMORGAN USD EMG | 464288281 |
| MA | MASTERCARD INC | 849 | $218 | 0.1% | $243.67 | +18.1% | CL A | 57636Q104 |
| PTLC | PACER FDS TR | 7,880 | $214 | 0.1% | $27.16 | — | TRENDP US LAR CP | 69374H105 |
| FTHI | FIRST TR EXCHANGE-TRADED FD | 11,701 | $208 | 0.1% | $22.53 | — | BUYWRIT INCM ETF | 33738R308 |
| MMM | 3M CO | 1,442 | $207 | 0.1% | $105.95 | 0.0% | COM | 88579Y101 |
| VUG | VANGUARD INDEX FDS | 1,185 | $207 | 0.1% | $163.98 | — | GROWTH ETF | 922908736 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 1,079 | $202 | 0.1% | $209.82 | +1.3% | CL B NEW | 084670702 |
| CVX | CHEVRON CORP NEW | 2,432 | $202 | 0.1% | $90.24 | -15.8% | COM | 166764100 |
| — | MALLINCKRODT PUB LTD CO | 57,400 | $196 | 0.1% | $5.42 | — | SHS | G5785G107 |
| — | GENERAL ELECTRIC CO | 27,323 | $178 | 0.1% | $10.05 | — | COM | 369604103 |
| — | FRANKLIN LTD DURATION INCOME | 21,713 | $171 | 0.1% | $9.71 | — | COM | 35472T101 |
| — | VERONA PHARMA PLC | 37,500 | $170 | 0.1% | $4.53 | — | SPONSORED ADS | 925050106 |
| — | ABERDEEN ASIA-PACIFIC INCOME | 47,845 | $163 | 0.1% | $4.17 | — | COM | 003009107 |
| — | KLX ENERGY SERVICS HOLDNGS I | 202,419 | $156 | 0.1% | $1.85 | — | COM | 48253L106 |
| — | ABERDEEN GLOBAL DYNAMIC DIVI | 17,547 | $141 | 0.1% | $9.57 | — | COM | 00302M106 |
| — | EATON VANCE LTD DUR INCOME F | 13,313 | $140 | 0.1% | $12.64 | — | COM | 27828H105 |
| — | FS KKR CAPITAL CORP | 30,851 | $105 | 0.0% | $6.14 | — | COM | 302635107 |
| — | PUTNAM PREMIER INCOME TR | 18,419 | $83 | 0.0% | $5.17 | — | SH BEN INT | 746853100 |
| — | WESTERN ASSET MUN HIGH INCOM | 11,367 | $80 | 0.0% | $7.57 | — | COM | 95766N103 |
| — | STEMLINE THERAPEUTICS INC | 15,000 | $79 | 0.0% | $5.27 | — | COM | 85858C107 |
| — | UNITED STATES OIL FUND LP | 19,905 | $76 | 0.0% | $3.82 | — | UNITS | 91232N108 |
| — | NABRIVA THERAPEUTICS PLC | 112,000 | $62 | 0.0% | $1.70 | — | SHS | G63637105 |
| — | TREVENA INC | 92,000 | $58 | 0.0% | $0.95 | — | COM | 89532E109 |
| DHC | DIVERSIFIED HEALTHCARE TR | 23,098 | $55 | 0.0% | $2.38 | — | COM SH BEN INT | 25525P107 |
| — | BARCLAYS BANK PLC | 10,985 | $41 | 0.0% | $3.73 | — | IPATH B S&P ETN | 06745R693 |
| — | INVESCO SR INCOME TR | 12,125 | $40 | 0.0% | $4.12 | — | COM | 46131H107 |
| — | PROSHARES TR II | 17,725 | $23 | 0.0% | $1.30 | — | ULTA BLMBG 2017 | 74347W247 |
| — | PACIFIC ETHANOL INC | 14,831 | $4 | 0.0% | $0.74 | — | COM | 69423U305 |
| DAL | DELTA AIR LINES INC DEL | 1,000 | $2 | 0.0% | $48.02 | 0.0% | Call | 247361702 |
| — | UNITED STATES OIL FUND LP | 2,500 | $2 | 0.0% | $3.82 | — | Call | 91232N108 |