Location: Hong Kong, China
CIK: 0001447884 · Show all filings
Period: Q1 2020 (← Previous) (Next →)
Filing Date: May 11, 2020
Total Value: $1.028B (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | WEIBO CORP | 91,930,000 | $78.58M | 7.6% | $0.94 | — | NOTE 1.250% 11/1 | 948596AC5 |
| — | NEW FRONTIER HEALTH CORP | 9,400,000 | $77.55M | 7.5% | $10.00 | — | ORD SHS | G6461G106 |
| AMRX | AMNEAL PHARMACEUTICALS INC | 21,521,301 | $74.89M | 7.3% | $16.26 | -74.0% | COM STK CL A | 03168L105 |
| VRAYQ | VIEWRAY INC | 23,819,500 | $59.55M | 5.8% | $6.69 | -57.7% | COM | 92672L107 |
| IGSB | ISHARES TR | 928,972 | $48.64M | 4.7% | $53.31 | — | SH TR CRPORT ETF | 464288646 |
| LQD | ISHARES TR | 383,532 | $47.37M | 4.6% | $127.96 | — | IBOXX INV CP ETF | 464287242 |
| — | SPIRIT RLTY CAP INC NEW | 49,992,000 | $47M | 4.6% | $1.00 | — | NOTE 3.750% 5/1 | 84860WAB8 |
| — | SINA CORP | 1,448,377 | $46.12M | 4.5% | $65.26 | — | ORD | G81477104 |
| — | CTRIP COM INTL LTD | 38,855,000 | $37.88M | 3.7% | $0.98 | — | NOTE 1.000% 7/0 | 22943FAF7 |
| — | AMERICAN RLTY CAP PPTYS INC | 38,819,000 | $37.86M | 3.7% | $1.03 | — | NOTE 3.750% 12/1 | 02917TAB0 |
| — | BEST INC | 6,552,117 | $35.05M | 3.4% | $5.90 | — | SPONSORED ADS | 08653C106 |
| — | COLONY CAP INC | 40,000,000 | $33.02M | 3.2% | $0.93 | — | NOTE 3.875% 1/1 | 19624RAB2 |
| — | ARES CAPITAL CORP | 30,000,000 | $27.15M | 2.6% | $1.02 | — | NOTE 3.750% 2/0 | 04010LAT0 |
| HYG | ISHARES TR | 349,460 | $26.96M | 2.6% | $77.16 | — | IBOXX HI YD ETF | 464288513 |
| — | MOMO INC | 30,523,000 | $24.42M | 2.4% | $0.95 | — | NOTE 1.250% 7/0 | 60879BAB3 |
| NATR | NATURES SUNSHINE PRODS INC | 2,854,607 | $23.21M | 2.3% | $12.91 | -33.5% | COM | 639027101 |
| USIG | ISHARES TR | 363,891 | $20.39M | 2.0% | $56.94 | — | USD INV GRDE ETF | 464288620 |
| GILD | GILEAD SCIENCES INC | 266,287 | $20.01M | 1.9% | $54.85 | +0.1% | COM | 375558103 |
| — | COLONY CAP INC | 20,000,000 | $16.39M | 1.6% | $0.89 | — | NOTE 5.000% 4/1 | 19624RAA4 |
| — | LINDE PLC | 81,720 | $14.33M | 1.4% | $196.22 | — | SHS | G5494J103 |
| BEP | BROOKFIELD RENEWABLE PARTNER | 120,000 | $10.1M | 1.0% | $52.83 | — | PARTNERSHIP UNIT | G16258108 |
| MSFT | MICROSOFT CORP | 53,320 | $8.543M | 0.8% | $117.92 | +32.6% | COM | 594918104 |
| DB | DEUTSCHE BANK A G | 1,257,000 | $8.113M | 0.8% | $8.91 | -16.3% | NAMEN AKT | D18190898 |
| SHYG | ISHARES TR | 180,083 | $7.36M | 0.7% | $40.87 | — | 0-5YR HI YL CP | 46434V407 |
| — | REVANCE THERAPEUTICS INC | 469,332 | $6.946M | 0.7% | $29.71 | — | COM | 761330109 |
| BABA | ALIBABA GROUP HLDG LTD | 35,280 | $6.76M | 0.7% | $188.97 | — | SPONSORED ADS | 01609W102 |
| MA | MASTERCARD INC | 24,550 | $6.217M | 0.6% | $215.91 | +33.3% | CL A | 57636Q104 |
| AMZN | AMAZON COM INC | 3,104 | $6.096M | 0.6% | $92.98 | +4.1% | COM | 023135106 |
| V | VISA INC | 36,100 | $5.977M | 0.6% | $147.22 | +22.7% | COM CL A | 92826C839 |
| GOOGL | ALPHABET INC | 4,939 | $5.662M | 0.6% | $54.90 | +22.5% | CAP STK CL A | 02079K305 |
| — | FANG HLDGS LTD | 3,286,208 | $4.436M | 0.4% | $2.22 | — | ADR NEW | 30711Y201 |
| META | FACEBOOK INC | 26,595 | $4.413M | 0.4% | $183.12 | +6.2% | CL A | 30303M102 |
| — | CONTRAFECT CORP | 745,385 | $4.293M | 0.4% | $5.76 | — | COM NEW | 212326300 |
| GOOG | ALPHABET INC | 3,129 | $3.588M | 0.3% | $60.73 | +10.9% | CAP STK CL C | 02079K107 |
| — | VERRICA PHARMACEUTICALS INC | 324,061 | $3.542M | 0.3% | $19.73 | — | COM | 92511W108 |
| UNH | UNITEDHEALTH GROUP INC | 13,550 | $3.405M | 0.3% | $224.05 | +11.5% | COM | 91324P102 |
| REGN | REGENERON PHARMACEUTICALS | 7,000 | $3.311M | 0.3% | $334.59 | +22.6% | COM | 75886F107 |
| NKE | NIKE INC | 38,297 | $3.27M | 0.3% | $77.48 | +10.9% | CL B | 654106103 |
| NVDA | NVIDIA CORP | 12,200 | $3.24M | 0.3% | $4.61 | +36.4% | COM | 67066G104 |
| FTS | FORTIS INC | 43,060 | $3.2M | 0.3% | $30.59 | +7.0% | COM | 349553107 |
| AAPL | APPLE INC | 12,335 | $3.143M | 0.3% | $50.74 | +40.1% | COM | 037833100 |
| — | LAM RESEARCH CORP | 12,300 | $3.14M | 0.3% | $273.32 | — | COM | 512807108 |
| ZTS | ZOETIS INC | 25,000 | $2.917M | 0.3% | $118.13 | +6.1% | CL A | 98978V103 |
| ABT | ABBOTT LABS | 33,915 | $2.691M | 0.3% | $62.97 | +19.6% | COM | 002824100 |
| MDT | MEDTRONIC PLC | 28,900 | $2.66M | 0.3% | $80.78 | +11.6% | SHS | G5960L103 |
| TSM | TAIWAN SEMICONDUCTOR MFG LTD | 54,040 | $2.584M | 0.3% | $45.18 | — | SPONSORED ADS | 874039100 |
| WPM | WHEATON PRECIOUS METALS CORP | 43,610 | $2.437M | 0.2% | $24.40 | +10.5% | COM | 962879102 |
| — | BLACKROCK INC | 5,227 | $2.38M | 0.2% | $453.56 | — | COM | 09247X101 |
| HDB | HDFC BANK LTD | 59,400 | $2.302M | 0.2% | $73.31 | — | SPONSORED ADS | 40415F101 |
| — | CHINA INDEX HLDGS LTD | 1,646,522 | $2.239M | 0.2% | $3.55 | — | SPNSRD ADS A | 16954W101 |
| SQM | SOCIEDAD QUIMICA MINERA DE C | 100,000 | $2.235M | 0.2% | $38.27 | — | SPON ADR SER B | 833635105 |
| — | HARPOON THERAPEUTICS INC | 190,483 | $2.206M | 0.2% | $9.47 | — | COM | 41358P106 |
| CTSH | COGNIZANT TECHNOLOGY SOLUTIO | 44,850 | $2.125M | 0.2% | $70.26 | -22.4% | CL A | 192446102 |
| AQN | ALGONQUIN PWR UTILS CORP | 81,760 | $2.069M | 0.2% | $8.53 | +26.1% | COM | 015857105 |
| BYSI | BEYONDSPRING INC | 155,564 | $1.993M | 0.2% | $19.06 | -19.6% | SHS | G10830100 |
| PM | PHILIP MORRIS INTL INC | 27,310 | $1.981M | 0.2% | $58.29 | +4.2% | COM | 718172109 |
| GRMN | GARMIN LTD | 25,000 | $1.917M | 0.2% | $54.89 | +44.3% | SHS | H2906T109 |
| ARCC | ARES CAPITAL CORP | 178,707 | $1.901M | 0.2% | $8.47 | +13.0% | COM | 04010L103 |
| CTAS | CINTAS CORP | 10,500 | $1.895M | 0.2% | $53.34 | +15.8% | COM | 172908105 |
| — | UNITED STATES OIL FUND LP | 410,000 | $1.726M | 0.2% | $4.21 | — | UNITS | 91232N108 |
| PYPL | PAYPAL HLDGS INC | 17,510 | $1.699M | 0.2% | $89.98 | +22.4% | COM | 70450Y103 |
| CL | COLGATE PALMOLIVE CO | 25,460 | $1.695M | 0.2% | $58.18 | +5.8% | COM | 194162103 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 8,700 | $1.594M | 0.2% | $206.05 | +3.2% | CL B NEW | 084670702 |
| QCOM | QUALCOMM INC | 22,300 | $1.539M | 0.1% | $50.64 | +42.0% | COM | 747525103 |
| LKQ | LKQ CORP | 73,000 | $1.533M | 0.1% | $29.92 | -11.0% | COM | 501889208 |
| JNJ | JOHNSON & JOHNSON | 11,450 | $1.523M | 0.1% | $112.23 | +7.0% | COM | 478160104 |
| NSC | NORFOLK SOUTHERN CORP | 9,960 | $1.477M | 0.1% | $155.42 | +5.3% | COM | 655844108 |
| NEM | NEWMONT CORP | 31,705 | $1.47M | 0.1% | $28.67 | +32.2% | COM | 651639106 |
| DIS | DISNEY WALT CO | 14,540 | $1.451M | 0.1% | $130.43 | -5.3% | COM DISNEY | 254687106 |
| BX | BLACKSTONE GROUP INC | 30,550 | $1.444M | 0.1% | $39.22 | +15.4% | COM CL A | 09260D107 |
| CB | CHUBB LIMITED | 12,276 | $1.4M | 0.1% | $117.93 | +10.6% | COM | H1467J104 |
| TEVA | TEVA PHARMACEUTICAL INDS LTD | 162,000 | $1.379M | 0.1% | $12.78 | — | SPONSORED ADS | 881624209 |
| — | GENERAL ELECTRIC CO | 172,000 | $1.357M | 0.1% | $9.35 | — | COM | 369604103 |
| GPN | GLOBAL PMTS INC | 8,720 | $1.319M | 0.1% | $174.25 | 0.0% | COM | 37940X102 |
| MRK | MERCK & CO. INC | 17,115 | $1.317M | 0.1% | $53.88 | +20.8% | COM | 58933Y105 |
| AKAM | AKAMAI TECHNOLOGIES INC | 13,900 | $1.309M | 0.1% | $78.56 | +18.0% | COM | 00971T101 |
| INTU | INTUIT | 5,350 | $1.274M | 0.1% | $222.08 | +17.5% | COM | 461202103 |
| ALKS | ALKERMES PLC | 85,000 | $1.224M | 0.1% | $17.85 | 0.0% | SHS | G01767105 |
| CNC | CENTENE CORP DEL | 20,000 | $1.154M | 0.1% | $54.25 | +11.8% | COM | 15135B101 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL | 4 | $1.096M | 0.1% | $315024.53 | +1.2% | CL A | 084670108 |
| BKNG | BOOKING HLDGS INC | 830 | $1.086M | 0.1% | $1849.15 | -6.6% | COM | 09857L108 |
| UBS | UBS GROUP AG | 117,295 | $1.02M | 0.1% | $12.40 | -7.1% | SHS | H42097107 |
| — | VEON LTD | 660,608 | $998K | 0.1% | $2.90 | — | SPONSORED ADR | 91822M106 |
| — | SL GREEN RLTY CORP | 21,500 | $991K | 0.1% | $86.43 | — | COM | 78440X101 |
| — | BARRICK GOLD CORPORATION | 35,500 | $985K | 0.1% | $14.29 | — | COM | 067901108 |
| SCHW | SCHWAB CHARLES CORP | 28,400 | $975K | 0.1% | $43.46 | -11.0% | COM | 808513105 |
| — | CYMABAY THERAPEUTICS INC | 632,387 | $936K | 0.1% | $9.61 | — | COM | 23257D103 |
| ULTA | ULTA BEAUTY INC | 5,200 | $934K | 0.1% | $272.67 | -8.6% | COM | 90384S303 |
| CSCO | CISCO SYS INC | 22,940 | $925K | 0.1% | $39.22 | -6.5% | COM | 17275R102 |
| MMYT | MAKEMYTRIP LIMITED MAURITIUS | 72,098 | $862K | 0.1% | $24.70 | -12.4% | SHS | V5633W109 |
| MDLZ | MONDELEZ INTL INC | 16,700 | $854K | 0.1% | $46.70 | 0.0% | CL A | 609207105 |
| CRM | SALESFORCE COM INC | 5,700 | $854K | 0.1% | $169.39 | 0.0% | COM | 79466L302 |
| HUM | HUMANA INC | 2,700 | $840K | 0.1% | $319.98 | 0.0% | COM | 444859102 |
| VRTX | VERTEX PHARMACEUTICALS INC | 3,600 | $835K | 0.1% | $229.39 | 0.0% | COM | 92532F100 |
| — | TRANSGLOBE ENERGY CORP | 2,299,083 | $830K | 0.1% | $3.57 | — | COM | 893662106 |
| ACN | ACCENTURE PLC IRELAND | 4,820 | $819K | 0.1% | $178.07 | -0.6% | SHS CLASS A | G1151C101 |
| AVT | AVNET INC | 32,000 | $812K | 0.1% | $35.31 | -17.2% | COM | 053807103 |
| — | CITRIX SYS INC | 5,400 | $788K | 0.1% | $145.93 | — | COM | 177376100 |
| — | UNITED TECHNOLOGIES CORP | 7,900 | $778K | 0.1% | $143.07 | — | COM | 913017109 |
| A | AGILENT TECHNOLOGIES INC | 10,160 | $738K | 0.1% | $62.73 | +23.0% | COM | 00846U101 |
| APH | AMPHENOL CORP NEW | 9,700 | $736K | 0.1% | $21.65 | +4.1% | CL A | 032095101 |
| — | UNIVERSAL FST PRODS INC | 18,900 | $714K | 0.1% | $40.04 | — | COM | 913543104 |
| UNP | UNION PAC CORP | 5,030 | $705K | 0.1% | $149.35 | -2.9% | COM | 907818108 |
| LOGI | LOGITECH INTL S A | 17,560 | $697K | 0.1% | $33.10 | +19.5% | SHS | H50430232 |
| JPM | JPMORGAN CHASE & CO | 7,180 | $671K | 0.1% | $96.16 | +7.8% | COM | 46625H100 |
| WM | WASTE MGMT INC DEL | 6,830 | $646K | 0.1% | $86.74 | +20.1% | COM | 94106L109 |
| MASI | MASIMO CORP | 3,500 | $629K | 0.1% | $110.93 | +54.6% | COM | 574795100 |
| ALB | ALBEMARLE CORP | 11,230 | $624K | 0.1% | $77.16 | -7.9% | COM | 012653101 |
| PEP | PEPSICO INC | 4,965 | $623K | 0.1% | $103.90 | +8.5% | COM | 713448108 |
| PH | PARKER HANNIFIN CORP | 4,700 | $613K | 0.1% | $177.66 | -6.2% | COM | 701094104 |
| DECK | DECKERS OUTDOOR CORP | 4,170 | $580K | 0.1% | $19.41 | +43.3% | COM | 243537107 |
| TDOC | TELADOC HEALTH INC | 3,500 | $572K | 0.1% | $116.34 | 0.0% | COM | 87918A105 |
| — | MYLAN NV | 37,000 | $558K | 0.1% | $33.49 | — | SHS EURO | N59465109 |
| IBM | INTERNATIONAL BUSINESS MACHS | 4,915 | $555K | 0.1% | $100.09 | -1.8% | COM | 459200101 |
| MO | ALTRIA GROUP INC | 14,500 | $541K | 0.1% | $31.44 | -12.3% | COM | 02209S103 |
| SWKS | SKYWORKS SOLUTIONS INC | 6,000 | $541K | 0.1% | $82.49 | +12.3% | COM | 83088M102 |
| — | IAC INTERACTIVECORP | 3,000 | $540K | 0.1% | $217.67 | — | COM | 44919P508 |
| LBTYAUSD | LIBERTY GLOBAL PLC | 32,000 | $534K | 0.1% | $23.91 | — | SHS CL A | G5480U104 |
| MCD | MCDONALDS CORP | 3,080 | $518K | 0.1% | $153.32 | +12.1% | COM | 580135101 |
| GS | GOLDMAN SACHS GROUP INC | 3,200 | $511K | 0.0% | $170.89 | +7.9% | COM | 38141G104 |
| GFI | GOLD FIELDS LTD NEW | 100,000 | $493K | 0.0% | $4.43 | — | SPONSORED ADR | 38059T106 |
| — | CTRIP COM INTL LTD | 500,000 | $487K | 0.0% | $1.07 | — | DBCV 1.990% 7/0 | 22943FAH3 |
| NEE | NEXTERA ENERGY INC | 1,920 | $472K | 0.0% | $35.46 | +53.1% | COM | 65339F101 |
| CMI | CUMMINS INC | 3,500 | $471K | 0.0% | $116.20 | +15.9% | COM | 231021106 |
| C | CITIGROUP INC | 10,000 | $441K | 0.0% | $54.82 | -1.1% | COM NEW | 172967424 |
| SAM | BOSTON BEER INC | 1,200 | $437K | 0.0% | $300.25 | +23.5% | CL A | 100557107 |
| BMRN | BIOMARIN PHARMACEUTICAL INC | 5,000 | $412K | 0.0% | $98.82 | -12.8% | COM | 09061G101 |
| HD | HOME DEPOT INC | 2,070 | $406K | 0.0% | $148.38 | +28.1% | COM | 437076102 |
| PG | PROCTER & GAMBLE CO | 3,532 | $406K | 0.0% | $105.02 | -1.1% | COM | 742718109 |
| — | MEET GROUP INC | 70,000 | $399K | 0.0% | $4.01 | — | COM | 58513U101 |
| SLB | SCHLUMBERGER LTD | 30,000 | $398K | 0.0% | $46.31 | -45.4% | COM | 806857108 |
| CLF | CLEVELAND CLIFFS INC | 100,000 | $364K | 0.0% | $9.07 | -31.8% | COM | 185899101 |
| BSX | BOSTON SCIENTIFIC CORP | 11,350 | $359K | 0.0% | $36.98 | +5.6% | COM | 101137107 |
| QRVO | QORVO INC | 4,361 | $355K | 0.0% | $67.25 | +48.8% | COM | 74736K101 |
| — | TEEKAY LNG PARTNERS L P | 37,000 | $354K | 0.0% | $13.48 | — | PRTNRSP UNITS | Y8564M105 |
| IAG | IAMGOLD CORP | 150,000 | $336K | 0.0% | $4.34 | -33.1% | COM | 450913108 |
| RCI | ROGERS COMMUNICATIONS INC | 4,120 | $334K | 0.0% | $51.25 | -8.7% | CL B | 775109200 |
| THO | THOR INDS INC | 7,610 | $323K | 0.0% | $76.90 | -20.0% | COM | 885160101 |
| AG | FIRST MAJESTIC SILVER CORP | 50,000 | $320K | 0.0% | $6.12 | +44.3% | COM | 32076V103 |
| HON | HONEYWELL INTL INC | 2,424 | $319K | 0.0% | $121.60 | +12.3% | COM | 438516106 |
| PFE | PFIZER INC | 9,720 | $318K | 0.0% | $28.45 | -9.2% | COM | 717081103 |
| ADBE | ADOBE INC | 980 | $312K | 0.0% | $274.50 | +24.6% | COM | 00724F101 |
| — | STAMPS COM INC | 2,400 | $306K | 0.0% | $84.58 | — | COM NEW | 852857200 |
| ECL | ECOLAB INC | 1,885 | $304K | 0.0% | $136.45 | +29.2% | COM | 278865100 |
| GLNG | GOLAR LNG LTD | 39,000 | $303K | 0.0% | $12.43 | -19.8% | SHS | G9456A100 |
| — | COMPUTER TASK GROUP INC | 75,130 | $299K | 0.0% | $4.88 | — | COM | 205477102 |
| BALL | BALL CORP | 4,470 | $295K | 0.0% | $63.09 | +3.5% | COM | 058498106 |
| LULU | LULULEMON ATHLETICA INC | 1,500 | $291K | 0.0% | $146.04 | +53.2% | COM | 550021109 |
| — | BROOKFIELD ASSET MGMT INC | 6,500 | $287K | 0.0% | $43.85 | — | CL A LTD VT SH | 112585104 |
| LOPE | GRAND CANYON ED INC | 3,800 | $286K | 0.0% | $116.54 | -29.4% | COM | 38526M106 |
| — | NATIONAL OILWELL VARCO INC | 30,000 | $282K | 0.0% | $41.49 | — | COM | 637071101 |
| LLY | LILLY ELI & CO | 1,965 | $272K | 0.0% | $91.44 | +40.2% | COM | 532457108 |
| INTC | INTEL CORP | 4,900 | $272K | 0.0% | $42.32 | +23.7% | COM | 458140100 |
| AMT | AMERICAN TOWER CORP NEW | 1,126 | $260K | 0.0% | $129.50 | +52.3% | COM | 03027X100 |
| NTR | NUTRIEN LTD | 4,000 | $260K | 0.0% | $40.93 | -19.9% | COM | 67077M108 |
| — | PRICELINE GRP INC | 250,000 | $250K | 0.0% | $1.17 | — | NOTE 0.900% 9/1 | 741503AX4 |
| — | ISRAEL CHEMICALS LIMITED | 80,000 | $249K | 0.0% | $4.29 | — | SHS | M5920A109 |
| LUV | SOUTHWEST AIRLS CO | 7,000 | $246K | 0.0% | $45.99 | 0.0% | COM | 844741108 |
| — | COMMUNICATIONS SYS INC | 53,975 | $241K | 0.0% | $4.47 | — | COM | 203900105 |
| — | PALO ALTO NETWORKS INC | 250,000 | $241K | 0.0% | $1.07 | — | NOTE 0.750% 7/0 | 697435AD7 |
| WFC | WELLS FARGO CO NEW | 8,000 | $239K | 0.0% | $40.52 | -9.6% | COM | 949746101 |
| DDD | 3-D SYS CORP DEL | 30,000 | $236K | 0.0% | $11.08 | -12.1% | COM NEW | 88554D205 |
| VZ | VERIZON COMMUNICATIONS INC | 4,130 | $226K | 0.0% | $39.82 | +3.0% | COM | 92343V104 |
| — | FORTUNA SILVER MINES INC | 100,000 | $225K | 0.0% | $3.27 | — | COM | 349915108 |
| EDAP | EDAP TMS S A | 94,716 | $224K | 0.0% | $2.75 | — | SPONSORED ADR | 268311107 |
| NTRS | NORTHERN TR CORP | 2,942 | $223K | 0.0% | $75.01 | +1.6% | COM | 665859104 |
| BDX | BECTON DICKINSON & CO | 1,000 | $223K | 0.0% | $224.95 | 0.0% | COM | 075887109 |
| SWX | SOUTHWEST GAS HOLDINGS INC | 3,070 | $220K | 0.0% | $79.39 | -9.5% | COM | 844895102 |
| — | FOOT LOCKER INC | 9,790 | $220K | 0.0% | $50.66 | — | COM | 344849104 |
| NDAQ | NASDAQ INC | 2,200 | $219K | 0.0% | $27.79 | +17.2% | COM | 631103108 |
| LGND | LIGAND PHARMACEUTICALS INC | 3,000 | $214K | 0.0% | $150.76 | -62.4% | COM NEW | 53220K504 |
| EHC | ENCOMPASS HEALTH CORP | 3,425 | $214K | 0.0% | $44.65 | +20.3% | COM | 29261A100 |
| MANH | MANHATTAN ASSOCS INC | 4,000 | $212K | 0.0% | $51.15 | +40.9% | COM | 562750109 |
| — | BROOKFIELD PROPERTY PARTRS L | 25,000 | $210K | 0.0% | $8.40 | — | UNIT LTD PARTN | G16249107 |
| — | FIAT CHRYSLER AUTOMOBILES N | 30,000 | $209K | 0.0% | $13.45 | — | SHS | N31738102 |
| SPGI | S&P GLOBAL INC | 840 | $207K | 0.0% | $261.18 | 0.0% | COM | 78409V104 |
| SBUX | STARBUCKS CORP | 3,025 | $205K | 0.0% | $53.58 | +32.5% | COM | 855244109 |
| — | TWITTER INC | 225,000 | $202K | 0.0% | $1.07 | — | NOTE 0.250% 6/1 | 90184LAF9 |
| CCJ | CAMECO CORP | 23,000 | $192K | 0.0% | $9.16 | -12.1% | COM | 13321L108 |
| PLUG | PLUG POWER INC | 50,000 | $179K | 0.0% | $2.77 | +46.9% | COM NEW | 72919P202 |
| UNFI | UNITED NAT FOODS INC | 20,000 | $170K | 0.0% | $7.93 | 0.0% | COM | 911163103 |
| — | CHECK CAP LTD | 127,559 | $149K | 0.0% | $4.05 | — | SHS | M2361E203 |
| — | ZIX CORP | 30,000 | $139K | 0.0% | $6.24 | — | COM | 98974P100 |
| RVP | RETRACTABLE TECHNOLOGIES INC | 76,425 | $134K | 0.0% | $0.80 | +91.1% | COM | 76129W105 |
| AM | ANTERO MIDSTREAM CORP | 48,000 | $105K | 0.0% | $4.34 | -39.8% | COM | 03676B102 |
| — | RESOLUTE FST PRODS INC | 80,000 | $104K | 0.0% | $3.67 | — | COM | 76117W109 |
| — | APACHE CORP | 24,000 | $99,000 | 0.0% | $45.22 | — | COM | 037411105 |
| BKD | BROOKDALE SR LIVING INC | 23,163 | $72,000 | 0.0% | $8.44 | -31.0% | COM | 112463104 |
| EZPW | EZCORP INC | 12,000 | $51,000 | 0.0% | $11.39 | -54.8% | CL A NON VTG | 302301106 |
| — | YAMANA GOLD INC | 17,000 | $48,000 | 0.0% | $2.41 | — | COM | 98462Y100 |
| — | MICROCHIP TECHNOLOGY INC | 30,000 | $43,000 | 0.0% | $1.50 | — | NOTE 1.625% 2/1 | 595017AD6 |
| — | SEADRILL LTD | 11,297 | $5,000 | 0.0% | $11.80 | — | COM | G7998G106 |