CIK: 0001105907 · Show all filings
Period: Q4 2013 (← Previous) (Next →)
Filing Date: Feb 12, 2014
Total Value ($000): $240,398 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| TYL | TYLER TECHNOLOGIES TY | 74,300 | $7,598 | 3.2% | $64.83 | +49.8% | COMMON | 902252105 |
| EPM | EVOLUTION PETROLEUM E | 503,000 | $6,232 | 2.6% | $5.20 | +16.5% | COMMON | 30049A107 |
| — | DHX MEDIA LTD DHX.T | 1,088,400 | $5,678 | 2.4% | $3.02 | — | COMMON | 252406103 |
| — | STERICYCLE INC SRCL | 47,740 | $5,549 | 2.3% | $110.42 | — | COMMON | 858912108 |
| — | SPARTON CORP SPA | 168,475 | $4,708 | 2.0% | $17.24 | — | COMMON | 847235108 |
| — | II-VI INC IIVI | 258,474 | $4,526 | 1.9% | $16.26 | — | COMMON | 902104108 |
| CSV | CARRIAGE SVCS INC CSV | 222,377 | $4,354 | 1.8% | $15.84 | +4.5% | COMMON | 143905107 |
| BCPC | BALCHEM CORP BCPC | 72,095 | $4,211 | 1.8% | $41.81 | +26.4% | COMMON | 057665200 |
| — | QUADRANT 4 SYSTEMS QF | 4,180,000 | $4,180 | 1.7% | $0.60 | — | COMMON | 74735A104 |
| — | TEAM INC TISI | 97,795 | $4,141 | 1.7% | $37.85 | — | COMMON | 878155100 |
| — | TRIANGLE PETROLEUM TP | 465,350 | $3,858 | 1.6% | $7.01 | — | COMMON | 89600B201 |
| ENSG | ENSIGN GROUP INC ENSG | 86,020 | $3,795 | 1.6% | $8.41 | +24.1% | COMMON | 29358P101 |
| USPH | U S PHYSICAL THERAPY | 96,898 | $3,402 | 1.4% | $26.44 | +23.8% | COMMON | 90337L108 |
| — | ROYCE MICRO TRUST | 239,640 | $3,022 | 1.3% | $10.81 | — | COMMON | 780915104 |
| — | PICO HLDGS INC PICO | 127,521 | $2,949 | 1.2% | $20.96 | — | COMMON | 693366205 |
| — | TARGA RESOURCES | 55,825 | $2,920 | 1.2% | $50.45 | — | COMMON | 87611X105 |
| KWR | QUAKER CHEM CORP KWR | 37,055 | $2,840 | 1.2% | $61.79 | +24.4% | COMMON | 747316107 |
| — | HI-CRUSH PARTNERS | 73,330 | $2,785 | 1.2% | $25.55 | — | COMMON | 428337109 |
| — | SP PLUS CORP SP | 104,530 | $2,719 | 1.1% | $26.01 | — | COMMON | 78469C103 |
| DAKT | DAKTRONICS DAKT | 171,320 | $2,676 | 1.1% | $7.99 | +33.0% | COMMON | 234264109 |
| — | CORENERGY INFRASTRUC | 373,035 | $2,652 | 1.1% | $6.96 | — | REAL ES | 21870U205 |
| AG | FIRST MAJESTIC SILVER | 263,943 | $2,597 | 1.1% | $11.47 | -10.4% | COMMON | 32076V103 |
| HDSN | HUDSON TECHNOLOGIES I | 698,550 | $2,583 | 1.1% | $3.65 | -32.6% | COMMON | 444144109 |
| ACU | ACME UTD CORP ACU | 171,968 | $2,561 | 1.1% | $9.86 | +18.7% | COMMON | 004816104 |
| — | TORTOISE MLP FD NTG | 93,612 | $2,560 | 1.1% | $29.23 | — | MUTUAL | 89148B101 |
| — | LUMINA COPPER LCC.V | 427,975 | $2,501 | 1.0% | $4.64 | — | COMMON | 55025N104 |
| LAND | GLADSTONE LD CORP LAN | 150,900 | $2,436 | 1.0% | $16.93 | — | REAL ES | 376549101 |
| — | POWERSHS SMCAP UTIL PSCU | 69,490 | $2,434 | 1.0% | $32.49 | — | COMMON | 73937B837 |
| — | PURE TECHNOLOGIES LTD | 369,675 | $2,291 | 1.0% | $4.32 | — | COMMON | 745915108 |
| DMLP | DORCHESTER MINERALS | 86,820 | $2,256 | 0.9% | $24.49 | — | COMMON | 25820R105 |
| — | SPECTRUM PHARMA SPPI | 254,045 | $2,247 | 0.9% | $7.46 | — | COMMON | 84763A108 |
| — | KMG CHEMICALS INC KMG | 131,100 | $2,208 | 0.9% | $21.10 | — | COMMON | 482564101 |
| — | S&W SEED CO SANW | 316,475 | $2,189 | 0.9% | $8.38 | — | COMMON | 785135104 |
| — | ARLINGTON ASSET INVT | 81,145 | $2,141 | 0.9% | $26.74 | — | REAL ES | 041356205 |
| — | CEDAR FAIR | 41,920 | $2,078 | 0.9% | $41.41 | — | COMMON | 150185106 |
| — | CARRIAGE SVCS 7.00% C | 41,000 | $2,050 | 0.9% | $48.99 | — | PREFERR | 14444T309 |
| — | ATLAS PIPELINE | 57,640 | $2,020 | 0.8% | $38.19 | — | COMMON | 049392103 |
| — | GRAMERCY PPTY TR INC | 348,200 | $2,002 | 0.8% | $4.15 | — | REAL ES | 38489R100 |
| — | VANGUARD NAT RES | 66,320 | $1,958 | 0.8% | $27.90 | — | COMMON | 92205F106 |
| HBIO | HARVARD BIOSCIENCE HB | 407,725 | $1,914 | 0.8% | $3.83 | +14.1% | COMMON | 416906105 |
| NEO | NEOGENOMICS INC NEO | 522,000 | $1,909 | 0.8% | $3.81 | -9.0% | COMMON | 64049M209 |
| CVU | CPI AEROSTRUCTURES IN | 124,325 | $1,864 | 0.8% | $9.36 | +44.3% | COMMON | 125919308 |
| — | MAGNUM HUNTER MHR | 251,293 | $1,849 | 0.8% | $3.65 | — | COMMON | 55973B102 |
| — | OXFORD LANE CAPITAL | 104,590 | $1,814 | 0.8% | $16.55 | — | COMMON | 691543102 |
| STKL | SUNOPTA INC STKL | 181,502 | $1,810 | 0.8% | $7.49 | +28.7% | COMMON | 8676EP108 |
| — | ARC LOGISTICS | 81,360 | $1,782 | 0.7% | $21.90 | — | COMMON | 03879N101 |
| — | BREITBURN ENERGY | 86,985 | $1,769 | 0.7% | $18.25 | — | COMMON | 106776107 |
| — | MOCON INC MOCO | 111,342 | $1,766 | 0.7% | $13.55 | — | COMMON | 607494101 |
| BRK/B | BERKSHIRE HATHAWAY BR | 14,166 | $1,680 | 0.7% | $110.02 | +5.1% | COMMON | 084670702 |
| MRCC | MONROE CAPITAL | 137,250 | $1,674 | 0.7% | $3.65 | -11.3% | COMMON | 610335101 |
| — | SILVER WHEATON CORP S | 81,613 | $1,651 | 0.7% | $19.67 | — | COMMON | 828336107 |
| MMLP | MARTIN MIDSTREAM | 38,415 | $1,644 | 0.7% | $44.10 | — | COMMON | 573331105 |
| — | HEALTH CARE REIT INC | 30,645 | $1,642 | 0.7% | $67.04 | — | REAL ES | 42217K106 |
| — | MONMOUTH REAL ESTATE | 177,355 | $1,612 | 0.7% | $9.87 | — | REAL ES | 609720107 |
| HAIN | HAIN CELESTIAL GROUP | 17,600 | $1,600 | 0.7% | $32.22 | +28.4% | COMMON | 405217100 |
| GOOD | GLADSTONE COML CORP G | 86,939 | $1,562 | 0.6% | $18.64 | — | REAL ES | 376536108 |
| — | MV JR GOLD MINERS GDXJ | 49,919 | $1,550 | 0.6% | $25.93 | — | MUTUAL | 57060U589 |
| INTT | INTEST CORP INTT | 406,835 | $1,547 | 0.6% | $3.27 | +17.8% | COMMON | 461147100 |
| SJT | SAN JUAN | 91,670 | $1,535 | 0.6% | $16.05 | — | COMMON | 798241105 |
| — | WINTHROP RLTY 9.25% D | 56,725 | $1,487 | 0.6% | $26.64 | — | PREFERR | 976391508 |
| MPT | MEDICAL PPTYS TRUST I | 121,690 | $1,487 | 0.6% | $14.32 | — | REAL ES | 58463J304 |
| — | ENVIROSTAR INC EVI | 493,779 | $1,481 | 0.6% | $1.76 | — | COMMON | 29414M100 |
| WLDN | WILLDAN GROUP INC WLD | 276,544 | $1,460 | 0.6% | $2.63 | +49.9% | COMMON | 96924N100 |
| — | PREFERRED APT COMM AP | 172,595 | $1,388 | 0.6% | $8.79 | — | REAL ES | 74039L103 |
| KTOS | KRATOS DEFENSE & SEC | 174,302 | $1,335 | 0.6% | $5.62 | +34.0% | COMMON | 50077B207 |
| — | RAND LOGISTICS CORP R | 228,761 | $1,329 | 0.6% | $5.13 | — | COMMON | 752182105 |
| IRT | INDEPENDENCE RLTY IRT | 157,100 | $1,310 | 0.5% | $8.25 | — | REAL ES | 45378A106 |
| — | NORTHERN OIL & GAS NO | 86,850 | $1,307 | 0.5% | $13.34 | — | COMMON | 665531109 |
| — | KAYNE ANDERSON MLP KYN | 32,670 | $1,302 | 0.5% | $38.90 | — | MUTUAL | 486606106 |
| — | QR ENERGY | 75,515 | $1,293 | 0.5% | $17.59 | — | COMMON | 74734R108 |
| IEX | IDEX CORP IEX | 17,205 | $1,271 | 0.5% | $45.08 | +31.4% | COMMON | 45167R104 |
| — | LASALLE HOTEL 7.50% H | 51,375 | $1,266 | 0.5% | $26.01 | — | PREFERR | 517942702 |
| — | GENERAL FINANCE CORP | 203,350 | $1,230 | 0.5% | $4.65 | — | COMMON | 369822101 |
| — | XPLORE TECHNOLOGIES X | 193,075 | $1,207 | 0.5% | $3.42 | — | COMMON | 983950700 |
| — | ABAXIS INC ABAX | 30,100 | $1,199 | 0.5% | $47.50 | — | COMMON | 002567105 |
| — | EVOLUT PETRO 8.50% A | 45,950 | $1,183 | 0.5% | $26.00 | — | PREFERR | 30049A206 |
| — | DOUBLE EAGLE 9.25% A | 50,630 | $1,170 | 0.5% | $25.12 | — | PREFERR | 258570407 |
| — | MAGNUM HUN RE 10.25% | 44,170 | $1,120 | 0.5% | $25.21 | — | PREFERR | 55973B201 |
| — | GASTAR EXPLOR 8.620% | 46,520 | $1,116 | 0.5% | $24.46 | — | PREFERR | 36729P207 |
| — | ADAMIS PHARMACEUTICAL | 170,925 | $1,094 | 0.5% | $6.40 | — | COMMON | 00547W208 |
| — | FIRST POTOMAC 7.75% A | 44,575 | $1,087 | 0.5% | $26.38 | — | PREFERR | 33610F307 |
| MRTN | MARTEN TRANS LTD MRTN | 52,437 | $1,059 | 0.4% | $4.79 | +24.0% | COMMON | 573075108 |
| — | PRIVATEBANC 10.00% A | 40,855 | $1,054 | 0.4% | $25.85 | — | PREFERR | 74272L208 |
| — | VENAXIS INC COM APPY | 474,584 | $1,027 | 0.4% | $1.22 | — | COMMON | 92262A107 |
| — | TRUETT-HURST INC THST | 239,800 | $1,007 | 0.4% | $5.90 | — | COMMON | 897871109 |
| MLR | MILLER INDS INC TENN | 53,960 | $1,005 | 0.4% | $11.36 | +17.7% | COMMON | 600551204 |
| — | I D SYSTEMS INC IDSY | 172,850 | $1,003 | 0.4% | $5.03 | — | COMMON | 449489103 |
| RGLD | ROYAL GOLD INC RGLD | 21,395 | $1,000 | 0.4% | $54.12 | -12.8% | COMMON | 780287108 |
| CGIP | CELADON GROUP INC CGI | 49,767 | $977 | 0.4% | $18.16 | +2.5% | COMMON | 150838100 |
| — | GOLDCORP INC NEW GG | 44,046 | $968 | 0.4% | $24.73 | — | COMMON | 380956409 |
| JKHY | HENRY JACK & ASSOC JK | 16,350 | $968 | 0.4% | $39.46 | +21.4% | COMMON | 426281101 |
| — | ERICKSON AIR-CRANE IN | 46,300 | $957 | 0.4% | $18.81 | — | COMMON | 29482P100 |
| — | STRATEGIC HTL 8.25% C | 38,790 | $920 | 0.4% | $24.01 | — | PREFERR | 86272T502 |
| — | CAMPUS CREST 8.00% A | 37,050 | $915 | 0.4% | $26.35 | — | PREFERR | 13466Y204 |
| — | UROPLASTY INC UPI | 312,672 | $880 | 0.4% | $2.07 | — | COMMON | 917277204 |
| — | MICRONET ENERTEC TECH | 172,090 | $877 | 0.4% | $4.52 | — | COMMON | 595117102 |
| — | H & Q LIFE SCIENCES H | 42,688 | $873 | 0.4% | $17.87 | — | MUTUAL | 404053100 |
| — | ASHFORD 8.45% D AHT-P | 33,175 | $837 | 0.3% | $25.29 | — | PREFERR | 044103406 |
| SAM | BOSTON BEER INC SAM | 3,400 | $822 | 0.3% | $158.63 | +51.3% | COMMON | 100557107 |
| — | KIMCO PFD H 6.90% H K | 34,100 | $812 | 0.3% | $25.50 | — | PREFERR | 49446R828 |
| DXLG | DESTINATION XL GROUP | 124,815 | $799 | 0.3% | $5.24 | +26.0% | COMMON | 25065K104 |
| — | AMERICAN EAGLE ENERGY | 390,959 | $798 | 0.3% | $2.04 | — | COMMON | 02554F102 |
| — | GSE SYS INC GVP | 485,265 | $782 | 0.3% | $1.51 | — | COMMON | 36227K106 |
| — | FID/CLAY PFD FFC | 44,625 | $781 | 0.3% | $18.74 | — | PREFERR | 338478100 |
| — | MAC-GRAY CORP TUC | 36,415 | $773 | 0.3% | $14.20 | — | COMMON | 554153106 |
| — | CONTANGO OIL & GAS MC | 15,859 | $750 | 0.3% | $47.29 | — | COMMON | 21075N204 |
| — | ATLAS ENERGY | 16,000 | $750 | 0.3% | $49.02 | — | COMMON | 049298102 |
| — | GLACIER WATER 9.06% A | 28,865 | $749 | 0.3% | $25.91 | — | PREFERR | 376398202 |
| SLV | ISHARES SILVER TRUST | 38,630 | $723 | 0.3% | $18.96 | — | MUTUAL | 46428Q109 |
| PCYO | PURECYCLE CORP PCYO | 112,600 | $713 | 0.3% | $5.95 | +3.5% | COMMON | 746228303 |
| — | SEASPAN CORP SSW | 30,959 | $708 | 0.3% | $20.75 | — | COMMON | Y75638109 |
| — | OCULUS INNOVATIVE SCI | 204,111 | $708 | 0.3% | $2.69 | — | COMMON | 67575P207 |
| — | MONMOUTH PFD-B 7.88% | 28,200 | $704 | 0.3% | $25.82 | — | PREFERR | 609720305 |
| ASUR | ASURE SOFTWARE INC AS | 121,655 | $680 | 0.3% | $5.69 | -10.5% | COMMON | 04649U102 |
| — | FIRST POTOMAC RLTY TR | 57,930 | $674 | 0.3% | $13.05 | — | REAL ES | 33610F109 |
| — | GRAMERCY PPTY 8.125% | 19,435 | $672 | 0.3% | $33.42 | — | PREFERR | 38489R209 |
| CDP | CORPORATE OFF PPTYS T | 28,250 | $669 | 0.3% | $25.50 | — | REAL ES | 22002T108 |
| UMH | U M H PROPERTIES UMH | 69,575 | $655 | 0.3% | $10.27 | — | REAL ES | 903002103 |
| — | ATLANTIC COAST FINL A | 151,900 | $653 | 0.3% | $4.30 | — | COMMON | 048426100 |
| RCMT | RCM TECHNOLOGIES INC | 92,745 | $645 | 0.3% | $5.66 | +14.3% | COMMON | 749360400 |
| — | BOWL AMER INC BWL | 44,995 | $644 | 0.3% | $12.99 | — | COMMON | 102565108 |
| — | DELPHI ENERGY CORP DP | 346,000 | $642 | 0.3% | $1.20 | — | COMMON | 247128101 |
| FNV | FRANCO NEVADA CORP CO | 15,468 | $638 | 0.3% | $34.68 | +5.2% | COMMON | 351858105 |
| — | YAMANA GOLD INC AUY | 67,234 | $583 | 0.2% | $9.52 | — | COMMON | 98462Y100 |
| — | POWERSHS DB AG DBA | 23,612 | $573 | 0.2% | $24.90 | — | MUTUAL | 73936B408 |
| — | XG TECHNOLOGY INC XGT | 355,200 | $569 | 0.2% | $3.48 | — | COMMON | 98372A309 |
| — | LEXINGTON PPTYS LXP | 55,463 | $566 | 0.2% | $11.68 | — | REAL ES | 529043101 |
| USAC | USA COMPRESSION | 20,700 | $555 | 0.2% | $23.53 | — | COMMON | 90290N109 |
| — | SANDSTORM GOLD LTD CO | 124,090 | $533 | 0.2% | $5.84 | — | COMMON | 80013R206 |
| — | SUPERCONDUCTOR TECH S | 228,465 | $493 | 0.2% | $2.27 | — | COMMON | 867931404 |
| — | SENIOR HSG PPTYS SNH | 21,215 | $472 | 0.2% | $25.93 | — | REAL ES | 81721M109 |
| — | LASALLE HOTEL PPTY LH | 15,230 | $470 | 0.2% | $24.69 | — | REAL ES | 517942108 |
| CPIX | CUMBERLAND PHARMACEUT | 89,953 | $460 | 0.2% | $4.98 | -1.9% | COMMON | 230770109 |
| ICLR | ICON PLC SHS ICLR | 10,800 | $436 | 0.2% | $32.90 | +20.9% | COMMON | G4705A100 |
| FSI | FLEXIBLE SOLUTIONS FS | 452,525 | $434 | 0.2% | $0.76 | +11.2% | COMMON | 33938T104 |
| — | LAYNE CHRISTENSEN CO | 25,230 | $431 | 0.2% | $19.52 | — | COMMON | 521050104 |
| — | FID/CLAY MLP FMO | 16,474 | $419 | 0.2% | $27.28 | — | COMMON | 31647Q106 |
| — | SMARTPROS LTD SPRO | 165,100 | $411 | 0.2% | $1.75 | — | COMMON | 83171G103 |
| — | IMPRIMIS PHARMA IMMY | 111,053 | $408 | 0.2% | $6.45 | — | COMMON | 45323A201 |
| — | PARAMOUNT GOLD & SILV | 418,050 | $395 | 0.2% | $1.19 | — | COMMON | 69924P102 |
| SA | SEABRIDGE GOLD INC SA | 52,805 | $385 | 0.2% | $11.28 | -25.5% | COMMON | 811916105 |
| ACTG | ACACIA RESH CORP ACTG | 26,515 | $384 | 0.2% | $22.79 | -36.4% | COMMON | 003881307 |
| AGFXF | PS AGRI LG ETN AGF | 30,135 | $381 | 0.2% | $16.01 | — | MUTUAL | 25154H533 |
| — | JAPAN SMALLER CAPTL J | 39,957 | $366 | 0.2% | $8.57 | — | FOREIGN | 47109U104 |
| — | ADVANTAGE OIL & GAS A | 83,360 | $362 | 0.2% | $3.94 | — | COMMON | 00765F101 |
| — | IMAGE SENSING SYS INC | 71,960 | $357 | 0.1% | $7.35 | — | COMMON | 45244C104 |
| — | GP STRATEGIES CORP GP | 11,775 | $351 | 0.1% | $23.78 | — | COMMON | 36225V104 |
| — | GRAN TIERRA ENERGY IN | 47,453 | $347 | 0.1% | $6.02 | — | COMMON | 38500T101 |
| — | SAUL CENTERS 8.00% A | 13,455 | $344 | 0.1% | $25.93 | — | PREFERR | 804095200 |
| — | RICEBRAN TECHNOLOGIES | 67,325 | $337 | 0.1% | $5.01 | — | COMMON | 762831204 |
| — | CALUMET SPECIALTY LP | 12,835 | $334 | 0.1% | $36.37 | — | COMMON | 131476103 |
| — | NGP CAP RES CO NGPC | 44,515 | $333 | 0.1% | $6.13 | — | MUTUAL | 62912R107 |
| — | PSIVIDA CORP PSDV | 78,884 | $328 | 0.1% | $3.87 | — | COMMON | 74440J101 |
| — | PROFESSIONAL DIVERSIT | 72,650 | $327 | 0.1% | $4.19 | — | COMMON | 74312Y103 |
| — | GRACE ACQUI 8.750% P | 26,080 | $308 | 0.1% | $9.51 | — | PREFERR | 982568206 |
| SBNY | SIGNATURE BK NEW YORK | 2,775 | $303 | 0.1% | $82.88 | — | COMMON | 82669G104 |
| — | INVENTURE FOODS INC S | 22,100 | $293 | 0.1% | $8.35 | — | COMMON | 461212102 |
| GLD | SPDR GOLD TRUST | 2,466 | $286 | 0.1% | $119.08 | — | COMMON | 78463V107 |
| — | BURCON NUTRASCIENCE B | 94,575 | $285 | 0.1% | $2.44 | — | COMMON | 120831102 |
| — | BRIDGELINE SOFTWARE B | 257,750 | $280 | 0.1% | $1.20 | — | COMMON | 10807Q205 |
| — | KAYNE MIDSTREAM FUND | 7,855 | $270 | 0.1% | $32.10 | — | MUTUAL | 48661E106 |
| — | DYNAMICS RESH CORP DR | 22,910 | $263 | 0.1% | $5.57 | — | COMMON | 268057106 |
| — | MARLIN MIDSTREAM | 15,075 | $253 | 0.1% | $17.93 | — | COMMON | 57118V100 |
| WDOFF | WESDOME GOLD MINES WD | 451,500 | $248 | 0.1% | $0.50 | +15.5% | COMMON | 95083R100 |
| — | MV GOLD STX ETF GDX | 11,390 | $241 | 0.1% | $24.50 | — | MUTUAL | 57060U100 |
| — | QUALSTAR CORP QBAK | 206,520 | $234 | 0.1% | $1.40 | — | COMMON | 74758R109 |
| — | NOVELOS THERAPEUTICS | 607,248 | $224 | 0.1% | $0.46 | — | COMMON | 67000M209 |
| — | SARATOGA RES INC TEX | 191,850 | $217 | 0.1% | $1.53 | — | COMMON | 803521103 |
| — | TORTOISE ENERGY INFRA TYG | 4,450 | $212 | 0.1% | $46.52 | — | COMMON | 89147L100 |
| — | GLADSTONE CAPITAL COR | 21,625 | $207 | 0.1% | $8.17 | — | REAL ES | 376535100 |
| — | HARVARD APPARATUS HAR | 41,932 | $198 | 0.1% | $4.72 | — | COMMON | 41690A106 |
| — | SILVERCREST MINES SVL | 51,600 | $89 | 0.0% | $1.43 | — | COMMON | 828365106 |
| — | TRAVELCENTERS OF AMERICA | 10,000 | $86 | 0.0% | $10.90 | — | COMMON | 894174101 |
| — | WAVE SYSTEMS WAVX | 72,030 | $65 | 0.0% | $1.30 | — | COMMON | 943526400 |
| — | RICEBRAN WT EXP 00001 | 46,500 | $64 | 0.0% | $1.38 | — | WARRANT | 762831113 |
| — | MICRONET $6.25 04/15/ | 48,015 | $52 | 0.0% | $0.75 | — | WARRANT | 595117110 |
| — | STAR BUFFET INC STRZQ | 33,625 | $39 | 0.0% | $2.17 | — | COMMON | 855086104 |
| — | RIO ALTO MNG LTD NEW | 20,200 | $36 | 0.0% | $1.83 | — | COMMON | 76689T104 |
| — | T3 MOTION INC TTTM | 204,200 | $20 | 0.0% | $0.04 | — | COMMON | 89853X306 |
| — | XG TECH $6.87 7/15/18 | 11,250 | $5 | 0.0% | $1.29 | — | WARRANT | 98372A408 |
| — | T3 I WARR $3.50 5/13/ | 177,100 | $2 | 0.0% | $0.03 | — | WARRANT | 89853X124 |
| — | STORM CAT ENERGY CORP | 193,700 | $0 | 0.0% | — | — | COMMON | 862168101 |
| — | GMX BONDS 18.75 4.50% | 666,000 | $0 | 0.0% | $0.06 | — | CONVERT | 38011MAJ7 |
| — | WORLDWIDE ENERGY WEMU | 95,225 | $0 | 0.0% | — | — | COMMON | 98158R104 |
| — | GLOBAL AIRCRAFT SOL G | 50,650 | $0 | 0.0% | — | — | COMMON | 378964100 |