CIK: 0001105907 · Show all filings
Period: Q2 2014 (← Previous) (Next →)
Filing Date: Aug 12, 2014
Total Value ($000): $252,776 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | DHX MEDIA LTD DHX.T | 1,057,900 | $6,612 | 2.6% | $3.02 | — | COMMON | 252406103 |
| TYL | TYLER TECHNOLOGIES TY | 72,050 | $6,572 | 2.6% | $64.83 | +25.1% | COMMON | 902252105 |
| — | STERICYCLE INC SRCL | 46,250 | $5,477 | 2.2% | $110.42 | — | COMMON | 858912108 |
| EPM | EVOLUTION PETROLEUM E | 491,475 | $5,382 | 2.1% | $5.20 | +12.6% | COMMON | 30049A107 |
| — | TRIANGLE PETROLEUM TP | 454,650 | $5,342 | 2.1% | $7.01 | — | COMMON | 89600B201 |
| — | HI-CRUSH PARTNERS | 73,310 | $4,806 | 1.9% | $25.55 | — | COMMON | 428337109 |
| — | SPARTON CORP SPA | 161,575 | $4,482 | 1.8% | $17.24 | — | COMMON | 847235108 |
| — | TEAM INC TISI | 96,195 | $3,946 | 1.6% | $37.85 | — | COMMON | 878155100 |
| — | TARGA RESOURCES | 54,750 | $3,938 | 1.6% | $50.45 | — | COMMON | 87611X105 |
| TGEN | TECOGEN INC NEW TGEN | 489,600 | $3,912 | 1.5% | $8.81 | 0.0% | COMMON | 87876P201 |
| — | LUMINA COPPER LCC.V | 411,475 | $3,800 | 1.5% | $4.64 | — | COMMON | 55025N104 |
| — | II-VI INC IIVI | 258,974 | $3,745 | 1.5% | $16.26 | — | COMMON | 902104108 |
| CSV | CARRIAGE SVCS INC CSV | 215,027 | $3,683 | 1.5% | $15.84 | -4.9% | COMMON | 143905107 |
| USPH | U S PHYSICAL THERAPY | 95,123 | $3,252 | 1.3% | $26.44 | +22.1% | COMMON | 90337L108 |
| BCPC | BALCHEM CORP BCPC | 60,619 | $3,247 | 1.3% | $41.81 | +28.9% | COMMON | 057665200 |
| — | PICO HLDGS INC PICO | 128,096 | $3,044 | 1.2% | $20.96 | — | COMMON | 693366205 |
| ACU | ACME UTD CORP ACU | 170,018 | $2,848 | 1.1% | $9.86 | +35.5% | COMMON | 004816104 |
| AG | FIRST MAJESTIC SILVER | 263,039 | $2,843 | 1.1% | $11.47 | -18.4% | COMMON | 32076V103 |
| — | ROYCE MICRO TRUST | 222,949 | $2,813 | 1.1% | $10.81 | — | COMMON | 780915104 |
| KWR | QUAKER CHEM CORP KWR | 36,455 | $2,799 | 1.1% | $61.79 | +22.9% | COMMON | 747316107 |
| — | CORENERGY INFRASTRUC | 372,935 | $2,763 | 1.1% | $6.96 | — | REAL ES | 21870U205 |
| — | TORTOISE MLP FD NTG | 91,162 | $2,728 | 1.1% | $29.23 | — | MUTUAL | 89148B101 |
| — | POWERSHS SMCAP UTIL PSCU | 69,190 | $2,559 | 1.0% | $32.55 | — | COMMON | 73937B837 |
| DMLP | DORCHESTER MINERALS | 83,120 | $2,538 | 1.0% | $24.49 | — | COMMON | 25820R105 |
| — | QUADRANT 4 SYSTEMS QF | 7,100,000 | $2,485 | 1.0% | $0.54 | — | COMMON | 74735A104 |
| — | PURE TECHNOLOGIES LTD | 368,275 | $2,475 | 1.0% | $4.32 | — | COMMON | 745915108 |
| STKL | SUNOPTA INC STKL | 174,252 | $2,453 | 1.0% | $7.49 | +65.8% | COMMON | 8676EP108 |
| — | KMG CHEMICALS INC KMG | 129,300 | $2,325 | 0.9% | $21.10 | — | COMMON | 482564101 |
| ENSG | ENSIGN GROUP INC ENSG | 74,820 | $2,325 | 0.9% | $8.41 | +34.5% | COMMON | 29358P101 |
| WLDN | WILLDAN GROUP INC WLD | 267,844 | $2,322 | 0.9% | $2.63 | +119.8% | COMMON | 96924N100 |
| — | ARLINGTON ASSET INVT | 81,145 | $2,218 | 0.9% | $26.74 | — | REAL ES | 041356205 |
| — | SP PLUS CORP SP | 103,130 | $2,206 | 0.9% | $26.01 | — | COMMON | 78469C103 |
| — | SILVER WHEATON CORP S | 82,463 | $2,166 | 0.9% | $19.71 | — | COMMON | 828336107 |
| — | GRAMERCY PPTY TR INC | 354,700 | $2,146 | 0.8% | $4.19 | — | REAL ES | 38489R100 |
| — | MV JR GOLD MINERS GDXJ | 49,457 | $2,090 | 0.8% | $25.93 | — | MUTUAL | 57060U589 |
| — | VANGUARD NAT RES | 64,720 | $2,084 | 0.8% | $27.90 | — | COMMON | 92205F106 |
| — | CEDAR FAIR | 39,270 | $2,077 | 0.8% | $41.41 | — | COMMON | 150185106 |
| — | SPECTRUM PHARMA SPPI | 250,135 | $2,034 | 0.8% | $7.46 | — | COMMON | 84763A108 |
| — | MAGNUM HUNTER MHR | 247,772 | $2,030 | 0.8% | $3.71 | — | COMMON | 55973B102 |
| DAKT | DAKTRONICS DAKT | 169,320 | $2,018 | 0.8% | $7.99 | +31.6% | COMMON | 234264109 |
| — | S&W SEED CO SANW | 310,675 | $2,016 | 0.8% | $8.38 | — | COMMON | 785135104 |
| HDSN | HUDSON TECHNOLOGIES I | 696,550 | $2,013 | 0.8% | $3.65 | -19.8% | COMMON | 444144109 |
| — | ARC LOGISTICS | 79,560 | $1,964 | 0.8% | $21.90 | — | COMMON | 03879N101 |
| — | ATLAS PIPELINE | 56,940 | $1,959 | 0.8% | $38.19 | — | COMMON | 049392103 |
| LAND | GLADSTONE LD CORP LAN | 150,650 | $1,957 | 0.8% | $16.93 | — | REAL ES | 376549101 |
| — | GENERAL FINANCE CORP | 200,500 | $1,905 | 0.8% | $4.65 | — | COMMON | 369822101 |
| — | HEALTH CARE REIT INC | 30,264 | $1,897 | 0.8% | $67.04 | — | REAL ES | 42217K106 |
| HBIO | HARVARD BIOSCIENCE HB | 402,725 | $1,832 | 0.7% | $3.83 | +9.8% | COMMON | 416906105 |
| MRCC | MONROE CAPITAL | 136,575 | $1,812 | 0.7% | $3.65 | -1.1% | COMMON | 610335101 |
| — | MONMOUTH REAL ESTATE | 177,355 | $1,781 | 0.7% | $9.87 | — | REAL ES | 609720107 |
| — | OXFORD LANE CAPITAL | 104,890 | $1,775 | 0.7% | $16.55 | — | COMMON | 691543102 |
| BRK/B | BERKSHIRE HATHAWAY BR | 13,991 | $1,771 | 0.7% | $110.02 | +15.0% | COMMON | 084670702 |
| SJT | SAN JUAN | 90,495 | $1,746 | 0.7% | $16.05 | — | COMMON | 798241105 |
| — | MOCON INC MOCO | 110,042 | $1,740 | 0.7% | $13.55 | — | COMMON | 607494101 |
| NEO | NEOGENOMICS INC NEO | 500,900 | $1,663 | 0.7% | $3.81 | -12.9% | COMMON | 64049M209 |
| FPI | FARMLAND PARTNERS INC | 126,715 | $1,660 | 0.7% | $13.10 | — | REAL ES | 31154R109 |
| RGLD | ROYAL GOLD INC RGLD | 21,745 | $1,655 | 0.7% | $54.31 | +21.7% | COMMON | 780287108 |
| — | WINTHROP RLTY 9.25% D | 62,975 | $1,637 | 0.6% | $26.57 | — | PREFERR | 976391508 |
| MPT | MEDICAL PPTYS TRUST I | 121,465 | $1,608 | 0.6% | $14.32 | — | REAL ES | 58463J304 |
| CVU | CPI AEROSTRUCTURES IN | 124,275 | $1,575 | 0.6% | $9.42 | +37.7% | COMMON | 125919308 |
| INTT | INTEST CORP INTT | 403,035 | $1,568 | 0.6% | $3.27 | +20.5% | COMMON | 461147100 |
| — | LASALLE HOTEL 7.50% H | 59,775 | $1,558 | 0.6% | $26.02 | — | PREFERR | 517942702 |
| GOOD | GLADSTONE COML CORP G | 86,964 | $1,554 | 0.6% | $18.64 | — | REAL ES | 376536108 |
| MMLP | MARTIN MIDSTREAM | 37,740 | $1,554 | 0.6% | $44.10 | — | COMMON | 573331105 |
| — | CITY OFFICE REIT CIO | 122,310 | $1,551 | 0.6% | $12.68 | — | REAL ES | 178587101 |
| — | PREFERRED APT COMM AP | 173,245 | $1,537 | 0.6% | $8.79 | — | REAL ES | 74039L103 |
| HAIN | HAIN CELESTIAL GROUP | 16,950 | $1,504 | 0.6% | $32.22 | +38.2% | COMMON | 405217100 |
| CTRE | CARETRUST REIT INC CT | 74,820 | $1,481 | 0.6% | $19.79 | — | REAL ES | 14174T107 |
| IRT | INDEPENDENCE RLTY IRT | 155,600 | $1,472 | 0.6% | $8.25 | — | REAL ES | 45378A106 |
| — | DELPHI ENERGY CORP DP | 345,000 | $1,397 | 0.6% | $1.20 | — | COMMON | 247128101 |
| — | QR ENERGY | 73,365 | $1,393 | 0.6% | $17.59 | — | COMMON | 74734R108 |
| — | NORTHERN OIL & GAS NO | 85,150 | $1,387 | 0.5% | $13.34 | — | COMMON | 665531109 |
| — | RAND LOGISTICS CORP R | 227,481 | $1,365 | 0.5% | $5.13 | — | COMMON | 752182105 |
| KTOS | KRATOS DEFENSE & SEC | 171,851 | $1,340 | 0.5% | $5.62 | +38.0% | COMMON | 50077B207 |
| — | ABAXIS INC ABAX | 30,100 | $1,334 | 0.5% | $47.50 | — | COMMON | 002567105 |
| — | SMTP INC COM SMTPD | 214,900 | $1,311 | 0.5% | $6.29 | — | COMMON | 784589202 |
| IEX | IDEX CORP IEX | 16,005 | $1,292 | 0.5% | $45.08 | +44.0% | COMMON | 45167R104 |
| — | ESCALERA PFD E | 50,630 | $1,277 | 0.5% | $25.22 | — | COMMON | 296064207 |
| — | KAYNE ANDERSON MLP KYN | 31,470 | $1,240 | 0.5% | $38.90 | — | MUTUAL | 486606106 |
| — | ENVIROSTAR INC EVI | 495,779 | $1,239 | 0.5% | $1.78 | — | COMMON | 29414M100 |
| — | GOLDCORP INC NEW GG | 44,046 | $1,229 | 0.5% | $24.73 | — | COMMON | 380956409 |
| — | EVOLUT PETRO 8.50% A | 45,950 | $1,203 | 0.5% | $26.00 | — | PREFERR | 30049A206 |
| — | TRUETT-HURST INC THST | 239,300 | $1,197 | 0.5% | $5.90 | — | COMMON | 897871109 |
| — | GASTAR EXPLOR 8.620% | 46,745 | $1,188 | 0.5% | $24.51 | — | PREFERR | 36729P207 |
| — | MAGNUM HUN RE 10.25% | 44,170 | $1,178 | 0.5% | $25.21 | — | PREFERR | 55973B201 |
| — | FIRST POTOMAC 7.75% A | 44,475 | $1,151 | 0.5% | $26.38 | — | PREFERR | 33610F307 |
| — | XPLORE TECHNOLOGIES X | 198,075 | $1,143 | 0.5% | $3.50 | — | COMMON | 983950700 |
| MRTN | MARTEN TRANS LTD MRTN | 49,087 | $1,097 | 0.4% | $4.79 | +56.2% | COMMON | 573075108 |
| — | PRIVATEBANC 10.00% A | 40,755 | $1,082 | 0.4% | $25.85 | — | PREFERR | 74272L208 |
| — | AIR INDS GROUP INC AI | 99,000 | $1,074 | 0.4% | $10.85 | — | COMMON | 00912N205 |
| — | VENAXIS INC COM APPY | 471,700 | $1,052 | 0.4% | $1.22 | — | COMMON | 92262A107 |
| CGIP | CELADON GROUP INC CGI | 47,442 | $1,011 | 0.4% | $18.16 | +21.7% | COMMON | 150838100 |
| MLR | MILLER INDS INC TENN | 47,685 | $981 | 0.4% | $11.36 | +30.9% | COMMON | 600551204 |
| — | STRATEGIC HTL 8.25% C | 38,690 | $967 | 0.4% | $24.01 | — | PREFERR | 86272T502 |
| — | CAMPUS CREST 8.00% A | 37,050 | $947 | 0.4% | $26.35 | — | PREFERR | 13466Y204 |
| JKHY | HENRY JACK & ASSOC JK | 15,450 | $918 | 0.4% | $39.46 | +25.2% | COMMON | 426281101 |
| — | I D SYSTEMS INC IDSY | 168,725 | $918 | 0.4% | $5.03 | — | COMMON | 449489103 |
| — | KIMCO PFD H 6.90% H K | 34,000 | $888 | 0.4% | $25.50 | — | PREFERR | 49446R828 |
| FNV | FRANCO NEVADA CORP CO | 15,364 | $881 | 0.3% | $34.68 | +23.1% | COMMON | 351858105 |
| — | XG TECHNOLOGY INC XGT | 438,000 | $880 | 0.3% | $3.20 | — | COMMON | 98372A309 |
| — | FID/CLAY PFD FFC | 44,625 | $875 | 0.3% | $18.74 | — | PREFERR | 338478100 |
| — | BLUEROCK REIT BRG | 65,500 | $863 | 0.3% | $13.18 | — | REAL ES | 09627J102 |
| — | SANDSTORM GOLD LTD CO | 123,090 | $852 | 0.3% | $5.84 | — | COMMON | 80013R206 |
| — | ADAMIS PHARMACEUTICAL | 176,075 | $847 | 0.3% | $6.35 | — | COMMON | 00547W208 |
| — | ASHFORD 8.45% D AHT-P | 33,175 | $846 | 0.3% | $25.29 | — | PREFERR | 044103406 |
| — | UROPLASTY INC UPI | 306,572 | $822 | 0.3% | $2.07 | — | COMMON | 917277204 |
| — | GRAMERCY PPTY 8.125% | 31,660 | $795 | 0.3% | $30.21 | — | PREFERR | 38489R209 |
| — | GSE SYS INC GVP | 475,265 | $789 | 0.3% | $1.51 | — | COMMON | 36227K106 |
| CDP | CORPORATE OFF PPTYS T | 28,175 | $784 | 0.3% | $25.50 | — | REAL ES | 22002T108 |
| — | IMPRIMIS PHARMA IMMY | 111,053 | $771 | 0.3% | $6.45 | — | COMMON | 45323A201 |
| — | FIRST POTOMAC RLTY TR | 57,930 | $760 | 0.3% | $13.05 | — | REAL ES | 33610F109 |
| ASUR | ASURE SOFTWARE INC AS | 125,305 | $757 | 0.3% | $5.70 | +7.8% | COMMON | 04649U102 |
| — | GLACIER WATER 9.06% A | 28,865 | $750 | 0.3% | $25.91 | — | PREFERR | 376398202 |
| SAM | BOSTON BEER INC SAM | 3,350 | $749 | 0.3% | $158.63 | +43.7% | COMMON | 100557107 |
| PCYO | PURECYCLE CORP PCYO | 110,400 | $747 | 0.3% | $5.95 | -4.1% | COMMON | 746228303 |
| — | MONMOUTH PFD-B 7.88% | 28,200 | $740 | 0.3% | $25.82 | — | PREFERR | 609720305 |
| SLV | ISHARES SILVER TRUST | 36,230 | $734 | 0.3% | $18.96 | — | MUTUAL | 46428Q109 |
| — | MICRONET ENERTEC TECH | 172,090 | $731 | 0.3% | $4.52 | — | COMMON | 595117102 |
| — | SUPERIOR DRILLING SDP | 111,800 | $728 | 0.3% | $6.51 | — | COMMON | 868153107 |
| — | ATLAS ENERGY | 16,000 | $718 | 0.3% | $49.02 | — | COMMON | 049298102 |
| UMH | U M H PROPERTIES UMH | 70,325 | $705 | 0.3% | $10.26 | — | REAL ES | 903002103 |
| — | SEASPAN CORP SSW | 29,925 | $701 | 0.3% | $20.75 | — | COMMON | Y75638109 |
| — | BOWL AMER INC BWL | 42,795 | $663 | 0.3% | $12.99 | — | COMMON | 102565108 |
| — | SUPERCONDUCTOR TECH S | 224,451 | $649 | 0.3% | $2.27 | — | COMMON | 867931404 |
| — | POWERSHS DB AG DBA | 23,487 | $645 | 0.3% | $24.90 | — | MUTUAL | 73936B408 |
| DXLG | DESTINATION XL GROUP | 116,615 | $643 | 0.3% | $5.24 | +1.5% | COMMON | 25065K104 |
| — | ATLANTIC COAST FINL A | 151,400 | $615 | 0.2% | $4.30 | — | COMMON | 048426100 |
| — | LEXINGTON PPTYS LXP | 55,353 | $609 | 0.2% | $11.68 | — | REAL ES | 529043101 |
| — | CONTANGO OIL & GAS MC | 14,349 | $607 | 0.2% | $47.29 | — | COMMON | 21075N204 |
| — | AMERICAN EAGLE ENERGY | 100,815 | $604 | 0.2% | $5.99 | — | COMMON | 02554F300 |
| RCMT | RCM TECHNOLOGIES INC | 90,245 | $574 | 0.2% | $5.66 | +14.7% | COMMON | 749360400 |
| — | YAMANA GOLD INC AUY | 67,235 | $553 | 0.2% | $9.52 | — | COMMON | 98462Y100 |
| — | GRACE ACQUI 8.750% P | 26,080 | $539 | 0.2% | $9.51 | — | PREFERR | 982568206 |
| — | LASALLE HOTEL PPTY LH | 15,230 | $537 | 0.2% | $24.69 | — | REAL ES | 517942108 |
| USAC | USA COMPRESSION | 20,700 | $532 | 0.2% | $23.53 | — | COMMON | 90290N109 |
| — | SENIOR HSG PPTYS SNH | 21,215 | $515 | 0.2% | $25.93 | — | REAL ES | 81721M109 |
| — | ADVANTAGE OIL & GAS A | 76,710 | $515 | 0.2% | $3.94 | — | COMMON | 00765F101 |
| SA | SEABRIDGE GOLD INC SA | 52,005 | $488 | 0.2% | $11.28 | -30.1% | COMMON | 811916105 |
| ICLR | ICON PLC SHS ICLR | 10,300 | $485 | 0.2% | $32.90 | +31.3% | COMMON | G4705A100 |
| — | FID/CLAY MLP FMO | 16,474 | $474 | 0.2% | $27.28 | — | COMMON | 31647Q106 |
| AGFXF | PS AGRI LG ETN AGF | 28,910 | $469 | 0.2% | $16.01 | — | MUTUAL | 25154H533 |
| ACTG | ACACIA RESH CORP ACTG | 23,615 | $419 | 0.2% | $22.79 | -33.7% | COMMON | 003881307 |
| — | CALUMET SPECIALTY LP | 12,835 | $408 | 0.2% | $36.37 | — | COMMON | 131476103 |
| CPIX | CUMBERLAND PHARMACEUT | 89,415 | $402 | 0.2% | $4.97 | -10.2% | COMMON | 230770109 |
| — | PARAMOUNT GOLD & SILV | 418,650 | $402 | 0.2% | $1.19 | — | COMMON | 69924P102 |
| — | BURCON NUTRASCIENCE B | 102,979 | $389 | 0.2% | $2.55 | — | COMMON | 120831102 |
| — | GRAN TIERRA ENERGY IN | 47,453 | $385 | 0.2% | $6.02 | — | COMMON | 38500T101 |
| — | AKERS BIOSCIENCES INC | 90,000 | $383 | 0.2% | $4.56 | — | COMMON | 00973E102 |
| — | SMARTPROS LTD SPRO | 162,300 | $378 | 0.1% | $1.75 | — | COMMON | 83171G103 |
| — | KAYNE MIDSTREAM FUND | 9,305 | $377 | 0.1% | $32.39 | — | MUTUAL | 48661E106 |
| — | JAPAN SMALLER CAPTL J | 39,557 | $374 | 0.1% | $8.57 | — | FOREIGN | 47109U104 |
| — | RICEBRAN TECHNOLOGIES | 69,125 | $365 | 0.1% | $4.98 | — | COMMON | 762831204 |
| — | SAUL CENTERS 8.00% A | 13,415 | $353 | 0.1% | $25.93 | — | PREFERR | 804095200 |
| WDOFF | WESDOME GOLD MINES WD | 433,500 | $343 | 0.1% | $0.50 | +49.0% | COMMON | 95083R100 |
| SBNY | SIGNATURE BK NEW YORK | 2,700 | $341 | 0.1% | $82.88 | — | COMMON | 82669G104 |
| FSI | FLEXIBLE SOLUTIONS FS | 401,925 | $338 | 0.1% | $0.76 | -17.8% | COMMON | 33938T104 |
| — | PSIVIDA CORP PSDV | 75,884 | $329 | 0.1% | $3.87 | — | COMMON | 74440J101 |
| — | MARLIN MIDSTREAM | 15,075 | $307 | 0.1% | $17.93 | — | COMMON | 57118V100 |
| — | GP STRATEGIES CORP GP | 11,700 | $303 | 0.1% | $23.78 | — | COMMON | 36225V104 |
| — | LAYNE CHRISTENSEN CO | 22,380 | $298 | 0.1% | $19.52 | — | COMMON | 521050104 |
| — | MV GOLD STX ETF GDX | 10,890 | $288 | 0.1% | $24.50 | — | MUTUAL | 57060U100 |
| — | NGP CAP RES CO NGPC | 44,515 | $277 | 0.1% | $6.13 | — | MUTUAL | 62912R107 |
| — | PROFESSIONAL DIVERSIT | 67,350 | $274 | 0.1% | $4.19 | — | COMMON | 74312Y103 |
| GLD | SPDR GOLD TRUST | 1,966 | $252 | 0.1% | $119.08 | — | COMMON | 78463V107 |
| — | INVENTURE FOODS INC S | 20,500 | $231 | 0.1% | $8.35 | — | COMMON | 461212102 |
| — | GLADSTONE CAPITAL COR | 22,450 | $226 | 0.1% | $8.24 | — | REAL ES | 376535100 |
| — | QUALSTAR CORP QBAK | 171,020 | $226 | 0.1% | $1.40 | — | COMMON | 74758R109 |
| AAPL | APPLE COMPUTER INC AA | 2,408 | $224 | 0.1% | $18.66 | 0.0% | COMMON | 037833100 |
| — | SL GREEN RLTY SLG | 2,050 | $224 | 0.1% | $100.49 | — | REAL ES | 78440X101 |
| — | TORTOISE ENERGY INFRA TYG | 4,450 | $220 | 0.1% | $46.52 | — | COMMON | 89147L100 |
| — | IMAGE SENSING SYS INC | 66,210 | $218 | 0.1% | $7.35 | — | COMMON | 45244C104 |
| — | BRIDGELINE SOFTWARE B | 235,450 | $207 | 0.1% | $1.20 | — | COMMON | 10807Q205 |
| TEVA | TEVA PHARMACEUTICALS | 3,878 | $203 | 0.1% | $52.78 | — | COMMON | 881624209 |
| — | ABERDEEN LATIN AMER L | 6,770 | $202 | 0.1% | $29.84 | — | FOREIGN | 00306K106 |
| — | HARVARD APPARATUS HAR | 17,002 | $178 | 0.1% | $4.72 | — | COMMON | 41690A106 |
| — | CELLECTAR BIOSCIENCES | 22,923 | $146 | 0.1% | $6.37 | — | COMMON | 15117F203 |
| — | SILVERCREST MINES SVL | 59,100 | $126 | 0.0% | $1.48 | — | COMMON | 828365106 |
| — | WAVE SYSTEMS WAVX | 68,780 | $97 | 0.0% | $1.30 | — | COMMON | 943526400 |
| — | TRAVELCENTERS OF AMERICA | 10,000 | $89 | 0.0% | $10.90 | — | COMMON | 894174101 |
| — | RICEBRAN $6.55 12/12/ | 46,500 | $70 | 0.0% | $1.38 | — | WARRANT | 762831113 |
| — | RIO ALTO MNG LTD NEW | 26,200 | $61 | 0.0% | $1.86 | — | COMMON | 76689T104 |
| — | OCULUS INNOVATIVE SCI | 19,184 | $59 | 0.0% | $2.69 | — | COMMON | 67575P207 |
| — | MICRONET $6.25 04/15/ | 48,015 | $38 | 0.0% | $0.75 | — | WARRANT | 595117110 |
| — | STAR BUFFET INC STRZQ | 31,625 | $28 | 0.0% | $2.17 | — | COMMON | 855086104 |
| — | ENSERVCO CORP ENSV | 10,000 | $26 | 0.0% | $2.40 | — | COMMON | 29358Y102 |
| — | T3 MOTION INC TTTM | 200,600 | $17 | 0.0% | $0.04 | — | COMMON | 89853X306 |
| — | T3 I WARR $3.50 5/13/ | 176,950 | $4 | 0.0% | $0.03 | — | WARRANT | 89853X124 |
| — | STORM CAT ENERGY CORP | 193,700 | $1 | 0.0% | — | — | COMMON | 862168101 |
| — | WORLDWIDE ENERGY WEMU | 95,225 | $0 | 0.0% | — | — | COMMON | 98158R104 |
| — | GLOBAL AIRCRAFT SOL G | 50,650 | $0 | 0.0% | — | — | COMMON | 378964100 |