CIK: 0000900529 · Show all filings
Period: Q3 2019 (← Previous) (Next →)
Filing Date: Nov 14, 2019
Total Value ($000): $445,936 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | FORTRESS TRANS INFRST INVS L | 2,227,000 | $33,784 | 7.6% | $15.22 | — | COM REP LTD LIAB | 34960P101 |
| — | BIOHAVEN PHARMACTL HLDG CO L | 664,450 | $27,701 | 6.2% | $42.64 | — | COM | G11196105 |
| — | ENVIVA PARTNERS LP | 731,242 | $23,444 | 5.3% | $29.60 | — | COM UNIT | 29414J107 |
| RUN | SUNRUN INC | 1,275,000 | $21,299 | 4.8% | $7.41 | +135.5% | COM | 86771W105 |
| — | JUST ENERGY GROUP INC | 8,725,000 | $20,678 | 4.6% | $3.18 | — | COM | 48213W101 |
| MSFT | MICROSOFT CORP | 114,500 | $15,919 | 3.6% | $74.93 | +73.4% | COM | 594918104 |
| STKL | SUNOPTA INC | 8,673,485 | $15,612 | 3.5% | $5.42 | -52.2% | COM | 8676EP108 |
| — | MARRONE BIO INNOVATIONS INC | 11,781,942 | $14,733 | 3.3% | $1.22 | — | COM | 57165B106 |
| UPLD | UPLAND SOFTWARE INC | 420,000 | $14,641 | 3.3% | $29.73 | +39.7% | COM | 91544A109 |
| — | ATLANTICA YIELD PLC | 606,500 | $14,611 | 3.3% | $19.44 | — | SHS | G0751N103 |
| DIS | DISNEY WALT CO | 103,050 | $13,427 | 3.0% | $126.70 | +6.0% | COM DISNEY | 254687106 |
| BABA | ALIBABA GROUP HLDG LTD | 80,250 | $13,423 | 3.0% | $167.26 | — | SPONSORED ADS | 01609W102 |
| FND | FLOOR & DECOR HLDGS INC | 222,500 | $11,381 | 2.6% | $29.18 | +53.9% | CL A | 339750101 |
| — | ZENDESK INC | 155,000 | $11,295 | 2.5% | $63.42 | — | COM | 98936J101 |
| — | GENERAL ELECTRIC CO | 1,250,000 | $11,175 | 2.5% | $10.05 | — | Call | 369604103 |
| MED | MEDIFAST INC | 95,000 | $9,840 | 2.2% | $106.46 | -16.0% | COM | 58470H101 |
| FSLR | FIRST SOLAR INC | 144,556 | $8,386 | 1.9% | $61.66 | +3.9% | COM | 336433107 |
| — | ANAPLAN INC | 171,000 | $8,032 | 1.8% | $50.22 | — | COM | 03272L108 |
| STAA | STAAR SURGICAL CO | 300,000 | $7,734 | 1.7% | $29.04 | +4.7% | COM PAR $0.01 | 852312305 |
| — | JUST ENERGY GROUP INC | 3,023,300 | $7,165 | 1.6% | $3.18 | — | Call | 48213W101 |
| — | AQUAVENTURE HLDGS LTD | 357,318 | $6,946 | 1.6% | $15.04 | — | SHS | G0443N107 |
| — | SMARTSHEET INC | 165,100 | $5,944 | 1.3% | $36.00 | — | COM CL A | 83200N103 |
| DB | DEUTSCHE BANK AG | 750,000 | $5,626 | 1.3% | — | — | Call | D18190898 |
| GH | GUARDANT HEALTH INC | 80,000 | $5,106 | 1.1% | $88.10 | 0.0% | COM | 40131M109 |
| NRG | NRG ENERGY INC | 125,000 | $4,950 | 1.1% | — | — | Put | 629377508 |
| — | CLOUDERA INC | 541,000 | $4,799 | 1.1% | $5.27 | — | COM | 18914U100 |
| — | EVOQUA WATER TECHNOLOGIES CO | 270,500 | $4,599 | 1.0% | $10.07 | — | COM | 30057T105 |
| KN | KNOWLES CORP | 207,700 | $4,225 | 0.9% | $17.64 | +11.2% | Call | 49926D109 |
| OKTA | OKTA INC | 39,000 | $3,840 | 0.9% | $59.27 | +110.7% | CL A | 679295105 |
| CWEN/A | CLEARWAY ENERGY INC | 214,000 | $3,713 | 0.8% | $12.15 | -1.2% | CL A | 18539C105 |
| — | AMYRIS INC | 723,700 | $3,445 | 0.8% | $5.02 | — | COM NEW | 03236M200 |
| ITRI | ITRON INC | 46,000 | $3,402 | 0.8% | $59.72 | +12.6% | COM | 465741106 |
| — | ITERIS INC | 565,000 | $3,246 | 0.7% | $5.17 | — | COM | 46564T107 |
| — | VMWARE INC | 21,250 | $3,189 | 0.7% | $150.07 | — | CL A COM | 928563402 |
| CNC | CENTENE CORP DEL | 70,000 | $3,028 | 0.7% | $48.70 | 0.0% | COM | 15135B101 |
| — | I D SYSTEMS INC | 511,523 | $2,798 | 0.6% | $6.60 | — | COM | 449489103 |
| — | POLARITYTE INC | 840,250 | $2,714 | 0.6% | $17.37 | — | COM | 731094108 |
| URI | UNITED RENTALS INC | 20,000 | $2,493 | 0.6% | — | — | Call | 911363109 |
| TPICQ | TPI COMPOSITES INC | 125,000 | $2,344 | 0.5% | $24.06 | -11.2% | COM | 87266J104 |
| AMD | ADVANCED MICRO DEVICES INC | 79,500 | $2,305 | 0.5% | $24.27 | +29.2% | COM | 007903107 |
| ZS | ZSCALER INC | 45,000 | $2,127 | 0.5% | — | — | Put | 98980G102 |
| — | SUNNOVA ENERGY INTL INC | 181,000 | $1,946 | 0.4% | $10.75 | — | COM | 86745K104 |
| CWEN | CLEARWAY ENERGY INC | 100,000 | $1,824 | 0.4% | $12.86 | 0.0% | CL C | 18539C204 |
| FSLR | FIRST SOLAR INC | 30,000 | $1,740 | 0.4% | $61.66 | +3.9% | Call | 336433107 |
| — | LIVEPERSON INC | 48,000 | $1,714 | 0.4% | $34.42 | — | COM | 538146101 |
| KN | KNOWLES CORP | 83,500 | $1,699 | 0.4% | $17.64 | +11.2% | COM | 49926D109 |
| — | PROOFPOINT INC | 12,000 | $1,549 | 0.3% | $126.84 | — | COM | 743424103 |
| — | WESTPORT FUEL SYSTEMS INC | 562,500 | $1,530 | 0.3% | $2.72 | — | COM NEW | 960908309 |
| PANW | PALO ALTO NETWORKS INC | 7,500 | $1,529 | 0.3% | $35.39 | 0.0% | COM | 697435105 |
| ABT | ABBOTT LABS | 17,500 | $1,464 | 0.3% | $67.45 | +12.8% | COM | 002824100 |
| — | SLACK TECHNOLOGIES INC | 60,000 | $1,424 | 0.3% | — | — | Put | 83088V102 |
| GWRS | GLOBAL WTR RES INC | 117,000 | $1,385 | 0.3% | $8.18 | +23.6% | COM | 379463102 |
| CRUS | CIRRUS LOGIC INC | 25,000 | $1,340 | 0.3% | — | — | Put | 172755100 |
| PCTY | PAYLOCITY HLDG CORP | 13,500 | $1,317 | 0.3% | $102.38 | 0.0% | COM | 70438V106 |
| — | COUPA SOFTWARE INC | 10,000 | $1,296 | 0.3% | $107.34 | — | COM | 22266L106 |
| BDX | BECTON DICKINSON & CO | 5,000 | $1,265 | 0.3% | $215.26 | +3.8% | COM | 075887109 |
| — | RUMBLEON INC | 432,407 | $1,250 | 0.3% | $4.84 | — | CL B | 781386206 |
| SPY | SPDR S&P 500 ETF TR | 4,000 | $1,187 | 0.3% | — | — | Put | 78462F103 |
| LITE | LUMENTUM HLDGS INC | 22,000 | $1,178 | 0.3% | $55.41 | +1.8% | COM | 55024U109 |
| EA | ELECTRONIC ARTS INC | 12,000 | $1,174 | 0.3% | $91.82 | -0.5% | COM | 285512109 |
| ENPH | ENPHASE ENERGY INC | 50,000 | $1,112 | 0.2% | $25.63 | 0.0% | COM | 29355A107 |
| BSX | BOSTON SCIENTIFIC CORP | 27,000 | $1,099 | 0.2% | $34.38 | +23.2% | COM | 101137107 |
| ZBH | ZIMMER BIOMET HLDGS INC | 8,000 | $1,098 | 0.2% | $112.40 | +9.1% | COM | 98956P102 |
| DGX | QUEST DIAGNOSTICS INC | 10,000 | $1,070 | 0.2% | $90.53 | 0.0% | COM | 74834L100 |
| — | XILINX INC | 10,000 | $959 | 0.2% | $79.54 | — | Call | 983919101 |
| GTLS | CHART INDS INC | 15,000 | $935 | 0.2% | $74.91 | -9.6% | COM PAR $0.01 | 16115Q308 |
| META | FACEBOOK INC | 5,000 | $890 | 0.2% | — | — | Put | 30303M102 |
| MDT | MEDTRONIC PLC | 8,000 | $869 | 0.2% | $66.67 | +31.3% | SHS | G5960L103 |
| VRTX | VERTEX PHARMACEUTICALS INC | 5,000 | $847 | 0.2% | $174.82 | +1.2% | COM | 92532F100 |
| CRON | CRONOS GROUP INC | 91,677 | $829 | 0.2% | $13.52 | -5.4% | COM | 22717L101 |
| EA | ELECTRONIC ARTS INC | 8,000 | $783 | 0.2% | $91.82 | -0.5% | Call | 285512109 |
| — | AVALARA INC | 11,500 | $773 | 0.2% | $67.22 | — | COM | 05338G106 |
| CRM | SALESFORCE COM INC | 5,000 | $742 | 0.2% | $150.15 | 0.0% | COM | 79466L302 |
| GOOG | ALPHABET INC | 600 | $731 | 0.2% | $58.73 | 0.0% | CAP STK CL C | 02079K107 |
| HCA | HCA HEALTHCARE INC | 6,000 | $723 | 0.2% | $123.11 | -0.5% | COM | 40412C101 |
| — | CYBERARK SOFTWARE LTD | 7,000 | $699 | 0.2% | — | — | Put | M2682V108 |
| NBIX | NEUROCRINE BIOSCIENCES INC | 7,500 | $676 | 0.2% | $93.43 | 0.0% | COM | 64125C109 |
| DELL | DELL TECHNOLOGIES INC | 13,000 | $674 | 0.2% | $24.29 | 0.0% | CL C | 24703L202 |
| BIO | BIO RAD LABS INC | 2,000 | $665 | 0.1% | $326.21 | 0.0% | CL A | 090572207 |
| — | COHERENT INC | 4,000 | $615 | 0.1% | $153.75 | — | COM | 192479103 |
| — | PRA HEALTH SCIENCES INC | 6,000 | $595 | 0.1% | $99.17 | — | COM | 69354M108 |
| NOW | SERVICENOW INC | 2,300 | $584 | 0.1% | $41.63 | +30.6% | COM | 81762P102 |
| CRWD | CROWDSTRIKE HLDGS INC | 10,000 | $583 | 0.1% | — | — | Put | 22788C105 |
| STM | STMICROELECTRONICS N V | 30,000 | $580 | 0.1% | $19.33 | — | NY REGISTRY | 861012102 |
| — | VERTEX ENERGY INC | 504,306 | $571 | 0.1% | $1.43 | — | COM | 92534K107 |
| MKSI | MKS INSTRUMENT INC | 6,000 | $554 | 0.1% | $78.64 | 0.0% | COM | 55306N104 |
| — | NEW RELIC INC | 9,000 | $553 | 0.1% | $61.44 | — | COM | 64829B100 |
| CIEN | CIENA CORP | 14,000 | $549 | 0.1% | — | — | Put | 171779309 |
| MRK | MERCK & CO INC | 6,500 | $547 | 0.1% | $62.14 | +5.4% | COM | 58933Y105 |
| AZREF | AZURE PWR GLOBAL LTD | 44,802 | $538 | 0.1% | $10.96 | -1.3% | SHS | V0393H103 |
| CELH | CELSIUS HOLDINGS INC | 150,000 | $521 | 0.1% | $1.39 | 0.0% | COM NEW | 15118V207 |
| — | XILINX INC | 5,000 | $480 | 0.1% | $79.54 | — | COM | 983919101 |
| — | AMYRIS INC | 100,000 | $476 | 0.1% | $5.02 | — | Call | 03236M200 |
| ADMA | ADMA BIOLOGICS INC | 106,500 | $474 | 0.1% | $4.65 | -10.2% | COM | 000899104 |
| LLY | LILLY ELI & CO | 4,000 | $447 | 0.1% | $109.74 | -6.4% | COM | 532457108 |
| BAX | BAXTER INTL INC | 5,000 | $437 | 0.1% | $75.52 | 0.0% | COM | 071813109 |
| — | INPHI CORP | 7,000 | $427 | 0.1% | $61.00 | — | COM | 45772F107 |
| CERS | CERUS CORP | 80,000 | $412 | 0.1% | $3.20 | +67.5% | COM | 157085101 |
| FIVN | FIVE9 INC | 7,500 | $403 | 0.1% | $50.75 | +10.8% | COM | 338307101 |
| VST | VISTRA ENERGY CORP | 15,000 | $401 | 0.1% | $20.57 | 0.0% | COM | 92840M102 |
| — | QUOTIENT LTD | 50,000 | $389 | 0.1% | $5.01 | — | SHS | G73268107 |
| CLNE | CLEAN ENERGY FUELS CORP | 175,000 | $361 | 0.1% | $2.66 | -12.5% | COM | 184499101 |
| SONY | SONY CORP | 6,000 | $355 | 0.1% | $52.38 | — | SPONSORED ADR | 835699307 |
| TNDM | TANDEM DIABETES CARE INC | 6,000 | $354 | 0.1% | $64.54 | -1.1% | COM NEW | 875372203 |
| DIS | DISNEY WALT CO | 2,700 | $352 | 0.1% | $126.70 | +6.0% | Put | 254687106 |
| GLNG | GOLAR LNG LTD BERMUDA | 25,000 | $325 | 0.1% | $13.35 | 0.0% | SHS | G9456A100 |
| BE | BLOOM ENERGY CORP | 100,000 | $325 | 0.1% | $9.63 | -22.4% | COM CL A | 093712107 |
| RVLV | REVOLVE GROUP INC | 13,000 | $304 | 0.1% | $28.57 | 0.0% | CL A | 76156B107 |
| — | ZUORA INC | 20,000 | $301 | 0.1% | $15.05 | — | COM CL A | 98983V106 |
| MSFT | MICROSOFT CORP | 2,000 | $278 | 0.1% | $74.93 | +73.4% | Put | 594918104 |
| TUSK | MAMMOTH ENERGY SVCS INC | 100,000 | $248 | 0.1% | $4.75 | 0.0% | COM | 56155L108 |
| ALDX | ALDEYRA THERAPEUTICS INC | 47,100 | $248 | 0.1% | $5.72 | -5.8% | COM | 01438T106 |
| — | ALEXION PHARMACEUTICALS INC | 2,500 | $245 | 0.1% | $133.78 | — | COM | 015351109 |
| — | HEXO CORP | 60,000 | $238 | 0.1% | $3.97 | — | COM | 428304109 |
| — | SIENTRA INC | 30,000 | $194 | 0.0% | $6.18 | — | COM | 82621J105 |
| — | APOLLO ENDOSURGERY INC | 50,188 | $165 | 0.0% | $5.61 | — | COM | 03767D108 |
| AMD | ADVANCED MICRO DEVICES INC | 5,500 | $159 | 0.0% | $24.27 | +29.2% | Put | 007903107 |
| HROW | HARROW HEALTH INC | 25,000 | $141 | 0.0% | $6.05 | +8.3% | COM | 415858109 |
| — | CONSTELLIUM SE | 10,000 | $127 | 0.0% | $12.70 | — | CL A | N22035104 |
| — | GREENLANE HLDGS INC | 35,000 | $119 | 0.0% | $9.55 | — | CL A | 395330103 |
| — | HC2 HLDGS INC | 50,000 | $118 | 0.0% | $2.38 | — | COM | 404139107 |
| — | SPARK ENERGY INC | 10,000 | $106 | 0.0% | $11.20 | — | CL A COM | 846511103 |
| — | CYMABAY THERAPEUTICS INC | 20,000 | $102 | 0.0% | $8.76 | — | COM | 23257D103 |
| — | NEPTUNE WELLNESS SOLUTIONS I | 25,000 | $89 | 0.0% | $3.88 | — | COM | 64079L105 |
| BSX | BOSTON SCIENTIFIC CORP | 2,000 | $81 | 0.0% | $34.38 | +23.2% | Put | 101137107 |
| — | POLARITYTE INC | 25,000 | $81 | 0.0% | $17.37 | — | Call | 731094108 |
| — | CAPSTONE TURBINE CORP | 150,000 | $77 | 0.0% | $0.70 | — | COM NEW | 14067D409 |
| — | ABEONA THERAPEUTICS INC | 30,000 | $68 | 0.0% | $6.86 | — | COM | 00289Y107 |
| — | SEELOS THERAPEUTICS INC | 50,000 | $46 | 0.0% | $3.12 | — | COM | 81577F109 |
| — | NUVECTRA CORP | 25,095 | $34 | 0.0% | $8.64 | — | COM | 67075N108 |
| — | CORREVIO PHARMA CORP | 12,500 | $25 | 0.0% | $3.01 | — | COM | 22026V105 |
| — | ACTINIUM PHARMACEUTICALS INC | 75,000 | $17 | 0.0% | $0.74 | — | COM | 00507W107 |
| — | GENERAL ELECTRIC CO | 1,500 | $13 | 0.0% | $10.05 | — | COM | 369604103 |