CIK: 0001079935 · Show all filings
Period: Q3 2017 (← Previous) (Next →)
Filing Date: Nov 7, 2017
Total Value ($000): $896,866 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | RYDEX ETF TRUST | 876,206 | $87,638 | 9.8% | $79.75 | — | GUG S&P 500 PU GR | 78355W403 |
| VEA | VANGUARD TAX MANAGED INTL FD | 941,958 | $40,890 | 4.6% | $38.89 | — | FTSE DEV MKT ETF | 921943858 |
| VFH | VANGUARD WORLD FDS | 555,756 | $36,324 | 4.1% | $59.53 | — | FINANCIALS ETF | 92204A405 |
| XLV | SELECT SECTOR SPDR TR | 434,083 | $35,478 | 4.0% | $70.06 | — | SBI HEALTHCARE | 81369Y209 |
| — | UBS AG JERSEY BRH | 1,316,738 | $33,103 | 3.7% | $29.23 | — | ALERIAN INFRST | 902641646 |
| XLI | SELECT SECTOR SPDR TR | 461,379 | $32,758 | 3.7% | $62.60 | — | SBI INT-INDS | 81369Y704 |
| IGM | ISHARES TR | 202,205 | $31,398 | 3.5% | $111.38 | — | N AMER TECH ETF | 464287549 |
| DWM | WISDOMTREE TR | 528,138 | $28,762 | 3.2% | $48.72 | — | DEFA FD | 97717W703 |
| — | CLAYMORE EXCHANGE TRD FD TR | 1,096,668 | $27,373 | 3.1% | $24.40 | — | GUG BUL 2020 HY | 18383M365 |
| DLS | WISDOMTREE TR | 338,278 | $25,016 | 2.8% | $62.26 | — | INTL SMCAP DIV | 97717W760 |
| CAT | CATERPILLAR INC DEL | 151,491 | $18,892 | 2.1% | $84.47 | +13.7% | COM | 149123101 |
| — | CELGENE CORP | 128,883 | $18,794 | 2.1% | $117.30 | — | COM | 151020104 |
| ICE | INTERCONTINENTAL EXCHANGE IN | 266,956 | $18,340 | 2.0% | $48.59 | +21.8% | COM | 45866F104 |
| HLT | HILTON WORLDWIDE HLDGS INC | 254,374 | $17,666 | 2.0% | $61.77 | 0.0% | COM | 43300A203 |
| UNH | UNITEDHEALTH GROUP INC | 89,318 | $17,493 | 2.0% | $71.07 | +137.7% | COM | 91324P102 |
| TMO | THERMO FISHER SCIENTIFIC INC | 92,211 | $17,446 | 1.9% | $144.89 | +22.2% | COM | 883556102 |
| GOOGL | ALPHABET INC | 17,889 | $17,419 | 1.9% | $37.19 | +26.6% | CAP STK CL A | 02079K305 |
| BAC | BANK AMER CORP | 686,496 | $17,396 | 1.9% | $15.56 | +28.2% | COM | 060505104 |
| — | AVAGO TECHNOLOGIES LTD | 71,624 | $17,372 | 1.9% | $145.32 | — | SHS | Y09827109 |
| MA | MASTERCARD INC | 122,876 | $17,350 | 1.9% | $88.79 | +42.3% | CL A | 57636Q104 |
| META | FACEBOOK INC | 100,767 | $17,218 | 1.9% | $107.01 | +54.9% | CL A | 30303M102 |
| EOG | EOG RES INC | 172,377 | $16,676 | 1.9% | $66.13 | +2.0% | COM | 26875P101 |
| — | MONSANTO CO NEW | 138,242 | $16,564 | 1.8% | $107.00 | — | COM | 61166W101 |
| CCL | CARNIVAL CORP | 246,804 | $15,936 | 1.8% | $56.64 | +7.6% | UNIT 99/99/9999 | 143658300 |
| SYY | SYSCO CORP | 295,003 | $15,915 | 1.8% | $42.08 | -0.6% | COM | 871829107 |
| — | CLEARBRIDGE ENERGY MLP FD IN | 1,062,708 | $15,771 | 1.8% | $15.20 | — | COM | 184692101 |
| VTV | VANGUARD INDEX FDS | 153,705 | $15,343 | 1.7% | $86.30 | — | VALUE ETF | 922908744 |
| WMT | WAL-MART STORES INC | 186,715 | $14,590 | 1.6% | $22.90 | 0.0% | COM | 931142103 |
| VUG | VANGUARD INDEX FDS | 106,038 | $14,077 | 1.6% | $111.76 | — | GROWTH ETF | 922908736 |
| — | KAYNE ANDERSON MLP INVSMT CO | 746,446 | $13,563 | 1.5% | $23.45 | — | COM | 486606106 |
| IDV | ISHARES | 372,979 | $12,592 | 1.4% | $30.63 | — | INTL SEL DIV ETF | 464288448 |
| DON | WISDOMTREE TR | 84,923 | $8,488 | 0.9% | $83.90 | — | MIDCAP DIVI FD | 97717W505 |
| SCZ | ISHARES | 126,972 | $7,872 | 0.9% | $48.66 | — | EAFE SML CP ETF | 464288273 |
| SLYG | SPDR SERIES TRUST | 34,169 | $7,787 | 0.9% | $223.03 | — | S&P 600 SMCP GRW | 78464A201 |
| DVYE | ISHARES | 180,023 | $7,464 | 0.8% | $36.42 | — | EM MKTS DIV ETF | 464286319 |
| VWO | VANGUARD INTL EQUITY INDEX F | 128,035 | $5,578 | 0.6% | $38.88 | — | FTSE EMR MKT ETF | 922042858 |
| — | ISHARES TR | 213,577 | $5,489 | 0.6% | $25.91 | — | IBONDS SEP20 ETF | 46434V571 |
| IVW | ISHARES | 31,924 | $4,579 | 0.5% | $95.64 | — | S&P 500 GRWT ETF | 464287309 |
| DES | WISDOMTREE TR | 50,952 | $4,281 | 0.5% | $70.16 | — | SMALLCAP DIVID | 97717W604 |
| — | BLACKROCK ENH CAP & INC FD | 269,717 | $4,208 | 0.5% | $13.66 | — | COM | 09256A109 |
| VYM | VANGUARD WHITEHALL FDS INC | 51,337 | $4,162 | 0.5% | $68.79 | — | HIGH DIV YLD | 921946406 |
| MDYV | SPDR SERIES TRUST | 40,817 | $4,041 | 0.5% | $94.06 | — | S&P 400 MDCP VAL | 78464A839 |
| VOT | VANGUARD INDEX FDS | 32,151 | $3,914 | 0.4% | $90.96 | — | MCAP GR IDXVIP | 922908538 |
| FPE | FIRST TR EXCHANGE-TRADED FD | 185,995 | $3,735 | 0.4% | $19.31 | — | PFD SECS INC ETF | 33739E108 |
| SCHX | SCHWAB STRATEGIC TR | 60,546 | $3,635 | 0.4% | $48.91 | — | US LRG CAP ETF | 808524201 |
| APLE | APPLE HOSPITALITY REIT INC | 177,053 | $3,348 | 0.4% | $18.61 | — | COM NEW | 03784Y200 |
| IEFA | ISHARES TR | 51,752 | $3,321 | 0.4% | $54.32 | — | CORE MSCI EAFE | 46432F842 |
| IVE | ISHARES | 29,771 | $3,213 | 0.4% | $87.28 | — | S&P 500 VAL ETF | 464287408 |
| SLYV | SPDR SERIES TRUST | 25,268 | $3,193 | 0.4% | $115.62 | — | S&P 600 SMCP VAL | 78464A300 |
| MDYG | SPDR SERIES TRUST | 20,940 | $3,088 | 0.3% | $147.30 | — | S&P 400 MDCP GRW | 78464A821 |
| VBK | VANGUARD INDEX FDS | 19,326 | $2,950 | 0.3% | $126.04 | — | SML CP GRW ETF | 922908595 |
| VOE | VANGUARD INDEX FDS | 27,228 | $2,876 | 0.3% | $78.12 | — | MCAP VL IDXVIP | 922908512 |
| CWI | SPDR INDEX SHS FDS | 68,731 | $2,600 | 0.3% | $34.03 | — | MSCI ACWI EXUS | 78463X848 |
| DIM | WISDOMTREE TR | 37,009 | $2,455 | 0.3% | $55.59 | — | INTL MIDCAP DV | 97717W778 |
| FTA | FIRST TR LRG CP VL ALPHADEX | 47,736 | $2,440 | 0.3% | $45.79 | — | COM SHS | 33735J101 |
| AMZN | AMAZON COM INC | 2,328 | $2,238 | 0.2% | $39.52 | +24.3% | COM | 023135106 |
| DGRW | WISDOMTREE TR | 56,843 | $2,169 | 0.2% | $31.96 | — | US DIVD GRT FD | 97717X669 |
| NOC | NORTHROP GRUMMAN CORP | 7,329 | $2,109 | 0.2% | $196.68 | +19.5% | COM | 666807102 |
| NEE | NEXTERA ENERGY INC | 13,815 | $2,025 | 0.2% | $25.84 | +15.0% | COM | 65339F101 |
| SYK | STRYKER CORP | 14,154 | $2,010 | 0.2% | $109.88 | +19.0% | COM | 863667101 |
| DTD | WISDOMTREE TR | 22,823 | $2,003 | 0.2% | $77.01 | — | TOTAL DIVID FD | 97717W109 |
| DXC | DXC TECHNOLOGY CO | 22,965 | $1,972 | 0.2% | $67.37 | 0.0% | COM | 23355L106 |
| IJT | ISHARES TR | 11,686 | $1,922 | 0.2% | $164.47 | — | S&P SML 600 GWT | 464287887 |
| PRU | PRUDENTIAL FINL INC | 17,491 | $1,860 | 0.2% | $66.29 | +8.7% | COM | 744320102 |
| EDIV | SPDR INDEX SHS FDS | 59,685 | $1,818 | 0.2% | $25.09 | — | S&P EM MKT DIV | 78463X533 |
| VO | VANGUARD INDEX FDS | 11,634 | $1,710 | 0.2% | $110.26 | — | MID CAP ETF | 922908629 |
| DOL | WISDOMTREE TR | 30,368 | $1,504 | 0.2% | $43.16 | — | INTL LRGCAP DV | 97717W794 |
| JHMM | JOHN HANCOCK EXCHANGE TRADED | 45,408 | $1,466 | 0.2% | $32.29 | — | MULTIFACTOR MI | 47804J206 |
| AAPL | APPLE INC | 9,224 | $1,422 | 0.2% | $22.94 | +57.6% | COM | 037833100 |
| DWX | SPDR INDEX SHS FDS | 32,500 | $1,312 | 0.1% | $34.04 | — | S&P INTL ETF | 78463X772 |
| VCLT | VANGUARD SCOTTSDALE FDS | 13,742 | $1,294 | 0.1% | $88.12 | — | LG-TERM COR BD | 92206C813 |
| — | POWERSHARES GLOBAL ETF TRUST | 29,164 | $1,287 | 0.1% | $36.43 | — | DEV MKTS EX-US | 73936T789 |
| IJJ | ISHARES TR | 8,408 | $1,284 | 0.1% | $152.71 | — | S&P MC 400VL ETF | 464287705 |
| IJK | ISHARES TR | 5,914 | $1,197 | 0.1% | $202.40 | — | S&P MC 400GR ETF | 464287606 |
| EWBC | EAST WEST BANCORP INC | 19,855 | $1,187 | 0.1% | $26.46 | +75.7% | COM | 27579R104 |
| SPEM | SPDR INDEX SHS FDS | 16,238 | $1,177 | 0.1% | $52.83 | — | EMERG MKTS ETF | 78463X509 |
| VBR | VANGUARD INDEX FDS | 8,236 | $1,053 | 0.1% | $98.66 | — | SM CAP VAL ETF | 922908611 |
| SCHA | SCHWAB STRATEGIC TR | 15,500 | $1,044 | 0.1% | $54.10 | — | US SML CAP ETF | 808524607 |
| — | POWERSHARES ETF TRUST | 61,642 | $996 | 0.1% | $13.74 | — | INTL DIV ACHV | 73935X716 |
| IVV | ISHARES TR | 3,669 | $928 | 0.1% | $229.88 | — | CORE S&P500 ETF | 464287200 |
| VB | VANGUARD INDEX FDS | 6,491 | $917 | 0.1% | $111.76 | — | SMALL CP ETF | 922908751 |
| EFA | ISHARES TR | 13,275 | $909 | 0.1% | $60.86 | — | MSCI EAFE ETF | 464287465 |
| EEM | ISHARES TR | 20,228 | $906 | 0.1% | $40.07 | — | MSCI EMG MKT ETF | 464287234 |
| — | RYDEX ETF TRUST | 8,064 | $887 | 0.1% | $86.54 | — | GUG S&P SC600 PG | 78355W809 |
| ALGN | ALIGN TECHNOLOGY INC | 4,094 | $763 | 0.1% | $95.34 | +79.6% | COM | 016255101 |
| FMC | F M C CORP | 8,485 | $758 | 0.1% | $44.66 | +30.4% | COM NEW | 302491303 |
| — | LAM RESEARCH CORP | 3,986 | $738 | 0.1% | $105.82 | — | COM | 512807108 |
| IJS | ISHARES TR | 4,976 | $738 | 0.1% | $148.31 | — | SP SMCP600VL ETF | 464287879 |
| PHM | PULTE GROUP INC | 25,882 | $707 | 0.1% | $20.21 | +13.9% | COM | 745867101 |
| WCN | WASTE CONNECTIONS INC | 9,974 | $698 | 0.1% | $53.88 | +15.8% | COM | 94106B101 |
| XLK | SELECT SECTOR SPDR TR | 11,738 | $694 | 0.1% | $48.42 | — | TECHNOLOGY | 81369Y803 |
| VEU | VANGUARD INTL EQUITY INDEX F | 13,127 | $692 | 0.1% | $45.86 | — | ALLWRLD EX US | 922042775 |
| CMA | COMERICA INC | 8,992 | $686 | 0.1% | $43.90 | +13.6% | COM | 200340107 |
| A | AGILENT TECHNOLOGIES IN | 10,633 | $683 | 0.1% | $44.55 | +31.3% | COM | 00846U101 |
| — | SYNOVUS FINL CORP | 14,786 | $681 | 0.1% | $35.06 | — | COM NEW | 87161C501 |
| XBI | SPDR SERIES TRUST | 7,846 | $679 | 0.1% | $58.66 | — | S&P BIOTECH | 78464A870 |
| XLE | SELECT SECTOR SPDR TR | 9,749 | $668 | 0.1% | $68.12 | — | SBI INT-ENERGY | 81369Y506 |
| XAR | SPDR SERIES TRUST | 8,166 | $652 | 0.1% | $63.91 | — | AEROSPACE DEF | 78464A631 |
| POST | POST HLDGS INC | 7,294 | $644 | 0.1% | $52.42 | +4.5% | COM | 737446104 |
| KRE | SPDR SERIES TRUST | 11,255 | $639 | 0.1% | $55.13 | — | S&P REGL BKG | 78464A698 |
| — | MICROSEMI CORP | 12,229 | $630 | 0.1% | $45.92 | — | COM | 595137100 |
| — | BERRY PLASTICS GROUP INC | 11,000 | $623 | 0.1% | $50.31 | — | COM | 08579W103 |
| FANG | DIAMONDBACK ENERGY INC | 6,171 | $605 | 0.1% | $77.54 | -8.2% | COM | 25278X109 |
| — | NUVEEN FLTNG RTE INCM OPP FD | 50,675 | $599 | 0.1% | $11.69 | — | COM SHS | 6706EN100 |
| — | AVANGRID INC | 12,634 | $599 | 0.1% | $47.41 | — | COM | 05351W103 |
| XOM | EXXON MOBIL CORP | 6,915 | $567 | 0.1% | $55.91 | -2.8% | COM | 30231G102 |
| JNJ | JOHNSON & JOHNSON | 4,154 | $540 | 0.1% | $78.86 | +33.1% | COM | 478160104 |
| SHYD | VANECK VECTORS ETF TR | 21,113 | $516 | 0.1% | $23.79 | — | SHORT HIGH YIELD | 92189F387 |
| — | LABORATORY CORP AMER HLDGS | 3,419 | $516 | 0.1% | $150.92 | — | COM NEW | 50540R409 |
| GLD | SPDR GOLD TRUST | 3,473 | $422 | 0.0% | $121.51 | — | GOLD SHS | 78463V107 |
| VIG | VANGUARD SPECIALIZED PORTFOL | 4,356 | $413 | 0.0% | $75.72 | — | DIV APP ETF | 921908844 |
| — | POWERSHARES ETF TRUST | 3,583 | $384 | 0.0% | $93.00 | — | FTSE RAFI 1000 | 73935X583 |
| XLF | SELECT SECTOR SPDR TR | 14,153 | $366 | 0.0% | $22.49 | — | SBI INT-FINL | 81369Y605 |
| ACWX | ISHARES TR | 7,475 | $361 | 0.0% | $41.21 | — | MSCI ACWI EX US | 464288240 |
| — | GENERAL ELECTRIC CO | 14,240 | $344 | 0.0% | $31.15 | — | COM | 369604103 |
| — | CLAYMORE EXCHANGE TRD FD TR | 15,817 | $340 | 0.0% | $21.71 | — | GUG BULL2020 E | 18383M514 |
| VXF | VANGUARD INDEX FDS | 3,031 | $325 | 0.0% | $99.97 | — | EXTEND MKT ETF | 922908652 |
| T | AT&T INC | 7,558 | $296 | 0.0% | $14.23 | +9.7% | COM | 00206R102 |
| — | ISHARES TR | 11,397 | $295 | 0.0% | $25.69 | — | IBONDS DEC21 ETF | 46435G789 |
| TOWN | TOWNEBANK PORTSMOUTH VA | 8,097 | $271 | 0.0% | $14.81 | +110.0% | COM | 89214P109 |
| MSFT | MICROSOFT CORP | 3,563 | $265 | 0.0% | $52.25 | +27.6% | COM | 594918104 |
| IJR | ISHARES TR | 3,290 | $244 | 0.0% | $90.94 | — | CORE S&P SCP ETF | 464287804 |
| KO | COCA COLA CO | 5,061 | $228 | 0.0% | $32.81 | +6.5% | COM | 191216100 |
| SCHC | SCHWAB STRATEGIC TR | 6,046 | $217 | 0.0% | $32.17 | — | INTL SCEQT ETF | 808524888 |
| SUSA | ISHARES TR | 2,003 | $209 | 0.0% | $86.40 | — | USA ESG SLCT ETF | 464288802 |
| PFE | PFIZER INC | 5,825 | $208 | 0.0% | $21.21 | +4.9% | COM | 717081103 |
| DAL | DELTA AIR LINES INC DEL | 4,293 | $207 | 0.0% | $39.75 | +13.9% | COM NEW | 247361702 |
| VZ | VERIZON COMMUNICATIONS INC | 3,875 | $192 | 0.0% | $30.74 | -1.7% | COM | 92343V104 |
| BSV | VANGUARD BD INDEX FD INC | 2,396 | $191 | 0.0% | $80.13 | — | SHORT TRM BOND | 921937827 |
| V | VISA INC | 1,762 | $185 | 0.0% | $77.49 | +23.5% | COM CL A | 92826C839 |
| ELV | ANTHEM INC | 971 | $184 | 0.0% | $170.45 | 0.0% | COM | 036752103 |
| PEP | PEPSICO INC | 1,621 | $181 | 0.0% | $74.80 | +19.5% | COM | 713448108 |
| JPM | JPMORGAN CHASE & CO | 1,820 | $174 | 0.0% | $56.64 | +30.1% | COM | 46625H100 |
| HIG | HARTFORD FINL SVCS GROUP INC | 3,000 | $166 | 0.0% | $36.26 | +24.7% | COM | 416515104 |
| HD | HOME DEPOT INC | 992 | $162 | 0.0% | $117.45 | +6.6% | COM | 437076102 |
| INTC | INTEL CORP | 3,699 | $141 | 0.0% | $28.10 | +5.3% | COM | 458140100 |
| TMP | TOMPKINS FINANCIAL CORPORATI | 1,436 | $124 | 0.0% | $58.96 | 0.0% | COM | 890110109 |
| MINT | PIMCO ETF TR | 1,180 | $120 | 0.0% | $101.69 | — | ENHAN SHRT MA AC | 72201R833 |
| TROW | PRICE T ROWE GROUP INC | 1,300 | $118 | 0.0% | $60.46 | 0.0% | COM | 74144T108 |
| CMF | ISHARES | 989 | $117 | 0.0% | $110.97 | — | S&P CAL AMTFR MN | 464288356 |
| — | ADVISORSHARES TR | 2,360 | $115 | 0.0% | $48.73 | — | NEWFLT MULSINC | 00768Y727 |
| SPY | SPDR S&P 500 ETF TR | 416 | $105 | 0.0% | $223.50 | — | TR UNIT | 78462F103 |
| — | RAYTHEON CO | 550 | $103 | 0.0% | $187.27 | — | COM NEW | 755111507 |
| KHC | KRAFT HEINZ CO | 1,304 | $101 | 0.0% | $58.28 | -3.2% | COM | 500754106 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 553 | $101 | 0.0% | $176.72 | 0.0% | CL B NEW | 084670702 |
| SAP | SAP SE | 912 | $100 | 0.0% | $109.65 | — | SPON ADR | 803054204 |