Location: Los Angeles, CA
CIK: 0001079935 · Show all filings
Period: Q4 2017 (← Previous) (Next →)
Filing Date: Feb 2, 2018
Total Value: $979M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | RYDEX ETF TRUST | 910,058 | $95.4M | 9.7% | $80.69 | — | GUG S&P 500 PU GR | 78355W403 |
| VEA | VANGUARD TAX MANAGED INTL FD | 1,098,056 | $49.26M | 5.0% | $39.74 | — | FTSE DEV MKT ETF | 921943858 |
| VFH | VANGUARD WORLD FDS | 543,406 | $38.06M | 3.9% | $59.53 | — | FINANCIALS ETF | 92204A405 |
| XLV | SELECT SECTOR SPDR TR | 445,545 | $36.84M | 3.8% | $70.38 | — | SBI HEALTHCARE | 81369Y209 |
| XLI | SELECT SECTOR SPDR TR | 462,827 | $35.02M | 3.6% | $62.60 | — | SBI INT-INDS | 81369Y704 |
| IGM | ISHARES TR | 199,985 | $33.76M | 3.4% | $111.38 | — | N AMER TECH ETF | 464287549 |
| DWM | WISDOMTREE TR | 561,010 | $31.29M | 3.2% | $49.13 | — | DEFA FD | 97717W703 |
| — | CLAYMORE EXCHANGE TRD FD TR | 1,146,120 | $28.11M | 2.9% | $24.41 | — | GUG BUL 2020 HY | 18383M365 |
| — | UBS AG JERSEY BRH | 925,171 | $22.38M | 2.3% | $29.23 | — | ALERIAN INFRST | 902641646 |
| CAT | CATERPILLAR INC DEL | 141,020 | $22.22M | 2.3% | $84.47 | +37.7% | COM | 149123101 |
| HLT | HILTON WORLDWIDE HLDGS INC | 260,846 | $20.83M | 2.1% | $62.02 | +16.2% | COM | 43300A203 |
| BAC | BANK AMER CORP | 702,633 | $20.74M | 2.1% | $15.73 | +44.8% | COM | 060505104 |
| UNH | UNITEDHEALTH GROUP INC | 88,610 | $19.54M | 2.0% | $71.07 | +161.8% | COM | 91324P102 |
| EOG | EOG RES INC | 178,845 | $19.3M | 2.0% | $66.47 | +13.4% | COM | 26875P101 |
| WMT | WAL-MART STORES INC | 194,433 | $19.2M | 2.0% | $23.06 | +16.3% | COM | 931142103 |
| MA | MASTERCARD INC | 126,491 | $19.15M | 2.0% | $90.32 | +57.4% | CL A | 57636Q104 |
| ICE | INTERCONTINENTAL EXCHANGE IN | 271,108 | $19.13M | 2.0% | $48.80 | +26.7% | COM | 45866F104 |
| SYY | SYSCO CORP | 309,949 | $18.82M | 1.9% | $42.26 | +8.4% | COM | 871829107 |
| — | AVAGO TECHNOLOGIES LTD | 72,923 | $18.73M | 1.9% | $147.30 | — | SHS | Y09827109 |
| GOOGL | ALPHABET INC | 17,754 | $18.7M | 1.9% | $37.19 | +37.8% | CAP STK CL A | 02079K305 |
| META | FACEBOOK INC | 104,029 | $18.36M | 1.9% | $109.16 | +60.8% | CL A | 30303M102 |
| DLS | WISDOMTREE TR | 233,832 | $17.96M | 1.8% | $62.26 | — | INTL SMCAP DIV | 97717W760 |
| TOTL | SSGA ACTIVE ETF TR | 361,342 | $17.58M | 1.8% | $48.64 | — | SPDR TR TACTIC | 78467V848 |
| TMO | THERMO FISHER SCIENTIFIC INC | 92,318 | $17.53M | 1.8% | $144.89 | +29.4% | COM | 883556102 |
| CCL | CARNIVAL CORP | 259,085 | $17.2M | 1.8% | $56.83 | +6.9% | UNIT 99/99/9999 | 143658300 |
| VTV | VANGUARD INDEX FDS | 158,577 | $16.86M | 1.7% | $86.91 | — | VALUE ETF | 922908744 |
| — | MONSANTO CO NEW | 142,575 | $16.65M | 1.7% | $107.30 | — | COM | 61166W101 |
| — | CLEARBRIDGE ENERGY MLP FD IN | 1,067,788 | $16.3M | 1.7% | $15.20 | — | COM | 184692101 |
| MET | METLIFE INC | 308,125 | $15.58M | 1.6% | $39.89 | 0.0% | COM | 59156R108 |
| VUG | VANGUARD INDEX FDS | 109,190 | $15.36M | 1.6% | $112.60 | — | GROWTH ETF | 922908736 |
| IDV | ISHARES | 396,465 | $13.4M | 1.4% | $30.81 | — | INTL SEL DIV ETF | 464288448 |
| — | KAYNE ANDERSON MLP INVSMT CO | 547,063 | $10.42M | 1.1% | $23.45 | — | COM | 486606106 |
| DON | WISDOMTREE TR | 254,633 | $8.983M | 0.9% | $51.49 | — | MIDCAP DIVI FD | 97717W505 |
| — | JPMORGAN CHASE & CO | 318,989 | $8.763M | 0.9% | $27.47 | — | ALERIAN ML ETN | 46625H365 |
| SLYG | SPDR SERIES TRUST | 36,449 | $8.288M | 0.8% | $223.30 | — | S&P 600 SMCP GRW | 78464A201 |
| DVYE | ISHARES | 186,342 | $7.795M | 0.8% | $36.60 | — | EM MKTS DIV ETF | 464286319 |
| VWO | VANGUARD INTL EQUITY INDEX F | 140,500 | $6.45M | 0.7% | $39.50 | — | FTSE EMR MKT ETF | 922042858 |
| — | CLEARBRIDGE AMERN ENERG MLP | 668,162 | $5.532M | 0.6% | $8.28 | — | COM | 184691103 |
| SCZ | ISHARES | 84,734 | $5.465M | 0.6% | $48.66 | — | EAFE SML CP ETF | 464288273 |
| LDUR | PIMCO ETF TR | 51,934 | $5.211M | 0.5% | $100.34 | — | ENHNCD LW DUR AC | 72201R718 |
| — | ISHARES TR | 202,256 | $5.129M | 0.5% | $25.91 | — | IBONDS SEP20 ETF | 46434V571 |
| IVW | ISHARES | 31,811 | $4.86M | 0.5% | $95.64 | — | S&P 500 GRWT ETF | 464287309 |
| — | BLACKROCK ENH CAP & INC FD | 269,207 | $4.41M | 0.5% | $13.66 | — | COM | 09256A109 |
| VYM | VANGUARD WHITEHALL FDS INC | 51,204 | $4.385M | 0.4% | $68.79 | — | HIGH DIV YLD | 921946406 |
| DES | WISDOMTREE TR | 149,124 | $4.332M | 0.4% | $43.10 | — | SMALLCAP DIVID | 97717W604 |
| MDYV | SPDR SERIES TRUST | 41,484 | $4.266M | 0.4% | $94.20 | — | S&P 400 MDCP VAL | 78464A839 |
| VOT | VANGUARD INDEX FDS | 31,404 | $4.011M | 0.4% | $90.96 | — | MCAP GR IDXVIP | 922908538 |
| SCHX | SCHWAB STRATEGIC TR | 62,632 | $3.995M | 0.4% | $49.41 | — | US LRG CAP ETF | 808524201 |
| FPE | FIRST TR EXCHANGE-TRADED FD | 183,119 | $3.664M | 0.4% | $19.31 | — | PFD SECS INC ETF | 33739E108 |
| IEFA | ISHARES TR | 53,308 | $3.523M | 0.4% | $54.66 | — | CORE MSCI EAFE | 46432F842 |
| IVE | ISHARES | 29,860 | $3.411M | 0.3% | $87.28 | — | S&P 500 VAL ETF | 464287408 |
| MDYG | SPDR SERIES TRUST | 20,792 | $3.233M | 0.3% | $147.30 | — | S&P 400 MDCP GRW | 78464A821 |
| SLYV | SPDR SERIES TRUST | 25,086 | $3.154M | 0.3% | $115.62 | — | S&P 600 SMCP VAL | 78464A300 |
| VBK | VANGUARD INDEX FDS | 18,896 | $3.039M | 0.3% | $126.04 | — | SML CP GRW ETF | 922908595 |
| VOE | VANGUARD INDEX FDS | 26,722 | $2.981M | 0.3% | $78.12 | — | MCAP VL IDXVIP | 922908512 |
| CWI | SPDR INDEX SHS FDS | 70,025 | $2.731M | 0.3% | $34.12 | — | MSCI ACWI EXUS | 78463X848 |
| AMZN | AMAZON COM INC | 2,297 | $2.686M | 0.3% | $39.52 | +39.2% | COM | 023135106 |
| FTA | FIRST TR LRG CP VL ALPHADEX | 48,686 | $2.66M | 0.3% | $45.97 | — | COM SHS | 33735J101 |
| DGRW | WISDOMTREE TR | 56,876 | $2.356M | 0.2% | $31.96 | — | US DIVD GRT FD | 97717X669 |
| DXC | DXC TECHNOLOGY CO | 24,677 | $2.342M | 0.2% | $68.03 | +13.0% | COM | 23355L106 |
| SYK | STRYKER CORP | 14,958 | $2.316M | 0.2% | $111.48 | +25.2% | COM | 863667101 |
| NOC | NORTHROP GRUMMAN CORP | 7,375 | $2.264M | 0.2% | $196.68 | +33.7% | COM | 666807102 |
| NEE | NEXTERA ENERGY INC | 14,222 | $2.221M | 0.2% | $26.00 | +21.3% | COM | 65339F101 |
| PRU | PRUDENTIAL FINL INC | 19,020 | $2.187M | 0.2% | $67.08 | +13.6% | COM | 744320102 |
| IJT | ISHARES TR | 12,723 | $2.165M | 0.2% | $164.93 | — | S&P SML 600 GWT | 464287887 |
| DTD | WISDOMTREE TR | 22,728 | $2.113M | 0.2% | $77.01 | — | TOTAL DIVID FD | 97717W109 |
| EDIV | SPDR INDEX SHS FDS | 62,441 | $2.051M | 0.2% | $25.43 | — | S&P EM MKT DIV | 78463X533 |
| APLE | APPLE HOSPITALITY REIT INC | 104,361 | $2.047M | 0.2% | $18.61 | — | COM NEW | 03784Y200 |
| VO | VANGUARD INDEX FDS | 12,249 | $1.896M | 0.2% | $112.50 | — | MID CAP ETF | 922908629 |
| DIM | WISDOMTREE TR | 26,761 | $1.846M | 0.2% | $55.59 | — | INTL MIDCAP DV | 97717W778 |
| JHMM | JOHN HANCOCK EXCHANGE TRADED | 47,723 | $1.628M | 0.2% | $32.37 | — | MULTIFACTOR MI | 47804J206 |
| AAPL | APPLE INC | 9,477 | $1.604M | 0.2% | $23.37 | +67.2% | COM | 037833100 |
| DOL | WISDOMTREE TR | 31,277 | $1.584M | 0.2% | $43.38 | — | INTL LRGCAP DV | 97717W794 |
| — | POWERSHARES GLOBAL ETF TRUST | 31,457 | $1.428M | 0.1% | $37.09 | — | DEV MKTS EX-US | 73936T789 |
| DWX | SPDR INDEX SHS FDS | 33,976 | $1.4M | 0.1% | $34.35 | — | S&P INTL ETF | 78463X772 |
| IJJ | ISHARES TR | 8,508 | $1.362M | 0.1% | $152.80 | — | S&P MC 400VL ETF | 464287705 |
| VCLT | VANGUARD SCOTTSDALE FDS | 14,115 | $1.352M | 0.1% | $88.33 | — | LG-TERM COR BD | 92206C813 |
| IJK | ISHARES TR | 5,982 | $1.291M | 0.1% | $202.55 | — | S&P MC 400GR ETF | 464287606 |
| SPEM | SPDR INDEX SHS FDS | 33,470 | $1.277M | 0.1% | $45.28 | — | PORTFOLIO EMG MK | 78463X509 |
| STOT | SSGA ACTIVE TR | 25,800 | $1.275M | 0.1% | $49.42 | — | SPDR DBLELN SHRT | 78470P200 |
| EWBC | EAST WEST BANCORP INC | 19,855 | $1.208M | 0.1% | $26.46 | +85.0% | COM | 27579R104 |
| SCHA | SCHWAB STRATEGIC TR | 15,851 | $1.105M | 0.1% | $54.45 | — | US SML CAP ETF | 808524607 |
| VBR | VANGUARD INDEX FDS | 8,066 | $1.071M | 0.1% | $98.66 | — | SM CAP VAL ETF | 922908611 |
| — | POWERSHARES ETF TRUST | 61,372 | $1.015M | 0.1% | $13.74 | — | INTL DIV ACHV | 73935X716 |
| VB | VANGUARD INDEX FDS | 6,734 | $995K | 0.1% | $113.06 | — | SMALL CP ETF | 922908751 |
| EFA | ISHARES TR | 13,963 | $982K | 0.1% | $61.33 | — | MSCI EAFE ETF | 464287465 |
| EEM | ISHARES TR | 20,403 | $961K | 0.1% | $40.07 | — | MSCI EMG MKT ETF | 464287234 |
| IVV | ISHARES TR | 3,539 | $951K | 0.1% | $229.88 | — | CORE S&P500 ETF | 464287200 |
| — | RYDEX ETF TRUST | 8,188 | $938K | 0.1% | $86.97 | — | GUG S&P SC600 PG | 78355W809 |
| PHM | PULTE GROUP INC | 27,026 | $899K | 0.1% | $20.56 | +38.0% | COM | 745867101 |
| MUNI | PIMCO ETF TR | 16,567 | $889K | 0.1% | $53.66 | — | INTER MUN BD ACT | 72201R866 |
| FANG | DIAMONDBACK ENERGY INC | 6,651 | $840K | 0.1% | $77.99 | +7.5% | COM | 25278X109 |
| CMA | COMERICA INC | 9,605 | $834K | 0.1% | $44.69 | +25.9% | COM | 200340107 |
| IJS | ISHARES TR | 5,197 | $798K | 0.1% | $148.53 | — | SP SMCP600VL ETF | 464287879 |
| ALGN | ALIGN TECHNOLOGY INC | 3,448 | $766K | 0.1% | $95.34 | +138.3% | COM | 016255101 |
| A | AGILENT TECHNOLOGIES IN | 11,406 | $764K | 0.1% | $45.84 | +38.5% | COM | 00846U101 |
| VEU | VANGUARD INTL EQUITY INDEX F | 13,962 | $764K | 0.1% | $46.39 | — | ALLWRLD EX US | 922042775 |
| WCN | WASTE CONNECTIONS INC | 10,750 | $763K | 0.1% | $54.76 | +20.7% | COM | 94106B101 |
| FMC | F M C CORP | 8,045 | $762K | 0.1% | $44.66 | +46.2% | COM NEW | 302491303 |
| — | SYNOVUS FINL CORP | 15,884 | $761K | 0.1% | $35.94 | — | COM NEW | 87161C501 |
| — | AVANGRID INC | 14,103 | $713K | 0.1% | $47.74 | — | COM | 05351W103 |
| — | BERRY PLASTICS GROUP INC | 12,061 | $708K | 0.1% | $51.05 | — | COM | 08579W103 |
| — | LABORATORY CORP AMER HLDGS | 4,395 | $701K | 0.1% | $152.83 | — | COM NEW | 50540R409 |
| — | MICROSEMI CORP | 13,447 | $695K | 0.1% | $46.45 | — | COM | 595137100 |
| — | LAM RESEARCH CORP | 3,748 | $690K | 0.1% | $105.82 | — | COM | 512807108 |
| POST | POST HLDGS INC | 8,057 | $638K | 0.1% | $52.50 | +1.3% | COM | 737446104 |
| XOM | EXXON MOBIL CORP | 7,035 | $588K | 0.1% | $55.93 | +2.1% | COM | 30231G102 |
| — | ISHARES TR | 22,694 | $577K | 0.1% | $25.56 | — | IBONDS DEC21 ETF | 46435G789 |
| JNJ | JOHNSON & JOHNSON | 4,121 | $576K | 0.1% | $78.86 | +40.7% | COM | 478160104 |
| — | ISHARES TR | 22,390 | $557K | 0.1% | $24.88 | — | IBONDS DEC19 ETF | 46434VAU4 |
| — | ISHARES TR | 21,950 | $556K | 0.1% | $25.33 | — | IBONDS DEC20 ETF | 46434VAQ3 |
| XBI | SPDR SERIES TRUST | 6,296 | $534K | 0.1% | $58.66 | — | S&P BIOTECH | 78464A870 |
| — | POWERSHARES ETF TRUST | 4,705 | $534K | 0.1% | $97.89 | — | FTSE RAFI 1000 | 73935X583 |
| XLK | SELECT SECTOR SPDR TR | 8,193 | $524K | 0.1% | $48.42 | — | TECHNOLOGY | 81369Y803 |
| KRE | SPDR SERIES TRUST | 8,632 | $508K | 0.1% | $55.13 | — | S&P REGL BKG | 78464A698 |
| XAR | SPDR SERIES TRUST | 5,990 | $501K | 0.1% | $63.91 | — | AEROSPACE DEF | 78464A631 |
| ACWX | ISHARES TR | 9,482 | $474K | 0.0% | $43.07 | — | MSCI ACWI EX US | 464288240 |
| VIG | VANGUARD SPECIALIZED PORTFOL | 4,112 | $420K | 0.0% | $75.72 | — | DIV APP ETF | 921908844 |
| SHYD | VANECK VECTORS ETF TR | 16,350 | $396K | 0.0% | $23.79 | — | SHORT HIGH YIELD | 92189F387 |
| — | CLAYMORE EXCHANGE TRD FD TR | 14,666 | $358K | 0.0% | $24.41 | — | GUG BUL 2019 HY | 18383M373 |
| IBM | INTERNATIONAL BUSINESS MACHS | 2,301 | $353K | 0.0% | $102.11 | 0.0% | COM | 459200101 |
| MSFT | MICROSOFT CORP | 4,019 | $344K | 0.0% | $54.86 | +37.2% | COM | 594918104 |
| VXF | VANGUARD INDEX FDS | 3,031 | $339K | 0.0% | $99.97 | — | EXTEND MKT ETF | 922908652 |
| — | CLAYMORE EXCHANGE TRD FD TR | 14,216 | $303K | 0.0% | $21.71 | — | GUG BULL2020 E | 18383M514 |
| XLF | SELECT SECTOR SPDR TR | 10,627 | $297K | 0.0% | $22.49 | — | SBI INT-FINL | 81369Y605 |
| JPM | JPMORGAN CHASE & CO | 2,722 | $291K | 0.0% | $64.82 | +25.5% | COM | 46625H100 |
| T | AT&T INC | 7,007 | $272K | 0.0% | $14.23 | +7.2% | COM | 00206R102 |
| BABA | ALIBABA GROUP HLDG LTD | 1,570 | $271K | 0.0% | $172.61 | — | SPONSORED ADS | 01609W102 |
| TFI | SPDR SER TR | 5,320 | $261K | 0.0% | $49.06 | — | NUVEEN BRC MUNIC | 78468R721 |
| TOWN | TOWNEBANK PORTSMOUTH VA | 8,097 | $249K | 0.0% | $14.81 | +125.2% | COM | 89214P109 |
| IJR | ISHARES TR | 3,244 | $249K | 0.0% | $90.94 | — | CORE S&P SCP ETF | 464287804 |
| KO | COCA COLA CO | 5,033 | $231K | 0.0% | $32.81 | +8.6% | COM | 191216100 |
| SUSA | ISHARES TR | 2,003 | $222K | 0.0% | $86.40 | — | USA ESG SLCT ETF | 464288802 |
| PFE | PFIZER INC | 6,097 | $221K | 0.0% | $21.32 | +11.6% | COM | 717081103 |
| V | VISA INC | 1,780 | $203K | 0.0% | $77.76 | +34.2% | COM CL A | 92826C839 |
| PEP | PEPSICO INC | 1,653 | $198K | 0.0% | $75.08 | +18.5% | COM | 713448108 |
| F | FORD MTR CO DEL | 14,928 | $186K | 0.0% | $8.01 | 0.0% | COM PAR $0.01 | 345370860 |
| BSV | VANGUARD BD INDEX FD INC | 2,311 | $183K | 0.0% | $80.13 | — | SHORT TRM BOND | 921937827 |
| — | AETNA INC NEW | 1,008 | $182K | 0.0% | $180.56 | — | COM | 00817Y108 |
| INTC | INTEL CORP | 3,705 | $171K | 0.0% | $28.10 | +30.1% | COM | 458140100 |
| PNC | PNC FINL SVCS GROUP INC | 1,087 | $157K | 0.0% | $104.65 | 0.0% | COM | 693475105 |
| HD | HOME DEPOT INC | 819 | $155K | 0.0% | $117.45 | +20.6% | COM | 437076102 |
| — | GENERAL ELECTRIC CO | 8,361 | $146K | 0.0% | $31.15 | — | COM | 369604103 |
| VZ | VERIZON COMMUNICATIONS INC | 2,713 | $144K | 0.0% | $30.74 | +4.0% | COM | 92343V104 |
| SPY | SPDR S&P 500 ETF TR | 538 | $144K | 0.0% | $233.51 | — | TR UNIT | 78462F103 |
| — | CELGENE CORP | 1,371 | $143K | 0.0% | $117.30 | — | COM | 151020104 |
| DGRO | ISHARES TR | 3,999 | $139K | 0.0% | $34.76 | — | CORE DIV GRWTH | 46434V621 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 703 | $139K | 0.0% | $179.53 | +5.8% | CL B NEW | 084670702 |
| TROW | PRICE T ROWE GROUP INC | 1,319 | $138K | 0.0% | $60.63 | +18.4% | COM | 74144T108 |
| GOOG | ALPHABET INC | 126 | $132K | 0.0% | $50.52 | 0.0% | CAP STK CL A | 02079K107 |
| ACWI | ISHARES TR | 1,688 | $122K | 0.0% | $72.27 | — | MSCI ACWI ETF | 464288257 |
| MINT | PIMCO ETF TR | 1,180 | $120K | 0.0% | $101.69 | — | ENHAN SHRT MA AC | 72201R833 |
| TMP | TOMPKINS FINANCIAL CORPORATI | 1,436 | $117K | 0.0% | $58.96 | +9.8% | COM | 890110109 |
| — | ADVISORSHARES TR | 2,360 | $114K | 0.0% | $48.73 | — | NEWFLT MULSINC | 00768Y727 |
| HIG | HARTFORD FINL SVCS GROUP INC | 2,000 | $113K | 0.0% | $36.26 | +28.5% | COM | 416515104 |
| HDV | ISHARES TR | 1,179 | $106K | 0.0% | $89.91 | — | CORE HIGH DV ETF | 46429B663 |
| PG | PROCTER AND GAMBLE CO | 1,125 | $103K | 0.0% | $72.65 | 0.0% | COM | 742718109 |
| — | RAYTHEON CO | 550 | $103K | 0.0% | $187.27 | — | COM NEW | 755111507 |
| USMV | ISHARES TR | 1,920 | $101K | 0.0% | $52.60 | — | MIN VOL USA ETF | 46429B697 |