NATIONS FINANCIAL GROUP INC, /IA/ /ADV Diversified Active

CIK: 0001109767 · Show all filings

Period: Q3 2017 (← Previous) (Next →)

Filing Date: Nov 13, 2017

Total Value ($000): $102,950 (100.0% shares, 0.0% debt)

Holdings (143)

IJH ISHARES S&P MIDCAP FUND 7.3%
Value ($000) $7,471 Shares 41,758 Est. Cost $163.67 Unrealized —
— POWERSHARES QQQ TRUST, SERIES 1 5.9%
Value ($000) $6,061 Shares 41,672 Est. Cost $112.77 Unrealized —
IJR ISHARES S&P SMALL-CAP FUND 4.6%
Value ($000) $4,759 Shares 64,123 Est. Cost $77.62 Unrealized —
BRK/B BERKSHIRE HATHAWAY INC DEL CL B NEW 2.9%
Value ($000) $2,950 Shares 16,093 Est. Cost $154.37 Unrealized +14.5%
AAPL APPLE INC COM 2.8%
Value ($000) $2,871 Shares 18,627 Est. Cost $26.53 Unrealized +36.3%
VWO VANGUARD FTSE EMERGING MARKETS ETF 2.7%
Value ($000) $2,737 Shares 62,808 Est. Cost $34.70 Unrealized —
SPY SPDR S&P 500 ETF 2.5%
Value ($000) $2,615 Shares 10,407 Est. Cost $221.98 Unrealized —
— COHEN & STEERS INFRASTRUCTURE COM 2.1%
Value ($000) $2,145 Shares 93,242 Est. Cost $19.65 Unrealized —
TIP ISHARES TIPS BOND ETF 1.8%
Value ($000) $1,893 Shares 16,670 Est. Cost $114.40 Unrealized —
IVW ISHARES S&P 500 GROWTH ETF 1.7%
Value ($000) $1,790 Shares 12,479 Est. Cost $125.70 Unrealized —
RDVY FIRST TRUST NASDAQ RISING DIVIDEND ACHIEVERS FUND 1.7%
Value ($000) $1,722 Shares 61,826 Est. Cost $27.10 Unrealized —
BRK/A BERKSHIRE HATHAWAY INC DEL CL A 1.3%
Value ($000) $1,374 Shares 5 Est. Cost $234825.77 Unrealized +13.0%
VO VANGUARD MID-CAP INDEX FUND 1.3%
Value ($000) $1,293 Shares 8,799 Est. Cost $122.42 Unrealized —
VZ VERIZON COMMUNICATIONS INC COM 1.2%
Value ($000) $1,239 Shares 25,031 Est. Cost $27.43 Unrealized +10.2%
— HANCOCK JOHN TAX-ADV DIV INCM COM 1.1%
Value ($000) $1,177 Shares 45,523 Est. Cost $20.82 Unrealized —
T AT&T INC COM 1.1%
Value ($000) $1,130 Shares 28,841 Est. Cost $12.80 Unrealized +21.9%
VEA VANGUARD FTSE DEVELOPED MARKETS ETF 1.1%
Value ($000) $1,118 Shares 25,748 Est. Cost $39.28 Unrealized —
PG PROCTER AND GAMBLE CO COM 1.0%
Value ($000) $1,059 Shares 11,643 Est. Cost $58.08 Unrealized +25.7%
— GENERAL ELECTRIC CO COM 1.0%
Value ($000) $1,007 Shares 41,637 Est. Cost $30.91 Unrealized —
LNT ALLIANT ENERGY CORP COM 0.9%
Value ($000) $963 Shares 23,167 Est. Cost $27.81 Unrealized +15.2%
XLE ENERGY SELECT SECTOR SPDR FUND 0.9%
Value ($000) $960 Shares 14,014 Est. Cost $61.70 Unrealized —
BSV VANGUARD SHORT-TERM BOND INDEX FUND 0.9%
Value ($000) $957 Shares 11,992 Est. Cost $80.03 Unrealized —
DON WISDOMTREE U.S. MIDCAP DIVIDEND FUND 0.9%
Value ($000) $956 Shares 9,565 Est. Cost $86.15 Unrealized —
VNQ VANGUARD REIT ETF 0.9%
Value ($000) $923 Shares 11,107 Est. Cost $81.36 Unrealized —
PFE PFIZER INC COM 0.9%
Value ($000) $919 Shares 25,746 Est. Cost $20.50 Unrealized +8.5%
IBM INTERNATIONAL BUSINESS MACHS COM 0.9%
Value ($000) $882 Shares 6,078 Est. Cost $93.22 Unrealized +3.9%
F FORD MTR CO DEL COM PAR $0.01 0.8%
Value ($000) $854 Shares 71,336 Est. Cost $7.78 Unrealized -6.8%
XLK TECHNOLOGY SELECT SECTOR SPDR FUND 0.8%
Value ($000) $853 Shares 14,426 Est. Cost $48.41 Unrealized —
MRK MERCK & CO INC COM 0.8%
Value ($000) $806 Shares 12,591 Est. Cost $38.41 Unrealized +21.5%
INTC INTEL CORP COM 0.8%
Value ($000) $800 Shares 21,008 Est. Cost $26.89 Unrealized +10.0%
USMV ISHARES EDGE MSCI MIN VOL USA ETF 0.8%
Value ($000) $800 Shares 15,893 Est. Cost $48.97 Unrealized —
TFI SPDR NUVEEN BLOOMBERG BARCLAYS MUNICIPAL BOND ETF 0.8%
Value ($000) $793 Shares 16,210 Est. Cost $47.76 Unrealized —
EFA ISHARES MSCI EAFE ETF 0.8%
Value ($000) $780 Shares 11,396 Est. Cost $60.15 Unrealized —
IVV ISHARES CORE S&P 500 ETF 0.8%
Value ($000) $775 Shares 3,063 Est. Cost $210.51 Unrealized —
BUD ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 0.8%
Value ($000) $775 Shares 6,500 Est. Cost $105.60 Unrealized —
PEP PEPSICO INC COM 0.8%
Value ($000) $773 Shares 6,940 Est. Cost $74.99 Unrealized +19.2%
JNJ JOHNSON & JOHNSON COM 0.7%
Value ($000) $752 Shares 5,782 Est. Cost $80.15 Unrealized +31.0%
IVE ISHARES S&P 500 VALUE ETF 0.7%
Value ($000) $747 Shares 6,921 Est. Cost $91.78 Unrealized —
OKE ONEOK INC NEW COM 0.7%
Value ($000) $729 Shares 13,155 Est. Cost $15.49 Unrealized +106.9%
SBUX STARBUCKS CORP COM 0.7%
Value ($000) $684 Shares 12,741 Est. Cost $48.27 Unrealized -4.3%
VTV VANGUARD VALUE INDEX FUND 0.7%
Value ($000) $680 Shares 6,811 Est. Cost $83.03 Unrealized —
UPS UNITED PARCEL SERVICE INC CL B 0.7%
Value ($000) $675 Shares 5,619 Est. Cost $77.32 Unrealized +7.2%
— DOWDUPONT INC COM 0.7%
Value ($000) $675 Shares 9,755 Est. Cost $69.20 Unrealized —
WMT WAL-MART STORES INC COM 0.6%
Value ($000) $651 Shares 8,336 Est. Cost $17.19 Unrealized +33.2%
IWS ISHARES RUSSELL MID-CAP VALUE ETF 0.6%
Value ($000) $640 Shares 7,540 Est. Cost $71.24 Unrealized —
KRE SPDR S&P REGIONAL BANKING ETF 0.6%
Value ($000) $639 Shares 11,256 Est. Cost $40.78 Unrealized —
XOM EXXON MOBIL CORP COM 0.6%
Value ($000) $637 Shares 7,765 Est. Cost $51.86 Unrealized +4.8%
FVD FIRST TRUST VALUE LINE DIVIDEND INDEX FUND 0.6%
Value ($000) $628 Shares 21,094 Est. Cost $27.36 Unrealized —
CRM SALESFORCE COM INC COM 0.6%
Value ($000) $607 Shares 6,500 Est. Cost $79.91 Unrealized +13.7%
— VANECK VECTORS AMT-FREE INTERMEDIATE MUNICIPAL INDEX ETF 0.6%
Value ($000) $598 Shares 24,846 Est. Cost $24.84 Unrealized —
XLV HEALTH CARE SELECT SECTOR SPDR FUND 0.6%
Value ($000) $586 Shares 7,172 Est. Cost $73.87 Unrealized —
EMB ISHARES J.P. MORGAN USD EMERGING MARKETS BOND ETF 0.6%
Value ($000) $585 Shares 5,023 Est. Cost $114.45 Unrealized —
AMZN AMAZON COM INC COM 0.5%
Value ($000) $561 Shares 584 Est. Cost $39.37 Unrealized +24.8%
IWP ISHARES RUSSELL MID-CAP GROWTH ETF 0.5%
Value ($000) $549 Shares 4,847 Est. Cost $92.41 Unrealized —
— SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETF 0.5%
Value ($000) $546 Shares 14,619 Est. Cost $36.72 Unrealized —
SCHX SCHWAB U.S. LARGE-CAP ETF 0.5%
Value ($000) $540 Shares 9,001 Est. Cost $57.33 Unrealized —
CAT CATERPILLAR INC DEL COM 0.5%
Value ($000) $539 Shares 4,324 Est. Cost $59.63 Unrealized +61.0%
— BLACKROCK ENHANCED GBL DIV TR COM 0.5%
Value ($000) $529 Shares 39,016 Est. Cost $12.05 Unrealized —
— WALGREENS BOOTS ALLIANCE INC COM 0.5%
Value ($000) $529 Shares 6,851 Est. Cost $85.00 Unrealized —
CL COLGATE PALMOLIVE CO COM 0.5%
Value ($000) $524 Shares 7,186 Est. Cost $56.87 Unrealized +4.1%
SHM SPDR NUVEEN BLOOMBERG BARCLAYS SHORT TERM MUNICIPAL BOND ETF 0.5%
Value ($000) $514 Shares 10,578 Est. Cost $48.09 Unrealized —
ISCB ISHARES MORNINGSTAR SMALL-CAP ETF 0.5%
Value ($000) $507 Shares 3,042 Est. Cost $141.37 Unrealized —
IBB ISHARES NASDAQ BIOTECHNOLOGY INDEX FUND 0.5%
Value ($000) $503 Shares 1,508 Est. Cost $295.55 Unrealized —
QCOM QUALCOMM INC COM 0.5%
Value ($000) $497 Shares 9,585 Est. Cost $42.27 Unrealized +0.1%
DE DEERE & CO COM 0.5%
Value ($000) $494 Shares 3,934 Est. Cost $65.12 Unrealized +66.7%
CVX CHEVRON CORP NEW COM 0.5%
Value ($000) $479 Shares 4,074 Est. Cost $61.15 Unrealized +24.6%
— NUVEEN DOW 30 DYN OVERWRITE SHS 0.5%
Value ($000) $471 Shares 27,750 Est. Cost $16.64 Unrealized —
IJJ ISHARES S&P MID-CAP 400 VALUE ETF 0.5%
Value ($000) $471 Shares 3,083 Est. Cost $129.76 Unrealized —
FPX FIRST TRUST US EQUITY OPPORTUNITIES ETF 0.5%
Value ($000) $468 Shares 7,323 Est. Cost $61.17 Unrealized —
COP CONOCOPHILLIPS COM 0.5%
Value ($000) $467 Shares 9,326 Est. Cost $37.11 Unrealized -7.2%
KMB KIMBERLY CLARK CORP COM 0.4%
Value ($000) $460 Shares 3,911 Est. Cost $87.96 Unrealized +3.4%
BOND PIMCO ACTIVE BOND EXCHANGE-TRADED FUND 0.4%
Value ($000) $455 Shares 4,259 Est. Cost $106.40 Unrealized —
VYM VANGUARD HIGH DIVIDEND YIELD INDEX FUND 0.4%
Value ($000) $453 Shares 5,587 Est. Cost $67.28 Unrealized —
AMGN AMGEN INC COM 0.4%
Value ($000) $451 Shares 2,420 Est. Cost $117.96 Unrealized +16.6%
DIS DISNEY WALT CO COM DISNEY 0.4%
Value ($000) $444 Shares 4,505 Est. Cost $90.22 Unrealized +7.4%
— CENTURYLINK INC COM 0.4%
Value ($000) $440 Shares 23,291 Est. Cost $24.74 Unrealized —
— AON PLC SHS CL A 0.4%
Value ($000) $438 Shares 3,000 Est. Cost $93.93 Unrealized —
MSFT MICROSOFT CORP COM 0.4%
Value ($000) $436 Shares 5,852 Est. Cost $51.75 Unrealized +28.8%
VBR VANGUARD SMALL-CAP VALUE INDEX FUND 0.4%
Value ($000) $435 Shares 3,403 Est. Cost $107.27 Unrealized —
KHC KRAFT HEINZ CO COM 0.4%
Value ($000) $434 Shares 5,597 Est. Cost $47.05 Unrealized +19.9%
IJT ISHARES S&P SMALL-CAP 600 GROWTH ETF 0.4%
Value ($000) $433 Shares 2,632 Est. Cost $140.54 Unrealized —
— GABELLI DIVD & INCOME TR COM 0.4%
Value ($000) $412 Shares 18,399 Est. Cost $19.31 Unrealized —
BA BOEING CO COM 0.4%
Value ($000) $411 Shares 1,616 Est. Cost $149.14 Unrealized +47.8%
SYK STRYKER CORP COM 0.4%
Value ($000) $406 Shares 2,857 Est. Cost $85.55 Unrealized +52.9%
— ISHARES COMEX GOLD TRUST 0.4%
Value ($000) $382 Shares 31,039 Est. Cost $12.02 Unrealized —
GDX VANECK VECTORS GOLD MINERS ETF 0.4%
Value ($000) $375 Shares 16,346 Est. Cost $22.94 Unrealized —
CSX CSX CORP COM 0.4%
Value ($000) $364 Shares 6,715 Est. Cost $9.89 Unrealized +54.9%
— NORDSTROM INC COM 0.4%
Value ($000) $364 Shares 7,710 Est. Cost $46.52 Unrealized —
IGIB ISHARES INTERMEDIATE CREDIT BOND ETF 0.3%
Value ($000) $349 Shares 3,168 Est. Cost $108.74 Unrealized —
— POWERSHARES DYNAMIC LARGE CAP GROWTH PORTFOLIO 0.3%
Value ($000) $347 Shares 8,907 Est. Cost $31.26 Unrealized —
IJK ISHARES S&P MID-CAP 400 GROWTH ETF 0.3%
Value ($000) $347 Shares 1,715 Est. Cost $172.85 Unrealized —
MDLZ MONDELEZ INTL INC CL A 0.3%
Value ($000) $341 Shares 8,382 Est. Cost $35.47 Unrealized -2.2%
— DELAWARE ENHANCED GBL DIV & IN COM 0.3%
Value ($000) $341 Shares 28,767 Est. Cost $9.52 Unrealized —
VIG VANGUARD DIVIDEND APPRECIATION INDEX FUND 0.3%
Value ($000) $335 Shares 3,533 Est. Cost $83.67 Unrealized —
IWR ISHARES RUSSELL MID-CAP ETF 0.3%
Value ($000) $333 Shares 1,690 Est. Cost $162.94 Unrealized —
SJM SMUCKER J M CO COM NEW 0.3%
Value ($000) $332 Shares 3,160 Est. Cost $87.54 Unrealized 0.0%
VTWO VANGUARD RUSSELL 2000 ETF 0.3%
Value ($000) $329 Shares 2,770 Est. Cost $94.51 Unrealized —
D DOMINION ENERGY INC COM 0.3%
Value ($000) $323 Shares 4,195 Est. Cost $48.02 Unrealized +11.8%
VUG VANGUARD GROWTH INDEX FUND 0.3%
Value ($000) $322 Shares 2,426 Est. Cost $127.57 Unrealized —
XLY CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND 0.3%
Value ($000) $321 Shares 3,567 Est. Cost $84.21 Unrealized —
CMCSA COMCAST CORP NEW CL A 0.3%
Value ($000) $318 Shares 8,275 Est. Cost $26.97 Unrealized +18.7%
— CALAMOS STRATEGIC TOTL RETN FD COM SH BEN INT 0.3%
Value ($000) $316 Shares 26,025 Est. Cost $9.93 Unrealized —
DEM WISDOMTREE EMERGING MARKETS HIGH DIVIDEND FUND 0.3%
Value ($000) $313 Shares 7,285 Est. Cost $40.99 Unrealized —
— ADVENT CLAYMORE CV SECS & INC COM 0.3%
Value ($000) $309 Shares 19,058 Est. Cost $15.79 Unrealized —
GLD SPDR GOLD SHARES 0.3%
Value ($000) $304 Shares 2,498 Est. Cost $105.75 Unrealized —
META FACEBOOK INC CL A 0.3%
Value ($000) $302 Shares 1,765 Est. Cost $103.54 Unrealized +60.1%
IWF ISHARES RUSSELL 1000 GROWTH ETF 0.3%
Value ($000) $295 Shares 2,357 Est. Cost $104.04 Unrealized —
— GUGGENHEIM S&P 500 EQUAL WEIGHT ETF 0.3%
Value ($000) $292 Shares 3,055 Est. Cost $76.79 Unrealized —
SHY ISHARES 1-3 YEAR TREASURY BOND ETF 0.3%
Value ($000) $288 Shares 3,409 Est. Cost $84.57 Unrealized —
AGG ISHARES CORE U.S. AGGREGATE BOND ETF 0.3%
Value ($000) $284 Shares 2,591 Est. Cost $108.61 Unrealized —
VTI VANGUARD TOTAL STOCK MARKET INDEX FUND 0.3%
Value ($000) $284 Shares 2,196 Est. Cost $124.30 Unrealized —
ADP AUTOMATIC DATA PROCESSING INC COM 0.3%
Value ($000) $280 Shares 2,558 Est. Cost $76.76 Unrealized +16.7%
IWD ISHARES RUSSELL 1000 VALUE ETF 0.3%
Value ($000) $280 Shares 2,359 Est. Cost $99.51 Unrealized —
PM PHILIP MORRIS INTL INC COM 0.3%
Value ($000) $276 Shares 2,484 Est. Cost $52.28 Unrealized +43.9%
MCD MCDONALDS CORP COM 0.3%
Value ($000) $269 Shares 1,714 Est. Cost $96.29 Unrealized +33.6%
WM WASTE MGMT INC DEL COM 0.3%
Value ($000) $268 Shares 3,430 Est. Cost $50.90 Unrealized +28.9%
HD HOME DEPOT INC COM 0.3%
Value ($000) $267 Shares 1,634 Est. Cost $100.20 Unrealized +24.9%
ABBV ABBVIE INC COM 0.3%
Value ($000) $266 Shares 2,994 Est. Cost $46.96 Unrealized +14.3%
BP BP PLC SPONSORED ADR 0.3%
Value ($000) $266 Shares 6,934 Est. Cost $36.76 Unrealized —
ELD WISDOMTREE EMERGING MARKETS LOCAL DEBT FUND 0.3%
Value ($000) $266 Shares 6,888 Est. Cost $38.07 Unrealized —
VCSH VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND 0.3%
Value ($000) $264 Shares 3,290 Est. Cost $78.92 Unrealized —
— IBERIABANK CORP COM 0.3%
Value ($000) $263 Shares 3,199 Est. Cost $67.20 Unrealized —
VHT VANGUARD HEALTH CARE INDEX FUND 0.3%
Value ($000) $261 Shares 1,711 Est. Cost $132.87 Unrealized —
TSLA TESLA INC COM 0.3%
Value ($000) $261 Shares 765 Est. Cost $22.08 Unrealized +4.5%
XLP CONSUMER STAPLES SELECT SECTOR SPDR FUND 0.2%
Value ($000) $252 Shares 4,668 Est. Cost $54.85 Unrealized —
GILD GILEAD SCIENCES INC COM 0.2%
Value ($000) $247 Shares 3,050 Est. Cost $61.66 Unrealized -9.3%
AEP AMERICAN ELEC PWR INC COM 0.2%
Value ($000) $239 Shares 3,407 Est. Cost $44.69 Unrealized +18.7%
EMR EMERSON ELEC CO COM 0.2%
Value ($000) $236 Shares 3,754 Est. Cost $36.62 Unrealized +34.4%
— CLEARBRIDGE ENERGY MLP FD INC COM 0.2%
Value ($000) $236 Shares 15,885 Est. Cost $15.05 Unrealized —
ABT ABBOTT LABS COM 0.2%
Value ($000) $228 Shares 4,264 Est. Cost $38.97 Unrealized +11.3%
WFC WELLS FARGO CO NEW COM 0.2%
Value ($000) $226 Shares 4,090 Est. Cost $40.68 Unrealized +3.6%
TRN TRINITY INDS INC COM 0.2%
Value ($000) $226 Shares 7,100 Est. Cost $15.47 Unrealized 0.0%
ROST ROSS STORES INC COM 0.2%
Value ($000) $225 Shares 3,488 Est. Cost $52.93 Unrealized 0.0%
AFL AFLAC INC COM 0.2%
Value ($000) $222 Shares 2,728 Est. Cost $30.73 Unrealized +7.8%
MMM 3M CO COM 0.2%
Value ($000) $219 Shares 1,041 Est. Cost $124.67 Unrealized +4.2%
— RAYTHEON CO COM NEW 0.2%
Value ($000) $219 Shares 1,171 Est. Cost $187.02 Unrealized —
NEE NEXTERA ENERGY INC COM 0.2%
Value ($000) $206 Shares 1,409 Est. Cost $29.73 Unrealized 0.0%
IWO ISHARES RUSSELL 2000 GROWTH ETF 0.2%
Value ($000) $204 Shares 1,138 Est. Cost $168.73 Unrealized —
SLV ISHARES SILVER TRUST 0.2%
Value ($000) $194 Shares 12,350 Est. Cost $13.46 Unrealized —
— NUVEEN SR INCOME FD COM 0.2%
Value ($000) $194 Shares 29,006 Est. Cost $6.79 Unrealized —
— NUVEEN SELECT TAX FREE INCM PT SH BEN INT 0.2%
Value ($000) $184 Shares 12,325 Est. Cost $14.29 Unrealized —
— CBRE CLARION GLOBAL REAL ESTAT COM 0.1%
Value ($000) $96 Shares 12,171 Est. Cost $7.48 Unrealized —
— PENGROWTH ENERGY CORP COM 0.0%
Value ($000) $11 Shares 10,445 Est. Cost $1.05 Unrealized —