NATIONS FINANCIAL GROUP INC, /IA/ /ADV Diversified Active

CIK: 0001109767 · Show all filings

Period: Q1 2018 (← Previous) (Next →)

Filing Date: May 14, 2018

Total Value ($000): $109,610 (100.0% shares, 0.0% debt)

Holdings (152)

IJH ISHARES S&P MIDCAP FUND 7.5%
Value ($000) $8,206 Shares 43,749 Est. Cost $164.82 Unrealized —
— POWERSHARES QQQ TRUST, SERIES 1 6.2%
Value ($000) $6,828 Shares 42,640 Est. Cost $113.75 Unrealized —
IJR ISHARES S&P SMALL-CAP FUND 4.7%
Value ($000) $5,137 Shares 66,709 Est. Cost $77.59 Unrealized —
BRK/B BERKSHIRE HATHAWAY INC DEL CL B NEW 3.8%
Value ($000) $4,161 Shares 20,858 Est. Cost $166.13 Unrealized +23.6%
AAPL APPLE INC COM 2.9%
Value ($000) $3,225 Shares 19,221 Est. Cost $26.84 Unrealized +50.6%
VWO VANGUARD FTSE EMERGING MARKETS ETF 2.9%
Value ($000) $3,188 Shares 67,850 Est. Cost $35.55 Unrealized —
SPY SPDR S&P 500 ETF 2.4%
Value ($000) $2,638 Shares 10,023 Est. Cost $223.44 Unrealized —
RDVY FIRST TRUST NASDAQ RISING DIVIDEND ACHIEVERS FUND 2.3%
Value ($000) $2,539 Shares 85,455 Est. Cost $27.83 Unrealized —
— COHEN & STEERS INFRASTRUCTURE COM 2.0%
Value ($000) $2,153 Shares 100,575 Est. Cost $19.83 Unrealized —
IVW ISHARES S&P 500 GROWTH ETF 1.9%
Value ($000) $2,104 Shares 13,566 Est. Cost $128.03 Unrealized —
TIP ISHARES TIPS BOND ETF 1.8%
Value ($000) $2,009 Shares 17,772 Est. Cost $114.36 Unrealized —
BRK/A BERKSHIRE HATHAWAY INC DEL CL A 1.4%
Value ($000) $1,496 Shares 5 Est. Cost $234825.77 Unrealized +31.3%
VO VANGUARD MID-CAP INDEX FUND 1.3%
Value ($000) $1,389 Shares 9,008 Est. Cost $123.00 Unrealized —
VEA VANGUARD FTSE DEVELOPED MARKETS ETF 1.2%
Value ($000) $1,308 Shares 29,558 Est. Cost $39.98 Unrealized —
INTC INTEL CORP COM 1.0%
Value ($000) $1,089 Shares 20,911 Est. Cost $26.89 Unrealized +49.0%
— HANCOCK JOHN TAX-ADV DIV INCM COM 1.0%
Value ($000) $1,074 Shares 49,529 Est. Cost $20.89 Unrealized —
AMZN AMAZON COM INC COM 1.0%
Value ($000) $1,058 Shares 731 Est. Cost $44.52 Unrealized +60.6%
BSV VANGUARD SHORT-TERM BOND INDEX FUND 1.0%
Value ($000) $1,054 Shares 13,431 Est. Cost $79.74 Unrealized —
VZ VERIZON COMMUNICATIONS INC COM 0.9%
Value ($000) $1,001 Shares 20,937 Est. Cost $27.51 Unrealized +20.1%
T AT&T INC COM 0.9%
Value ($000) $999 Shares 28,031 Est. Cost $12.90 Unrealized +22.6%
DON WISDOMTREE U.S. MIDCAP DIVIDEND FUND 0.9%
Value ($000) $979 Shares 28,695 Est. Cost $52.23 Unrealized —
LNT ALLIANT ENERGY CORP COM 0.9%
Value ($000) $957 Shares 23,423 Est. Cost $27.81 Unrealized +10.9%
XLK TECHNOLOGY SELECT SECTOR SPDR FUND 0.9%
Value ($000) $956 Shares 14,616 Est. Cost $48.98 Unrealized —
IBM INTERNATIONAL BUSINESS MACHS COM 0.9%
Value ($000) $955 Shares 6,221 Est. Cost $93.35 Unrealized +14.9%
PFE PFIZER INC COM 0.8%
Value ($000) $909 Shares 25,618 Est. Cost $20.56 Unrealized +17.9%
CAT CATERPILLAR INC DEL COM 0.8%
Value ($000) $897 Shares 6,083 Est. Cost $80.85 Unrealized +64.6%
PG PROCTER AND GAMBLE CO COM 0.8%
Value ($000) $855 Shares 10,780 Est. Cost $58.30 Unrealized +16.4%
F FORD MTR CO DEL COM PAR $0.01 0.8%
Value ($000) $854 Shares 77,116 Est. Cost $7.77 Unrealized -3.7%
VNQ VANGUARD REAL ESTATE ETF 0.8%
Value ($000) $839 Shares 11,113 Est. Cost $81.38 Unrealized —
IVV ISHARES CORE S&P 500 ETF 0.7%
Value ($000) $816 Shares 3,074 Est. Cost $211.76 Unrealized —
EFA ISHARES MSCI EAFE ETF 0.7%
Value ($000) $800 Shares 11,483 Est. Cost $60.49 Unrealized —
KRE SPDR S&P REGIONAL BANKING ETF 0.7%
Value ($000) $795 Shares 13,171 Est. Cost $43.48 Unrealized —
TFI SPDR NUVEEN BLOOMBERG BARCLAYS MUNICIPAL BOND ETF 0.7%
Value ($000) $783 Shares 16,311 Est. Cost $47.76 Unrealized —
MRK MERCK & CO INC COM 0.7%
Value ($000) $758 Shares 13,919 Est. Cost $38.83 Unrealized +8.8%
CRM SALESFORCE COM INC COM 0.7%
Value ($000) $744 Shares 6,400 Est. Cost $79.91 Unrealized +42.0%
WMT WALMART INC COM 0.7%
Value ($000) $744 Shares 8,363 Est. Cost $17.50 Unrealized +62.0%
VTV VANGUARD VALUE INDEX FUND 0.7%
Value ($000) $740 Shares 7,171 Est. Cost $84.06 Unrealized —
IVE ISHARES S&P 500 VALUE ETF 0.7%
Value ($000) $739 Shares 6,755 Est. Cost $91.78 Unrealized —
SBUX STARBUCKS CORP COM 0.7%
Value ($000) $729 Shares 12,592 Est. Cost $48.27 Unrealized +0.9%
EMB ISHARES J.P. MORGAN USD EMERGING MARKETS BOND ETF 0.6%
Value ($000) $701 Shares 6,209 Est. Cost $114.68 Unrealized —
PEP PEPSICO INC COM 0.6%
Value ($000) $697 Shares 6,383 Est. Cost $74.99 Unrealized +19.0%
JNJ JOHNSON & JOHNSON COM 0.6%
Value ($000) $695 Shares 5,424 Est. Cost $80.15 Unrealized +35.2%
BUD ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 0.6%
Value ($000) $682 Shares 6,200 Est. Cost $105.60 Unrealized —
SCHX SCHWAB U.S. LARGE-CAP ETF 0.6%
Value ($000) $670 Shares 10,619 Est. Cost $58.23 Unrealized —
DE DEERE & CO COM 0.6%
Value ($000) $640 Shares 4,117 Est. Cost $72.36 Unrealized +99.0%
— BLACKROCK ENHANCED GBL DIV TR COM 0.6%
Value ($000) $639 Shares 55,265 Est. Cost $11.95 Unrealized —
OKE ONEOK INC NEW COM 0.6%
Value ($000) $635 Shares 11,149 Est. Cost $15.49 Unrealized +125.9%
— DOWDUPONT INC COM 0.6%
Value ($000) $631 Shares 9,908 Est. Cost $69.22 Unrealized —
XLV HEALTH CARE SELECT SECTOR SPDR FUND 0.6%
Value ($000) $617 Shares 7,574 Est. Cost $74.32 Unrealized —
FPX FIRST TRUST US EQUITY OPPORTUNITIES ETF 0.6%
Value ($000) $616 Shares 8,986 Est. Cost $62.52 Unrealized —
UPS UNITED PARCEL SERVICE INC CL B 0.6%
Value ($000) $607 Shares 5,797 Est. Cost $77.57 Unrealized +10.2%
IWP ISHARES RUSSELL MID-CAP GROWTH ETF 0.5%
Value ($000) $597 Shares 4,853 Est. Cost $92.41 Unrealized —
IWS ISHARES RUSSELL MID-CAP VALUE ETF 0.5%
Value ($000) $596 Shares 6,892 Est. Cost $71.24 Unrealized —
— VANECK VECTORS AMT-FREE INTERMEDIATE MUNICIPAL INDEX ETF 0.5%
Value ($000) $588 Shares 24,991 Est. Cost $24.84 Unrealized —
MSFT MICROSOFT CORP COM 0.5%
Value ($000) $579 Shares 6,346 Est. Cost $54.06 Unrealized +56.0%
— SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETF 0.5%
Value ($000) $569 Shares 15,880 Est. Cost $36.68 Unrealized —
XLE ENERGY SELECT SECTOR SPDR FUND 0.5%
Value ($000) $554 Shares 8,212 Est. Cost $61.70 Unrealized —
XOM EXXON MOBIL CORP COM 0.5%
Value ($000) $537 Shares 7,198 Est. Cost $51.86 Unrealized +7.5%
— ROCKWELL COLLINS INC COM 0.5%
Value ($000) $533 Shares 3,954 Est. Cost $134.80 Unrealized —
COP CONOCOPHILLIPS COM 0.5%
Value ($000) $529 Shares 8,928 Est. Cost $37.11 Unrealized +17.9%
ISCB ISHARES MORNINGSTAR SMALL-CAP ETF 0.5%
Value ($000) $522 Shares 3,094 Est. Cost $142.81 Unrealized —
BA BOEING CO COM 0.5%
Value ($000) $520 Shares 1,586 Est. Cost $149.14 Unrealized +116.5%
CL COLGATE PALMOLIVE CO COM 0.5%
Value ($000) $515 Shares 7,186 Est. Cost $56.87 Unrealized +5.0%
SHM SPDR NUVEEN BLOOMBERG BARCLAYS SHORT TERM MUNICIPAL BOND ETF 0.5%
Value ($000) $507 Shares 10,604 Est. Cost $48.09 Unrealized —
— NUVEEN DOW 30 DYN OVERWRITE SHS 0.5%
Value ($000) $506 Shares 28,500 Est. Cost $16.70 Unrealized —
BOND PIMCO ACTIVE BOND EXCHANGE-TRADED FUND 0.4%
Value ($000) $485 Shares 4,655 Est. Cost $106.32 Unrealized —
IJJ ISHARES S&P MID-CAP 400 VALUE ETF 0.4%
Value ($000) $479 Shares 3,100 Est. Cost $129.76 Unrealized —
IBB ISHARES NASDAQ BIOTECHNOLOGY INDEX FUND 0.4%
Value ($000) $473 Shares 4,435 Est. Cost $168.93 Unrealized —
CVX CHEVRON CORP NEW COM 0.4%
Value ($000) $469 Shares 4,114 Est. Cost $61.15 Unrealized +39.1%
DIS DISNEY WALT CO COM DISNEY 0.4%
Value ($000) $467 Shares 4,649 Est. Cost $91.31 Unrealized +10.6%
IJT ISHARES S&P SMALL-CAP 600 GROWTH ETF 0.4%
Value ($000) $466 Shares 2,681 Est. Cost $141.05 Unrealized —
KMB KIMBERLY CLARK CORP COM 0.4%
Value ($000) $444 Shares 4,032 Est. Cost $87.95 Unrealized -2.0%
VBR VANGUARD SMALL-CAP VALUE INDEX FUND 0.4%
Value ($000) $444 Shares 3,432 Est. Cost $107.27 Unrealized —
— ISHARES COMEX GOLD TRUST 0.4%
Value ($000) $441 Shares 34,646 Est. Cost $12.08 Unrealized —
SYK STRYKER CORP COM 0.4%
Value ($000) $431 Shares 2,677 Est. Cost $85.55 Unrealized +72.9%
— AON PLC SHS CL A 0.4%
Value ($000) $421 Shares 3,002 Est. Cost $93.93 Unrealized —
— WALGREENS BOOTS ALLIANCE INC COM 0.4%
Value ($000) $410 Shares 6,269 Est. Cost $85.00 Unrealized —
QCOM QUALCOMM INC COM 0.4%
Value ($000) $407 Shares 7,345 Est. Cost $42.27 Unrealized +22.8%
GDX VANECK VECTORS GOLD MINERS ETF 0.4%
Value ($000) $401 Shares 18,226 Est. Cost $22.94 Unrealized —
VYM VANGUARD HIGH DIVIDEND YIELD INDEX FUND 0.4%
Value ($000) $396 Shares 4,799 Est. Cost $67.28 Unrealized —
IJK ISHARES S&P MID-CAP 400 GROWTH ETF 0.4%
Value ($000) $392 Shares 1,796 Est. Cost $174.80 Unrealized —
— COHEN & STEERS REIT & PFD INCM COM 0.4%
Value ($000) $388 Shares 20,750 Est. Cost $21.25 Unrealized —
AMGN AMGEN INC COM 0.4%
Value ($000) $386 Shares 2,265 Est. Cost $117.96 Unrealized +22.4%
VTWO VANGUARD RUSSELL 2000 ETF 0.3%
Value ($000) $375 Shares 3,077 Est. Cost $98.07 Unrealized —
— NORDSTROM INC COM 0.3%
Value ($000) $373 Shares 7,710 Est. Cost $46.52 Unrealized —
— GENERAL ELECTRIC CO COM 0.3%
Value ($000) $371 Shares 27,517 Est. Cost $30.91 Unrealized —
VUG VANGUARD GROWTH INDEX FUND 0.3%
Value ($000) $367 Shares 2,587 Est. Cost $128.38 Unrealized —
CSX CSX CORP COM 0.3%
Value ($000) $365 Shares 6,549 Est. Cost $10.05 Unrealized +67.3%
SHY ISHARES 1-3 YEAR TREASURY BOND ETF 0.3%
Value ($000) $363 Shares 4,347 Est. Cost $84.39 Unrealized —
— POWERSHARES DYNAMIC LARGE CAP GROWTH PORTFOLIO 0.3%
Value ($000) $362 Shares 8,457 Est. Cost $31.26 Unrealized —
VIG VANGUARD DIVIDEND APPRECIATION INDEX FUND 0.3%
Value ($000) $359 Shares 3,551 Est. Cost $83.67 Unrealized —
IWF ISHARES RUSSELL 1000 GROWTH ETF 0.3%
Value ($000) $347 Shares 2,549 Est. Cost $106.34 Unrealized —
SJM SMUCKER J M CO COM NEW 0.3%
Value ($000) $347 Shares 2,800 Est. Cost $87.54 Unrealized +10.9%
HD HOME DEPOT INC COM 0.3%
Value ($000) $345 Shares 1,937 Est. Cost $107.63 Unrealized +43.8%
IWR ISHARES RUSSELL MID-CAP ETF 0.3%
Value ($000) $344 Shares 1,668 Est. Cost $166.94 Unrealized —
XLY CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND 0.3%
Value ($000) $334 Shares 3,296 Est. Cost $84.21 Unrealized —
— DELAWARE ENHANCED GBL DIV & IN COM 0.3%
Value ($000) $333 Shares 28,800 Est. Cost $9.52 Unrealized —
— GABELLI DIVD & INCOME TR COM 0.3%
Value ($000) $324 Shares 14,640 Est. Cost $19.31 Unrealized —
GLD SPDR GOLD SHARES 0.3%
Value ($000) $314 Shares 2,498 Est. Cost $105.75 Unrealized —
IWD ISHARES RUSSELL 1000 VALUE ETF 0.3%
Value ($000) $309 Shares 2,574 Est. Cost $101.53 Unrealized —
— CALAMOS STRATEGIC TOTL RETN FD COM SH BEN INT 0.3%
Value ($000) $308 Shares 26,025 Est. Cost $9.93 Unrealized —
VCSH VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND 0.3%
Value ($000) $307 Shares 3,910 Est. Cost $78.86 Unrealized —
IGIB ISHARES INTERMEDIATE CREDIT BOND ETF 0.3%
Value ($000) $307 Shares 2,861 Est. Cost $108.74 Unrealized —
ABBV ABBVIE INC COM 0.3%
Value ($000) $306 Shares 3,230 Est. Cost $48.96 Unrealized +60.4%
WM WASTE MGMT INC DEL COM 0.3%
Value ($000) $302 Shares 3,596 Est. Cost $51.93 Unrealized +44.2%
— CENTURYLINK INC COM 0.3%
Value ($000) $302 Shares 18,355 Est. Cost $24.74 Unrealized —
GSLC GOLDMAN SACHS ACTIVEBETA U.S. LARGE CAP EQUITY ETF 0.3%
Value ($000) $296 Shares 5,539 Est. Cost $53.38 Unrealized —
ADP AUTOMATIC DATA PROCESSING INC COM 0.3%
Value ($000) $295 Shares 2,599 Est. Cost $77.07 Unrealized +28.0%
NFLX NETFLIX INC COM 0.3%
Value ($000) $295 Shares 998 Est. Cost $27.22 Unrealized 0.0%
D DOMINION ENERGY INC COM 0.3%
Value ($000) $294 Shares 4,360 Est. Cost $48.25 Unrealized +7.6%
— POWERSHARES S&P 500 QUALITY PORTFOLIO 0.3%
Value ($000) $291 Shares 9,758 Est. Cost $29.82 Unrealized —
MCD MCDONALDS CORP COM 0.3%
Value ($000) $288 Shares 1,840 Est. Cost $99.10 Unrealized +37.9%
VTI VANGUARD TOTAL STOCK MARKET INDEX FUND 0.3%
Value ($000) $286 Shares 2,108 Est. Cost $124.30 Unrealized —
AGG ISHARES CORE U.S. AGGREGATE BOND ETF 0.3%
Value ($000) $277 Shares 2,582 Est. Cost $108.67 Unrealized —
GILD GILEAD SCIENCES INC COM 0.3%
Value ($000) $275 Shares 3,650 Est. Cost $61.13 Unrealized -3.6%
BP BP PLC SPONSORED ADR 0.2%
Value ($000) $272 Shares 6,715 Est. Cost $36.76 Unrealized —
— ADVENT CLAYMORE CV SECS & INC COM 0.2%
Value ($000) $270 Shares 17,935 Est. Cost $15.79 Unrealized —
ROST ROSS STORES INC COM 0.2%
Value ($000) $270 Shares 3,457 Est. Cost $52.93 Unrealized +38.5%
MDLZ MONDELEZ INTL INC CL A 0.2%
Value ($000) $266 Shares 6,383 Est. Cost $35.47 Unrealized +1.1%
TSLA TESLA INC COM 0.2%
Value ($000) $259 Shares 974 Est. Cost $22.06 Unrealized -0.3%
VHT VANGUARD HEALTH CARE INDEX FUND 0.2%
Value ($000) $257 Shares 1,672 Est. Cost $132.87 Unrealized —
ABT ABBOTT LABS COM 0.2%
Value ($000) $256 Shares 4,272 Est. Cost $38.97 Unrealized +34.9%
PM PHILIP MORRIS INTL INC COM 0.2%
Value ($000) $255 Shares 2,566 Est. Cost $52.82 Unrealized +30.1%
— RAYTHEON CO COM NEW 0.2%
Value ($000) $254 Shares 1,175 Est. Cost $187.02 Unrealized —
— IBERIABANK CORP COM 0.2%
Value ($000) $252 Shares 3,229 Est. Cost $67.20 Unrealized —
— POWERSHARES S&P 500 EQUAL WEIGHT PORTFOLIO 0.2%
Value ($000) $250 Shares 2,517 Est. Cost $99.32 Unrealized —
KHC KRAFT HEINZ CO COM 0.2%
Value ($000) $249 Shares 3,997 Est. Cost $47.05 Unrealized +4.1%
AEP AMERICAN ELEC PWR INC COM 0.2%
Value ($000) $241 Shares 3,516 Est. Cost $45.02 Unrealized +13.2%
NEE NEXTERA ENERGY INC COM 0.2%
Value ($000) $240 Shares 1,470 Est. Cost $29.80 Unrealized +6.4%
AFL AFLAC INC COM 0.2%
Value ($000) $239 Shares 5,456 Est. Cost $33.76 Unrealized +9.0%
CSCO CISCO SYS INC COM 0.2%
Value ($000) $238 Shares 5,559 Est. Cost $33.46 Unrealized 0.0%
COST COSTCO WHSL CORP NEW COM 0.2%
Value ($000) $237 Shares 1,256 Est. Cost $155.17 Unrealized +9.1%
MMM 3M CO COM 0.2%
Value ($000) $229 Shares 1,041 Est. Cost $124.67 Unrealized +20.5%
XLP CONSUMER STAPLES SELECT SECTOR SPDR FUND 0.2%
Value ($000) $222 Shares 4,214 Est. Cost $54.85 Unrealized —
LMT LOCKHEED MARTIN CORP COM 0.2%
Value ($000) $221 Shares 654 Est. Cost $253.57 Unrealized +8.6%
WFC WELLS FARGO CO NEW COM 0.2%
Value ($000) $220 Shares 4,195 Est. Cost $41.23 Unrealized +15.7%
— COHEN & STEERS QUALITY RLTY FD COM 0.2%
Value ($000) $218 Shares 18,428 Est. Cost $11.83 Unrealized —
IWO ISHARES RUSSELL 2000 GROWTH ETF 0.2%
Value ($000) $217 Shares 1,138 Est. Cost $168.73 Unrealized —
CMCSA COMCAST CORP NEW CL A 0.2%
Value ($000) $213 Shares 6,228 Est. Cost $26.97 Unrealized +17.9%
META FACEBOOK INC CL A 0.2%
Value ($000) $213 Shares 1,330 Est. Cost $103.54 Unrealized +72.2%
PSX PHILLIPS 66 COM 0.2%
Value ($000) $212 Shares 2,214 Est. Cost $69.34 Unrealized +3.1%
JPM JPMORGAN CHASE & CO COM 0.2%
Value ($000) $210 Shares 1,906 Est. Cost $91.43 Unrealized 0.0%
— NUVEEN SR INCOME FD COM 0.2%
Value ($000) $190 Shares 29,006 Est. Cost $6.79 Unrealized —
SLV ISHARES SILVER TRUST 0.2%
Value ($000) $190 Shares 12,350 Est. Cost $13.46 Unrealized —
— NUVEEN SELECT TAX FREE INCM PT SH BEN INT 0.2%
Value ($000) $173 Shares 12,325 Est. Cost $14.29 Unrealized —
— ALERIAN MLP ETF 0.1%
Value ($000) $104 Shares 11,102 Est. Cost $9.37 Unrealized —
— COMPANHIA PARANAENSE ENERG COP SPON ADR PFD 0.1%
Value ($000) $97 Shares 12,300 Est. Cost $7.71 Unrealized —
— CBRE CLARION GLOBAL REAL ESTAT COM 0.1%
Value ($000) $95 Shares 12,978 Est. Cost $7.51 Unrealized —
— AEGON N V NY REGISTRY SH 0.1%
Value ($000) $70 Shares 10,284 Est. Cost $6.81 Unrealized —
— MFS INTERMEDIATE HIGH INC FD SH BEN INT 0.0%
Value ($000) $33 Shares 11,675 Est. Cost $2.83 Unrealized —
— RITE AID CORP COM 0.0%
Value ($000) $23 Shares 13,500 Est. Cost $1.70 Unrealized —
— PENGROWTH ENERGY CORP COM 0.0%
Value ($000) $7 Shares 11,605 Est. Cost $1.03 Unrealized —